`
`) )
`
`APPLE INC.
`
`VS.
`
`) PATENT TRIAL AND APPEAL BOARD
`
`MPH TECHNOLOGY'S OY )
`
`)
`
` ************************************************
`
`TELEPHONIC HEARING
`
`NOVEMBER 18, 2022
`
`***********************************************
`
`BE IT REMEMBERED THAT at 12:00 p.m., on
`
`Friday, the 18th day of November 2022, the
`
`above-entitled matter came on for hearing via telephone
`
`and the following proceedings were reported by Janalyn
`
`Elkins, Certified Shorthand Reporter.
`
`1
`
`2
`
`3
`
`4
`
`5 6
`
`7
`
`8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 1
`
`Apple Inc. v. MPH Technologies Oy
`IPR2019-00820, Apple Exhibit 1024
`
`
`
` A P P E A R A N C E S .
`
`F O R T H E P E T I T I O N E R :
` D A V I D O ' B R I E N
` H O N G S H I
` H A Y N E S & B O O N E , L L P
` 1 1 2 E . P e c a n S t r e e t , S u i t e 1 2 0 0
` S a n A n t o n i o , T e x a s 7 8 2 0 5
` D a v i d . O b r i e n @ h a y n e s b o o n e . c o m
` H o n g . s h i @ h a y n e s b o o n e . c o m
` ( 5 1 2 ) 8 6 7 - 8 4 4 0
`
`F O R T H E R E S P O N D E N T :
` J A M E S T . C A R M I C H A E L
` C A R M I C H A E L I P , P L L C
` 8 0 0 0 T o w e r s C r e s c e n t D r i v e , 1 3 t h F l o o r
` T y s o n s , V i r g i n i a 2 2 1 8 2
` J i m @ c a r m i c h a e l i p . c o m
` ( 7 0 3 ) 6 4 6 - 9 2 5 5
`
`P T A B J U D G E S :
` J O H N D . H A M A N N
` K E V I N C . T R O C K
` S T A C Y B . M A G O L I E S
`
`1
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`1 0
`
`1 1
`1 2
`
`1 3
`
`1 4
`1 5
`1 6
`1 7
`1 8
`1 9
`2 0
`2 1
`2 2
`2 3
`2 4
`2 5
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 2
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` JUDGE HAMANN: This is a case 2018
`
`IPR 2019-00820, Apple Inc. vs. MPH Technology's Oy. I'm
`
`Judge Hamann. Also on the panel is Judge Margolies and
`
`Trock. I'd like to begin with introductions of the
`
`parties.
`
` Who is on the line on behalf of Petitioner,
`
`please?
`
` MR. O'BRIEN: Thank you, Your Honor. This
`
`is David O'Brien for Petitioner, Apple, Inc. With me is
`
`my colleague, Hong Shi.
`
` JUDGE HAMANN: And for the patent owner,
`
`who is on the line, please?
`
` MR. CARMICHAEL: Hello, Judge Hamann. This
`
`is James Carmichael for patent owner MPH.
`
` JUDGE HAMANN: Thank you. And did any of
`
`the parties arrange for a court reporter?
`
` MR. O'BRIEN: We did, Your Honor, Apple
`
`that is, and the court reporter is on the line as we
`
`speak.
`
` JUDGE HAMANN: Thank you. Let me suggest
`
`that when it is ready, a copy of any transcript of this
`
`call gets submitted in these cases.
`
` MR. O'BRIEN: Certainly, Your Honor. Would
`
`you like that by email or should we file it in the case
`
`as an exhibit?
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 3
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` JUDGE HAMANN: That's a good point. I
`
`can't recall whether I've got it as a paper exhibit
`
`before. It shouldn't be by email. Let me get back to
`
`you whether it would be paper exhibit. I think I'll do
`
`that at the end of the call. But usually a copy should
`
`be sent to the board.
`
` With that, obviously the purpose of this
`
`call relates to the remand of these cases and potential
`
`procedure to proceed at this point. I know from my
`
`understanding the email that was sent to the board the
`
`parties said met and conferred. I don't know if they
`
`reached any agreement or if they're still in
`
`disagreement of this new relation that we may need to
`
`decide.
