`Trials@uspto.gov
`
`571-272-7822
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`FACEBOOK, INC., INSTAGRAM, LLC, and WHATSAPP INC.,
`Petitioner,
`
`v.
`
`BLACKBERRY LIMITED,
`Patent Owner
`_____________
`
`IPR2019-00925
`Patent 8,209,634 B2
`____________
`
`Record of Oral Hearing
`Held Virtually: Thursday, July 16, 2020
`____________
`
`Before MIRIAM L. QUINN, GREGG I. ANDERSON, and
`ROBERT L. KINDER, Administrative Patent Judges.
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`IPR2019-00925
`Patent 8,209,634 B2
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`APPEARANCES:
`
`ON BEHALF OF PETITIONER:
`
`
`MARK WEINSTEIN, ESQUIRE
`HEIDI KEEFE, ESQUIRE
`COOLEY LLP
`3175 Hanover Street
`Palo Alto, CA 94304-1130
`650-843-5007
`
`
`
`ON BEHALF OF THE PATENT OWNER:
`
`
`CRAIG DEUTSCH, ESQUIRE
`MICHAEL HAWKINS, ESQUIRE
`FISH & RICHARDSON
`60 South 6th Street
`3200 RBC Plaza
`Minneapolis, MN 55402
`612-278-4514
`
`
`
`
` The above-entitled matter came on for hearing on Thursday, July 16,
`2020, commencing at 9:09 a.m. EST, by video/by telephone.
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`IPR2019-00925
`Patent 8,209,634 B2
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`
` (On the record at 9:09 a.m.)
` JUDGE QUINN: Hello. Welcome.
` This is -- are we on the record?
` THE COURT REPORTER: Yes.
` JUDGE QUINN: Okay. Perfect.
` Welcome to the oral argument for
` IPR2019-00925 concerning Patent No. 8,209,634. The
` caption of this case is Facebook, Inc., Instagram,
` LLC, and WhatsApp, Inc. Versus Blackberry Limited.
` Presiding over this hearing today is Judge
` Rob Kinder, Judge Gregg Anderson, and myself, Miriam
` Quinn. We have allotted 45 minutes of time for each
` side, and both sides may reserve time for rebuttal.
` We have an open line right now to the public, and
` there are persons signed on to that line. At this
` time, I want to confirm that this hearing will not
` have any confidential information that you wish to be
` sealed, by either side.
` Petitioner?
` MR. WEINSTEIN: That's correct, Your Honor.
` JUDGE QUINN: Okay. And that was Mr. --
` MR. WEINSTEIN: Mark Weinstein from Cooley
` for Petitioner.
` JUDGE QUINN: Mark Weinstein. Yes, and I'm
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` just -- that's so the court reporter can ascribe to
` you your statement.
` And for Patent Owner, is that acceptable?
` MR. DEUTSCH: Yes, it is. Thank you, Your
` Honor. This is Craig Deutsch of Fish & Richardson
` for Patent Owner, Blackberry Limited.
` JUDGE QUINN: Okay.
` All right. At this point, I'd like to note
` for the record who is attending the hearing on both
` sides.
` We heard from you, Mr. Weinstein. Can you
` tell us who's on for Petitioner?
` MR. WEINSTEIN: Yes. Thank you, Your Honor.
` Myself, Mark Weinstein, from Cooley. Also
` on is Heidi Keefe, who is the lead counsel in this
` case. And additionally, Nikki Vo, that's spelled
` N-I-K-K-I, V-O, from Facebook in-house legal, she's
` on the line as well.
` JUDGE QUINN: Okay.
` And for Patent Owner, who do we have on the
` record
` -- or appearing?
` MR. DEUTSCH: This is Craig Deutsch of
` Fish & Richardson. Also with me is Michael Hawkins
` of
` Fish & Richardson. And I believe on the line are
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`Patent 8,209,634 B2
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` Luke Stafford and Ned Siegel, in-house counsel for
` Blackberry Limited.
` JUDGE QUINN: Okay. Perfect.
` All right. So we just have a couple of
` housekeeping measures before we begin. The first is,
` you know, via video, we want you to mute yourself
` when you're not speaking, and unmute yourself only
` when you're speaking. We had earlier some issue with
` audio, so I want to make sure that, you know, we have
` the sound under control here.
