`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`TRANSMITTAL LETTER TO THE UNITED STATES RECEIVING OFFICE
`| Date of deposit: 26 June 2013
`Express Mail mailing number: N/A
`:
`
`File reference no.: 11913-1013
`International application no. (if known): Not Yet Assigned
`
`Customer Number’: 22,852
`Title of the invention: FORMULATIONS
`
`! Customer Numberwill allow access to the application in Private PAIR but cannotbe used to establish or change the correspondence address.
`
`Earliest priority date claimed (Day/Month/Year): 29 June 2012
`
`This is a new International Application
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`license for foreign transmittal should and could be granted and forother purposes, the following informationis
`supplied. (check as boxes as apply):
`[] The invention disclosed was not madein the United States of America.
`[] There is no prior U.S. application relating to this invention.
`The following prior U.S. application(s) contain subject matter whichis related to the invention disclosed in the
`attached international application.
`(NOTE: priority to these applications may or may not be claimed on the
`Request (form PCT/RO/101) and this listing does not constitute a claim for priority.)
`
`
`application no.
`61/666,562
`
`filed on
`
`29 June 2012
`
`application no.
`
`filed on
`
`The present international application contains additional subject matter not found in the prior U.S. application(s)
`identified above. The additional subject matter is found on pages
`throughout
`and
`[x|DOESNOTALTER
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`invention in a manner which would require the U.S. application to have been madeavailable for inspection by the
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`appropriate defense agencies under 35 U.S.C. 181 and 37 C.F.R. 5.15.
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`The person
`signing this
`form is:
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`L] Applicant
`Attorney/Agent (Reg. No.)
`71,542
`
`RODRIGO,Christina M.
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`Nameofperson signing
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`/Christina M. RODRIGO,Reg. No. 71,542/
`[] Common Representative
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`SAN EX 1011, Page 1
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`SAN EX 1011, Page 1
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`Attorney Docket No: 11913.1013-00304
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`FORMULATIONS
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`The present disclosure provides certain oral pharmaceutical formulations of ibrutinib,
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`certain methods for their administration, certain processes of their production, and certain
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`uses of these formulations for the treatment of diseases treatable by ibrutinib such as cancer,
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`inflammatory diseases, and autoimmunediseases.
`
`Bruton’s tyrosine kinase (BTK) is a memberof the Tec tyrosine kinase family. BTK
`
`is expressed in most hematopoietic cells such as B cells, mast cells, and macrophages, but not
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`10
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`in T cells, natural killer cells, and plasma cells. BTK plays a role in the development and
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`activation of B cells. Mutations in the human BTK gene causethe inherited disease X-linked
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`agammaglobulinemia (XLA), with lack of peripheral B cells and low levels of serum Ig. In
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`XLA, the primary immunedeficit is B cell specific. The development of drugs whichinhibit
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`BTK can have therapeutic significance in the treatment of both B cell-related hematological
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`15
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`cancers (e.g. non-Hodgkin lymphoma (NHL)and B cell chronic lymphocytic leukemia (B-
`
`CLL), and autoimmunediseases(e.g. rheumatoid arthritis, Sjogrens syndrome, IBD, lupus,
`
`and asthma).
`
`PCI-32765 (ibrutinib) is disclose din U.S. Patent No. 7,514,444, issued on April 7,
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`2009, and has the followingstructure:
`
`O
`
`CQ
`NH» C)
`Crs
`ke
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`20
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`Tbrutinib is an orally available drug that targets Bruton's tyrosine kinase (BTK).
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`Ibrutinib is an irreversible small molecule BTK inhibitor that is in Ph Jb/II of clinical trials in
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`a variety of B-cell malignancies including chronic lymphocytic leukemia (CLL), small
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`lymphocytic lymphoma (SLL), mantle cell lymphoma (MCL), diffuse large B-cell lymphoma
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`25
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`(DLBCL) and multiple myeloma (cancer of plasmacells, a type of white blood cell present in
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`bone marrow). At present ibrutinib is administered orally in clinicaltrials, via the
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`gastrointestinal tract, at high clinical doses (420 mg/day or 840 mg/day) to patients with CLL
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`and SLL to obtain the desired thereapeutic effect. The need for such high dosesof ibrutinib
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`-l-
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`may be dueto low bioavailability (the oral bioavailability of ibrutinib is reported to be 22.8%
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`in rats) and may beresponsible for the adverse side effects associated with the use of
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`ibrutinib such as nausea or emesis, dizziness and diarrhea. Moreover, low bioavailability
`
`results in more variable absorption and potential variability of the desired therapeutic
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`response.
