Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`14
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL31
`
`HELCK, Christopher J., "Encapsulated Ticker: Ver 1.0," July 14, 1993, 22 pages.
`
`NPL32
`
`NPL33
`
`"High-performance schema-specific compression for XML data formats," XML-
`Xpress: Producl Overview, Intelligent Compression Technologies,
`http:/ /web.archive.org/web/2002081800253 5/www .ictcompress.com/products _ xmlxpre
`ss, 2001, 2 pages.
`
`HSU, William H. and Amy E. Zwarico, "Automatic Synthesis of Compression
`Techniques for Heterogeneous Files," Software - Practice and Experience, Volume 25
`(10), October 1995, pages 1097-1116.
`
`NPL34
`
`"ICT's XML-Xpress", Intelligent Compression Technologies, December, 2000, 6 pages.
`
`NPL35
`
`"Information processing systems - Data communication - High-level data link control
`procedures - Frame structure", UNI ISO 3309, 1984, 11 pages.
`
`NPL36
`
`Installing and Administering PPP, Edition 1, Hewlett-Packard Company, 1997, 169
`pages.
`
`NPL37
`
`"Introducing XpressFiles", Intelligent Compression Technologies,
`hllp:/ /web.archive.org/web/19980518053 310/iclcompress.com/xpressfiles.html, 1998,
`1 page.
`
`NPL38
`
`"Ion's RemoteScript speeds transmission", Seybold Report on Publishing Systems,
`Volume 22 Number 5, November 9, 1992, pages 21-23.
`
`NPL39
`
`JACOBSON, V., "Compressing TCP/IP Headers for Low-Speed Serial Links,"
`February 1990, 45 pages.
`
`NPL40
`
`KULKOSKY, Victor, "Upping the Ante", Wall Street & Technology, Volume 11
`Number 5, October 1993, pages 8-11.
`
`Examiner
`Signature
`
`/T esfaldet Bocu re/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 329
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I 5
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL41
`
`LIEFKE, Hartmut and Dan Suciu, "An Extensible Compressor for XML Data,"
`SIGMOD Record, Vol. 29, No. 1, March 2000, pages 57-62.
`
`NPL42
`
`LIEFKE, Hartmut and Dan Suciu, "XMill: an Efficient Compressor for XML Data,"
`2000, pages 153-164.
`
`NPL43
`
`LIEFKE, Hartmut and Dan Suciu, Xmill: an Efficient Compressor for XML Data,
`October 18, 1999, 25 pages.
`
`NPL44
`
`NPL45
`
`NPL46
`
`NPL47
`
`NPL48
`
`NPL49
`
`McGREGOR, Glenn, "The PPP Internet Protocol Control Protocol (IPCP)", Network
`Working Group Request for Comments: 1332, Obsoletes: RFC 1172, May 1992, 14
`pages.
`
`Obviousness Chart for U.S. Pat. No. 6,624,761, Realtime Data, LLC D/B/A IXO v.
`CME Group Inc., et al., 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`Districl Court for the Eastern District of Texas Tyler Division, October 19, 2010, 19
`pages.
`Obviousness Chart for U.S. Pat. No. 7,161,506, Realtime Data, LLC D/B/A IXO v.
`CME Group Inc., et al., 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`District Court for the Eastern District of Texas Tyler Division, October 19, 2010, 49
`pages.
`Obviousness Chart for U.S. Pat. No. 7,400,274, Realtime Data, LLC D/13/A IXO v.
`CME Group Inc., ct al., 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`District Court for the Eastern District of Texas Tyler Division, October 19, 2010, 41
`pages.
`Obviousness Chart for U.S. Pat. No. 7,417,568, Realtime Data, LLC D/B/A lXO v.
`CME Group Inc., et al., 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`District Court for the Eastern District of Texas Tyler Division, October 19, 2010, 75
`pages.
`Obviousness Chart for U.S. Pat. No. 7,714,747, Realtime Data, LLC D/B/A IXO v.
`CME Group Inc., et al., 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`District Cowt for the Eastern District of Texas Tyler Division, October 19, 2010, 97
`pages.
`
`NPL50
`
`Open Financial Exchange Specification 2.0, Intuit Inc., Microsoft Corp., April 28, 2000,
`537 pages.
`
`Examiner
`Signature
`
`/Tesfaldet Bocure/
`
`Date
`Considered
`
`02/22i2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 330
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`16
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL51
`
`RAND, Dave, "The PPP Compression Control Protocol (CCP)", Network Working
`Group Request for Comments: 1962, Category: Standards Track, June 1996, 9 pages.
