`U.S. PATENT AND TRADEMARKOFFICE; U.S. DEPARTMENT OF COMMERCE
`FORM PTO-1390 (Modified)
`(REV. 9-2008}
`TRANSMITTAL LETTER TO THE UNITED STATES
`
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`
`
`ATTORNEY'S DOCKET NUMBER ~
`
`L9289.07161
`
`
`
`
`U.S. APPLICATION NO. (If known, see 37 CFR 1.5)
`
`PCT/JP2005/021246
`TITLE OF INVENTION
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`November18, 2005
`
`:
`
`November19, 2004
`
`
`
`
`
`&]
`
`
`
`
`APPLICANT(S) FOR DO/EO/US
`
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information:
`
`
`
`1.
`El
`This is a FIRST submission of items concerning a submission under 35 U.S.C. 371.
`
`
`
`This is a SECOND or SUBSEQUENTsubmission of items concerning a submission under 35 U.S.C. 371.
`This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission mustinclude items (5), (8),
`(9) and (25) indicated below.
`
`
`
`KX]
`
`The US has been elected (Article 31).
`
`A copyof the International Application as filed (35 U.S.C. 371 (c)(2))
`
`a.
`is attached hereto (required only if not communicated by the International Bureau).
`
`
`
`
`
`b. &
`
`c.
`
`has been communicated by the International Bureau.
`is not required, as the application wasfiled in the United States Receiving Office (RO/US).
`
`are attached hereto (required only if not communicated by the International Bureau).
`
`have been communicated by the International Bureau.
`have not been made; however, the time limit for making such amendments has NOT expired.
`have not been made and will not be made.
`
`
`
`O
`
`
`
`
`An English language translation of the amendments to the claims under PCTArticle 19 (35 U.S.C. 371(c)(3)).
`An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4)).
`
`An English janguage translation of the annexes to the International Preliminary Examination Report under PCT
`Article 36 (35 U.S.C. 371 (c)(5)).
`
`
`
`
`
`
`
`
`
`
`
`
`
`6.
`X
`An English language translation of the International Application as filed (35 U.S.C. 371(c)(2)).
`
`a. &
`is attached hereto.
`
`
`
`
`b. LI]_has been previously submitted under 35 U.S.C. 154(d)(4).
`
`
`
`
`
`Amendments to the claims of the International Application under PCT Article 19 (35 U.S.C. 371 (c)(3))
`7.
`
`
`
`ao®
`
`
`
`
` OkQO
`
`
`
`
`A copy of the International Preliminary Examination Report (PCT/IPEA/409).
`
`
`A copyof the International Search Report (PCT/ISA/210).
`
`13 to 23 below concern document(s) or information included:
`
`
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`
`
`
`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
`
`
`
`
`A FIRST preliminary amendment.
`(CA SECOND or SUBSEQUENTpreliminary amendment.
`16.
`
`
`17. % an Application Data Sheet under 37 CFR 1.76.
`
`18.
`A substitute specification.
`
`
`19,
`A power of attorney and/or change of addressletter.
`LI
`
`
`20.
`L1 Acomputer-readable form of the sequence listing in accordance with PCT Rule 13fer.2 and 37 CFR 1.821 - 1.825.
`
`(C1 Asecond copyof the published International Application under 35 U.S.C. 154(d)(4).
`21.
`A second copyof the English language translation of the International Application under 35 U.S.C. 154(d)(4).
`
`
`
`
`
`
`
`
`
`Express Mail Label No.
`
`Page 1 of 3
`
`PCTUS 1/REVO8
`
`IPR2019-00959
`Apple Inc. EX1002 Page 1
`
`IPR2019-00959
`Apple Inc. EX1002 Page 1
`
`