`
` Let me begin with Petitioner and let you
`
`address that.
`
` MR. O'BRIEN: Certainly, Your Honor. Yes,
`
`you're correct, we've actually met and conferred in
`
`person, which is something that we don't do too
`
`frequently in this practice.
`
` But unfortunately, we have not reached
`
`agreement. We've, I think exchanged views on the topic.
`
`I think the upshot, and Mr. Carmichael can supplement
`
`and add as needed, but I think our perspective is that
`
`some process and procedure are due. I believe that
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 4
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`MPH's perspective is that the board can simply proceed
`
`to a final decision without hearing from the parties.
`
` We did go through in our meet and confer
`
`each of the 11 factors or 11 questions that I think you
`
`might ask us during this hearing.
`
` And in those cases, I think we had some
`
`positions and I believe the other party's position is,
`
`since no further interaction in their view is required,
`
`the answer is that all the questions are moot.
`
` With that, I can go into sort of our
`
`position. But I think that's the -- that's setting the
`
`table for where we are.
`
` JUDGE HAMANN: Thanks, Mr. O'Brien. And
`
`certainly patent owner will be able to respond before
`
`that. But let's step through what Petitioner's proposal
`
`will be and the reason for that. And I'll note that we
`
`obviously are aware of it appears the statutory claims
`
`were filed in this case.
`
` So what's left, typically the case, how
`
`that impacts for both cases, but how that impacts
`
`Petitioner's proposal would be helpful to understand.
`
` MR. O'BRIEN: And I'll walk through that,
`
`Your Honor.
`
` So these cases, they do return to the board
`
`after the patentability determinations were vacated, of
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 5
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`course. That was due to the federal circuit's view that
`
`there was an erroneous construction of the term
`
`"encrypted" as it's applied to the phrase, the request
`
`message and or reply message.
`
` That term or construct appears in Claim 1
`
`of the 810 from which all the Claims in issue here
`
`depends and it also appears in Claim 4 of which is the
`
`sole claim in the issue in that proceeding.
`
` That claim construction error was not just
`
`a claim construction. It was disputed by the parties
`
`and the board picked the wrong answer. Rather, the
`
`federal circuit found that the board had created a
`
`dispute during the oral hearing as to the meeting as
`
`encrypted.
`
` That therefore, in our view, the erroneous
`
`construction was also a sua sponte construction without
`
`notice and without opportunity to be heard and in that
`
`sense classic due process and ATA violation.
`
` As you mentioned, the patent owner has
`
`filed a determinable claim here, that's for Claims 1
`
`through 3 of the 810 and for Claim 4 of the 581, the
`
`sole remaining claim in that trial.
`
` So we believe, and I'll start with the 581
`
`because it's perhaps the simplest.
`
` For the 581 under 4273(b)(2) the disclaimer
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 6
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`is to be construed as a request for adverse judgment.
`
` We do understand that, based on the meet
`
`and confer, the patent owner has a different view on
`
`that and I'm happy to address if they continue to
`
`articulate that contrary view.
`
` Moving to the 810 under SOP 9, given the
`
`erroneous claim construction that was adopted sua
`
`sponte, we believe that SOP 9 supports supplemental
`
`briefing evidence and oral argument. So we also feel
`
`that we may be able to pare that back a little bit.
`
` And absent a need by either party, and that
`
`could come up in this call, I suppose, but a need by
`
`either party to expressly construe a term consistent
`
`with the federal circuit's opinion, I can tentatively
`
`suggest that we could forego supplemental declarations
`
`and what would then be depositions on those
`
`declarations.
`
` But I'll hold sort of further thoughts on
`
`that point. I'll certainly respond to questions, but on
`
`that point until the patent owner lays out whether it
`
`thinks there's an issue there.
`
` We do understand from the meet and confer
`
`that the patent owner had a much more aggressive
`
`position on this issue. They believe, if I paraphrase
`
`or understand correctly, that the disclaimer obviates
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 7
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`any further -- the need for any further proceeding
`
`before the board, before Your Honor.
