throbber
PTO/SB/O8a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Application Number
`Filing Date
`First Named Inventor Robert Frederick Veasey
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`TBD
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`TBD
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
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`10-1188-US-CON4
`
`Examiner Cite
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`No
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`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S. PATENTS
`
`Remove
`
`1
`
`5626566
`
`A
`
`1997-05-06
`
`Petersen et al.
`
`2
`
`6083197
`
`A
`
`2000-07-04
`
`Umbaugh
`
`3
`
`6221046
`
`B1
`
`2001-04-24
`
`Burroughs et al.
`
`4
`
`6899698
`
`B2
`
`2005-05-31
`
`Sams
`
`5
`
`5688251
`
`A
`
`1997-11-18
`
`Chanoch
`
`6
`
`5674204
`
`A
`
`1997-10-07
`
`Chanoch
`
`7
`
`5304152
`
`A
`
`1994-04-19
`
`Sams
`
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 1 of 165
`
`

`

`Application Number
`Filing Date
`First Named Inventor Robert Frederick Veasey
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`TBD
`
`TBD
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
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`10-1188-US-CON4
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`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
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`Relevant Passages or Relevant
`Figures Appear
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`1
`
`2
`
`20020052578
`
`A1
`
`2002-05-02
`
`Moller
`
`20040059299
`
`A1
`
`2004-03-25
`
`Moller et al.
`
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`FOREIGN PATENT DOCUMENTS
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`Applicant of cited
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`Pages,Columns.Lines
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`T5
`
`1
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`0937476
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`2
`
`0937471
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`EP
`
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`
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`Becton, Dickinson and
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`1999-08-25
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`Becton, Dickinson and
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`WO
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`1991-10-03
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`A1
`
`1999-08-05
`
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
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`Application Number
`Filing Date
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`INFORMATION DISCLOSURE
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
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`Application Number
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`/Thomas E. Wettermann/
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`Thomas E. Wettermann
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`Date (YYYY-MM-DD)
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`2013-06-04
`41523
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
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`Ex. 1008, p. 4 of 165
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`

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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 5 of 165
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`(Attorney Docket No.: 10-1188-US-CON4)
`
`Applicant:
`
`Appl. No.:
`
`Filed:
`
`Title:
`
`Veasey et al.
`
`Unassigned, Continuation of 12/944,544
`
`June 4,2013
`
`Pen-Type Injector
`
`FILED VIA EFS-WEB
`ON JUNE 4, 2013
`
`TC/A.U.:
`
`TBD
`
`Confirmation No.:
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`Examiner:
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`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
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`GENERAL AUTHORIZATIONS UNDER 37 C.F.R. SS 1.25fl^ and 1.136(aW3)
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`In this or any related application filed pursuant to 37 C.F.R. § 1.53, for the entire pendency
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`(a)
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`under 37 C.F.R. § 1.25(b), subject to the provisions of 37 C.F.R. § 1.311(b), to charge all
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`Date: June 4, 2013
`
`MCDONNELLBOEHNEN
`HULBERT & BERGHOFF LLP
`300 SOUTH WACKER DRIVE
`CHICAGO, ILLINOIS 60606
`TELEPHONE (312) 913-0001
`
`Respectfully submitted,
`MCDONNELL BOEHNEN
`HULBERT & BERGHOFF LLP
`
`By:
`
`/Thomas E. Wettermann/
`Thomas E. Wettermann
`Reg. No. 41,523
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 6 of 165
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`Pen-Type Injector
`
`First Named Inventor/Applicant Name:
`
`Robert Frederick Veasey
`
`Filer:
`
`Thomas E. Wettermann
`
`Attorney Docket Number:
`
`10-1188-US-CON4
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Utility application filing
`
`Utility Search Fee
`
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`
`1011
`
`1 1 1 1
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`1311
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`1
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`280
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`600
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`720
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`280
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`600
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`
`Pages:
`
`Claims:
`
`Claims in Excess of 20
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`1202
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`36
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`80
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`2880
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`Miscellaneous-Filing:
`
`Petition:
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 7 of 165
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
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`
`4480
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 8 of 165
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
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`Application Number:
`
`15945172
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`13909681
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`8309
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`Robert Frederick Veasey
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`Thomas E. Wettermann
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`10-1188-US-CON4
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 9 of 165
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 10 of 165
`
`