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`As stated above,at present ibrutinib is administered orally, via the gastrointestinal
`
`tract, at high clinical doses (420 mg/day or 840 mg/day) to patients to obtain the desired
`
`clinical benefit. It is presently disclosed that when ibrutinib is administered intraduodenally
`
`versus via the gastrointestinal tract in rats, the oral bioavailability of ibrutinib unexpectedly
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`10
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`increased from 21 % to 100% as determined by AUC. This unexpected increase in oral
`
`bioavailability of ibrutinib can translate into a numberof desirable practical benefits. The
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`increase in oral bioavailability should enable administration of ibrutinib at a significantly
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`lowertherapeutically effective dose than is currently being used. The lower variability
`
`associated with this greater bioavailability should lead to a more reliable therapeutic response
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`15
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`as well as more predictable drug absorption. And avoidance of exposure of Ibtrutinib to the
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`stomach and/or use of lower therapeutically effective dose of ibrutinib can reduce or
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`altogether eliminate potential adverse side effects of this drug such as diahrrea, nausea or
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`emesis, and dizziness. U.S. Patent No. 7,514,444, mentioned above, discloses administration
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`of 0.02-5000 mg/kg and1-1500 mgof ibrutinib/per day andin clinical trials 420 or 840
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`20
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`mg/day of ibrutinib is being administered to the patients with CLL and SLL. There is no
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`reasonable expectation in the art that ibrutinib can be adminstered orally at lower efficacious
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`doses to the patients with CLL and SLL,particularly as evidenced by the 420 or 840 mg/day
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`of ibrutinib being administered in clinical trials to those patients. Moreover, other than for
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`active agents that are unstable in the stomach or at acidic pH delivery of any active agent
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`25
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`with low bioavailability further along in the gastrointestinal tract reduces the path length for
`
`drug absorption and would be expected to reduce bioavailability. Therefore, it was
`
`unexpected to achieve delivery of ibruntinib directly to the small intestine with greater
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`bioavailability.
`
`Accordingly, in one aspect, the present disclosure provides a solid ora] dosage form
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`30
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`comprising:
`
`@)
`
`(ii)
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`ibrutinib and/or a pharmaceutically acceptable salt thereof;
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`meansfor release of ibrutinib in the intestine; and
`
`(ii)
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`at least one pharmaceutically acceptable excipient.
`
`In one embodiment of above aspect, ibrutinib and/or a pharmaceutically
`
`Qo wa)
`
`acceptable salt thereof is released in the small intestine.