`

`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007, OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Actof 1995, nopersons are required to respond to a collection of information unlessit displays a valid OMB control number.
`U.S. APPLICATION NO (if known, see 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`ATTORNEY'S DOCKET NUMBER
`PCT/JP2005/021246
`L9289.07161
`
`24.
`Other items or information:
`
`PCT/RO/101
`
`
`
`CALCULATIONS PTOUSE
`
`
`
`The following fees have been submitted:
`Basic national fee (37 CFR 1.492(a)).. 0... eee $300
`25.
`$
`$300.00
`
`
`26.
`Examination fee (37 CFR 1.492(c))
`OO
`If the written opinion prepared by ISA/US or the international preliminary examination report
`prepared by IPEA/US indicatesall claims satisfy provisions of PCT Article
`$0
`All other situations... 0.0...2 ee nee $200
`
`27,
`KX}
`Search fee (37 CFR 1.492(b))
`If the written opinion of the ISA/US or the International preliminary examination report prepared
`by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-(4).. .
`$0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO
`as an International Searching Authority... 6.0... 0.0... 0.0 eee eee $100
`International Search Report prepared by an ISA other than the US and provided to the Office or
`previously communicated to the US by the IB... 1... 6... eee eee $400
`All other situations. 200. 00 eee ee $500
`
`TOTALOF 25, 26 and 27 =
`$
`$900.00
`
`oO Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding
`
`sequencelisting in compliance with 37 CFR 1.821(c) or (e) in an electronic medium or
`computer program listing in an electronic medium) (37 CFR 1.492(j)).
`The fee is $250 for each additional 50 sheets of paper or fraction thereof.
`
`
`$
`
`$
`
`$200.00
`
`$400.00
`
`Total Sheets
`Extra Sheets
`Number of each additional 50 or
`RATE
`fraction thereof (round up to a whole
`
`
`- 100 =
`4)
`/50 =
`0
`x
`$250.00
`$
`$0.00
`
`Surcharge of $130.00 for furnishing any of the search fee, examination fee, or the oath or
`$
`
` declaration after the date of commencement of the national stage (37 CFR 1.492(h)).
`CLAIMS
`NUMBER FILED
`NUMBER EXTRA
`RATE
`
`Total claims
`
`12
`
`-20=
`
`0
`
`x
`
`$50.00
`
`$
`
`$0.00
`
`Independent claims
`3
`- 35
`0
`x
`$200.00
`$
`$0.00
`
`MULTIPLE DEPENDENTCLAIMS (if applicable)
`Oj
`+
`$360.00
`$
`0
`
`TOTAL OF ABOVE CALCULATIONS =
`]$
`$900.00
`
`Ct Applicant claims small entity status. See 37 CFR 1.27. Fees above are reduced by
`$
`$0.00
`
`1/2.
`.
`
`SUBTOTAL=
`][$
`$900.00
`
`Processing feeof$130.00 for furnishing the English translation later than 30 months from
`$
`$0.00
`
`the earliest claimed priority date (37 CFR 1.492(i)).
`_
`‘
`TOTAL NATIONAL FEE =
`[$5
`$900.00
`
`Fee for recording the enclosed assignment(37 CFR 1.21(h)). The assignment must be
`$
`$0.00
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40 per property
`+
`.
`
`
`TOTAL FEES ENCLOSED = $900.00
`Amount to be $
`
`Amount to be
`
`
`
`Page 2 of 3
`
`PCTUS1/REV08
`
`Apple Inc.
`
`IPR2019-00959
`EX1002 Page 2
`
`IPR2019-00959
`Apple Inc. EX1002 Page 2
`
`

