Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`24
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL153
`
`NPL154
`
`NPL155
`
`NPL156
`
`NPL157
`
`Appendix D: U.S. Patent No. 7,417,568 (The 568 Patent), from Defendant Bloomberg
`L.P.'s Invalidity Contentions Pursuant to Patent Local Rule 3-3, Realtime Data, LLC
`d/b/a IXO vs. Thomson Reuters Corp., et al., 6:2009-cv-00333 LED-JDL, 6:2010-cv-
`00247 LED-JDL, 6:2010-cv-00425 LED-JDL, October 29, 2010, 147 pages.
`Appendix E: U.S. Patent No. 7,714,747 (The "747 Patent"), from Defendant Bloomberg
`L.P.'s Invalidity Contentions Pursuant to Patent Local Rule 3-3, Realtime Data, LLC
`d/b/a IXO vs. Thomson Reuters Corp., et al., 6:2009-cv-00333 LED-JDL, 6:2010-cv-
`00247 LED-JDL, 6:2010-cv-00425 LED-JDL, October 29, 2010, 137 pages.
`Appendix F: Comparison of FAST to the Prior Art, from Defendant Bloomberg L.P.'s
`Invalidity Contentions Pursuant to Patent Local Rule 3-3, Realtime Data, LLC d/b/a
`IXO vs. Thomson Reuters Corp., et al., 6:2009-cv-00333 LED-JDL, 6:2010-cv-00247
`LED-JDL, 6: 2010-cv-00425 LED-JDL, October 29, 2010, 7 pages.
`Defendant Bloomberg L.P.'s Invalidity Contentions Pursuant to Patent Local Rule 3-3
`Regarding U.S. Patent No. 7,777,651, Realtime Data, LLC d/b/a IXO vs. Thomson
`Reuters Corp., et al., 6:2009-cv-00333 LED-JDL, 6:2010-cv-00247 LED-JDL, 6:2010-
`cv-00425 LED-JDL, February 4, 2011, 21 pages.
`Appendix G: U.S. Patent No. 7,777,651 (The 651 Patent), Defendant Bloomberg L.P.'s
`Invalidity Contentions Pursuant to Patent Local Rule 3-3 Regarding U.S. Patent No.
`7,777,651, Realtime Data, LLC d/b/a IXO vs. Thomson Reuters Corp., et al., 6:2009-
`cv-00333 LED-JDL, 6:2010-cv-00247 LED-JDL, 6:2010-cv-00425 LED-JDL, February
`4, 2011, 480 pages.
`
`NPL158
`
`RICE, ROBERT F., "Some Practical Universal Noiseless Coding Techniques", Jet
`Propulsion Laboratory, Pasadena, California, JPL Publication 79-22, March 15, 1979;
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`NPL159
`
`ANDERSON, J., et al. "Codec squeezes color teleconferencing through digital
`telephone lines," Electronics 1984, pp. 13-15.
`
`NPL160
`
`VENBRUX, JACK, "A VLSI Chip Set for High-Speed Lossless Data Compression",
`IEEE Trans. On Circuits and Systems for Video Technology, Vol. 2, No. 4, December
`1992, pp. 381-391.
`
`NPL161
`
`"Fast Dos Soft Boot", IBM Technical Disclosure Bulletin, Feb. 1994, Vol. 37, issue No.
`2B, pp. 185-186.
`
`NPL162
`
`"Operating System Platform Abstraction Method", IBM Technical Disclosure Bulletin,
`Feb. 1995, Vol. 38, Issue No. 2, pp 343-344.
`
`Examiner
`Signature
`
`/Tesfaidet Bocurei
`
`Date
`Considered
`
`02/22/20 14
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 349
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`25
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL163
`
`MURASHITA, K., et al., "High-Speed Statistical Compression using Self-Organized
`Rules and Predetermined Code Tables", IEEE, 1996 Data Compression Conference.
`
`NPL164
`
`COENE, W., et al. "A Fast Route For Application of Rate-distortion Optimal
`Quantization in an MPEG Video Encoder" Proceedings of the International Conference
`on image Processing, US., New York, IEEE, 16 September 1996, pp. 825-828.
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`NPL165
`
`RICE, ROBERT, "Losslcss Coding Standards for Space Data Systems", IEEE 1058-
`6393197, Nov. 3-6, 1996, pp. 577-585.
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`NPL166
`
`MILLMAN, HOWARD, "Image and video compression", Computerworld, Vol. 33,
`Issue No. 3, January 18, 1999, pp. 78.
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`NPL167
`
`"IBM boosts your memory", Geek.com [online], June 26, 2000 [retrieved on July 6,
`2007, www.geek.com/ibm-boosts-your-memory/, 7 pages.
`
`NPL168
`
`"IBM Research Breakthrough Doubles Computer Memory Capacity", IBM Press
`Release [online], June 26, 2000 [retrieved on July 6, 20071, www-
`03.ibm.com/press/us/en/pressrelease/1653.wss, 3 pages.
`
`NPL169
`
`"ServerWorks To Deliver IBM's Memory expansion Technology in Next-Generation
`Core Logic for Servers", ServerWorks Press Release [online], June 27, 2000 [retrieved
`on July 14, 20001, http://www.serverworks.com/news/press/000627.html, 1 page.