`-2-
`
`In another embodiment, ibrutinib
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`and/or a pharmaceutically acceptable salt thereof is released to a region of the intestine in
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`which the pH is about 5, or 5, or greater than 5. In another embodiment, said ibrutinib and/or
`
`a pharmaceutically acceptable salt thereof is released to a region of the intestine in which the
`
`pH is about 5.5, or greater than about pH 5.5. For example, the release is in one or more of
`
`the duodenum, jejunum, ileum, and colon. In one embodiment, the release is in one or more
`
`of the duodenum,jejunum, or ileum. In one embodiment, the release to the above regions of
`
`the intestine is achieved by coating ibrutinib and/or a pharmaceutically acceptable salt thereof
`
`or the dosage form containing ibrutinib and/or a pharmaceutically acceptable salt thereof with
`
`at least one coating chosen from enteric coatings and non-enteric time-delayed release
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`10
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`coatings. In one embodiment, the release to the above regionsof the intestine is achieved by
`
`coating ibrutinib and/or a pharmaceutically acceptable salt thereof or the dosage form
`
`containing ibrutinib and/or a pharmaceutically acceptable salt thereof with at least one
`
`coating chosen from enteric coatings. In one embodiment, the release to the above regions of
`
`the intestine is achieved by coating ibrutinib and/or a pharmaceutically acceptable salt thereof
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`15
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`or the dosage form containing ibrutinib and/or a pharmaceutically acceptable salt thereof with
`
`at least one coating chosen from enteric coatings wherein the enteric coatings are chosen
`
`from polymeric coatings. In another embodiment, the enteric coating is is an anionic polymer
`
`such as polymethacrylates (e.g., methacrylic acid ethacrylate poly, methacrylic acid methyl
`
`methacrylate poly); cellulose-based polymers(e.g., cellulose acetate phthalate (CAP),
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`20
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`cellulose acetate trimellitate (CAT), cellulose acetate succinate (CAS), hydroxypropylmethyl-
`
`cellulose phthalate (HPMCP), and hydroxypropylmethylcellulose acetate succinate
`
`(HPMCAS))or polyvinyl! derivatives such as polyvinyl acetate phthalate (PVAP).When a
`
`non-enteric coating is employed, the time-delayed release dosage forms are administered in
`
`fasted state and the time-delayed release coating is designed to erode, burst, or become
`
`25
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`hightly permeable in about 0.3 to about 3 hours or in about 0.5 to about 2 hours after
`
`administration to release ibrutinib and/or a pharmaceutically acceptable salt thereof.
`
`In a second aspect, the present disclosure provides a solid oral dosage form
`
`comprising:
`
`(i)
`
`(il)
`
`ibrutinib and/or a pharmaceutically acceptable salt thereof;
`
`meansfor increasing the oral bioavailability of ibrutinib, as measured by the
`
`area under the curve (AUC), as compared to whensaid ibrutinib and/or said pharmaceutically
`
`acceptable salt thereof are administered in an immediate release dosage form; and
`
`Git)
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`at least one pharmaceutically acceptable excipient.
`
`In one embodiment of the second aspect, the increase in the oral bioavailability of
`
`ibrutinib and/or a pharmaceutically acceptable salt thereof is due to the release of the
`-3-
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`30
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`Attorney Docket No: 11913.1013-00304
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`ibrutinib and/or a pharmaceutically acceptable salt thereof in the intestine. In another
`
`embodiment of the second aspect, the increase in the oral bioavailability of ibrutinib and/or a
`
`pharmaceutically acceptable salt thereof is due to the release of the ibrutinib and/or a
`
`pharmaceutically acceptable salt thereof in the small intestine. In another embodiment of the
`
`second aspect, ibrutinib and/or a pharmaceutically acceptable salt thereof is released in one
`
`or more of the duodenum,jejunum, or ileum. In one embodiment, the release to the above
`
`regions of the intestine is achieved by coating ibrutinib and/or a pharmaceutically acceptable
`
`salt thereof or a a dosage form containing ibrutinib and/or a pharmaceutically acceptable salt
`
`thereof with at least one coating chosen from enteric coatings and a non-enteric time-delayed
`
`10
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`release coatings. When the delayed release dosage forms are administered in fasted state, the
`
`time-delayed release coating is designed to erode, burst, or become very permeable in about
`
`0.3 to about 3 hours or in about 0.5 to about 2 hours after administration to release ibrutinib
`
`and/or a pharmaceutically acceptable salt thereof. When the dosage form comprised of said
`
`compoundis coated with a non-enteric coating, it is generally administered in the fasted state
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`15
`
`to avoid variability or delays in gastric emptying with meals and the resulting variability in
`
`the initiation of efficacious plasma levels.
`
`In a third aspect, the present disclosure provides a solid oral dosage form comprising:
`
`(i)
`
`(ii)
`
`ibrutinib and/or a pharmaceutically acceptable salt thereof;
`
`at least one coating chosen from enteric coatings and non-enteric time-delayed
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`20
`
`release coatings; and
`
`(ii)
`
`at least one pharmaceutically acceptable excipient.
`
`In one embodiment, the said at least one coating is chosen from enteric coatings. In
`
`one embodiment,the said at least one coating is chosen from polymeric coatings.