`

`PTO-1390 (Rev, 09-2006)
`Approved for use through 3/31/2007. OMB 0651-0021
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`a CJ
`
`b.
`
`(J
`
`c. &
`
`d
`
`A checkin the amount of $
`
`to cover the above fees is enclosed.
`
`Piease charge my Deposit Account No.
`A duplicate copy of this sheet is enclosed.
`
`in the amount of $
`
`to cover the abovefees.
`
`The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment
`to Deposit Account No.
`19-4375
`. A duplicate copy of this sheet is enclosed.
`
`Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card
`information should not be included on this form. Provide credit card information and authorization on PTO-2038. The
`PTO-2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOT be faxed to the USPTO.
`
`ADVISORY:If filing by EFS-Web, do NOTattach the PTO-2038 form as a PDF along with your EFS-VWWeb submission.
`Piease
`be advised that this is not recommended and by doing so your credit card information may be displayed via PAIR. To
`
`NOTE: Where an appropriate time limit under 37 GFR 1.495 has not been me
`must be filed and granted to restore the Internationa! Application to pending
`
`
`
`SEND ALL CORRESPONDENCE TO:
`
`James E. Ledbetter
`
`STEVENS, DAVIS, MILLER & MOSHER, LLP
`1615 L. STREET, NW, SUITE 850
`WASHINGTON,DC 20036
`
` petition to revive (37 CFR 1.137(a) or (b))
`
`
`
`James E. Ledbetter
`
`NAME
`
`
`28,732
`REGISTRATION NUMBER
`
`
`May 17, 2007
`DATE
`
`
`Page 3 of 3
`
`PCTUS1/REVO8
`
`IPR2019-00959
`Apple Inc. EX1002 Page 3
`
`IPR2019-00959
`Apple Inc. EX1002 Page 3
`
`

`

`U.S. PATENT AND TRADEMARK OFFICE; U.S. DEPARTMENT OF COMMERCE
`eo390 (Modified)
`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`INTERNATIONAL APPLICATION NO.
`INTERNATIONAL FILING DATE
`PCT/JP2005/02 1246
`November18, 2005
`TITLE OF INVENTION
`
`ATTORNEY'S DOCKET NUMBER
`1.9289.07161
`U.S. APPLICATION NO.(If known, see 37 GFR 1.5)
`
`PRIORITY DATE CLAIMED
`November 19, 2004
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`APPLICANT(S) FOR DO/EO/US
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information:
`
`This is a FIRST submission of items concerning a submission under 35 U.S.C. 371.
`This is a SECOND or SUBSEQUENTsubmission of items concerning a submission under 35 U.S.C. 371.
`This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission must include items (5), (6),
`(9) and (25) indicated below.
`
`The US has been elected (Article 31).
`
`A copy of the International Application as filed (35 U.S.C. 371 (c)(2))
`
`a.
`is attached hereto (required only if not communicated by the [International Bureau).
`
`
`
`b.
`
`Cc.
`
`
`
`
`
`1.
`
`
`Rl
`
`
`
`
`
`&]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`has been communicated by the International Bureau.
`
`is not required, as the application wasfiled in the United States Receiving Office (RO/US).
`
`has been previously submitted under 35 U.S.C. 154(d)(4).
`
`dments to the claims of the International Application under PCT Article 19 (35 U.S.C. 371 (c)(3))
`
`are attached hereto (required only if not communicated by the International Bureau).
`
`have been communicated by the International Bureau.
`
`have not been made; however, the time limit for making such amendments has NOT expired.
`have not been made and will not be made.
`
`An English tanguage translation of the International Application as filed (35 U.S.C. 371(c)(2)).
`a. &
`is attached hereto.
`
`b. O
`
`
`
`
`
`
`
`
`
`
`An English language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371(c)(3)).
`An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4)).
`
`An English language translation of the annexesto the International Preliminary Examination Report under PCT
`Article 36 (35 U.S.C. 371 (c)(5)).
`
`A copyof the International Preliminary Examination Report (PCT/IPEA/409).
`A copyof the International Search Report (PCT/ISA/210).
`
`
`
`
`
`Items 13 to 23 below concern document(s) or information included:
`
`
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
`
`A FIRST preliminary amendment.
`
`A SECOND or SUBSEQUENT preliminary amendment.
`
`An Application Data Sheet under 37 CFR 1.76.
`
`A substitute specification.
`A power of attorney and/or change of addressletter.
`
`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.2 and 37 CFR 1.821 - 1.825.
`
`A second copy of the published International Appiication under 35 U.S.C. 154(d)(4).
`A second copyof the English languagetransiation of the International Application under 35 U.S.C. 154(d)(4).
`
`Express Mail Label No.
`
`Page 1 of 3
`
`PCTUS1/REVO8
`
`IPR2019-00959
`Apple Inc. EX1002 Page 4
`
`IPR2019-00959
`Apple Inc. EX1002 Page 4
`
`