`

`7
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 11 of 165
`
`

`

`r
`
`PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`Attorney Docket No.
`
`First Named Inventor
`
`Title
`
`10-1188-US-CON4
`Robert Frederick Veasey
`Pen-Type Injector
`
`>
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Express Mail Label No.
`
`J
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1.
`
`2.
`
`3.
`
`8.
`
`Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`Applicant asserts small entity status.
`See 37 CFR 1.27
`Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`15
`4. [^] Specification
`[Total Pages
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.01(a) for information on the preferred arrangement)
`5.1 ^ I Drawing(s) (35 U.S.C. 113)
`[Total Sheets
`]
`6. Inventor's Oath or Declaration
`[Total Pages
`]
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e))
`a. |^] Newly executed (original or copy)
`b.
`A copy from a prior application (37 CFR 1.63(d))
`7. | ^ | Application Data Sheet
`* See note below.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`| Landscape Table on CD
`|
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. are required)
`a. |
`| Computer Readable Form (CRF)
`b.|
`| Specification Sequence Listing on:
`i. |^| CD-ROM or CD-R (2 copies); or
`ii. |
`| Paper
`Statements verifying identity of above copies
`
`c.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`Assignment Papers
`(cover sheet & document(s))
`Name of Assignee
`
`10.
`
`|
`
`| Power of Attorney
`
`12.
`
`16.
`
`17.
`
`11. Q 37 CFR 3.73(c) Statement
`[when there is an assignee)
`English Translation Document
`[if applicable)
`13. [^] Information Disclosure Statement
`(PTO/SB/OS or PTO-1449)
`|
`| Copies of citations attached
`14. [^] Preliminary Amendment
`Return Receipt Postcard
`15.
`(MPEP § 503) (Should be specifically itemized)
`Certified Copy of Priority Document(s)
`[if foreign priority is claimed)
`Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`18. Q Other: General Authorization
`
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. Ill, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`
`| ^ | The address associated with Customer Number:
`
`20306
`
`OR
`
`Correspondence address below
`
`Name
`
`Address
`
`City
`
`State
`
`Country
`Telephone
`T
`/Thomas E. Wettermann/
`Signature
`Name
`L (Print/Type) Thomas E. Wettermann
`
`Registration No.
`(Attorney/Agent)
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`//you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Zip Code
`
`Email
`
`Date
`
`June 4, 2013
`41,523
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 12 of 165
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination
`of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that
`agency's responsibility to recommend improvements in records management practices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record was filed in an application which became abandoned or in which the
`proceedings were terminated and which application is referenced by either a published application, an
`application open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`3.
`
`4
`
`5.
`
`Q
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 13 of 165
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`10-1188-US-CON4
`
`Title of Invention
`
`Pen-Type Injector
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`EH 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`Inventor Information:
`
`Inventor 1
`Legal Name
`
`Remove
`
`Family Name
`Prefix Given Name
`Middle Name
`Veasey
`Robert
`Frederick
`Residence Information (Select One) Q US Residency
`(•) Non US Residency 0 Active US Military Service
`City
`Country of Residence i
`Warwickshire
`
`GB
`
`Suffix
`
`Mailing Address of Inventor:
`
`31 Lonsdale Road
`Leamington Spa
`
`Warwickshire
`
`CV327EP
`
`State/Province
`Country i
`GB
`
`Address 1
`Address 2
`City
`Postal Code
`
`2
`Inventor
`Legal Name
`
`Remove
`
`Family Name
`Prefix Given Name
`Perkins
`Robert
`Residence Information (Select One) Q US Residency
`(•) Non US Residency 0 Active US Military Service
`City
`Country of Residence i
`Oxfordshire
`
`Middle Name
`
`GB
`
`Suffix
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`Postal Code
`
`6 Printers Court Abingdon
`
`Oxfordshire
`
`OX14 SBZ
`
`State/Province
`Country i
`GB
`
`Inventor 3
`Legal Name
`
`EFS Web 2.2.6
`
`Remove
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 14 of 165
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`10-1188-US-CON4
`Attorney Docket Number
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`Pen-Type Injector
`
`Family Name
`Middle Name
`Prefix Given Name
`David
`Aubrey
`Plumptre
`Residence Information (Select One) Q US Residency
`(•) Non US Residency 0 Active US Military Service
`City
`Country of Residence i
`Worcestershire
`
`GB
`
`Suffix
`
`Mailing Address of Inventor:
`
`Address 1
`36 Shire Way
`Address 2
`Droitwich
`State/Province
`City
`Worcestershire
`Country i
`Postal Code
`WR97
`GB
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Add
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`Q An Address is being provided for the correspondence Information of this application.
`Customer Number
`Email Address
`
`20306
`
`docketing@mbhb.com
`
`Add Email
`
`Remove Email
`
`Small Entity Status Claimed Q
`
`Application Information:
`Title of the Invention
`Pen-Type Injector
`Attorney Docket Number 10-1188-US-CON4
`Application Type
`Nonprovisional
`Subject Matter
`Utility
`Total Number of Drawing Sheets (if any)
`Publication Information:
`• Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`R6C|U6St Not to Publish. I hereby request that the attached application not be published under
`Q 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`7
`
`Suggested Figure for Publication (if any)
`
`Representative Information:
`
`EFS Web 2.2.6
`
`PFIZER, INC. v. SANOFI-AVENTIS DEUTSCHLAND GMBH
`
`Ex. 1008, p. 15 of 165
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`10-1188-US-CON4
`Attorney Docket Number
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`Pen-Type Injector
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`Customer Number
`
`(•) Customer Number O US Patent Practitioner O Limited Recognition (37 CFR 11.9)
`20306
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 3

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