`
`NPL170
`
`ABALI, B., et al., "Memory Expansion Technology (MXT) Software support and
`performance", IBM Journal of Research and Development, Vol. 45, Issue No. 2, March
`2001, pp. 287-301.
`
`NPL171
`
`FRANASZEK, P. A„ et al., "Algorithms and data structures for compressed-memory
`machines", IBM Journal of Research and Development, Vol. 45, Issue No. 2, March
`2001, pp. 245-258.
`
`NPL172
`
`FRANASZEK, P. A„ et al., "On internal organization in compressed random-access
`memories", IBM Journal of Research and Development, Vol. 45, Issue No. 2, March
`2001, pp. 259-270.
`
`Examiner
`Signature
`
`!Tesfaldet BOCUrel
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 350
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`26
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL173
`
`SMITH, T.B., et al., "Memory Expansion Technology (MXT) Competitive impact",
`IBM Journal of Research and Development, Vol. 45, Issue No. 2, March 2001, pp. 303-
`309.
`
`NPL174
`
`TREMAINE, R. B., ct al., "IBM MemoryExpansion Technology (MXT)", IBM Journal
`of Research and Development, Vol. 45, Issue No. 2, March 2001, pp. 271-285.
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`NPL175
`
`YEH, PEN-SHU, "The CCSDS Lossless Data Compression Recommendation for Space
`Applications", Chapter 16, Lossless Compression Handbook, Elsevier Science (USA),
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`
`NPL176 Expand Networks Accelerator 4000 Series User's Guide, 1999, 101 pgs.
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`NPL177
`
`Tridgell, Andrew; "Efficient Algorithms for Sorting and Synchronization"; A thesis
`submitted for the degree of Doctor of Philosophy at The Australian National University;
`February 1999; pages iii-106
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`NPL178
`
`Jung, et al.; "Performance optimization of wireless local area networks through VLSI
`data compression"; Wireless Networks, Volume 4, 1998; pages 27-39.
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`NPL179
`
`Baker, K. et al., "Lossless Data Compression for Short Duration 3D Frames in Positron
`Emission Tomography," 0-7803-1487, May 1994, pages 1831-1834.
`
`NPL180
`
`Maier, Mark W.; "Algorithm Evaluation for the Synchronous Data Compression
`Standard"; University of Alabama: 1995, pages 1-10.
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`NPL181
`
`Bass ioun i, et al.; "A Scheme for Data Compression in Supercomputers"; TEEE; 1988;
`pages 272-278.
`
`NPL182
`
`Welch, Terry A.; "A Technique for High-Performance Data Compression"; IEEE; June
`1984; pages 8-19.
`
`Examiner
`Signature
`
`iTesfaidet Bocu re/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2. Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 351
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`27
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL183 ALDC: Adaptive Lossless Data Compression; IBM; 1994, 2 pgs.
`
`NPL184 ALDC-Macro: Adaptive Lossless Data Compression; IBM Corporation; 1994, 2 pgs.
`
`NPL185 ALDC1-20S: Adaptive Lossless Data Compression; IBM Corporation; 1994, 2 pgs.
`
`NPL186 ALDC1-40S: Adaptive Lossless Data Compression; IBM Corporation; 1994, 2 pgs.
`
`NPL187 ALDC1-5S: Adaptive Lossless Data Compression; IBM Corporation; 1994, 2 pgs.
`
`NPL188
`
`Craft, David J.; "Data Compression Choice No Easy Call"; Computer Technology
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`
`NPL189
`
`Costlow, Terry; "Sony designs faster, denser tape drive"; Electronic Engineering Times;
`May 20, 1996, pages 86-87.
`
`NPL190
`
`Wilson, Ron; "IBM ups compression ante"; Electronic Engineering Times; August 16,
`1993; pages 1-94.
`
`NPL191
`
`"TBM Announces New Feature for 3480 Subsystem"; Tucson Today; Volume 12,
`Number 337, July 25, 1989, 1 pg.
`
`NPL192
`
`Syngress Media, Inc.; "CCA Citrix Certified Administrator for MetaFrame 1.8 Study
`Guide"; 2000, 568 pgs.
`
`Examiner
`Signature
`
`fresfaidet Bocurei
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2. Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 352
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`28
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL193
`
`International Telecommunication Union; "Data Compression Procedures for Data
`Circuit Terminating Equipment (DCE) Using Error Correction Procedures"; Geneva,
`1990, 29 pgs.
`
`NPL194
`
`Chcng, ct al.; "A fast, highly reliable data compression chip and algorithm for storage
`systems"; IBM J. Res. Develop.; Vol. 40, No. 6, November 1996; pages 603-613.
`
`NPL195 Cisco Systems; "Cisco IOS Data Compression"; 1997; pages 1-10.
`
`NPL196
`
`Craft, D. J.; "A fast hardware data compression algorithm and some algorithmic
`extensions"; IBM J. Res. Develop.; Vol. 42; No. 6; November 6, 1998; pages 733-746.