`
`NPL52
`
`ROGERS, Amy, "Bandwidth Bargain IT hot on products that squeeze more out of the
`pipe", Number 673, July 21, 1997, pages 1 and 65.
`
`NPL53
`
`ROTH, Mark A. and Scott J. Van Hom, "Database Compression", SIG MOD Record,
`Vol. 22, No. 3, September 1993, pages 31-39.
`
`NPL54
`
`SCHMERKEN, Ivy, "Time Running Out for Old Technologies", Wall Street Computer
`Review, April 1990, pages 14-16, 23-24, 28, 56.
`
`NPL55
`
`"Scrolling News", Inside Market Data, February 27, 1995, 2 pages.
`
`NPL56
`
`SIMPSON, W., "PPP in HDLC-like Framing", Network Working Group Request for
`Comments: 1662, STD 51, Obsoletes 1549, Category: Standards Track, July 1994, 26
`pages.
`
`NPL57
`
`SUCIU, Dan, Data Management on the Web, AT&T Labs, April 4, 2000, 52 slides.
`
`NPL58
`
`SUCTU, Dan, "Data Management on the Web: Abstract," University of Washington
`Computer Science & Engineering, April 4, 2000, 1 page.
`
`NPL59
`
`"Telekurs Ruys S&P Trading Systems And Tts Ticker TTT Feed", Inside Market Data,
`Vol. 4, No. 11, July 10, 1989, 1 page.
`
`NPL60
`
`"Telekurs May Debut 128 KPS Ticker By Year's End", Inside Markel Data, July 18,
`1994, 2 pages.
`
`Examiner
`Signature
`
`/Tesfaidet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 331
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`17
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL61
`
`"Telekurs Now Carries All Dow Jones' News on 56-Kbps Ticker," Inside Market Data,
`December 20, 1993, 2 pages.
`
`NPL62
`
`"Tclckurs Sells No. American Division in Mgmt. Buyout", Inside Market Data, October
`23, 1995, 2 pages.
`
`NPL63
`
`"Tclckurs to Launch New Int'l Fccd/Intcmct Server", Wall Street & Technology,
`Volume 15, No. 1, January 1997, page 14.
`
`NPL64
`
`"The Technology Behind XpressFiles", Intelligent Compression Technologies,
`http://web.archive.org/web/l 99805 l 8053 634/ictcompress.com/technical_ X.html, 1998,
`1 page.
`
`NPL65
`
`TID Information: Revisions to TID Program Since the Dawn of Time!!! Version 1.0,
`23 pages; TID Codes 1, 1 page; TID Codes 2, 1 page, purportedly by July 19, 1995.
`
`NPL66
`
`TypeWorld: The First and Only Newspaper for Electronic Publishing, Volume 16
`Number 9, June 17, 1992, 3 pages.
`
`NPL67
`
`"XpressFiles White Paper", Intelligent Compression Technologies, 1999-2001, 3 pages.
`
`NPL68
`
`United States Provisional Patent Application No. 60/309,218, filed July 31, 2001.
`
`NPL69
`
`Telekurs Manual, January 11, 1993, 184 pages.
`
`NPL70
`
`DANSKIN, el al., "Fast Higher Bandwidth X," Dartmouth College, Hanover, NH, 1995,
`8 pages.
`
`Examiner
`Signature
`
`/Tesfaldet Bocurei
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 332
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I s
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL71
`
`HOFFMAN, Roy, "Data Compression in Digital Systems," Digital Multimedia
`Standards Series, Chapman & Hall, 1997, 426 pages.
`
`NPL72
`
`NPL73
`
`NPL74
`
`NPL75
`
`NPL76
`
`Defendants' Invalidity Contentions, Realtime Data, LLC D/B/A IXO v. Morgan
`Stanley, el al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL, 6: 1 0-cv-426-LED-JDL,
`Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-cv-327-LED-JDL,
`6:10-cv-246-LED-JDL, 6: 10-cv-424-LED-JDL, Realtime Data, LLC D/B/A IXO v.
`Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-JDL, 6:10-cv-
`425-LED-JDL, United States District Court for the Eastern District of Texas Tyler
`Division, February 4, 2011, 34 pages.
`Appendix A, Obviousness Chart for U.S. Patent No. 7,777,651, not dated, Realtime
`Data, LLC D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-
`LED-JDL, 6: 10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group
`Inc., et al., 6:09-cv-327-LED-JDL, 6:1 0-cv-246-LED-JDL, 6: 10-cv-424-LED-JDL,
`Realtime Data, LLC D/Il/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-
`JDL, 6: 1O-cv-247-LED-JDL, 6: 1 0-cv-425-LED-JDL, United States District Court for
`the Eastern District of Texas Tyler Division, February 4, 2011, 466 pages.