`
` In our view, the disclaimer actually raises
`
`even more issues. So first, it's our position that,
`
`even though the patent owner concedes on patentability
`
`of Claims 1 through 3, the limitations of those claims,
`
`including the very phrase "request, message and/or reply
`
`message" being encrypted, that limitation, that's the
`
`limitation that the board erroneously construed sua
`
`sponte, those limitations remain scope defining
`
`limitations of Claims 4 through 6, which themselves
`
`remain in trial on remand. So that's the first point.
`
` Second point, we feel that the implications
`
`of the disclaimer as a concession of patentability
`
`themselves require briefing. So rather than making this
`
`a do-not-pass-go, do-not-collect-$200 sort of event, we
`
`believe that the disclaimer requires briefing.
`
` We also believe --
`
` JUDGE HAMANN: This is Judge Hamann. If
`
`you could expand on that, I'm trying to understand what
`
`aspects of the claim require additional briefing.
`
` I understand that maybe the question for
`
`the Reg 20 case whether it should be a adverse judgment
`
`or not. Is that the same aspect for the 19 case or is
`
`there something in addition?
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 8
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` MR. O'BRIEN: Twofold. I think you're
`
`right in the 581 and I'm sort of getting ahead of the
`
`patent owner here a little bit. But our understanding
`
`is they view the -- deem to be adverse -- the request
`
`for adverse judgment as something that is not in play.
`
`So certainly that issue may be in play.
`
` Now, with respect to the 810, there are
`
`additional provisions of the -- there are additional
`
`provisions of 4273 in addition to the B2 provisions.
`
`The B3 provision provides that a concession of
`
`unpatentability of the contested subject matter shall be
`
`viewed as a request for an adverse judgement. We view
`
`the disclaimer of Claims 1 through 3 as such.
`
` If you'll recall, Your Honors, during
`
`the -- the prosecution of the 810 -- application that
`
`resulted in the 810, the points of novelty or the points
`
`of novelty do not reside in Claims 4 through 6, rather
`
`it resided in Claim 1.
`
` So the concession as to Claims 1 through 3
`
`is really a tactical move here, we feel, by the patent
`
`owner to avoid any discussion of the issue in the case.
`
`And the issue in the case is whether the grounds in
`
`trial, as applied to the properly construed scope of
`
`Claims 4 through 6, render them obvious.
`
` And simply short circuiting that by saying
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 9
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`nothing to see here because we've disclaimed those
`
`claims, we believe constitutes a concession as to
`
`unpatentability, particularly in view of the point of
`
`novelty residing within the claims that they've
`
`disclaimed.
`
` But I don't want to get ahead of ourselves
`
`in terms of orally briefing the issues. But I think
`
`that is certainly something that we feel would be in
`
`issue here and certainly is -- is -- is an issue that is
`
`created at this juncture by the patent owner filing a
`
`disclaimer.
`
` I don't think it's -- if we had received a
`
`disclaimer -- if a disclaimer had been recorded in
`
`this -- against the 810 patent right after institution
`
`of trial, I don't believe there would be any question
`
`amongst any person on this call that there would be
`
`briefing during the course of trial as to the legal
`
`import of that disclaimer as to additional claims that
`
`depended from the disclaimed claims.
`
` We're really no different here. The
`
`sequence happened to have taken a circuitous path
`
`through federal circuit appeal and on the projectory to
`
`return to Your Honor.
`
` But it is a new question now that patent
`
`owner has introduced into this mix. And I know they
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 10
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`will argue that it simplifies. We would argue the
`
`contrary and we should -- we believe we should be
`
`entitled to brief on that.
`
` Does that answer your question, Your Honor?
`
` JUDGE HAMANN: It does. I just want to
`
`clarify one thing, if I could. This is Judge Hamann.
`
` I understand, I think, Petitioner is, at a
`
`high level, arguing the mechanics if there is additional
`
`briefing as to time and stuff like that. It seems
`
`that there may be one area that Petitioner certainly
`
`wants briefing that is related to the effect, a better
`
`term, of the statutory disclaimers.