` The court reporter may ask questions at the
` end of the hearing concerning any spellings or any
` other things that may have been said to attribute
` them to the right speaker. So if you can stay on the
` line after the hearing concludes and answer any
` questions she may have, that would be greatly
` appreciated.
` Another item I'd like to discuss is, I
` didn't notice any objections filed in the record
` concerning the demonstratives, and I want to confirm
` that we are go for launch on those demonstratives
` from both sides.
` Petitioner?
` MR. WEINSTEIN: Mark Weinstein for
` Petitioner. We agree. We're not aware of any
` objections filed by us or by them.
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` JUDGE QUINN: Okay.
` Patent Owner, you concur?
` MR. DEUTSCH: I do, that's correct. No
` objections.
` JUDGE QUINN: Okay. Perfect.
` As you know, if anything comes up in there
` and you object to the other side's presentation for
` any reason, you -- there are no speaking objections
` allowed in this proceeding, so you may address
` whatever objections you have during your own time.
` Okay. Please keep this efficient. If
` you're referring to any exhibits, please give us a
` little bit of time after you say the exhibit number
` so we can go find it before you dive into the
` exhibit, so we can follow along with you. That --
` it's for exhibits in particular. Of course, we have
` the slides with us, and we can follow along with you
` on the slides if you tell us what slide number you're
` on. But with exhibits, we have a little bit of delay
` because we have to go somewhere else to go and look
` at those.
` I'll be keeping time here on a device and I
` have the ability to set the time for rebuttal for
` you. Although I can't show you the full timer on the
` screen, I can give you some notification as to how
` you're doing on your time and, you know, we can take
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`Patent 8,209,634 B2
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` it from there.
` Now, for Petitioner, how much time would you
` like to reserve for rebuttal?
` MR. WEINSTEIN: 20 minutes, Your Honor.
` JUDGE QUINN: 20 minutes. Okay.
` And before I forget, Patent Owner, how much
` time would you like to reserve for rebuttal?
` MR. DEUTSCH: I don't wish to reserve any
` time for rebuttal, but if there is time, I may ask to
` use that time.
` JUDGE QUINN: Okay. Well, you can let me
` know before you start if you change your mind.
` That's fine.
` MR. DEUTSCH: Okay.
` JUDGE QUINN: All right.
` Okay. I think we're ready to start whenever
` you are ready.
` MR. WEINSTEIN: Thank you, Your Honor.
` This is Mark Weinstein from -- for the
` Petitioner.
` In talking today, we're are going to be
` referring to the demonstratives slides that we've
` filed with the Board. And for the record, that is
` Facebook's Exhibit 1131. And to the extent there are
` citations, I'm going to hope that the citations -- I
` think they are actually included in the slides, so
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` hopefully, we can just stay on the slides for most of
` the presentation, unless a question calls for a
` particular exhibit.
` If Your Honors, by reference to the slide,
` the Board instituted IPR on four
` grounds; those are identified on Slide 3 of the
` demonstrative presentation. For the vast majority,
` the arguments, though, are really directed to Ground
` 1. And primarily, the motivations to combine.
` On Slide 4, we have reproduced, really, the
` only two claims that are relevant. Independent Claim
` 1 and Dependent Claim 6, and, obviously, those are
` repeated. There are other analogs to those claims,
` but those are the two primary claims. There's no
` argument made about any other dependent claim, other
` than 16 -- other than Claim 16 and its corresponding
` points.
` The point --
` THE COURT REPORTER: I'm sorry, excuse me --
` excuse me, Counsel.
` MR. WEINSTEIN: -- arguments by the Patent
` Owner focus on one issue, which is the motivation to
` combine the references. There isn't really a serious
` dispute that the combination of the references
` discloses all elements of the claim. I don't really
` see an argument from them about that. There's no
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` arguments about claim construction the parties are
` proposing. It's all focused on, is there a
` motivation to combine those references to arrive at
` the --
` JUDGE QUINN: Well, I think that that's not
` actually accurate, right? I mean, they are
` contending that no single reference discloses the
` number of counts being visually displayed. You are
` relying on a combination to disclose both the visual
` modification with the right number. So that is
` disputed that there's no reference that discloses
` that limitation.