`
`In one
`
`embodiment, the said at least one coating is chosen from enteric coatings where the enteric
`
`25
`
`coating is a polymer which erodesto release ibrutinib and/or a pharmaceutically acceptable
`
`salt thereof at about pH 5 and above. In another embodiment, ibrutinib and/or a
`
`pharmaceutically acceptable salt thereof is released at about pH 5.5 and aboveor from about
`
`5.5 to about 6.5.
`
`In yet another embodimentofthe third aspect, ibrutinib and/or a
`
`pharmaceutically acceptable salt thereof is released in one or more of the duodenum,
`
`jejunum, or ileum. In one embodimentof the third aspect and embodiments contained therein
`
`the dosage form is coated. In one embodimentofthe third aspect and embodiments
`
`contained therein said ibrutinib and/or said pharmaceutically acceptable salt thereof are
`
`coated.
`
`In a fourth aspect, the present disclosure provides a solid oral dosage from
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`35
`
`comprising:
`
`-4-
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`SAN EX 1011, Page 5
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`Attorney Docket No: 11913.1013-00304
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`(i)
`
`about 20 mg to about 450 mgof ibrutinib and/or a pharmaceutically
`
`acceptable salt thereof;
`
`(ii)
`
`at least one coating chosen from an enteric coating and/or a non-enteric time-
`
`delayed release coating; and
`
`(iii)
`
`at least one pharmaceutically acceptable excipient;
`
`wherein said oral dosage form increasesthe oral bioavailability, as measured by the
`
`area under the curve (AUC), of said ibrutinib and/or said pharmaceutically acceptable salt
`
`thereof by at least 20% as compared to the bioavailability obtained from an immediate release
`
`solid oral dosage form comprising the same dose ofsaid ibrutinib and/or said
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`10
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`pharmaceutically acceptable salt thereof and said at least one pharmaceutically acceptable
`
`excipient under the same conditions . In one embodiment, the increase in bioavailability is at
`
`least 30%, 35%, 40%, 45%, 50%, 55%, 60%, 65%, 70%, 75%, 80%, 85%, 90%, 95%, or
`
`100%. In another embodimentthe increase in bioavailability is independently at least 70%, or
`
`75%, or 80%, or 85%, or 90% , 95% or 100% .
`
`15
`
`In one embodimentofthe first to fourth aspect and embodiments contained therein,
`
`the dosage form contains from about 20 mg to about 450 mgof said ibrutinib and/or said
`
`pharmaceutically acceptable salt thereof. In another embodiment of the fouth aspect and
`
`embodiments contained therein, the dosage form contains from about 20 mg to about 420 mg
`
`of said ibrutinib and/or said pharmaceutically acceptable salt thereof. In another embodiment
`
`20
`
`of the fourth aspect and embodimentscontained therein, the dosage form contains from about
`
`20 or 30 mg to about 300 or 350 mgofsaid ibrutinib and/or said pharmaceutically acceptable
`
`salt thereof. In another embodimentof the fourth aspect and embodiments contained therein,
`
`the dosage form contains from about 50 mg to about 200, or 220, or 250 mgofsaid ibrutinib
`
`and/or said pharmaceutically acceptable salt thereof.
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`25
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`In one embodiment, the solid oral dosage forms disclosed above are coated with at
`
`least one coating chosen from enteric coatings and non-enteric time-delayed release coatings.
`
`Within this embodiment, in one embodiment, the at least one coating is chosen from enteric
`
`coatings. Within the above embodiments, the enteric coatings are chosen from polymeric
`
`coatings.
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`30
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`In another embodiment, the solid oral dosage form disclosed above comprise ibrutinib
`
`and/ a pharmaceutically acceptable salt thereof that are coated with at least one coating
`
`chosen from enteric coatings and non-enteric time-delayed release coatings. Within this
`
`embodiment, in one embodiment, the at least one coating is chosen from enteric coatings.
`
`Within the above embodiments, the enteric coatings are chosen from polymeric coatings.
