TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIN82B or equivalent) to
`identify the application to which the Power of Attorney is directed, in accordance with 37 CFR 1.5. If the Power of
`Attorney by Applicant form is not accompanied by this transmittal form or an equivalent, the Power of Attorney will not
`be recognized in the application.
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Mohammed N. ISLAM
`
`SHORT-WAVE INFRARED SUPER-CONTINUUM LASERS FOR DETECTING
`COUNTERFEIT OR ILLICIT DRUGS AND PHARMACEUTICAL PROCESS
`CONTROL
`
`Title
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number OMNI 0105 PUSP1
`
`SIGNATURE of Applicant or Patent Practitioner
`
`Signature
`
`/David S. Bir/
`
`Name
`
`David S. Bir
`
`Title (if Applicant is a
`juristic entity)
`
`Applicant Name (if Applicant is a juristic entity)
`
`Date (Optional) 2015-10-01
`
`Registration
`Number
`
`38,383
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`If more than one applicant, use multiple forms.
`~ * Total of _1._ forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by the public
`which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This
`collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO.
`Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box
`1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ff you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`Petitioner Apple Inc. - Ex. 1002, p. 1
`
`

`

`PTO/AIA/828(07-12}
`Approved for use through 11/30/2014. 0MB 0651-0035
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`POWER OF ATTORNEY BY APPLICANT
`
`l
`
`I
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached transmittal letter.
`Iii I hereby appoint Practitioner(s) associated with the following Customer Number as my/our attomey(s) or agent{s), and to
`transact all business in the United States Patent and Trademark Office connected therewith for the application referenced
`in the attached transmittal letter (form PTO/AIAf82A or equivalent):
`1109543
`I
`OR
`D I hereby appoint Practitioner(s) named below as my/our attomey(s) or agent(s), and to transact all business in the
`United States Patent and Trademark Office connected therewith for the application referenced in the attached
`transmittal letter (form PTO/AIAf82A or equivalent):
`Registration
`Number
`
`Name
`
`Name
`
`Registration
`Number
`
`Please recognize or change the correspondence address for the application identified in the attached
`transmittal letter to:
`Iii The address associated with the above-mentioned Customer Number.
`D ~ address associated with Customer Number: I
`(cid:143) Firm or
`
`I
`
`Individual Name
`Address
`
`I State
`
`I Email
`
`I
`
`I
`
`I Zip I
`
`City
`Country
`Telephone
`I am the Applicant:
`D Inventor or Joint Inventor
`0Legal Representative of a Deceased or Legally Incapacitated Inventor
`(cid:143)
`li!Assignee or Person to Whom the Inventor is Under an Obligation to Assign
`Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR 1.46(b)(2) was
`granted in the aoolication or is concurrently being filed with this document)
`SIGNAJ,4:IRE.J)f ~ a n t for Patent
`/
`-"'
`~ / , ./, _ _,,,~/ J/4 ,.b __
`I October 10, 2012
`I Date
`--·
`Signature
`- ,. {
`I Telephone I 734-647-8941
`,,.-
`hefc;~mec.f'N. Islam
`Name
`President - OMNI MEDSCI, INC.
`Title and Comoanv
`HQIE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications. Submit multiple forms for more than one signature, see below •.
`(cid:143) •Total of
`forms are submitted.
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which Is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collaction Is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO; Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the fonn, call 1-800-PTO-9199 and select option 2.
`
`r,. --
`
`. .,..
`
`Petitioner Apple Inc. - Ex. 1002, p. 2
`
`

`

`3.0
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`FIG. 1
`
`Petitioner Apple Inc. - Ex. 1002, p. 3
`
`

`

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`FIG. 2
`
`Petitioner Apple Inc. - Ex. 1002, p. 4
`
`

`

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`
`Petitioner Apple Inc. - Ex. 1002, p. 5
`
`

`

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`
`Petitioner Apple Inc. - Ex. 1002, p. 6
`
`

