Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`Issue Classification 14876276
`
`TESFALDET BOCURE
`
`FALLON ET AL.
`
`Art Unit
`
`2634
`
`US ORIGINAL CLASSIFICATION
`
`INTERNATIONAL CLASSIFICATION
`
`CLASS
`
`SUBCLASS
`
`CLAIMED NON-CLAIMED
`
`omoooo III-—
`
`_—-
`
`
`
`
`
`
`
` CROSSREFERENCE(S) I4N
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`CLASS
`
`
`
`
`Total Claims Allowed:
`
`30
`
`05/29/2016
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`1
`Part of Paper No 20160529
`
`(Assistant Examiner)
`/TESFALDET BOCU RE/
`Primary Examiner.Art Unit 2634
`
`(Primary Examiner)
`US. Patent and Trademark Office
`
`Page 1201 of 1785
`
`GOOGLE EXHIBIT 1004 (part 3 of 3)
`
`Page 1201 of 1785
`
`GOOGLE EXHIBIT 1004 (part 3 of 3)
`
`

`

`Issue Classification 14876276
`
`FALLON ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`TESFALDET BOCURE
`
`2634
`
`I2
`
`Claims renumbered in the same order as presented by applicant
`
`I]
`
`I]
`
`T.D
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`
`
`
`
`1 1 17 17
`
`
`
`
`
`
`
`07
`
`
`
`
`
`
`
`
`
`
` LOOJVOU'l-bwh) LOOJVOU'l-bwh)
`
`
`
`O O
`
` N
`
`N
`
`LO LO
`
`4s 4s
`
`01 UI
`07
`
`1
`
`Total Claims Allowed:
`
`30
`
`05/29/2016
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`Part of Paper No. 20160529
`
`(Assistant Examiner)
`/TESFALDET BOCURE/
`Primary Examiner.Art Unit 2634
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`Page 1202 of 1785
`
`Page 1202 of 1785
`
`

`

`Index Of Claims
`
`14876276
`
`FALLON ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`
`Art Unit
`
`TES FALDET BOCU RE
`
`2634
`
`
`
`Rejected I Cancelled n Non-Elected n Appeal
`a Allowed a Restricted _ a Objected
`
`IX Claims renumbered in the same order as presented by applicant
`
`I] 0 'U>
`
`I] T.D.
`
`I] R.1.47
`
`CLAIM
`
`DATE
`
`Final __________
`1__——______
`2 __——______
`3 __——______
`4 __——______
`5 __——______
`6 n—————————
`7 __——______
`8 n—————————
`9 n—————————
`10 __——______
`11__——______
`12
`12 _——______
`13
`
`13 ——------_
`_; 4s
`_; 4;
`_
`I
`15 __——______
`16 __——______
`17 __——______
`18 __——______
`19 __——______
`20 __——______
`r21__——______
`22 __——______
`23 __——______
`24 __——______
`25 __——______
`26 __——______
`27 __——______
`__——______
`MN(00)
`MN(00)
`_ “
`(.00 ll
`(.0O
`_
`
`__
`
`
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20160529
`
`Page 1203 of 1785
`
`Page 1203 of 1785
`
`