` MR. WEINSTEIN: It -- they do argue that no
` single reference discloses that limitation. I think
` what I was -- the point I was making was they're not
` arguing that the combination of the references -- the
` instituted combination discloses the majority --
` discloses all limitations.
` I agree that they are arguing that that
` limitation is disclosed by the Combination 2
` references, but they're not disputing that those two
` references disclose that limitation. They're
` primarily arguing that you wouldn't be motivated to
` combine the two references.
` JUDGE QUINN: Let me ask you about the Strom
` grounds because they don't seem to be relevant at all
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` anymore.
` What is your take on that?
` MR. WEINSTEIN: The Strom grounds were
` originally put in because, at the time, the Patent
` Owner was taking the position that the claim required
` a small-screen wireless device. They have since
` abandoned that position.
` So the Strom grounds aren't directly
` relevant to the claim construction position anymore.
` They do provide additional motivations to combine,
` with respect to a
` small-screen device. And we make arguments that a
` small-screen device is the motivation to combine,
` even if it's not required by the claim per se. But
` that's the only, sort of, context in which they're
` relevant.
` JUDGE QUINN: So are you --
` MR. WEINSTEIN: So, again, if you would --
` JUDGE QUINN: You're not dropping those?
` You're continuing to assert them, even though it's
` not disputed anymore?
` MR. WEINSTEIN: Well, the dispute about the
` claim construction isn't an issue; the dispute over
` the motivation to combine still is. I think -- but
` the cleanest way to start our position is if Grounds
` 1 and 2 are sufficient to provide motivations to
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`Patent 8,209,634 B2
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` combine, 3 and 4 become completely ancillary. If you
` find Grounds 1 and 2 aren't sufficient -- that the
` motivations aren't sufficient, there are additional
` grounds -- there are additional motivations to
` combine Crumlish with Strom.
` I mean, we don't want to create any more
` work for the Board. We understand the Supreme Court
` saying you have to resolve all grounds. But to be
` clear, if you find the motivations to combine are
` sufficient in the first two grounds, we agree you
` don't have to consider the Strom grounds. That would
` be the basis in which it would become irrelevant.
` THE COURT REPORTER: Excuse me. Can you
` hear me?
` MR. WEINSTEIN: Your Honor, if we go --
` obviously, we have more slides we can cover today, so
` we're going to jump straight to Slide 8, which is an
` overview of the Ording reference. And Ording
` describes --
` THE COURT REPORTER: Excuse me.
` MR. WEINSTEIN: -- the feature that I --
` Ording was filed in 1999, but I think everyone in the
` world -- I don't think you can find a tablet, or
` iPhone, or android in the world that doesn't have
` this feature. It discloses what's called the userbar
` on the bottom of the screen -- or it could be
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` anywhere, but in the bottom of the screen, for
` example, that shows icons for applications.
` And in the passage we have cited here on
` Slide 8, which is from Ording, Column 13, Line 21 --
` I'm sorry, 12 through 21, Exhibit 1103, it talks
` about the fact that Ording can have an icon for a
` messaging application. And it goes on and says you
` can have a number representing the number of new
` messages in the inbox. And it goes on to talk about
` the fact that the number can be updated and changed,
` increased or decreased to affect changes in the
` status.
` So Ording punches through a lot of the
` limitations in the claim in terms of the icon, the
` numeric character, and visually modifying that
` character up and down, based on status.
` JUDGE QUINN: Well, I think the issue for us
` -- and let's just jump right through it -- is that
` even though yeah, so Ording has the slide bar, and
` has a tile that you have equated to the icon, and it
` has a number. You are only relying on Ording -- at
` least, as you walk through your contentions in the
` petition, you did it in the order in which the
` limitations appear in the claim, and it appeared, at
` first, that you're relying on Ording as the,
` quote/unquote, primary reference.
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` But then when you really look at it -- I
` didn't appreciate this before -- is that you're
` really relying on Ording for the icon, but not the
` e-mail program that Ording may or may not have.
` So aside from the icon, what else in Ording
` are you relying on to meet the claims, other than the
` icon and the number?