`

`n µm
`
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`COCAINE HCI
`
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`Petitioner Apple Inc. - Ex. 1002, p. 7
`
`

`

`1.1
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`
`Petitioner Apple Inc. - Ex. 1002, p. 8
`
`

`

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`0 .15 -+-"T"'""""""l--r----r--""T""""""'1r--T""----r---r-....--.-----r----r--'T""""""'T-----,---r-"T"'""""""l--r----r--""T""""""'1r---r-----r---r-T"'"""""T"----r---,---.---r--;
`2500
`2250
`2000
`1750
`1500
`1250
`1000
`FREQUENCY [nm]
`FIG. 7
`
`Petitioner Apple Inc. - Ex. 1002, p. 9
`
`

`

`8/26
`
`800
`(
`
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`
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`
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`
`1000
`
`1500
`
`2000
`WAVELENGTH (nm)
`FIG. 8
`
`2500
`
`Petitioner Apple Inc. - Ex. 1002, p. 10
`
`

`

`9/26
`
`TENTATIVE
`FREQUENCIES
`OF HEROIN
`BANDS (nm)
`
`ACTUALLY
`MEASURED PEAK
`FREQUENCIES (nm)
`
`FORMS OF MODES
`OF VIBRATION
`ASSIGNMENT
`
`900
`I
`
`1160
`
`1195
`
`1360
`1395
`1420
`1570
`
`1685
`
`1705
`
`1725
`
`1765
`
`1780
`
`1920
`
`1950
`
`1990
`
`2070
`
`2090
`2140
`
`C-O STRETCH FOURTH
`OVERTONE
`C-H SECOND OVERTONE
`C-H SECOND OVERTONE
`C-H COMBINATION
`C-H COMBINATION
`O-H FIRST OVERTONE
`N-H STRETCH FIRST
`OVERTONE
`C-H STRETCH FIRST
`OVERTONE
`C-H STRETCH FIRST
`OVERTONE
`C-H STRETCH FIRST
`OVERTONE
`C-H STRETCH FIRST
`OVERTONE
`C-H STRETCH FIRST
`OVERTONE
`C-O STRETCH SECOND
`OVERTONE
`C-O STRETCH SECOND
`OVERTONE
`N-H STRETCH/N-H BEND
`COMBINATION
`N-H DEFORMATION
`OVERTONE
`C-H COMBINATION
`C-H STRETCH/C-O
`STRETCH COMBINATION OR
`SYM C-H DEFORMATION
`C-H STRETCH/C-O
`STRETCH COMBINATION OR
`SYM C-H DEFORMATION
`
`1157
`
`1190
`1200
`1357
`1391
`1425
`1570
`
`1684
`
`1709
`
`1727
`
`1767
`
`1780
`
`1914
`
`1936
`
`2000
`
`2074
`
`2100
`2135
`
`2144
`
`TO FIG. 98
`
`FIG. 9A
`
`Petitioner Apple Inc. - Ex. 1002, p. 11
`
`

`

`10/26
`
`FROM FIG. 9A
`
`2172
`
`2178
`
`2194
`
`2284
`
`2300
`
`2320
`
`2352
`
`2384
`
`2454
`
`2485
`
`2524
`
`2537
`
`FIG. 98
`
`ASYMMETRIC C-H
`STRETCH/C-H
`DEFORMATION
`COMBINATION
`N-H BEND SECOND
`OVERTONE OR C-H
`STRETCH/C-O STRETCH
`COMBINATION, OR C-O
`STRETCH C-N STRETCH;
`N-H IN-PLANE BEND.
`CH STRETCH/C-O STRETCH
`COMBINATION
`C-H STRETCH/CH2
`DEFORMATION
`C-H BEND SECOND
`OVERTONE
`CH STRETCH/CH2
`DEFORMATION
`COMBINATION
`CH2 BEND SECOND
`OVERTONE
`C-H STRETCH/C-C
`STRETCH COMBINATION
`C-H COMBINATION OR
`SYM C-N-C STRETCH
`OVERTONE
`C-H STRETCH/C-C
`STRETCH COMBINATION
`ASYMMETRIC C-N-C
`STRETCH FIRST OVERTONE
`ASYMMETRIC C-N-C
`STRETCH FIRST OVERTONE
`
`2170
`
`2180
`
`2200
`
`2280
`
`2300
`
`2325
`
`2352
`
`2380
`
`2470
`
`2488
`
`2530
`
`2530
`
`Petitioner Apple Inc. - Ex. 1002, p. 12
`
`