`

`
`
`Search NOTES
`
`14876276
`
`FALLON ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`
`
`
`
`
`
`
`Examiner
`
`TES FALD ET BOCURE
`
`Art Unit
`
`2634
`
`CPC- SEARCHED
`
`((H03M7/30)) | ((H03M7/3084)) | ((H03M7/6094)) | ((G06F15/7867)) |
`G06T1/60
`H04N19/136 .CPC.
`
`((H03M7/30)) | ((H03M7/3059)) | ((H03M7/3093)) | ((H04L69/04)) |
`H04N19/152
`H04N9/8042 .CPC.
`
`( ( H03M7/30 | H03M7/3059 | H03M7/3084 | H03M7/6094 | H03M7/3088 |
`H03M7/6023 H03M7/6064 H04N19/152 G11820/00007 .CPC.
`
`01/22/201
`e
`
`01/22/201
`6
`
`01/23/201
`6
`
`(H03M7/30lH03M7/3084lH03M7/6094|H04N19/164|HO4N19/176|H04N19/103)
`.CPC.
`
`04/17/201
`e
`
`CPC Updated
`
`CPC Updated
`
`04/18/201
`6
`
`05/29/201
`6
`
`TB
`
`TB
`
`TB
`
`TB
`
`TB
`
`TB
`
`
`
`CPC COMBINATION SETS - SEARCHED
`
`US CLASSIFICATION SEARCHED
`
`—_im_-m_-m
`240, 240.01, 240.02
`01/22/2016
`50,51,126
`01/22/2016
`
`375, 370,
`348, 341,
`711, 701, 381
`375, 370,
`
`711, 701, 381
`375, 370,
`
`711, 701, 381
`375, 370,
`
`711, 701, 381
`
`Search ALL ($8.ccls.)
`
`01/22/2016
`
`TB
`
`Search Updated ALL
`
`01/23/2016
`
`TB
`
`Search Updated ALL
`
`04/17/2016 &
`
`TB
`
`Search Updated ALL
`
`05/29/2016
`
`TB
`
`/TESFALDET BOCURE/
`Primary Examiner.Ar1 Unit 2634
`
`
`
`US. Patent and Trademark Office
`
`Page 1204 of 1785
`
`Part of Paper No.
`
`: 20160529
`
`Page 1204 of 1785
`
`

`

`SEARCH NOTES
`
`
`Search Notes
`01/22/2016
`WEST and Inventor's Name Searched
`
`See Realted parent application 14/733,565 for further presecution History
`01/22/2016
`TB
`WEST Search Updated
`01/23/2016
`TB
`WEST Search Updated
`04/17/2016
`WEST Search Updated
`04/18/2016
`WEST Search Updated
`05/29/2016
`
`Examiner
`
`INTERFERENCE SEARCH
`
`US Subclass / CPC Group
`
`
`
`US Class/
`CPC S mbol
`375
`CPC
`
`375
`CPC
`
`240, 240.1
`(H03M7/30lH03M7/3084lH03M7/6094lH04N‘I9/164|HO
`4N19/176 H04N19/103 .CPC.
`
`240, 240.1
`(H03M7/30lH03M7/3084lH03M7/6094lH04N19/‘|64|HO
`4N19/176 H04N19/103 .CPC.
`
`04/18/2016
`04/18/2016
`
`05/29/2016
`05/29/2016
`
`TB
`
`TB
`
`
`
`/TESFALDET BOCURE/
`Primary Examiner.Art Unit 2634
`
`
`
`US. Patent and Trademark Office
`
`Page 1205 of 1785
`
`Part of Paper No.
`
`: 20160529
`
`Page 1205 of 1785
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`

`

`.r
`
`
`
`PTO/SB/3O (07—09)
`Approved for use through 07/31/2012. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork ReductiorlwA‘ct of 1995. no ggersons are reg-{pledge res'iond to arcollmction of information unless it contains a valid OMB control number.
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`Address to:
`Mail Stop RCE M2634
`
`Commissioner for Patents
`-
`E3403
`..............................................................................
`p'o' Box 1450
`ExammerName
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`mm “\mmxm' 3421.005000C
`xAlexandria’ VA 223134450
`Attorney Docket Number
`
`
`
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`1 Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
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`“““nxxWWWWW\wn\mmnx
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`1995, or to any design application. See instruction Sheet for RCEs (not to be submitted to the USPTO) on page 2.
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`\Submissmnreqwredunder37CER 1.1 14% Note: If the RCE is proper, any previously filed unentered amendments and
`amendments enclosed with the RCE will be entered in the order in which they were filed unless applicant instructs otherwise. If
`applicant does not wish to have any previously filed unentered amendment(s) entered, applicant must request non-entry of such
`amendment(s),
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`considered as a submission even if this box is not checked.
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`E] Consider the arguments in the Appeal Brief or Reply Brief previously filed on
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`Suspension of action on the above-identified application is requested under 37 CFR 1.103(c) for a
`period of
`months. (Period ofsuspension shall not exceed 3 months; Fee under 3'7 CFR 1.17(i) required)
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`|:] Extension of time fee (37 CFR 1.136 and 117)
` xxxxx»»\\\\===»
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`Check in the amount of $,_____._______________________________________________________,enclosed
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`CERTIFICATE OF MAILING OR TRANSMISSION
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`tttxtwww.»tt.‘mnmwmm—mmwwwwe.«WNWWWWW-unmumm
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`3
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`“N“a“r1‘a‘e“‘("P’H;y:f.;g‘~e“$“§f‘“““W“WM“““““““““““‘“~"5"‘5"“5"“““““"“"**“§““D“ate
`
`This collection of information is required by 37 CFR 1114. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 US.C. 122 and 37‘ CFR1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
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`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313—1450. DO NOT SE ND FEES OR COMPLETED FORMS TO THIS
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`lfyou need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
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`2842694
`
`Page 1206 of 1785
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`Page 1206 of 1785
`
`