`

`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007, OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Actof 1995, nopersons are required to respond to a collection of information unlessit displays a valid OMB control number.
`U.S. APPLICATION NO (if known, see 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`ATTORNEY'S DOCKET NUMBER
`PCT/JP2005/021246
`L9289.07161
`
`24.
`Other items or information:
`
`PCT/RO/101
`
`
`
`CALCULATIONS PTOUSE
`
`
`
`The following fees have been submitted:
`Basic national fee (37 CFR 1.492(a)).. 0... eee $300
`25.
`$
`$300.00
`
`
`26.
`Examination fee (37 CFR 1.492(c))
`OO
`If the written opinion prepared by ISA/US or the international preliminary examination report
`prepared by IPEA/US indicatesall claims satisfy provisions of PCT Article
`$0
`All other situations... 0.0...2 ee nee $200
`
`27,
`KX}
`Search fee (37 CFR 1.492(b))
`If the written opinion of the ISA/US or the International preliminary examination report prepared
`by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-(4).. .
`$0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO
`as an International Searching Authority... 6.0... 0.0... 0.0 eee eee $100
`International Search Report prepared by an ISA other than the US and provided to the Office or
`previously communicated to the US by the IB... 1... 6... eee eee $400
`All other situations. 200. 00 eee ee $500
`
`TOTALOF 25, 26 and 27 =
`$
`$900.00
`
`oO Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding
`
`sequencelisting in compliance with 37 CFR 1.821(c) or (e) in an electronic medium or
`computer program listing in an electronic medium) (37 CFR 1.492(j)).
`The fee is $250 for each additional 50 sheets of paper or fraction thereof.
`
`
`$
`
`$
`
`$200.00
`
`$400.00
`
`Total Sheets
`Extra Sheets
`Number of each additional 50 or
`RATE
`fraction thereof (round up to a whole
`
`
`- 100 =
`4)
`/50 =
`0
`x
`$250.00
`$
`$0.00
`
`Surcharge of $130.00 for furnishing any of the search fee, examination fee, or the oath or
`$
`
` declaration after the date of commencement of the national stage (37 CFR 1.492(h)).
`CLAIMS
`NUMBER FILED
`NUMBER EXTRA
`RATE
`
`Total claims
`
`12
`
`-20=
`
`0
`
`x
`
`$50.00
`
`$
`
`$0.00
`
`Independent claims
`3
`- 35
`0
`x
`$200.00
`$
`$0.00
`
`MULTIPLE DEPENDENTCLAIMS (if applicable)
`Oj
`+
`$360.00
`$
`0
`
`TOTAL OF ABOVE CALCULATIONS =
`]$
`$900.00
`
`Ct Applicant claims small entity status. See 37 CFR 1.27. Fees above are reduced by
`$
`$0.00
`
`1/2.
`.
`
`SUBTOTAL=
`][$
`$900.00
`
`Processing feeof$130.00 for furnishing the English translation later than 30 months from
`$
`$0.00
`
`the earliest claimed priority date (37 CFR 1.492(i)).
`_
`‘
`TOTAL NATIONAL FEE =
`[$5
`$900.00
`
`Fee for recording the enclosed assignment(37 CFR 1.21(h)). The assignment must be
`$
`$0.00
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40 per property
`+
`.
`
`
`TOTAL FEES ENCLOSED = $900.00
`Amount to be $
`
`Amount to be
`
`
`
`Page 2 of 3
`
`PCTUS1/REV08
`
`Apple Inc.
`
`IPR2019-00959
`EX1002 Page 5
`
`IPR2019-00959
`Apple Inc. EX1002 Page 5
`
`