`Appendix B, § 112 Invalidity Arguments for U.S. Pat. No. 7,777,651, Rcaltimc Data,
`LLC D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-
`JDL, 6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et
`al., 6:09-cv-327-LED-JDL, 6: 1 0-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime
`Data, LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-
`cv-247-LED-JDL, 6:1 0-cv-425-LED-JDL, United States District Corut for the Eastern
`District of Texas Tyler Division, February 4, 2011, 75 pages.
`Exhibit 1, Prior Art Chart for U.S. Pat. No. 7,777,651, Realtime Data, LLCD/R/A TXO
`v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL, 6:10-cv-426-
`LED-JDL, Rcaltimc Data, LLC D/B/A IXO v. CME Group Inc., ct al., 6:09-cv-327-
`LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC D/B/A
`IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-JDL,
`6:10-cv-425-LED-JDL, United States District Court for the Eastern District of Texas
`Tyler Division, February 4, 2011, 161 pages, citing Aakre et al., U.S. Patent No.
`4,956,808.
`Exhibit 2, Prior Art Chart for U.S. Pat. No. 7,777,651, Realtime Data, LLC D/B/A IXO
`v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL, 6:10-cv-426-
`LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-cv-327-
`LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC D/B/A
`IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-JDL,
`6:10-cv-425-LED-JDL, United States District Court for the Eastern District of Texas
`Tyler Division, Febrnary 4, 2011, 206 pages, citing Albert et al., U.S. Patent No.
`5,907,801.
`
`Examiner
`Signature
`
`/Tesfaidet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 333
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`19
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL77
`
`NPL78
`
`NPL79
`
`NPL80
`
`NPL81
`
`Exhibit 3, Prior Art Chart for U.S. Pat. No. 7,777,651, Realtime Data, LLC D/B/A IXO
`v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL, 6:10-cv-426-
`LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-cv-327-
`LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Rcaltimc Data, LLC D/B/A
`IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-JDL,
`6:10-cv-425-LED-JDL, United States District Court for the Eastern District of Texas
`Tyler Division, Febrnary 4, 2011, 95 pages, citing B. Andrews, P. Chou, M. Effros and
`R. Gray "A Mean-Removed Variation of Weighted Universal Veclor Quantization for
`Image Coding," IEEE 0-8186-3392-1/93, 302-309 (1993).
`Exhibit 4, Prior Art Chart for U.S. Pat. No. 7,777,651, 144 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6: 10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Barnes et al., U.S. Patent No.
`6,792,151.
`Exhibit 5, Prior Art Chart for U.S. Pat. No. 7,777,651, 216 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, el al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6: 10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Birdwell et al., U.S. Patent
`No. 6,032,197.
`Exhibit 6, Prior Art Chart for U.S. Pat. No. 7,777,651,257 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:1 0-cv-426-LED-JDL, Realtirne Data, LLC D/R/A TXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Bledsoe, U.S. Patent No.
`4,646,061.
`Exhibit 7, Prior Art Chart for U.S. Pat. No. 7,777,651, 169 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, F ebrnary 4, 2011, citing Brickman et al., U.S. Patent
`No. 4,499,499.
`
`Examiner
`Signature
`
`/T esfaldet Bocu re/
`
`I Date
`
`Considered
`
`I 02/22/2014
`
`I
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 334
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I 10
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL82
`
`NPL83
`
`NPL84
`
`NPL85
`
`NPL86
`
`Exhibit 8, Prior Art Chart for U.S. Pat. No. 7,777,651,396 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Rcaltimc Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6: 10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing C. Bormann et al., "Robust
`Header Compression (ROHC)," Network Working Group Inlernel-Drafl Sep!. 18, 2000.
`Exhibit 9, Prior Art Chart for U.S. Pat. No. 7,777,651,253 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Carr, U.S. Patent No.
`5,293,379.
`Exhibit 10, Prior Art Chart for U.S. Pat. No. 7,777,651,205 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Reallime Data, LLC D/B/A IXO v. CME Group Inc., el al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtirne Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Cellier et al., U.S. Patent No.
`5,884,269.
`Exhibit 11, Prior Art Chart for U.S. Pat. No. 7,777,651, 181 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 1 0-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtirne Data,
`LLC D/13/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Chu, U.S. Patent Nos.
`5,374,916 & 5,467,087.