`
` Is Petitioner also suggesting that it needs
`
`briefing as to instruction of the federal circuit report
`
`and how that impacts?
`
` MR. O'BRIEN: I think we do, Your Honor. I
`
`think we feel that we need to brief and, indeed, argue
`
`the implications of the federal circuit vacation and
`
`remand as to the erroneous claim construction.
`
` And I say that because I do note that with
`
`respect and, wait for new counsel on this, but I would
`
`say reviewing the record, and particularly the oral
`
`hearing, the panel was extremely uninterested, I guess I
`
`would say, in the issues surrounding this, and we would
`
`expect that for due process to be recorded, we would be
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 11
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`able to apply the construction that the federal circuit
`
`has corrected and we would be able to argue the
`
`implications to that.
`
` As I said before, I think that the nature
`
`of that construction is such that the record -- the
`
`written record would be adequate in terms of underlying
`
`evidentiary support. I say that tentatively, because
`
`it's entirely possible that the other party might decide
`
`to run with a new issue there. But if they -- assuming
`
`they do not, I think that we would feel comfortable
`
`briefing for Your Honors based on the application of
`
`a -- of the term "encrypted" in a way that does not
`
`require the entirety of any agate message or other
`
`networking construct be encrypted.
`
` I think our expert testimony and the other
`
`evidence of record would be sufficient to be referred to
`
`in our briefing.
`
` You know, that said, if there was a
`
`finer -- if -- if -- depending on how the case proceeded
`
`on remand or was advocated on this call, if there was a
`
`spector of an intent to seek an express claim
`
`construction in the record, I think I would want to
`
`have -- for purposes of appeal, I would want to have the
`
`opportunity to read that express construction on the
`
`art.
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 12
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` And I would expect that we would -- that we
`
`would have a short supplemental deck to do that. I
`
`haven't seen an implication that we would need that, but
`
`that's why I'm, I guess, maybe hedging a little bit
`
`there.
`
` Does that answer your question, Your Honor?
`
` JUDGE HAMANN: Thanks, Mr. O'Brien. Let me
`
`turn to patent owner.
`
` Mr. Carmichael, what is the patent owner's
`
`perspective on this?
`
` MR. CARMICHAEL: Thank you, Judge Hamann.
`
` Petitioner is right about one thing, which
`
`is that our issue is that the disclaimers have
`
`simplified and, indeed, eliminated need for any further
`
`proceedings at the PTO, other than in the 581, the issue
`
`on the certificate of patentability for the affirmed
`
`claims and for the 810 following the federal circuit's
`
`directions in Footnote 4 of its decision to consider the
`
`same issue that it already affirmed in the 581, which is
`
`that those dependent claims could fail to account for
`
`the intervening claim limitations of Claim 3 because
`
`Petitioner forgot, or whatever, in the grounds the -- a
`
`hone-in reference, which is apparently their only basis
`
`to reach those intervening claim limitations.
`
` If I may turn first to the 581. The
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 13
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`disclaimer of our remanded claims in that case is not a
`
`request for adverse judgment under 42.73(b), because
`
`under (b)(2) there are still remaining claims in the
`
`trial. The PTAB must still issue a trial certificate
`
`confirming that the claims that were affirmed by the
`
`federal circuit. So those claims remain in the trial
`
`and it's not like an instance where we're requesting
`
`adverse judgment. We're actually requesting the
`
`opposite. We're requesting a -- a judgment just giving
`
`effect to the affirmants of the federal circuit and a
`
`trial certificate confirming the affirmed claims. A
`
`minute ago Petitioner -- so that's 42.73(b)(2).
`
` A minute ago Petitioner appeared to say
`
`also the disclaimers might somehow qualify under
`
`42.73(b)(3) as a concession of unpatentability of the
`
`contested subject matter. But the contested subject
`
`matter, of course, includes all of the contested subject
`
`matter. And the affirmed claims by the federal circuit
`
`were still part of the contested subject matter and,
`
`obviously, we're not conceding unpatentability of that
`
`contested subject matter and any of that.