`

`11/26
`11/26
`
`1000
`1000
`~
`
`-1001
`1004
`
`~"
`
`.
`
`1004
`1004
`
`35
`
`2
`3.0
`|
`
`2.5
`25
`
`KUBELKAMUNK
`
`20
`
`15
`
`1.0
`
`0.5
`05
`
`'
`
`FROM TOP TO BOTTOM
`« FLOUR
`» TALCUM POWDER
`© CHALK
`» ACETYLSALICYLIC ACID
`© CAFFEINE
`» PARACETAMOL
`» SAMPLE (21.8%)
`* HEROINSTANDARD
`
`1008
`
`1000
`1000
`
`2000
`1500
`2000
`1500
`WAVELENGTH (nm)
`WAVELENGTH(nm)
`FIG.10
`FIG. 10
`
`1008
`
`2500
`2500
`
`Petitioner Apple Inc. - Ex. 1002, p. 13
`
`Petitioner Apple Inc. - Ex. 1002, p. 13
`
`

`

`II
`
`NIR-LAB USE
`
`NIR ID TEST &
`ASSESSMENT
`
`1102
`/
`11-------------------------------
`
`-----------------------------------(cid:141)
`
`1100
`
`('
`
`NIR
`LOO
`
`NIR BLEND
`cu
`
`NIR
`CHEMICAL
`IMAGING
`
`NIR
`ASSAY, MOISTURE,
`HARDNESS ETC
`
`UNIT
`OPERATION
`
`RAW
`MATERIAL
`TESTING
`
`DISPENSING
`
`DRY
`COMPACTION
`
`NIRID
`OR
`ASSAY
`
`NIR MOISTURE,
`DENSITY OR
`HARDNESS
`
`NIR LOO
`(IN-, ON-
`LINE)
`
`CAPSULE
`FILLING
`
`TABLET
`COMPRESSION
`
`NIR
`POTENCY
`
`NIR
`COATING
`THICKNESS/
`ASSAY
`
`NIR-IN PROCESS
`MONITORING CONTROL
`
`NIR
`HOMOGENEITY
`------------------------------------------------------------------(cid:141)
`
`f--'
`
`~ 0\
`
`1101
`
`1103
`
`FIG. 11
`
`Petitioner Apple Inc. - Ex. 1002, p. 14
`
`

`

`1.2-l ----- MAGNESIUM STEARATE (1201)
`·-------- SORBITOL(1202)
`------------- MANNITOL (1203)
`1.0 ~ ------- TALC (1204)
`LACTOSE (1205)
`----- STARCH (1206)
`----- MALTODEXTRIN (1207)
`--------- MICROCRYSTALLINE CELLULOSE (1208)
`
`en
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`7000
`8000
`9000
`WAVENUMBER cm-1
`FIG.12
`
`/- 1207
`,,--' \_I 120
`5
`\, ,,I
`
`/
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`\1
`
`1200
`~
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`1
`
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`
`~
`
`6000
`
`5000
`
`4000
`
`Petitioner Apple Inc. - Ex. 1002, p. 15
`
`