`Exhibit 12, Prior Art Chart for U.S. Pat. No. 7,777,651, 175 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, F ebrnary 4, 2011, citing Cisco lOS Data Compression
`White Paper (Cisco Systems Inc., 1997).
`
`Examiner
`Signature
`
`/T esfaldet Bocu re/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 335
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I 11
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examine
`r
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog, etc.),
`date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL87
`
`NPL88
`
`NPL89
`
`NPL90
`
`NPL91
`
`Exhibit 13, Prior Art Chart for U.S. Pat. No. 7,777,651,590 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: 10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-
`cv-327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Rcaltimc Data, LLC
`D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-
`JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern District of
`Texas Tyler Division, Febmary 4, 2011, citing Comstock - S&P ComStock Developers
`Guides (McGraw-Hill, 1994); Rich Barton, "S&P ComStock Network Character Set
`Definition" (Febmary 10, 1995).
`Exhibit 14, Prior Art Chart for U.S. Pat. No. 7,777,651,186 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: 10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-
`cv-327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC
`D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-
`JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern District of
`Texas Tyler Division, Febmary 4, 2011, citing D.J. Craft. "A fast hardware data
`compression algorithm and some algorithmic extensions," IBM J. Res. Develop. Vol. 42,
`No. 6 (November 1998).
`Exhibit 15, Prior Art Chart for U.S. Pat. No. 7,777,651, 142 pages, Real time Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: 10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-
`cv-327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC
`D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-
`JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern District of
`Texas Tyler Division, February 4, 2011, citing Deering, U.S. Patent No. 6,459,429.
`Exhibit 16, Prior Art Chart for U.S. Pat. No. 7,777,651,284 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: 1 0-cv-426-LED-JDL, Realtime Data, LLC DIR/ A TXO v. CME Group Inc., et al., 6:09-
`cv-327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC
`D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-
`JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern District of
`Texas Tyler Division, Febmary 4, 2011, citing Dye et al., U.S. Patent No. 7,190,284 and
`International Publication No. WO 00/45516.
`Exhibit 17, Prior Art Chart for U.S. Pat. No. 7,777,651,269 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: 10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al., 6:09-
`cv-327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data, LLC
`D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-247-LED-
`JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern District of
`Texas Tyler Division, Febmary 4, 2011, citing Earl et al., U.S. Patent No. 5,341,440.
`
`Examiner
`Signature
`
`/Tesfaldet Bocure/
`
`Date
`Considered
`
`02i22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page 336
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I 12
`
`I of I
`
`94
`
`Equivalent of Form PTO/SB/08b (7-09)
`Complete ff Known
`Application Number
`14/033,245
`Filing Date
`September 20, 2013
`James J. FALLON
`First Named Inventor
`Art Unit
`2634
`Examiner Name
`BOCURE, Tesfaldet
`Attorney Docket Number 2855.0050007
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title oflhe item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or count1y where published
`
`T2
`
`NPL92
`
`NPL93
`
`NPL94
`
`NPL95
`
`NPL96
`
`Exhibit 18, Prior Art Chart for U.S. Pat. No. 7,777,651, 132 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Rcaltimc Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6: 10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Eastman et al., U.S. Patent
`No. 4,464,650.
`Exhibit 19, Prior Art Chart for U.S. Pat. No. 7,777,651, 125 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Elgamal et al., U.S. Patent
`No. 5,410,671.
`Exhibit 20, Prior Art Chart for U.S. Pat. No. 7,777,651, 122 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Reallime Data, LLC D/B/A IXO v. CME Group Inc., el al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtirne Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Enari et al., EP 0493103.
`Exhibit 21, Prior Art Chart for U.S. Pat. No. 7,777,651,379 pages, Realtime Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/R/ A TXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6: 10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Court for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Fascenda, U.S. Patent No.
`5,045,848.
`Exhibit 22, Prior Art Chart for U.S. Pat. No. 7,777,651,218 pages, Rcaltimc Data, LLC
`D/B/A IXO v. Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6: 10-cv-248-LED-JDL,
`6:10-cv-426-LED-JDL, Realtime Data, LLC D/B/A IXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL, 6: 10-cv-246-LED-JDL, 6: 1 0-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cv-
`247-LED-JDL, 6: 10-cv-425-LED-JDL, United States District Cowi for the Eastern
`District of Texas Tyler Division, Febrnary 4, 2011, citing Frachtenberg et al., U.S.
`Patent. Pub. 2003/0030575.
`
`Examiner
`Signature
`
`/Tesfa!det Bocurei
`
`Date
`Considered
`
`02i22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's w1ique citation designation number ( optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`Comcast - Exhibit 1002, page