`

`ENEEIE UNITED S THAI E£S E AE‘E.SNT AND TRADEMARK OFFICE.
`
`Inventors: FALLON el‘ al.
`
`Confirmation No.2 3403
`
`Applicaiit: Realtime Data LLC
`
`Application No; 14/876,276
`
`Art Unit: 2634
`
`Examiner: 3403
`
`Filing Date: October 6, 2015
`
`Atty. Docket: 3421.005000C
`
`Title: Video Data Compression Systems
`
`Seventh Supplemental Information .fiisciosure Statement
`
`Mail Stop RCE
`
`Commissioner for Patents
`
`PO Box 1450
`
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`N.9ti99..9.fWPri93.209.999999901.1399eedingfi
`
`Applicant hereby calls to the attention of the Patent and Trademark Office the following
`
`reexamination proceedings involving patents that are commonly—assigned with the patent in the
`
`above—identified patent application:
`
`
`
`
`“1.1.7.7.___________________________________
`\
`
`
`
`
`
`Status
`_ Proceeding,
`777
`Intei PartesReexamination
`InterPartesReexamination of U S Patent No
`E Certificate issued 10/10/2012 __7
`E6604,15S(Control N9: 95/000,486)
`
`
`WE»Inter Partes ReexaminatiOI
`Inter Partes ReexaminationofU. S Patent
`
`
`
`Certificate issued 05/15/2012
`97777732__i_ 937((39%-..N07. 95/000 466)
`Terminated
`Intei Partes ReexaminationofUS Patent
`
`.7
`ENQ77677604__1__5___8_ (Control No 95/000453)
`Ex Parte Reexamination of US Patent NE)6,601,104 EExParte Reexamination
`
`
` §_V<Contr9LN9 90/009 428)
`&rtifi.99t9.19999992/2912012
`Inter PartesReexamination of U.S Patent
`"Inter Partes Reexamination
`
`§___N_0__7378992 (Control No 95/QQQ478)
`Certificate lssued 10/04/2012
`
`Intei PartesReexamination ofU.S. Patentw
`Inter PartesReex ,ination
`
`
`\Io 6,624,761gwfllN6. 95/000,464)
`Certificate issued 06/12/2012
`Inter Partes Reexamir:ationofU.S. Patent No
`Inter Partes Reexamination
`119.1999£§299tr9.1.1§19- 95/000479)WCertlficatel-Esued 05/22/2912.--.3.
`
`
`77
`
`E
`
`Page 1207 of 1785
`
`Page 1207 of 1785
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`