`

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`:
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`I
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`------1------~-~----1------~------1-'---L~------+-~
`I
`\
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`I
`I
`I
`I
`I
`I
`I
`I
`
`1200
`
`1300
`
`1400
`
`1500
`
`1600
`1700
`WAVELENGTH (nm)
`FIG. 13
`
`1800
`
`1900
`
`2000
`
`2100
`
`-1
`1100
`
`Petitioner Apple Inc. - Ex. 1002, p. 16
`
`

`

`1400
`~
`
`1406
`
`CONTROL FUNCTION
`
`ON-LINE MONITORING
`OF PROCESS
`PARAMETERS
`
`---'
`-------------
`
`I
`I
`I
`I
`I
`I
`
`f--'
`VI
`N
`0\
`
`PROCESS
`OUTPUT
`
`1403
`
`1404
`
`PROCESS
`CONTROL
`
`PROCESS FEED
`
`1402
`
`1405
`
`CLOSED LOOP
`CONTROL (PROCESS
`PARAMETERS ONLY)
`
`TEMPERATURE
`TIME
`PRESSURE
`ETC.
`
`MANUFACTURING
`PROCESS
`
`1401
`
`-----,
`
`I
`I
`I
`I
`I
`I
`I
`
`FIG.14
`
`Petitioner Apple Inc. - Ex. 1002, p. 17
`
`

`

`16/26
`
`1500
`
`0,8
`
`0,6
`
`~
`~ 0,4
`0
`__J
`
`0,2
`
`0
`1100
`
`1300
`
`1500
`
`2100
`
`2300
`
`2500
`
`1700
`1900
`WAVELENGTH, nm
`FIG. 15A
`
`1.6
`
`1.2
`
`w
`0 :z:
`<C
`~ 0.8
`0
`(/)
`co
`<C
`
`0.4
`
`1550
`
`0
`800
`
`1200
`
`2000
`1600
`WAVELENGTH (nm)
`FIG. 158
`
`2400
`
`Petitioner Apple Inc. - Ex. 1002, p. 18
`
`

`

`1600
`(
`
`IL /
`
`(cid:143) A
`
`V
`IMAGING
`OPTICS
`
`~ f--'
`-..J ---N
`DETECTORS
`I
`1605
`
`0\
`
`SCAN MIRROR AND
`OTHER OPTICS
`
`1602_..,,, I I
`
`r
`
`LIGHT FROM
`A SINGLE
`GROUND(cid:173)
`RESOLUTION
`CELL.
`
`1603
`J
`
`~
`
`DISPERSING
`ELEMENT
`
`FIG. 16A
`
`Petitioner Apple Inc. - Ex. 1002, p. 19
`
`

`

`z
`tFRONT LENS
`1652
`
`1650
`,/
`
`HOLOGRAPHIC
`GRATING W/ PRISM
`1655
`
`f--'
`00
`
`N
`0\
`
`TARGET OBJECT
`
`FIG. 168
`
`X
`
`TURNABLE(cid:173)
`MIRROR
`I/
`
`f"
`
`LIGHT
`SOURCE
`
`Petitioner Apple Inc. - Ex. 1002, p. 20
`
`

`

`COHERENT
`LIGHT SOURCE
`I
`1701
`
`1700
`,'
`
`I
`I
`
`I
`I
`
`I I "-1706
`
`I
`I
`
`LJ
`j
`._ __ .,
`I
`..
`•
`MOVING MIRROR
`
`f--'
`
`'-D ---
`
`N
`0\
`
`STATIONARY MIRROR
`
`1704
`
`1705
`I
`DELAYED
`SPLIT BEAM
`
`SPLIT BEAM
`
`'-'--- -..._ 17M
`
`---- , ,
`
`'
`
`BEAM
`SPLITTER ~ RECOMBINED
`I
`1702
`
`BEAM-..._1707
`
`SAMPLE
`
`1708
`
`1709
`
`DETECTOR
`FIG. 17
`
`Petitioner Apple Inc. - Ex. 1002, p. 21
`
`