` MR. WEINSTEIN: The petition goes through
` the limitations there. The primary limitations are
` the icon and the number, which is, frankly, the
` majority of the claim elements. In fact, the entire
` third element is about that. So relying on Ording is
` essentially, like, the userbar technique. I mean,
` the claim doesn't actually have limitations dealing
` with what the e-mail program looks like.
` We're still using Abiko's e-mail program,
` but the claim is agnostic to the user interface of
` the e-mail program. But we are relying, you are
` correct, on the Abiko e-mail program because Ording's
` is agnostic. It can say -- it can be any e-mail,
` both parties agree. It's not limited for using
` Ording as the e-mail program you would use in order
` to create the claimed combination. And we have
` motivations to combine on that, which we can get --
` which we're going to get to, Your Honor.
` JUDGE QUINN: Well, I agree that -- I think
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` it's important. I agree, seeing both sides of your
` arguments and your experts, that there's no dispute
` that Ording had e-mail programs, Abiko had an e-mail
` program. But your combination relies on taking
` Abiko's e-mail program and using the icon of Ording,
` or the icon mechanisms -- notification mechanisms of
` Ording.
` And what I'm left with is, if you're not
` using Ording's e-mail program, you're using Abiko's
` program, how does the notification get to the icon?
` Who's sending that notification now? Is it Abiko's
` e-mail program? Is there something else in Ording
` that is doing the notification?
` MR. WEINSTEIN: Ording talks about the fact
` that the notification, it interfaces with the
` applications, whatever the applications can be. And
` to be clear, Ording specifically says that one of the
` applications can be an e-mail application, but it
` pretty much stops right there. And there is
` discussions in Ording of how you communicate the
` information back and forth between the application
` and the userbar to display the information.
` I think what we're saying is that under the
` combination here, you'd use the Abiko program because
` that gets you to the next issue, which is instead of
` using a number of new messages, you want to use a
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` number of senders. And that's, kind of, why we
` didn't use just any e-mail program, we used Abiko
` because it provides the motivation to make that
` adaptation.
` Ording already discloses you can report the
` number from an e-mail program, that number of
` messages. The adaptation we have to show is it would
` be obvious to change that number from new messages to
` number of senders. And that's why Abiko is the
` reference that was chosen.
` JUDGE QUINN: So in your combination,
` Abiko is the e-mail program. It does what you want it
` to do, which is to sort the e-mails received by
` sender, and then Abiko's
` e-mail program would be the one providing this number
` to the Ording icon or whatever notification mechanism it uses
` to display the number on the icon, displayed in the
` tile bar. Is that a fair assessment?
` MR. WEINSTEIN: It is, Your Honor. In terms
` of physically implementing the system as an actual
` working system, my reading of Ording is that's
` exactly how you would implement it in an actual
` working system, is just in the way you described.
` And so I want to move to Slide 9 because
` Slide 9 is where we talked about Abiko. And Abiko is
` sort of, you know, a key part of the analysis because
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` it gives you that tie-in for why you would change the
` number from new messages to senders.
` On Slide 9, we show the fact that there is a
` sender table, and Abiko describes, in great detail,
` how it's -- it's actually very straightforward. It
` goes through every single message in your received
` message folder, it extracts address information, and
` every time it finds a new sender, it increments a
` value by one. It creates this sort of ordinal list
` of one to X, X being the whatever the total number of
` senders is, and that list can be displayed.
` Now, just so we're clear, the particular
` embodiments here shows the mail volume. Dr.
` Chatterjee explained in his opening declaration,
` there are actually three different sender menus in
` Abiko. The one just shows the sender name with the
` number, the No. Ordinal value. The second one shows
` the sender number with the sender name, with the
` date. The third one shows the sender number with the
` sender, with the mail volume, like this one.
` So there's three different embodiments in
` Abiko, but every single one of them has this
` numerical value that goes from one to whatever the
` number is. And in all cases, if the is four, in that
` case -- the number is going to be the same because
` the number of senders is different. The only
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` difference between the three embodiments is that they
` sort the list in a slightly different way, and they
` optionally present additional information.
` There's no dispute, Your Honor, that
` post-institution, the No. Column is going to
` represent the number of distinct senders.
` Pre-institution, they made an argument about, well,
` maybe it wouldn't represent it. Maybe you can have a
` user with two devices. I read that they've dropped
` that argument, and they don't seem to be pursuing
` that.