`

`PTO-1390 (Rev, 09-2006)
`Approved for use through 3/31/2007. OMB 0651-0021
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`a CJ
`
`b.
`
`(J
`
`c. &
`
`d
`
`A checkin the amount of $
`
`to cover the above fees is enclosed.
`
`Piease charge my Deposit Account No.
`A duplicate copy of this sheet is enclosed.
`
`in the amount of $
`
`to cover the abovefees.
`
`The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment
`to Deposit Account No.
`19-4375
`. A duplicate copy of this sheet is enclosed.
`
`Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card
`information should not be included on this form. Provide credit card information and authorization on PTO-2038. The
`PTO-2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOT be faxed to the USPTO.
`
`ADVISORY:If filing by EFS-Web, do NOTattach the PTO-2038 form as a PDF along with your EFS-VWWeb submission.
`Piease
`be advised that this is not recommended and by doing so your credit card information may be displayed via PAIR. To
`
`NOTE: Where an appropriate time limit under 37 GFR 1.495 has not been me
`must be filed and granted to restore the Internationa! Application to pending
`
`
`
`SEND ALL CORRESPONDENCE TO:
`
`James E. Ledbetter
`
`STEVENS, DAVIS, MILLER & MOSHER, LLP
`1615 L. STREET, NW, SUITE 850
`WASHINGTON,DC 20036
`
` petition to revive (37 CFR 1.137(a) or (b))
`
`
`
`James E. Ledbetter
`
`NAME
`
`
`28,732
`REGISTRATION NUMBER
`
`
`May 17, 2007
`DATE
`
`
`Page 3 of 3
`
`PCTUS1/REVO8
`
`IPR2019-00959
`Apple Inc. EX1002 Page 6
`
`IPR2019-00959
`Apple Inc. EX1002 Page 6
`
`

`

`PTO/SB/14 (08-05)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinforrnation unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|L9289.07161
`Application Data Sheet 37 CFR 1.76
`—
`Application Number
`
`
`
`Title of Invention|COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`
`
`
`
`The application data sheetis part of the provisional or nenprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`[|] Portions orall of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not befiled electronically.)
`
`Applicant Information:
`
`
`
`
`
`
`Applicant 1
`Applicant Authority @Inventor |
`
`
`(©)Legal Representative under 35 U.S.C. 117
`
`|Party of Interest under 35 U.S.C. 118
`
`
`
`Xlaoming
`(> US Residency
`(@) NonUS Residency
`() Active US Military Service
`Residence Information (Select One)
`
`
`
`City|BENING Country Of Residencei|CN
`Citizenship under 37 CFR 1.41(b)i
`CN
`
`Prefix) Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`c/o Panasonic R&D Center Co., Ltd.
`
`18th Fl., No27 Zhongguancun St., Haidian District
`
`
`Applicant 2
`Applicant Authority @Inventor |
`
`Prefix) Given Name
`
`|OPany of Interest under 35 U.S.C. 118
`Family Name
`Suffix
`
`(©)Legal Representative under 35 U.S.C. 117
`Middle Name
`
`
`Residence Information (Select One) () US Residency
`(@) NonUS Residency
`() Active US Military Service
`
`
`City|KANAGAWA Country Of Residencei
`
`Citizenship under 37 CFR 1.41(b)i
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`c/o Panasonic Mobile Communications Co., Ltd.
`
`600, Saedo-cho, Tsuzuki-ku, Yokohama-shi
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Ade
`
`CorrespondenceInformation:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`
`For further information see 37 CFR 1.33({a). [] An Addressis being provided for the correspondenceInformation ofthis applicatipnsg 4 9-00959
`
`EFS Web 2.0
`
`Apple Inc. EX1002 Page 7
`
`IPR2019-00959
`Apple Inc. EX1002 Page 7
`
`