`

`1800
`~
`
`1808
`
`SAMPLE DETECTOR+
`PRE-AMP (MCT)
`
`REFERENCE DETECTOR
`+ PRE-AMP (MCT)
`
`1809
`
`N
`0
`N
`0\
`
`1806
`
`SAMPLE
`1807
`
`REFERENCE
`
`LOCK-IN AMP #1
`
`LOCK-IN AMP #2
`
`1810
`
`1801
`
`1802
`I
`CHOPPER
`
`1803
`
`1804
`\
`POL
`
`SC SOURCE
`
`MONOCHROMATOR
`
`COMPUTER
`
`1811
`
`FIG. 18
`
`Petitioner Apple Inc. - Ex. 1002, p. 22
`
`

`

`I
`
`-
`0
`0
`
`0 'I ) 0 I
`
`0
`0
`
`I
`I
`
`DIODE BAR STACKS
`
`/
`1901
`MODULAR MULTI-PURPOSE LASER-HEAD
`
`1900
`~
`
`1903
`I
`SPATIAL INTERLEAVING
`OR COMBINING
`
`'
`POLARIZATION BEAM
`COMBINING
`
`v1904
`
`N
`f--'
`N
`0\
`
`I
`I
`
`1902
`I
`FAC+SAC
`FAST AXIS
`COLLIMATOR
`+
`SLOWAXIS
`COLLIMATOR
`
`CUSTOM BEAM
`SHAPING MODULE
`
`1905
`
`,....
`
`'
`
`Ir
`
`DIRECT DIODE
`APPLICATION
`
`v1906
`
`Ir
`
`FIBER COUPLING
`
`v1907
`
`FIG. 19
`
`Petitioner Apple Inc. - Ex. 1002, p. 23
`
`

`

`2000
`,/
`
`I
`
`I
`
`I
`
`2002
`
`FIBER AMPLIFIER
`
`n
`
`I
`
`I
`
`SC GENERATION
`
`n 2007
`
`2008
`
`2009
`
`N
`
`~ 0\
`
`I SEED LASER
`
`n
`
`PULSE
`ELECTRONICS
`~
`
`2001
`LASER DIODE
`
`2003
`PRE-AMP
`
`2005
`ISOLATOR
`
`2006
`CLADDING PUMPED
`FIBER AMPLIFIER
`
`FIG. 20
`
`Petitioner Apple Inc. - Ex. 1002, p. 24
`
`

`

`2105
`I
`10W940nm
`DIODE
`
`2103
`I
`2 m EYDF-12/130
`~
`2104
`
`1542 nm DFB
`SEED LASER
`I
`2101
`
`ITF 2:1 COMBINER
`
`1
`
`PRE-AMP
`I
`2102
`
`2100
`
`I
`
`2111
`I
`4 m-EYDF-12/130
`
`2112
`I
`1 X30 W940 nm
`PUMP DIODES
`2113 ~
`PM-1550
`
`N
`vJ
`N
`0\
`
`2114
`
`2110
`1% TAP
`
`POWER-AMP
`7
`2106
`
`FIG. 21
`
`Petitioner Apple Inc. - Ex. 1002, p. 25
`
`

`

`
`
`
`
`RELATIVEINTENSITY(dB)
`
`60
`
`55
`
`50
`
`45 ~
`
`I
`
`40
`
`ro
`~
`>-I--
`if.)
`:z:
`LU
`I--:z:
`LU >
`ti: __J
`LU
`0:::
`
`2200
`,/
`
`2200
`
`\
`
`9C/VT
`
`35 ------.---'---.-----,-----.-----,-----,------r-----.------r---......,...._----r-------,
`2600
`2400
`2200
`2000
`1600
`1400
`1800
`WAVELENGTH (nm)
`FIG. 22
`
`1400
`
`1600
`
`1800
`
`2000
`WAVELENGTH (nm)
`
`FIG. 22
`
`2200
`
`2400
`
`2600
`
`60
`
`99
`
`50
`
`45
`
`40
`
`35
`
`N
`
`+'----N
`
`0\
`
`Petitioner Apple Inc. - Ex. 1002, p. 26
`
`