`

`- 2 —
`
`
`
`FALLON er (1].
`
`Application No. 14/876,276
`
`
`M “ wwfirocee'dlfigW” 19221
`1
`Appeal‘ to the (“out of
`Inter Partes Reexamination of U. S Patent No.
`1
`17,714,747 (Control No. 95/001,517)
`1EAppeaEs for the Federa1
`E
`Circuit dismissed 6/4/2015
`
`
`
`
`Inter Partes Reexamination ofU S Patent No. W Inter Partes Reexamiration
`
`§___7,_417,568(ControlN91195117Q1011533) _
`___11111111_11111111C1ertificateissued07/22/201611j
`Inter Partes Reexamination of U S. PatertNo.
`Inter Partes Reexamination
`:17777651 (Control No 95/001,5811 11
`___________111111111111.111C1e11t1i1fiCate issued 07/08/2016____§.
`Inter Partes ReexaminationWof U. S PatentNo.
`Notice of Intent to Issue 1111611"
`E
`7,400,274 (Control No. 95/001,544)
`Partes Reexamination
`thldWU/ZOW
`
`Applicant hereby calls to the attention of the Patent and Trademark Office the following
`
`reexamination proceedings filed by Cellco Partnership d/b/a Verizon Wireless, involving patents
`
`that are commonly—assigned with the patent in the above-identified patent application:
`
`111111
`
`11
`
`‘Pdemu
`Inter Partes ReexaminationofL S. PatentN6”
`E7571 957 (Control No 95/001,9771
`11
`Inter Partes Reexamination of L. S. Patent
`N6. 661014,158 (Contiol No 95/001 9231
`Inter Partes Reexamination ofL.S Patent
`
`No 7,352,300 (Control No“. 95/001 924)
`IiiteiPartes ReexaminationofLS. Patent
`7N97 ,395,345 (ControlNo95/0011925)
`Inter Partes Reexamination of L. S. Patent
`E-N9.-7...1.§1-§.Q§.tC0DUO1N9...2§19.Q.1.22..6.)............................
`Inter Partes Reexamination of L. S. Patent
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`§Inter Partes Reexamination
`Cer1t11f1cate issued 12/05/2013
`Inter Partes Reexamination
`______§__Cert1f1cateissued 04/17/2015
`Inter Partes Reexamination
`7
`11111111111___1_1__E1__Certificateissued08/04/2014
`Inter Partes Reexamination
`11111111111111111111111111111111111111111111111111111111111111111111111111111111
`V Inter Partes Reexamination
`Cerufieeteued 01/08/2014
`E InterPartes Reexamination
`Certificate issued 08/16/2015
`ngnter Partes Reexamination
`Certificateissued 01/08/719114
`
`Applicani invites the 'EEixamincr to review the Requests for Reexamination, issued Office
`
`Actions, replies, and any other papers in the above—identified reexamination proceedings.
`
`If the
`
`Examiner is unable to obtain copies of papers in any reexamination proceeding, copies care be
`
`Atty. Dkt. No. 3421 .005000C
`
`Page 1208 of 1785
`
`Page 1208 of 1785
`
`

`

`FALLON et al.
`
`Application No. 14/876,276
`
`provided to the Examiner upon request. Those documents which may be material that are not
`
`already of record in this patent application are listed on the accompanying Form PTO/SB/08 as
`
`documents NFI.;40~NPL44.
`
`Applicant taerehy calls to the attention of the Patent and Trademark Office the following
`
`inter partes review proceedings involving patents that are commonly-assigned with the patent in the
`
`above—identified patent application:
`
`‘ Patent :6"
`'w‘“‘“‘:ff1
`
`
`Proceedinw
`Institution Decision
`Oracle America, Inc. v. Realtime Data LLC 7378992
`
`. mam2016
`IPR2016 00373
`07acle Amerzca Inc v. Realtzme Data LLC, 8,643,513
`Institution Decision
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`mailed June 27, 2016
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`Oracle America Incv. Realtzme Data LLC E,7415 53ONMIIiwimil-“mm?Institutiondenied July
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`1, 2016
`11>R2gi6 00375
`Oracle14’”erRealtzme Data LLC 734W
`Institution denied July
`IPR2016 00376 ....
`
`
`
`1131001600377
`SAP AmerzcaInc.-“e?"227”"v Realtlmc Data I 6597812
`1 LLC d/b/a IXO, IPK201600783
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`é‘iii’6m90'ém
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`$391.6“
`Patent Owner
`
`E
`
`Preliminary Response
`tiledJure 15,2016
`E37415530
`EDell Inc et al v. Realtime Data LLC
`Dismissed June 21,
`
`$2016
`{PR201600878WW.....................................................................
`EDell Inc. ct al. v Realtime Data LLC
`E7,415,530
`Petition filed April29
`
`E 2016
`E szerbea’ Technology Incetalv. Realtz'rnew8,643,513mmmmmmm
`E PetitiontiledApril 29
`
`12016
`DatafiLLC IRR201600_9__7__8__
`Petition tiledApriwl29:E
`szezbedfiTechnologr Inc etal v. Realtlme 7,378,992
`\x
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`E2016
`EData LLC IPR2016—00980
`L...“11...“...mnnmc‘cmccwcc..................................................................chcccccccccccccc‘..........c.....,.................m i.
`iDcll Inc et al v Realtl'rne Data LLC
`19’1 16,908
`Petition filed May 5
`E IPR201601002
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`2016
`E..................________iii.i..ii.......““““c,cww.._.chccccccwa».-.-,-,-.-..................c....... “nnnnmwcwcvwmccccccccccccccc
`E Apple Inc. v Realttme Data LLC, IPR2016-
`7,181,608
`01365
`Apple Incv Realtzme Data LLC IPR2016— 313,060,536”
`
`IPR2016 00972
`
`
`
`
`
`01366
`
`
`
`
`20 16
`Petition tiled111198
`
`Page 1209 of 1785
`
`Atty. Dkt. No. 3421.005000C
`
`Page 1209 of 1785
`
`