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`35
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`Within the above embodiments, the enteric coating is an anionic polymer such as
`-5-
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`Attorney Docket No: 11913.1013-00304
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`polymethacrylates (e.g., methacrylic acid ethacrylate poly, methacrylic acid methyl
`
`methacrylate poly); cellulose-based polymers (e.g., cellulose acetate phthalate (CAP),
`
`cellulose acetate trimellitate (CAT), cellulose acetate succinate (CAS), hydroxypropylmethyl-
`
`cellulose phthalate CHPMCP), and hydroxypropylmethylcellulose acetate succinate
`
`(HPMCAS)) or polyvinyl! derivatives such as polyvinyl acetate phthalate (PVAP).
`
`In one embodiment, the solid oral dosage formsare a tablet or capsule. When the
`
`dosage form is capsule, ibrutinib and/or a pharmaceutically acceptable salt thereof can be
`
`present in a non-solid form. In another embodiment, the solid oral dosage form disclosed
`
`above comprises ibrutinib.
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`10
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`The therapeutically effective amount of ibrutinib and/or a pharmaceutically
`
`acceptable salt thereof when administered into the intestine by bypassing the stomach can be
`
`from about 20 mg per day to about 450 mg/day, or 20 mg/day to about 420 mg/day; or about
`
`20 mg/day or 30 mg/day to about 300 or 350 mg/day; or about 30 or 50 mg/day to about 200,
`
`or 220 or 250 mg/day; or about 30 or 50 mg/day to about 100 or 150 mg/day and can be
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`15
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`administered in single or multiple doses. Accordingly, any of the formulations disclosed
`
`herein can contain from about 5, 10, 15, 20, 25, 30, 35, 40, 45, 50, 55, 60, 65, 70, 75, 80, 85,
`
`90, 95, 100, 110, 115, 120, 125, 130, 135, 140, 145, 150, 155, 160, 175, 170, 175, 180, 185,
`
`190, 195, 200, 225, 250, 300, 325, 350, 375, 400, 425, or 450 milligrams of ibrutinib or a
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`pharmaceutically acceptable salt thereof. In one embodiment, the tablets or capsules can
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`20
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`contain about 20, 25, 30, 50, 75, 100, 150, 200, or 220 milligrams of ibrutinib and/or a
`pharmaceutically acceptable salt thereof.
`
`In one embodiment, any of the formulations disclosed herein contain, unless stated
`
`otherwise, one or more pharmaceutically acceptable excipient(s) such as glidants, polymers,
`
`binders, surfactants, disintegrants, diluents, buffering agents, antiadherents, retardants,
`
`25
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`solubilizers, antioxidants, antifoaming agents, fillers, flavors, colors, lubricants, sorbents,
`
`plasticizers, or sweeteners, preservatives, or mixtures thereof, which facilitate processing of
`
`ibrutinib and/or a pharmaceutically acceptable salt thereof or into preparations which can be
`
`used pharmaceutically. Any of the well-known techniques and excipients may be used as
`
`suitable and as understoodin the art, see for example, Remington: The Science and Practice
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`30
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`of Pharmacy, Twenty-first Ed., (Pharmaceutical Press, 2005); Liberman, H. A., Lachman,L.,
`
`and Schwartz, J.B. Eds., Pharmaceutical Dosage Forms, Vol. 1-2 Taylor & Francis 1990;
`
`and R.I. Mahato, Ansel’s Pharmaceutical Dosage Forms and Drug Delivery Systems, Second
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`Ed. (Taylor & Francis, 2012).
`
`In certain embodiments, the formulations may include one or more pH adjusting
`
`agents or buffering agents, for example, acids such as acetic, boric, citric, lactic, phosphoric
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`and hydrochloric acids; bases such as sodium hydroxide, sodium phosphate, sodium borate,
`
`sodium citrate, sodium acetate, sodium lactate and tris-hydroxymethylaminomethane; and
`
`buffers such as citrate/dextrose, sodium bicarbonate, ammonium chloride, and the like. The
`
`acids, bases, and buffers are added in an amountrequired to maintain pH of the composition
`
`in an acceptable range.