` So there's no dispute that the number --
` whatever that last number is in the sender menu of
` Abiko's is going to represent the distinct number of
` senders of e-mail messages.
` JUDGE QUINN: Well, let me ask you this,
` because I think most of the arguments that I'm seeing
` from the other side are somewhat in the legal realm
` of what do you need to show in order for a proper
` explanation to be accepted by the Board, in light of
` Polaris and Cutsforth and In re Lee. And I want to
` give you plenty of opportunity to respond to those
` arguments, because they came in in the sur-reply,
` concerning particularly the application of Polaris,
` which, you know, it is what it is, and I want to know
` what your take is on that, as you didn't address
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` Polaris yet.
` MR. WEINSTEIN: Thank you, Your Honor. I
` mean, I think there's two issues here. They make a
` legal argument about the level of granularity you
` have to have on motivations to combine, and I think
` we made this clear in our reply. The legal issue
` doesn't really matter because even at that level of
` granularity, we have those motivations on a
` feature-by-feature basis, and I'll walk through them.
` On the legal question, I think the answer to
` the question about Polaris is, like everything else
` in KSR, because it's so flexible, totality and fact
` specific, do you need modifications -- motivations on
` every feature? The answer in the KSR is, it depends.
` Under Polaris -- the Polaris decision, they
` had modifications that were totally unrelated. In
` that case you had the location of a front drive shaft
` of the vehicle. And the other limitation was the
` location of the gas tank. These are limitations that
` really don't connect to each other, that certainly
` they can be -- they can actually be -- one can exist
` without the other. They're totally independent
` limitations. So in that situation, it does make
` sense that it's incumbent upon the petitioner to
` explain why you would do them because the reasons for
` adding the drive shaft may have nothing to do with
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` the reasons for adding the fuel tank.
` But on the factual question, Your Honor, we
` have motivations to combine on every one of their
` supposed modifications. And I can walk through
` those, Your Honor, because they're clearly in the
` petition, and there's pages and pages about them in
` the petition.
` I can start with Slide 21, Your Honor. And
` that's where --
` JUDGE QUINN: So let me just -- so you're
` saying that Polaris is particular to the facts of
` that case, in which you had two potentially unrelated
` limitations that needed to be analyzed independently
` versus here, where all of these pieces respond to one
` limitation, the visually-modifying limitation; is
` that what I'm hearing?
` MR. WEINSTEIN: In some cases, yes. I think
` Abiko is brought in for two reasons. One, it's
` brought in for the wireless communications
` capabilities because Ording doesn't expressly
` disclose it. It says it can be any device with a
` processor. It's brought in for that, the wireless
` features, the wireless e-mail program, and it's
` brought in for the numeric value.
` But I'm not necessarily saying that Polaris
` and Arctic Cat is limited to totally unrelated
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` limitations. I think, in this case, though, there
` are limitations that are clearly intertwined. The
` wireless capabilities of Abiko are part and parcel
` with the e-mail. If you look at Paragraph 4 of
` Abiko, it talks about wireless -- you know, mobile
` communications being ubiquitous and commonly being
` used for e-mail.
` I mean, Abiko is not a program about a
` hardware. It's not a program about wireless devices.
` It's a program about e-mails on a wireless device.
` So, again, we have a separate motivation to combine
` on the Abiko e-mail program, but the wireless one
` still would apply to that as well.
` JUDGE QUINN: So let me ask you, because
` that seems to be more concerned with the structure of
` your petition on how you set it out. That may be the
` confusing part in that you have a section in your
` petition right after you discuss the preamble in --
` MR. WEINSTEIN: Correct.
` JUDGE QUINN: -- which you have reason --
` Rationale, or motivation to combine, that's the
` section. And I think you meant for that section to
` be all of the reasons by which you could modify
` Ording and Abiko for the entire claim, not just a
` preamble or the program; is that right?
` MR. WEINSTEIN: Not exactly, Your Honor. I
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` think the way we structured the petition is that we
` didn't draft it with a single section on motivation
` to combine because, well, you get accused of
` hand-waving when you do that because oftentimes,
` these sections don't tie in with the claim elements.