`
` A disclaimer is never a concession of
`
`unpatentability. It's not in this case. The claims
`
`should be treated as if they never existed. No
`
`concession of patentability. And even if there were
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 14
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`somehow an implied concession of patentability, which
`
`there is not, it would not be a concession, quote, of
`
`the contested subject matter under 42.73(b)(3) because
`
`the contested subject matter includes claims that are
`
`still in the trial.
`
` JUDGE HAMANN: Thank you. Did you say
`
`something further, Mr. Carmichael?
`
` MR. CARMICHAEL: I think that's probably it
`
`for 581.
`
` JUDGE HAMANN: As the description to the
`
`8 --
`
` THE REPORTER: Hold on. Judge Hamann,
`
`could you please speak up a little bit? I'm having a
`
`really hard time hearing you.
`
` JUDGE HAMANN: Thanks for letting me know
`
`that.
`
` The 819 patent, Mr. Carmichael, why is
`
`briefing as to construction of the encrypted term not
`
`needed?
`
` MR. CARMICHAEL: Yeah. Thank you very
`
`much. Thank you very much, Judge Hamann for that
`
`question.
`
` The Petitioner has referred to the PTAB's
`
`SOP 9, which itself refers to PBC broadbrand, IPR
`
`201300342, paper 55, where a remand due to an erroneous
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 15
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`claim construction did not merit any further briefing
`
`because the issues remaining are not related to the
`
`claim construction. And that is the case here for two
`
`reasons.
`
` One, the petition did not make any
`
`construction dependent argument in the grounds for
`
`Claims 4 through 6 about the intervening limitations of
`
`Claim 3. In fact, it failed entirely to address the
`
`intervening limitations of Claim 3.
`
` And in our patent owner response, that was
`
`the only issue we raised about Claims 4 through 6 is the
`
`petition had utterly failed, I guess they overlooked it,
`
`to address the intervening claim limitations from Claim
`
`3.
`
` So it's a total lack of addressing any
`
`limitations and it has nothing to do with, you know,
`
`what the -- what the claim interpretation of Claim 1 is.
`
`It has only to do with the fact that the Petitioner
`
`simply failed to address in any way, under any
`
`interpretation, the intervening claims.
`
` I understand why they're interested in
`
`the -- in trying to undo that error. But they can't
`
`because under SOP 9 and PCP broadband, the claim
`
`interpretation has nothing to do with the issues that
`
`were already fully tried before the PTAB.
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 16
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` All that's left for the PTAB to do is issue
`
`a decision like it did in the 581 and affirmed by the
`
`federal circuit, that a complete failure to address the
`
`limitation of the intervening claims by failing to
`
`include a hone-in, for example, in the grounds is -- is
`
`sufficient for finding patentability, just like the
`
`federal circuit confirmed in the 581 already.
`
` JUDGE HAMANN: Thank you, Mr. Carmichael.
`
` This is Judge Hamann. I want to go back to
`
`Mr. O'Brien, but I want to try to be concise with this.
`
` There may be aspects of what you want to
`
`respond to that Mr. Carmichael raised, which is fine.
`
`But there's certainly a question I have, Mr. O'Brien, is
`
`Footnote 4 from the federal circuit's decision notes
`
`that we should, you know, consider the arguments as to
`
`Claims 4 through 6 and as in relation to a hone-in, for
`
`example.
`
` To the extent we considered that and find
`
`that sufficient for purposes, why would -- sufficient
`
`for purposes of resolving this, why would additional
`
`briefing as to the construction for encrypted be
`
`warranted?
`
` MR. O'BRIEN: Understood, Your Honor. And
`
`I'll circle back to some of the other points you
`
`suggested, some of the other points in patent
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 17
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`interpretation. But we go directly to the Footnote 4
`
`question you raised. We read Footnote 4 differently, I
`
`guess I could say.
`
` First off, the federal circuit doesn't
`
`direct the board to do anything. Certainly it
`
`indicates, and I think the patent owner neglects this,
`
`the board didn't reach this issue. So the board -- the
`
`prior panel didn't reach the issue, because it found
`
`erroneously, I would add, that the point that Apple had
`
`not demonstrated that Claim 1 was unpatentable, in the
`
`810 patent, the 819 proceeding. Because of that, the
`
`footnote goes on, they vacated the portions of the
`
`decision that were based on the construction of an
`
`encrypted request for reply message. And the board
`
`should decide whether to consider this issue on remand.