`

`.1 4 --
`
`FALLON et al,
`
`Application No. 14/876,276
`
`Applicant invites the Examiner to review the petitions for inter partes review and any other
`
`papers in the above-identified inter partes review proceedings. If the Examiner is unable to obtain
`
`copies of papers in any inter partes review proceeding, copies can be provided to the Examiner
`
`upon request. Those documents which may be material that are not already of record in this patent
`
`application are listed on the accompanying Form PTO/SB/OS as documents USZ, US4-USS and
`
`NPMS-Nrtm.
`
`NotlceofRelatedLWWWLLIsetter1
`
`Applicant notifies the Patent and Trademark Office of the following litigation involving
`
`US. Patents commonly—owned with the current patent application, tlee subject matter of which may
`
`be related to the present patent application:
`
`
`
`
`”WStatus
`Case
`
`1 “é‘i‘a‘a‘zfiaz‘nata’rr232272575“X0 v. 1175573222279;"fr'iEI"‘éi‘"cIZI“,““‘
`Dismissed
`
`N0608cv00144LEDzEDTean
`
`Applicant also notifies the Patent and Trademark Office of the following additional
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`litigation involving US. Patents commonly-owned with the current patent application, the subject
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`
`PM """
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`matter of which may be related to the present patent application:
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`Case Terminated
`Reallime Data LLC d/b/a IX0 v. Thomson Reuters
`l 11 /9/2o12; Opinion
`Corporatiérz et a]. No. 1:11—cv—06698—RJH (SD. New
`of the Court of
`York) (transferred from ED. Texas; 6:09—cv-00333—
`1 Appeals for the
`LED)
`Federal Circuit
`Iecewedmm
`
`t
`
`Page 1210 of 1785
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`Atty. Dkt. No. 3421.005000C
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`Page 1210 of 1785
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`