`
`In certain embodiments, the formulations may also include one or moresalts in an
`
`amountthat is required to bring osmolality of the composition into an acceptable range. Such
`
`salts include those having sodium, potassium, or ammonium cations and chloride,citrate,
`
`ascorbate, borate, phosphate, bicarbonate, sulfate, thiosulfate, or bisulfite anions. Suitable
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`10
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`salts include sodium chloride, potassium chloride, sodium thiosulfate, sodium bisulfite, and
`
`ammonium sulfate.
`
`In certain embodiments, the formulations may also include one or more antioxidants,
`
`such as non-thio] antioxidants, e,g., ascorbic acid, butylated hydroxytoluene (BHT), butylated
`
`hydroxyanisole, sodium ascorbate, and tocopherol or derivatives thereof. In certain
`
`15
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`embodiments, antioxidants enhance chemical stability where required.
`
`In certain embodiments, the formulations may also include one or more antifoaming
`
`agents. The foaming agent(s) are added to reduce foaming during processing which can
`
`result in coagulation of aqueous dispersions, bubbles in the finished film, or generally impair
`
`processing. Examplesof suitable anti-foaming agents include silicon emulsions or sorbitan
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`20
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`sesquoleate.
`
`In certain embodiments, the formulations may also include one or more preservatives.
`
`Preservatives are used to inhibit microbial activity. Suitable preservatives include mercury-
`
`containing substances such as merfen and thiomersal, stabilized chlorine dioxide,and
`
`quaternary ammonium compoundssuchas benzalkonium chloride, cetyltrimethylammonium
`
`25
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`bromide, and cetylpyridinium chloride.
`
`In certain embodiments, the formulations may also include one or more binders.
`
`Binders impart cohesive qualities. Exemplary binders include,e.g., alginic acid andsalts
`thereof; cellulose derivatives, such as carboxymethylcellulose, methylcellulose (e.g.,
`
`Methocel®), hydroxypropylmethylcellulose, hydroxyethylcellulose, hydroxypropylcellulose
`
`(e.g., Klucel®), ethylcellulose (e.g., Ethoce]®), and microcrystalline cellulose(e.g.,
`
`Avicel®); microcrystalline dextrose; amylose; magnesium aluminumsilicate; polysaccharide
`
`acids; bentonites; gelatin; polyvinyl-pyrrolidone/vinyl acetate copolymer; crosspovidone;
`
`povidone; starch; pregelatinized starch; tragacanth, dextrin, a sugar, such as sucrose (e.g.,
`
`Dipac®), glucose, dextrose, molasses, mannitol, sorbitol, xylitol (e.g., Xylitab®), and
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`35
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`lactose; a natural or synthetic gum such as acacia, tragacanth, ghatti gum mucilage of isapol
`.
`. 7T .
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`husks, polyvinylpyrrolidone (e.g., Polyvidone® CL, Kollidon® CL, Polyplasdone® XL-10),
`
`larch arabogalactan, Veegum®, polyethylene glycol, polyethylene oxide, waxes, sodium
`
`alginate, and the like. In general, binder levels of about 10 to about 70% are used in powder-
`
`filled gelatin capsule formulations. Binder usage level in tablet formulations varies on
`
`whether direct compression, wet granulation, or roller compaction process is used to make
`
`the tablet, and/or on types of other excipients used to make the formulation e.g, fillers which
`
`itself can act as moderate binder.