`

`2300
`\
`
`I I
`
`PULSE
`ELECTRONICS 1 1
`
`DFB
`LASER DIODE
`
`2350
`\
`
`I I
`
`PULSE
`ELECTRONICS 1 1
`
`DFB
`LASER DIODE
`
`2302
`\
`
`2305
`l
`
`2306
`
`I "--. ,~
`~ Q
`~
`ISOLATOR
`BANDPASS
`FILTER
`
`Er/Yb SYSTEM
`
`2303
`\
`
`2307
`\
`
`2308
`
`2304
`
`SC FIBER
`
`~
`~
`~
`BANDPASS
`FILTER
`
`MID-AMP
`(ErYb DFC)
`
`POWER-AMP
`(ErYb DCF)
`
`2301 V
`
`p~it~p
`
`THULIUM SYSTEM
`
`WAVELENGTH SHIFT
`1.55 µm -> ~ 2 µm
`
`N
`
`VI ---N
`
`0\
`
`2355
`\
`
`2352
`l
`
`I "--.
`
`2356
`'~HG
`~
`V
`2351 PRE-AMP BANDPASS
`FILTER
`(EDFA)
`
`2353
`
`'l'lCi
`
`2358 +
`
`2354
`
`SC FIBER
`
`MID-AMP
`(ErYb DCF)
`
`POWER-AMP
`(THULIUM DCF)
`
`FIG. 23
`
`Petitioner Apple Inc. - Ex. 1002, p. 27
`
`

`

`2400
`I
`
`2407
`
`2408
`',
`' .,..--
`,,,,,v
`,
`
`-----
`
`2401
`2402
`
`~ J _} J 2404
`
`I
`
`BAN
`OR
`PAN
`
`RETURN DATA
`,,
`,,
`,,
`
`✓
`✓
`
`I
`
`I
`
`I
`
`I
`I
`I
`I
`I
`I
`
`2405
`
`2406
`
`~ I
`c\
`WIRELESS TRANSMISSION
`(E.G. WiFi,
`CELLULAR
`NETWORK)
`
`"CLOUD"
`-RECEIVE
`-BUFFER/STORE
`-PROCESS
`-STORE RESULTS
`-TRANSMIT
`
`~ ~1
`
`!
`j
`:
`
`/
`/
`/
`/
`/
`/
`/
`/
`/
`/
`/
`/
`/
`I
`,'
`/
`
`24p9
`
`'
`
`I
`' I
`
`N
`0\
`N
`0\
`
`\
`\
`:
`
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`
`....... ,
`2l;o \
`
`\
`\
`
`'
`
`;/
`
`I
`
`- - - -
`HEALTHCARE
`PROVIDER
`
`FIG. 24
`
`OTHER
`DESIGNATED
`RECIPIENTS
`
`Petitioner Apple Inc. - Ex. 1002, p. 28
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Mohammed N. ISLAM
`
`Group Art Unit:
`
`Examiner:
`
`Serial No.:
`
`Filed:
`
`For:
`
`SHORT-WAVE INFRARED SUPER-CONTINUUM LASERS
`FOR DETECTING COUNTERFEIT OR ILLICIT DRUGS AND
`PHARMACEUTICAL PROCESS CONTROL
`
`Attorney Docket No.: OMNI 0105 PUSPl
`
`INFORMATION DISCLOSURE STATEMENT
`UNDER 37 C.F.R. § 1.97(b)(l)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`In compliance with the duty of disclosure under 37 C.F.R. § 1.56 and §§ 1.97-1.98, the
`
`references listed and identified on the attached Form PTO/SB/08a are being submitted herewith
`
`for consideration by the Examiner. This Statement is being filed in accordance with 37 C.F.R.
`
`§ 1.97 (b )(1 ).
`
`While this Statement is being filed in compliance with the duty of disclosure, citation of
`
`the listed references is not to be construed as an admission that any of the references are
`
`"material" as defined under 37 C.F.R. § 1.56(b).
`
`In accordance with 37 C.F.R. § 1.98(d), copies of the listed references are not being
`
`provided since the references were previously cited by or submitted to the Patent and Trademark
`
`Petitioner Apple Inc. - Ex. 1002, p. 29
`
`