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`U1
`
`—
`
`FALLON et al.
`
`Application No. 14/876,276
`
`
`Case Terminated
`
`T
`11/?0012; Opmlon
`Reallime Data LLC d/b/a LXO v. Morgan Stanley et al.,
`1
`oAptp1:anf::tt%:
`No. 1:11—cv—O6696—RJH (SD. New York) (transferred
`1
`Federal Circuit
`from ED. Texas; 6:09—cv—OO326—LED)
`
`' WWWWWW
`“received01/27/2014 ____*
`I
`Case Terminated
`T
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`1
`1
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`:1
`
`3
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`4
`i
`
`T
`
`8
`
`9
`
`11/9/2012; Opinion
`Realtime Data LLC d/b/a LXO v. CME Group Inc., et
`ofthe Court of
`al., No. 1:11—cv—O6697—RJH (SD. New York)
`Appeals for the
`(transferred from ED. Texas; No. 6:09—cv—OO327—
`Federal Circuit
`LED)
`erecelved01/27/2014xxxxx.1
`E
`5
`Cnicago BoaIdUptiom Inn/Inge Inc, v Reallinze
`Dismissed
`‘
`
`......................oinwimmmngr ‘
`s
`
`TIzom5on Reuters CorporaIion v. Reattzrne Data"LC
`(onso lidated wit11
`6
`
`IIJ/a 1V0, No 1: (39Nov (37868RMB (S D.N. Y)
`Case N0. 2
`T 7 Ecainnze Dela In a”?Mo IXO v. CME Group Inc. et
`Consolidated with
`Ea]. 1’,II) No 6:10CV246 (I3 D. Texas)
`TCase N0 4
`E Realtirne DataTIC d/b/a [KO v TIzommn Reine/‘15
`TConsolidated with H
`W1“ orporation el(I! (I1), No. 6:10cv--247 (ED lexax)
`TCase NO. 2
`Realizmc Data TTCixo/a IXOV. Morgan Stanley eI i Consolldated with
`
`aI (II) No. 611(lcv—248 (33‘MD Texas)
`TCase N0 3
`T
`10 T TTRCMZIlI/ILData LIC cI/b/a IXC) V. Mon0PCS '1Texas;
`TAppeal Terminated
`II.€....€1..ee.....2§.9....6. ......QMINIMUM”
`11
`Reaitime Daza 11.17am IXC) V. InIicrosa/I
`.TDismESSCd May 1,
`Cavemen/‘10Ecva’EZ/(EDTexab)_____________E?.91.?__________________________________________
`I
`‘EOrder Granting H H
`Motior: to
`
`12
`
`Realtime Data LLC d/b/a LXO v. Actian Corporation,
`et 211., No. 6:15—cv—OO463 (ED. Texas)
`
`Supplement Claim
`Construction
`Record issued July
`
`\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\ W2252016
`............,...
`TReallime Data LLC d/b/a LXO v. Dropbox, Inc. ,No.
`I
`13
`Dismissed
`'
`
`...............T6r15--CV00465 (E- D- Texas)
`WtFebruary222016
`I
`14
`TRealtime Data LLC d/b/a IXO v Echostar
`1 Consolidated with
`..........................CorporationelalN06150V©0466<EDTexas)CaseN012
`15
`Reallime Data LLC d/b/a LXO v. Riverbed Technology,
`1 Consolidated with
`.
`______________________ Inceta!N06150V©0468CEDTexa83lCaseN012...
`'
`16
`Realtime Data LLC d/bIa'I/YCV. BMC Software, Inc.
`1 Terminated
`
`N061§CV.9.Q46:L(ED-T6><&§)W
`E Octoberé...%9.l§.............
`'
`17
`Realtime Data LLC d/b/a IXO v Oracle America, Inc., 1Consolidated with
`...............................................................................................................................................................................................................................
`et al., No. 6:15—cv-OO467 (ED. Texas)
`~§Case No. 22
`
`Page 1211 of
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`1785
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`Atty. Dkt. No. 3421.005000C
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`Page 1211 of 1785
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`