`

`
`
`
`Application Information:
`
`Attorney Docket Number| L9289.07161
`
`
`Suggested Class(if any)
`
`
`
`Suggested Technology Center(if any)
`
`
`
`
`Total Numberof Drawing Sheets(if any} Po Suggested Figure for Publication (if any)
`
`
`Application Type
`Nonprovisional
`
`Subject Matter
`Utility
`
`
`| Small Entity Status Claimed
`
`[_]
`
`
`
`PTO/SB/14 (08-05)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
` Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number|L9289.07161
`
`
`
`Title of Invention
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`
`Application Number
`
`Customer Number
`
`52989
`
`Email Address
`
`ledbetter@stevensdavis.com
`
`Add Email
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`Title of the Invention
`
`
`Publication Information:
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Og
`
`Request Not to Publish.
`| hereby request that the attached application not be published under 35 U.S.C. 122(b)
`and certify that the invention disclosed in the attached application has not been and will not be the subject of an
`application filed in another country, or under a multilateral agreement, that requires publication at eighteen months
`afterfiling.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Enter
`either Customer Number
`or
`complete
`the
`Representative Name
`section
`below.
`If
`both
`
`sections
`
`
`
`(e) Customer Number () US Patent Practitioner|() US Representative (37 CFR 11.9)
`
`Customer Number
`
`52989
`
`Domestic Priority Information:
`
`This section allows for the applicant to claim benefit under 35 U.S.C. 119(e}, 120, 121, or 365(c). Providing this information in the
`application data sheet constitutes the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78{a\{2) or CFR 1.78{a)
`(4), and need not otherwise be mace part of the specification.
`
`are completed the Customer Numberwill be used for the Representative Information during processing. Please Select One:
`
`
`
`
`
`Prior Application Status
`
`
`
`Application Number
`
`Additional Domestic Priority Data may be generated within this form by selecting
`the Add button.
`
`Continuity Type
`
`Prior Application Number
`
`a 371 ofinternational
`
`PCT/JP2005/021246
`
`
`
`Filing Date (YYYY-MM-DD)
`
`2005-11-18
`
`
`Add
`
`Foreign Priority Information:
`TIPRZOTI-00959~——
`EFS Web 2.0
`Apple Inc. EX1002 Page 8
`
`IPR2019-00959
`Apple Inc. EX1002 Page 8
`
`

`

`PTO/SB/14 (08-05)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
` Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number|L9289.07161
`
`
`
`Title of Invention
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`
`Application Number
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Application Number
`
`200410094967.7
`
`Priority Claimed
`
`@ Yes © No
`
`Registration Number|28732
`
`
`
`
`
`ParentFiling Date (YYYY-MM-DD}
`
`2004-11-19
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add buiton.
`
`Add
`
`Assignee Information:
`
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
`
`
`Assignee1
`If the Assignee is an Organization check here.
`
`
`Organization Name
`MATSUSHITA ELECTRIC INDUSTRIAL CO., LTD.
`Mailing Address Information:
`
`
`Address 1
`1006, OAZA KADOMA, KADOMA-SHI
`
`
`Address 2
`
`
`City
`OSAKA
`State/Province
`
`
`Country '|
`JP
`Postal Code
`571-8501
`
`Phone Number
`
`Fax Number
`
`Email Address
`
`
`Additional Assignee Data may be generated within this form by selecting the Add
`Add
`button.
`
`
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`Signature
`
`|James/Edward/Ledbetter
`
`Date (YYYY-MM-DD}|
`
`2007-05-17
`
`First Name
`
`Ledbetter
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexancria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.0
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`IPR2019-00959
`Apple Inc. EX1002 Page 9
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`IPR2019-00959
`Apple Inc. EX1002 Page 9
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`

`Privacy Act Statement
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
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`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
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`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
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`
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`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information sclicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings cr abandonmentof the application or expiration of the patent.
`
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
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`
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandoned crin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, tc a Federal, State, or local law enforcement agency,if the
`USPTO becomesawareof a viclation or potential violation of law or regulation.
`
`IPR2019-00959
`
`Apple Inc. EX1002 Page 10
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`EFS Web 2.0
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`IPR2019-00959
`Apple Inc. EX1002 Page 10
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`IPR2019-00959
`Apple Inc. EX1002 Page 11
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`IPR2019-00959
`Apple Inc. EX1002 Page 11
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`

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`IPR2019-00959
`Apple Inc. EX1002 Page 12
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`IPR2019-00959
`Apple Inc. EX1002 Page 13
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`IPR2019-00959
`Apple Inc. EX1002 Page 13
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`

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`2FO05271-PCT
`
`L
`
`DESCRIPTION
`
`COMMUNICATION APPARATUS, COMMUNICATION