`

`Serial No.
`
`Atty. Dkt. No. OMNI 0105 PUSPl
`
`Office in prior application Serial No. 14/108,986, filed December 17, 2013 (pending), of which
`
`the present application is a continuation.
`
`Please charge any fees or credit any overpayments as a result of the filing of this
`
`paper to our Deposit Account No. 02-3978.
`
`Respectfully submitted,
`
`Mohammed N. ISLAM
`
`By: /David S. Bir/
`David S. Bir
`Reg. No. 38,383
`Attorney/ Agent for Applicant
`
`Date: October 1, 2015
`
`BROOKS KUSHMAN P.C.
`1000 Town Center, 22nd Floor
`Southfield, MI 48075-1238
`Phone: 248-358-4400
`Fax: 248-358-3351
`
`2
`
`Petitioner Apple Inc. - Ex. 1002, p. 30
`
`

`

`PTOISB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`Remove
`
`1
`
`4063106
`
`1977-12-13
`
`Ashkin, et al.
`
`2
`
`4158750
`
`1979-06-19
`
`Sakoe, et al.
`
`3
`
`4221997
`
`1980-09-09
`
`Flemming
`
`4
`
`4275266
`
`1981-06-23
`
`Lasar
`
`5
`
`4374618
`
`1983-02-22
`
`Howard
`
`6
`
`4403605
`
`1983-09-13
`
`Tanikawa
`
`7
`
`4462080
`
`1984-07-24
`
`Johnstone, et al.
`
`8
`
`4516207
`
`1985-05-07
`
`Moriyama, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 31
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`9
`
`4523884
`
`1985-06-18
`
`Clement. et al.
`
`10
`
`4605080
`
`1986-08-12
`
`Lemelson
`
`11
`
`4641292
`
`1987-02-03
`
`Tunnell. et al.
`
`12
`
`4704696
`
`1987-11-03
`
`Reimer, et al.
`
`13
`
`4728974
`
`1988-03-01
`
`Nio, et al.
`
`14
`
`4762455
`
`1988-08-09
`
`Coughlan, et al.
`
`15
`
`4776016
`
`1988-10-04
`
`Hansen
`
`16
`
`4958910
`
`1990-09-25
`
`Taylor, et al.
`
`17
`
`4989253
`
`1991-01-29
`
`Liang, et al.
`
`18
`
`5078140
`
`1992-01-07
`
`Kwoh
`
`19
`
`5084880
`
`1992-01-28
`
`Esterowitz, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 32
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`20
`
`5086401
`
`1992-02-04
`
`Glassman. et al.
`
`21
`
`5134620
`
`1992-07-28
`
`Huber
`
`22
`
`5142930
`
`1992-09-01
`
`Allen, et al.
`
`23
`
`5180378
`
`1993-01-19
`
`Kung, et al.
`
`24
`
`5191628
`
`1993-03-02
`
`Byron
`
`25
`
`5218655
`
`1993-06-08
`
`Mizrahi
`
`26
`
`5230023
`
`1993-07-20
`
`Nakano
`
`27
`
`5267256
`
`1993-11-30
`
`Saruwatari, et al.
`
`28
`
`5267323
`
`1993-11-30
`
`Kimura
`
`29
`
`5300097
`
`1994-04-05
`
`Lerner, et al.
`
`30
`
`5303148
`
`1994-04-12
`
`Mattson, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 33
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`31
`
`5305427
`
`1994-04-19
`
`Nagata
`
`32
`
`5313306
`
`1994-05-17
`