`

`" 6 "
`
`FALLQN et al.
`
`Application No. 14/876,276
`
`Consolidated with
`
`Realtz’me Data LLC d/b/a 1X0 v. SAP America, Inc, et
`al., No. 6:15-CV-00469 (E.D. Texas)
`
`CV- 02595 (NE. Cal.) (formerly Case No. 6: 15——CV-
`
`.
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`Dismissal filed July
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`Realtz’me Data LLC d/6/a 1X0 v. Apple Inc. No. 3: 16- Egagfiergglgrgfof5
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`Defendants'
`Realtz’me Data LLC d/b/a LXD v Hewlett Packard
`EnteIprise C0. et al., No. 6:16-c-V——00086 (E. D Texas)§Counterclaims filed
`: June 23 2016
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`5
`Claim Construction
`Brief filed July 25,
`2016
`
`Realt‘ime Data LLC d/6/a 1X0 v. Oracle America, Inc,
`No. 6:16—CV—00088 (ED. Texas)
`
`Realtz’me Data LLC d/6/a LXO v. Savvz's Party
`,
`,
`.
`Commumcatzons CorporatIon, et al., No. 6:16—CV—
`00087 (ED Texas)
`
`1
`
`Answer to
`Defendan 's
`t
`Counter— Claims
`filedJu1y62016
`l Answer to
`Amended
`Realtime Data LLC d/6/a 1X0 v. Dell, Inc, et al., No.
`Complaint filed
`6:16—CV-00089 (ED. Texas)
`
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`June 23 2016
`Amended
`
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`
`25
`
`‘ Realtime Data LLC d/6/a LXO v. Teradata Operations,
`anafiflgtoflfléed
`:Inc No 2:16—CV-02743 (CD Cal)
`
`Complaint filed
`76Realtzme DataLLC'cl/6/aIX( v. RackSpace US$16
`
`___§__June29,2016mw4
`1
`let al., No 6: 16--_c_V_-_00961 (EDWWW
`C0112plaint filed
`27 RealtzmeData LLC d/b/é IXDv. Fujitsu Amerzca lric
`
`fietal., No. 6: 16--eV—01035 (_E_ETexasW Jul\ 21, 2016
`28 Realtzme DataLLCd/6/a IXDv. Vembu Technologzes Complamt filed \
`
`Court dockets for pending litigations are submitted herewith as documents NPL62—NPL64.
`
`Page 1212 of 1785
`
`Atty. Dkt. N0. 3421 .005000C
`
`Page 1212 of 1785
`
`

`

`~ 7 ~
`
`FAL,i_i(:)N er a].
`
`Appiication No. lit/8765276
`
`LDFOT‘CLIODDWCSUWVW
`
`Listed on accompanying lDS Forms PTO/SB/08a equivalent and PTO/SB/08b equivalent
`
`are documents that may be considered material to- the patentability of this application as defined in
`
`37 CPR. £31.56, and in compliance with the duty of disclosure requirements of 37 C.F.R.. §§ 1.97
`
`and 1.98.
`
`Applicant has listed publication dates on the attached lDS Forms based on information
`
`presently available to the undersigned. However, the listed publication dates should not be
`
`construed as an admission that the information was actually published on the date indicated.
`
`Applicant reserves the right to establish the patentabiiity of the claimed invention over any
`
`of the information provided herewith, and/or to prove that this information may not be prior art,
`
`and/or to prove that this information may not be enabling for the teachings purportedly offered.
`
`This statement should not be construed as a representation that a search has beer: made, or
`
`that information more material to the examination of the present patent application does not exist.
`
`The Examiner is specifically requested not to rely solely on the material submitted herewith.
`
`Filing under 37 C.F.R. § l.97(b). This Information Disclosure Statement is being filed
`
`before the mailing of a first Office Action after the filing of a request for continued examination
`
`under 37 C.F.R. § 1.114. No statement or fee is required.
`
`Copies of documents NPLLNPLM are submitted. However, in accordance with 37 CPR.
`
`§ 1.98(a)(2)(ii), no copies of the U .S. patents and pr tent application publication cited as documents
`
`USl-US7 on the attached lDS Forms are submitted.
`
`Page 1213 of 1785
`
`Atty. Dkt. No. 3421 .OOSOOOC
`
`Page 1213 of 1785
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`

`

`~ 8 —
`
`FALLON et a].
`
`Application No. l4/876,276
`
`Applicant submits herewith (:Ft‘fice Actions from the following (so—pending US. Patent
`
`Application Nos:
`
`Document NPL38 is a copy of a Non—Final Office Action mailed May 17, 2016 in the
`
`prosecution of co—pending, commonly~assigned US. Patent Application No. iii/"844,973.
`
`Document NPL3§ is a copy of a Non-Final Office Action mailed June 7, 2016 in the
`
`prosecution of co—pending, commonly-assigned US. Patent Application No. 14/727,309.
`
`The identification of these Office Actions is not to be construed as a waiver of secrecy as to
`
`those applications now or upon issuance of the present application as a patent. The Examiner is
`
`respectfully requested to consider the cited applications and the art cited therein during
`
`examination.
`
`It is expected that the examiner will review the prosecution and cited art in the parent
`
`application nos. 14/733,565, filed June 8, 2015 (now pending); 14/577,286, filed December 19,
`
`2014 (now abandoned); 14/134,933, filed December 19, 2013 (now US. Patent No. 8,929,442);
`
`14/033,245, filed September 20, 2013 (now US. Patent No. 8,934,535); 13/154,239, filed JUIEC 6,
`
`2011 (now US. Patent No. 8,553,759); 12/123,081, filed May 19, 2008 (now US. Patent No.
`
`8,073,047); and 10/076,013, filed February 13, 2002 (now US. Patent No. 7,386,046), in
`
`accordance with MPEP 2001 .06(b), and indicate in the next communication from the office that the
`
`art cited in the earlier prosecution history has been reviewed in connection with the present
`
`application.
`
`Page 1214 of 1785
`
`Atty. Dkt. No. 3421,005000C
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`Page 1214 of 1785
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`