`
`In certain embodiments, the formulations may also include dispersing agents and/or
`
`viscosity modulating agents. Dispersing agents and/or viscosity modulating agents include
`
`10
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`materials that control the diffusion and homogeneity of a drug through liquid media or a
`
`granulation method or blend method. In some embodiments, these agents also facilitate the
`
`effectiveness of a coating or eroding matrix. Exemplary diffusion facilitators/dispersing
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`agents include, e.g., hydrophilic polymers, electrolytes, Tween®60 or 80, PEG,
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`polyvinylpyrrolidone (PVP; commercially known as Plasdone®), and the carbohydrate-based
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`dispersing agents, for example, hydroxypropyl celluloses (e.g., HPC, H--PC-SL, and HPC-L),
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`hydroxypropyl methylcelluloses (e.g., HPMC K100, RPMC K4M, HPMC K15M, and HPMC
`K100M), carboxymethylcellulose sodium, methylcellulose, hydroxyethyl-cellulose,
`
`hydroxypropylcellulose, hydroxypropylmethylcellulose phthalate, hydroxypropyl-
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`methylcellulose acetate stearate (HPMCAS), noncrystalline cellulose, magnesium. aluminum
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`silicate, triethanolamine, polyvinyl alcohol (PVA), vinyl pyrrolidone/vinyl acetate copolymer
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`(S630), 4-(1,1,3,3-tetramethylbutyl)-phenol polymer with ethylene oxide and formaldehyde
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`(also known as tyloxapol), polyethylene oxide ( e.g., PolyOx or PEO), poloxamers which are
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`block copolymers of ethylene oxide and propylene oxide (e.g., Pluronics F68®, F88®, and
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`F108®; and poloxamines (e.g., Tetronic 908®, also known as Poloxamine 908®, which is a
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`block copolymer derived from sequential addition of propylene oxide and ethylene oxide to
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`ethylenediamine (BASF Corporation, Parsippany, N.J.)), polyvinylpyrrolidone K12, K17,
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`K25, or K30, polyvinylpyrrolidone/vinyl acetate copolymer (S-630), polyethylene glycol,
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`e.g., the polyethylene glycol can have a molecular weight of about 300 to about 6000, or
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`about 3350 to about 4000, or about 5400 to about 7000, polysorbate-80, sodium alginate,
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`gums, suchas, e.g., gum tragacanth and gum acacia, guar gum, xanthans,including xanthan
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`gum, sugars, polyethoxylated sorbitan monolaurate, polyethoxylated sorbitan monolaurate,
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`povidone, carbomers, polyvinyl alcohol (PVA), alginates, chitosans, and combinations
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`thereof. Dispersing agents particularly useful in liposomal dispersions and self-emulsifying
`
`dispersions are dimyristoyl phosphatidyl choline, natural phosphatidyl] choline from eggs,
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`natural phosphatidyl glycerol from eggs, cholesterol, and isopropyl myristate.
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`Attorney Docket No: 11913.1013-00304
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`In certain embodiments, the formulations may also include one or more "diluents"
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`which refers to chemical compoundsthat are used to dilute the compound ofinterest prior to
`
`delivery. Diluents can also be used to stabilize compounds because they can provide a more
`
`stable environment. Salts dissolved in buffered solutions (which also can provide pH control
`
`or maintenance) are utilized as diluents in the art, including, but not limited to a phosphate
`
`buffered saline solution. In certain embodiments, diluents increase bulk of the composition to
`
`facilitate compression or create sufficient bulk for homogenous blendfor capsulefilling.
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`Such compounds include e.g., lactose, starch, mannitol, sorbitol, dextrose, microcrystalline
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`cellulose such as Avicel®.; dibasic calcium phosphate, dicalcium phosphate dihydrate;
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`tricalcium phosphate, calcium phosphate; anhydrous lactose, spray-dried lactose;
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`pregelatinized starch, compressible sugar, such as Di-Pac® (Amstar); hydroxypropyl-
`
`methylcellulose, hydroxypropylmethylcellulose acetate stearate, sucrose-based diluents,
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`confectioner's sugar; monobasic calcium sulfate monohydrate, calcium sulfate dihydrate;
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`calcium lactate trihydrate, dextrates; hydrolyzed cereal solids, amylose; powdered cellulose,
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`calcium carbonate; glycine, kaolin; mannitol, sodium chloride; inositol, bentonite, and the
`
`like.