`Kuban, et al.
`
`33
`
`5323404
`
`1994-06-21
`
`Grubb
`
`34
`
`5345538
`
`1994-09-06
`
`Narayannan, et al.
`
`35
`
`5408409
`
`1995-04-18
`
`Glassman, et al.
`
`36
`
`5544654
`
`1996-08-13
`
`Murphy, et al.
`
`37
`
`5572999
`
`1996-11-12
`
`Funda, et al.
`
`38
`
`5695493
`
`1997-12-09
`
`Nakajima, et al.
`
`39
`
`5696778
`
`1997-12-09
`
`MacPherson
`
`40
`
`5792204
`
`1998-08-11
`
`Snell
`
`41
`
`5812978
`
`1998-09-22
`
`Nolan
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 34
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`42
`
`5950629
`
`1999-09-14
`
`Taylor, et al.
`
`43
`
`5970457
`
`1999-10-19
`
`Brant, et al.
`
`44
`
`6014249
`
`2000-01-11
`
`Fermann, et al.
`
`45
`
`6185535
`
`2001-02-06
`
`Hedin, et al.
`
`46
`
`6200309
`
`2001-03-13
`
`Rice, et al.
`
`47
`
`6224542
`
`2001-05-01
`
`Chang, et al.
`
`48
`
`6246707
`
`2001-06-12
`
`Yin, et al.
`
`49
`
`6273858
`
`2001-08-14
`
`Fox, et al.
`
`50
`
`6278975
`
`2001-08-21
`
`Brant, et al.
`
`51
`
`6301273
`
`2001-10-09
`
`Sanders, et al.
`
`52
`
`6337462
`
`2002-01-08
`
`Smart
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 35
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`53
`
`6340806
`
`2002-01-22
`
`Smart, et al.
`
`54
`
`6350261
`
`2002-02-26
`
`Domankevitz, et al.
`
`55
`
`6374006
`
`2002-04-16
`
`Islam, et al.
`
`56
`
`6407853
`
`2002-06-18
`
`Samson, et al.
`
`57
`
`6436107
`
`2002-08-20
`
`Wang, et al.
`
`58
`
`6442430
`
`2002-08-27
`
`Ferek-Petric
`
`59
`
`6450172
`
`2002-09-17
`
`Hartlaub, et al.
`
`60
`
`6453201
`
`2002-09-17
`
`Daum, et al.
`
`61
`
`6458120
`
`2002-10-01
`
`Shen, et al.
`
`62
`
`6462500
`
`2002-10-08
`
`L'Hegarat, et al.
`
`63
`
`6463361
`
`2002-10-08
`
`Wang, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 36
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`64
`
`6567431
`
`2003-05-20
`
`Tabirian. et al.
`
`65
`
`6605080
`
`2003-08-12
`
`Altshuler, et al.
`
`66
`
`6625180
`
`2003-09-23
`
`Bufetov, et al.
`
`67
`
`6631025
`
`2003-10-07
`
`Islam, et al.
`
`68
`
`6659999
`
`2003-12-09
`
`Anderson, et al.
`
`69
`
`6760148
`
`2004-07-06
`
`Islam
`
`70
`
`6885498
`
`2005-04-26
`
`Islam
`
`71
`
`6885683
`
`2005-04-26
`
`Fermann, et al.
`
`72
`
`6943936
`
`2005-09-13
`
`Islam, et al.
`
`73
`
`7027467
`
`2006-04-11
`
`Baev, et al.
`
`74
`
`7060061
`
`2006-06-13
`
`Altshuler, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. - Ex. 1002, p. 37
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0105 PUSP1
`
`75
`
`7167300
`
`2007-01-23