`

`— 9 -
`
`FALLON el al.
`
`Application No. 14/876,276
`
`It is respectfully requested that the Examiner initial and return a copy of the enclosed IDS
`
`Forms, and indicate in the official file wzapper of this patent application that the documents have
`
`been considered
`
`The US. Patent and Trademark Office is hereby authorized to charge any fee deficiency, or
`
`credit any overpaymenn to our Deposit Account No, 19—0036.
`
`Respectfully submitted,
`
`\»-\
`STERN {RESSLERfiOLns‘
`
`
`
`\
`
`
`
`1 & Fox P.L.L.C.
`
`\\\\\\\\\\\\\v\\
`
`ichael V. Messinger
`Attorney for Applicant
`Registration No. 37,575
`
`Date:
`
`July 27, 2016
`
`1100 New York Avenue, NW.
`
`Washington, DC. 20005—3934
`(202) 371—2600
`
`2842685_1.DOCX
`
`Page 1215 of 1785
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`Atty. Dkt. No. 3421.005000C
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`Page 1215 of 1785
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`

`

`Substitute tor form l449/PTO
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`*E‘XAMINER: Initial ifreference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in confonnance
`and not considered. Include copy of this form with next communication to applicant.
`l Applicant’s unique citation designation number (optional).
`2 See
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`Page 1216 of 1785
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`
`Equivalent of Form PTO/881083009)
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`
`ifiledMa“v23201' 6: 41311.61;
`Plaintiff Realtime Data LLC'5 ExpertDeclaration ofDr.1<’enneth Zeger,fi1ed1n
`
`'Realtime Data LLC d/b/a lXO v. Actian Corporation et a1., Case No. 6: 15--cv——463—
`
`RWSJDL(EmD. Texas) filedMay 23, 2016; 21 pages
` AnswerDefenses, and Counterclaims to Plaintiff‘s Complaint for Patent Infringement,
`
`; fi'led1n Realtime Data LLC d/b/a lXO v. Hewlett Packard Enterprise Co., et a1., Case
`
`5 No. 6:16-cv—00086 (ED. Texas), filed June 3, 2016; 23 pages.
`
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`: Defendant Veritas Technologies LLC's Answer, Affirmative Defenses, and
`
`: Counterclaims,fi1ed in Realtime Data LLC d/b/a lXO v.Centurylin1<,lnc.,eta1.. Case
`
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`No. 6: 16——c-v00087-RWS—JDL (E D. Texas), filed June 6 20:16 30 pages
`
`1
`t Amended Complaint for Patent Infringement Against Dell Inc. and EMC Corporation,
`
`1 NPL8
`ifiled in Realtime Data LLC d/b/a lXO v Del 1 inc. et al., Case No. 6: 16-cv-00089-
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`i
`iRWS—JDL (ED. Texas), filed June 9, 2016, 47 pages.
`
`
`“Savvis Communications Corporatlons Answer Affirmative Defenses an
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`
`6.-.W
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`2016l6pages
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`:‘Defendants Responsive Claim Construction Brief,"filedin Realtime Data LLC d/b/a
`
`I‘XO v. Actian Corporation, et a1., Case No. 6216——cv— 00463- RWSJDL (E D. Texas),
`
`5
`:filed June 13, 2016, 39 pages.
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