`
`In certain embodiments, the formulations may also include one or more
`
`"disintegrants” whichfacilitate the breakup or disintegration of the dosage form whenit
`
`comes in contact with the gastrointestinal fluid. Examples of disintegration agents include a
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`starch, e.g., a natural starch such as corn starch or potato starch, a pregelatinized starch such
`
`as National 1551 or sodium starch glycolate such as Promogel®. or Explotab®,a cellulose
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`such as a woodproduct, methylcrystalline cellulose, e.g., Avicel®, Avicel® PH101, Avicel®
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`PH 102, Avicel® PH105, Elceme® P100, Emcocel®, Vivacel®, and Solka-Floc®,
`
`methylcellulose, croscarmellose, or a cross-linked cellulose, such as cross-linked sodium
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`carboxymethyl-cellulose (Ac-Di-Sol®), cross-linked carboxymethylcellulose, or cross-linked
`
`croscarmellose, a cross-linked starch such as sodium starch glycolate, a cross-linked polymer
`
`such as crosspovidone,a cross-linked polyvinylpyrrolidone, alginate such as alginic acid or a
`
`salt of alginic acid such as sodium alginate, a clay such as Veegum® HV (magnesium
`
`aluminum silicate), a gum suchas agar, guar, locust bean, Karaya, pectin, or tragacanth,
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`sodium starch glycolate, bentonite, a natural sponge, a surfactant, a resin such as a cation-
`
`exchangeresin, citrus pulp, sodium lauryl sulfate, sodium lauryl sulfate in combination
`
`starch, and thelike.
`
`In certain embodiments, the formulations may also include erosion facilitators which
`
`include materials that control the erosion of a particular material in gastrointestinal fluid.
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`Exemplary erosion facilitators include, e.g., hydrophilic polymers, electrolytes, proteins,
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`peptides, and amino acids.
`
`In certain embodiments, the formulations may also include one or morefilling agents
`
`which include compoundssuchaslactose, xylitol, lactitol, mannitol, sorbitol, calcium
`
`carbonate, calcium phosphate, dibasic calcium phosphate, calcium sulfate, microcrystalline
`
`cellulose, cellulose powder, dextrose, dextrates, dextran, starches, pregelatinized starch,
`
`sucrose, sodium chloride, polyethylene glycol, and the like.
`
`In certain embodiments, the formulations may also include one or more flavoring
`
`agents and/or "sweeteners" e.g., acacia syrup, acesulfame K, alitame, anise, apple, aspartame,
`
`banana, orange, pear, peach, peppermint, peppermint cream, Powder, raspberry, root beer,
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`rum, saccharin, safrole, sorbitol, spearmint, spearmint cream, strawberry, strawberry cream,
`
`stevia, sucralose, sucrose, sodium saccharin, saccharin, aspartame, acesulfame potassium,
`
`mannitol, talin, sylitol, sucralose, sorbitol, tagatose, tangerine, thaumatin, vanilla, walnut,
`
`watermelon, wild cherry, xylitol, or any combination of thereof. these flavoring ingredients,
`
`e.g., anise-menthol, cherry-anise, cinnamon-orange, cherry-cinnamon, chocolate-mint,
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`
`honey-lemon, lemon-lime, lemon-mint, menthol-eucalyptus, orange-cream, vanilla-mint, and
`
`mixtures thereof. The flavoring agent may be incorporated with or without a polymeric
`
`coating or may be mixeddirectly in a formulation or first incorporated into one or more
`
`polymers.
`
`In certain embodiments, the formulations may also include one or moreplasticizers
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`20
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`which are compoundsusedto soften the enteric or delayed release coatings to make them less
`
`brittle. Suitable plasticizers include, e.g., polyethylene glycols such as PEG 300, PEG 400,
`
`PEG 600, PEG 1450, PEG 3350, and PEG 800,stearic acid, propylene glycol, oleic acid,
`
`triethyl citrate, dibutyl sebacate, triethyl cellulose, and triacetin. In some embodiments,
`
`plasticizers can also function as dispersing agents or wetting agents.
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`25
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`In certain embodiments, the formulations may also include one or more lubricants and
`
`glidants which are compoundsthat prevent, reduce or inhibit adhesion orfriction of
`
`materials. Exemplary lubricants include, e.g., stearic acid, calcium hydroxide, talc, sodium
`
`steary] lumerate, a hydrocarbon such as mineral oil, or hydrogenated vegetable oil such as
`
`hydrogenated soybean oil, higher fatty acids and their alkali-metal and alkaline earth metal
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`30
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`salts, such as aluminum, calcium, magne