` So there's actually -- if you look at Slide
` 21, that's where what you're talking about exists,
` the motivation to combine Ording and Abiko, and
` that's about the wireless communications. If you go
` to Slide --
` JUDGE QUINN: I understand that, but let me
` just tell you that we're going to walk through your
` petition, and what I'm hearing from Patent Owner is
` that you're trying to piece together your case now in
` retrospect with different portions of your petition
` dealing with different limitations to try to shoehorn
` a motivation that should've been provided more
` specifically with a particular limitation. So I'm
` trying to understand what you meant by your petition.
` I read your --
` MR. WEINSTEIN: Understood.
` JUDGE QUINN: -- slide. I get that you're
` -- you have stuff there, it's just how it was
` presented, so that we can take whatever Patent
` Owner's going to say next and have that in context.
` MR. WEINSTEIN: Okay. Your Honor, the way
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` that this was drafted was that every time Abiko is
` brought in for a limitation, to add additional detail
` or additional disclosures, there's a separate section
` -- you can see that on Slide 23, where there's
` another section on motivation to combine.
` Because in the preamble discussion, the only
` thing Abiko is being used for in that section of the
` analysis is the wireless device. The preamble simply
` recites a method of notification that's -- of unread
` messages on a wireless device.
` Ording discloses that entire limitation,
` with the exception of the wireless device. So it
` actually doesn't make sense to start talking about
` the benefits of Abiko's e-mail program, it's -- how
` it's sender centric. It doesn't make sense to
` discuss it there because that's not even relevant to
` this discussion, the preamble.
` So if you look at Slide 23, Your Honor,
` that's where Dr. Chatterjee is saying -- now, later
` down in the claim, we're getting more into the guts
` of the actual claims that talk about the e-mail
` program, the notifications, and what the visual
` numerical value has to describe.
` And here, Dr. Chatterjee says, "Although I
` provided a full explanation of the rationale and
` motivation to combine Ording and Abiko in my analysis
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` above" -- this claim from Paragraph 104 --
` "additional motivations can be identified in
` connection with this limitation" -- again, this is
` the limitation talking about the numerical identifier
` -- "that further strengthen the combination." And he
` goes on for five pages.
` He organized it that way because it wouldn't
` make sense to have this discussion in the preamble
` because the preamble -- none of this discussion of
` the numerical value, how it organizes messages, how
` it -- it proves that you could use all the
` motivations to identify, but it wouldn't make sense
` in the discussion of the preamble.
` JUDGE QUINN: Okay.
` MR. WEINSTEIN: So there's a lot of --
` JUDGE QUINN: I understand that. So here's
` where I think the gap is. You first start with the
` preamble saying, Ording and Abiko, the combination
` would be a wireless device, right?
` MR. WEINSTEIN: Yes.
` JUDGE QUINN: And so that gives you the
` motivation to combine the two teachings to give you a
` device that has wireless capabilities. You don't
` discuss the e-mail program in Abiko until the
` displaying limitation, in which now you --
` MR. WEINSTEIN: That's correct.
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` JUDGE QUINN: -- now we hear the contention
` in the displaying limitation that you want to use the
` icon in Ording with the e-mail program in Abiko.
` And --
` MR. WEINSTEIN: That's correct. That's
` because that's what -- yes, exactly. Go ahead. I'm
` sorry, Your Honor.
` JUDGE QUINN: And what we don't have right
` after that is what now I'm thinking you waited until
` the very end to do, is in that section explain why
` would you put in the e-mail program of Abiko with
` Ording's tile.
` MR. WEINSTEIN: Right.
` JUDGE QUINN: And what has come out is, it
` could be any program. You could have multiple
` programs; Apple Mail versus other mail. I mean, that
` came after the petition. So I'm asking, if we're
` looking for that in the petition, we have to go to
` that section you refer to -- actually, that was the
` expert declaration, but it's on Page 45 you said of
` the petition?
` MR. WEINSTEIN: 45 through around 47 is the
` description. It's very similar. It's a slight
` paraphrase but very similar to what's in the
` declaration. If you look at our slides, Slide 21
` through 26, we have citations both to Dr.
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` Chatterjee's declaration as well as the petition.
` And, yes, we did provide a motivation to
` combine with respect to the actual Abiko e-mail
` program. That's shown on Slide 25. That's shown --
` you know, that's a direct quo