`
`The board did not -- the federal circuit did not direct
`
`the board or this panel to do anything.
`
` So we agree with the federal circuit that
`
`the board didn't reach this issue. As I said, not only
`
`was the board supremely uninterested in the underlying
`
`issue at oral hearing, but the final written decision in
`
`this proceeding is utterly devoid of any analysis,
`
`findings, or consideration of Petitioner's arguments in
`
`evidence, which were unrebutted entirely and unopposed,
`
`I might add. So we believe this is a live issue.
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 18
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` I believe patent owner suggested that there
`
`were affirmed -- there were claims whose patentability
`
`was affirmed in the 810. That simply is not the case.
`
` But back to the Footnote 4 question. In
`
`addition to the point of how this returns to the panel,
`
`this is certainly up to this panel what to do from here.
`
` I don't think the federal circuit has
`
`directed you one way or another how it wants you to
`
`proceed. It is within your power to decide certainly.
`
` We would, I guess, suggest that it would be
`
`rather odd if we were to find ourselves back at the
`
`federal circuit and ultimately back before Your Honors
`
`on remand once again because of some erroneous
`
`construction of, in this case, I suppose the reply
`
`message term that was adopted sua sponte without
`
`briefing, without notice, and without opportunity to be
`
`heard.
`
` So I think there's a risk that we just
`
`rinse and repeat on this absent briefing and I do
`
`believe, you know, a relatively brief and targeted oral
`
`argument is implicated as well. We believe that in that
`
`briefing, and I suppose ultimately in y'all's decision,
`
`that the panel should consider the application of the
`
`ground in the trial, that's the Ishiyama and Murakawa
`
`grounds, or in the Claims 6, further in view of Forslow.
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 19
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`The application of those references to the properly
`
`construed claims, number one. And you should also
`
`consider, with the benefit of briefing, the legal effect
`
`of patent owner's disclaimer.
`
` I suppose each of the cases, but I think
`
`we're focusing specifically on the 810 at this point. I
`
`would ask, I suppose, why it is the patent owner wants
`
`to short circuit these issues with sort of a Jedi mind
`
`trick of there's nothing to see here, pay no attention
`
`to the disclaimed and conceded unpatentability of the
`
`very claim term limitations that are really at the core
`
`of the dispute as to the claims that remain in trial,
`
`Claims 4 through 6. I don't think there's any -- I'm
`
`sorry, Your Honor, you were going to say?
`
` JUDGE HAMANN: I certainly -- you know,
`
`some of this I think you mentioned before and I don't
`
`want to cut you off. But I think it would be helpful as
`
`part of these questions in the SOP 9 if, at some point,
`
`I think it would be helpful to understand to the extent
`
`you think there should be more briefing, how many pages,
`
`how should it procedurally happen, should there be an
`
`opening, response of parties, timing, those kind of
`
`questions, I think, if you could turn to that, that
`
`would be helpful, too.
`
` MR. O'BRIEN: Certainly. I'm happy to do
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 20
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`so. Sorry to drone on.
`
` So I'll just go through the list of 11
`
`questions and give you our answers.
`
` Does that sound like an efficient way to
`
`handle it?
`
` JUDGE HAMANN: I think what may be a more
`
`sufficient way to handle that is after this call, if we
`
`could have -- have the parties submit either joint
`
`proposals or documents or separate documents listing
`
`their brief proposals as to if there's briefing,
`
`answering the questions, you know, as to how the
`
`procedure would be, the length, whether it should be
`
`evidence and whatnot. That, I think, would probably be
`
`the most efficient way.
`
` MR. O'BRIEN: I misunderstood. I thought
`
`you were asking for some feedback on some particular
`
`issues there. So I'm happy to give you feedback or do
`
`it after this call.
`
` JUDGE HAMANN: Yeah, I was starting to
`
`actually ask that. I think one of my colleagues, just I
`
`think it has merit and we'll firm that up at the end of
`
`the call. But as to the mechanics, whether as to the
`
`briefing, I thought we're deciding just by asking for an
`
`understanding of the party's proposal there should be
`
`additional briefing. But I'll get the particulars of
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 21
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`that at the end.
`
` I think I understand the party's positions.
`
`But if you want to -- if there's anything left to
`
`respond to, to describe, please feel free, Mr. O'Brien.
`
` MR. O'BRIEN: I think it's a relatively
`
`minor point and Your Honors probably have already sort
`
`of decoded it.
`
` But I believe Mr. Carmichael suggested that
`
`there was some status in which the 810 patent, the 819
`
`proceeding resided in which there were claims still in
`
`play because a certificate of correction needs to be
`
`issued and that somehow opted out.
`
` I would commend to Your Honors, frankly,
`
`another case that we are involved in for Apple as well.
`
`Apple V Corephotonics, IPR 20181146, paper 45, where
`
`this precise issue was raised and, I believe it was
`
`email correspondence rather than a opposing party email
`
`interactions with the board rather than arose in a
`
`telephone conference.
`
` But the board issued an order, I believe
`
`that's paper 45, which is directly contrary to
`
`Mr. Carmichael's point on that.
`
` JUDGE HAMANN: Well, if there's nothing
`
`further, let me just --
`
` MR. CARMICHAEL: There is, if I may
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 22
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`respond.
`
` JUDGE HAMANN: Briefly, Mr. Carmichael, to
`
`the extent it's nothing new, it's responding to
`
`something raised, please go ahead.
`
` MR. CARMICHAEL: Yes, it is responding to
`
`what Petitioner just said.
`
` First of all, the Petitioner responded to
`
`certificate of correction. I believe he misspoke.
`
`There's no certificate of correction involved in this
`
`case. What is remaining in the 581 proceeding is for
`
`the PTAB to issue a trial certificate putting into
`
`effect the federal circuit's affirmants of the board's
`
`findings of patentability of the remaining claims.
`
` And secondly, on the 810, if I heard
`
`correctly, Petitioner may have just implied that they
`
`wanted to argue about further addressing a hone-in.
`
`That would be inappropriate under SASP (phonetic),
`
`because the petition limits the grounds which is what
`
`the board found in the 581 and the federal circuit
`
`affirmed. They can't try to bring in new references
`
`that weren't part of a grounds against 810 Claims 4
`
`through 6. That's a nonstarter. There's no point in
`
`even entertaining that with further briefing.
`
` And next on the 810, Petitioner addressed
`
`federal circuit Footnote 4, which says the board didn't
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 23
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`reach this issue. That's exactly right. And this is
`
`the only issue that remains. It was fully briefed and
`
`Petitioner today has not indicated any possible way that
`
`claim construction decisions in the federal circuit
`
`would affect what's in Footnote 4, which is the complete
`
`failure of the petition to address the intervening
`
`limitations of Claim 3 in the grounds applied to Claims
`
`4 through 6.
`
` There's no reason to try to complicate this
`
`further. That issue was fully tried even if the
`
`Petitioner believes that the APJs were insufficiently
`
`interested during the oral hearing about that issue. It
`
`doesn't mean it wasn't considered and it certainly
`
`doesn't mean it wasn't fully tried. It was fully tried
`
`and it has nothing to do with the claim construction.
`
` So under SOP 9 and PCP broadband cited
`
`therein, there should not be any further briefing or
`
`evidence.
`
` And I want to make the panel aware that the
`
`litigation is stayed for these proceedings. And
`
`obviously Petitioner as the accused infringer in the
`
`litigation, might like to extend that stay and delay
`
`judgment.
`
` But there is no reason for all of these
`
`further complicated proceedings that are proposed now by
`
`Veritext Legal Solutions
`800-336-4000
`
`Page 24
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Petitioner because it's the only remaining issue has
`
`been fully tried and it just needs to be decided
`
`pursuant to Footnote 4 of the federal circuit decision.
`
`Thank you.
`
`