`
`NPL197 Rustici, Robert; "Enhanced CU-SeeMe"1995, Zero In Technologies, Inc., 308 pgs.
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`NPL198
`
`White Pine Software; "CU-SeeMe Pro: Quick Start Guide"; Version 4.0 for Windows;
`1999, 86 pgs.
`
`NPL199
`
`"CU-SeeMe Reflector"; www.geektimes.com/michael/CU-SeeMe/faqs/reflectors.html;
`accessed on December 2, 2008, 5 pgs.
`
`NPL200
`
`Daniels, et al.; "Citrix WinFrame 1.6 Beta"; May 1 1996; license.icopyright.net/user/
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`
`NPL201
`
`Held, et al.; "Data Compression"; Third Edition; John Wiley & Sons Ltd.; 1991, 150
`pgs.
`
`NPL202
`
`Data Compression Applications and Innovations Workshop; Proceedings of a
`Workshop held in Conjunction with the IEEE Data Compression Conference;
`Snowbird, Utah; March 31, 1995, 64 pgs.
`
`Examiner
`Signature
`
`ITesfaidet Bocurei
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2. Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 353
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`29
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL203
`
`Britton, et al.; "Discovery Desktop Conferencing with NetMeeting 2.0"; IDG Books
`Worldwide, inc.; 1997, 244 pgs.
`
`NPL204
`
`Satticr, Michael; "Internet TV with CU-SccMc"; Sams.Nct Publishing; 1995; First
`Edition, 80 pgs.
`
`NPL205
`
`IBM Microelectronics Comdex Fall '93 Booth Location, 1 pg.
`
`NPL206
`
`Disz, et al.; "Performance Model of the Argonne Voyager Multimedia Server"; IEEE;
`1997; pages 316-327.
`
`NPL207
`
`"Downloading and Installing NetMeeting"; www.w4mq.comlhe1p1h3.htm; accessed on
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`NPL208
`
`al.; "Adapting to Network and Client Variability via On-Demand Dynamic
`et
`
`Fox,
`.
`Distillation"; ASPLOS VII; October 1996; pages 160-170.
`
`NPL209
`
`Fox, et al.; "Adapting to Network and Client Variation Using Infrastructural Proxies:
`Lessons and Perspectives"; IEEE Personal Communications, August 1998; pages 10-19.
`
`NPL210
`
`Han, et al.; "CU-SeeMe VR immersive Desktop Teleconferencing"; Department of
`Computer Science; Cornell University; To appear in ACM Multimedia 1996, 9 pgs.
`
`NPL211
`
`Howard, et al.; "Parallel Lossless Image Compression Using Huffman and Arithmetic
`Coding"; 1992; pages 1-9.
`
`NPL212
`
`Howard, Paul G.; "Text Image Compression Using Soft Pattern Matching"; The
`Computer Journal; Vol. 40, No. 213; 1997; pages 146-156.
`
`Examiner
`Signature
`
`liesfaldet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 354
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`30
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL213
`
`Howard, et al.; "The Emerging JBIG2 Standard"; IEEE Transactions on Circuits and
`Systems for Video Technology, Vol. 8, No. 7, November 1998; pages 838-848.
`
`NPL214
`
`Craft, D. J.; "A fast hardware data compression algorithm and some algorithmic
`extensions"; Journal of Research and Development; Vol. 42, No. 6, November 1998;
`pages 733-745.
`
`NPL215
`
`"Direct Access Storage Device Compression and Decompression Data Flow"; IBM
`Technical Disclosure Bulletin; Vol. 38, No. 11; November 1995; pages 291-295.
`
`NPL216
`
`ICA Timeline, September 24, 2007, 3 pgs.
`
`NPL217
`
`Converse, et al.; "Low Bandwidth X Extension"; Protocol Version 1 .0; X Consortium;
`December 21, 1996, 55 pgs.
`
`NPL218
`
`Magstar and IBM 3590 High Performance Tape Subsystem Technical Guide;
`November 1996; IBM International Technical Support Organization, 288 pgs.
`
`NPL219
`
`MetaFrame Administration Student Workbook; June 1998; Citrix Professional
`Courseware; Citrix Systems, Inc, 113 pgs.
`
`NPL220 NCD Wincenter 3.1 : Bringing Windows to Every Desktop, 1998; 2 pgs.
`
`NPL221
`
`Overview NetMeeting 2.1; Microsoft TechNet; technet.m icrosoft.comlen-usll ibraryl
`cc767141 (printer).aspx; accessed December 2, 2008; 7 pgs.
`
`NPL222
`
`NetMeeting 2.1 Resource Kit; Microsoft TechNet; technet.microsoft.comlen-usllibraryl
`cc767142(printer).aspx; accessed on December 2, 2008, 34 pgs.
`
`Examiner
`Signature
`
`/Tesfaldet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 355
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`31
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL223
`
`Conferencing Standards: NetMeeting 2.1 Resource Kit: Microsoft TechNet;
`technet.microsoft.com/--us/library/cc767150(printer).aspx; accessed December 2, 2008,
`14 pgs.
`
`NPL224 Summers, Bob; "Official Microsoft NetMeeting Book," Microsoft Press, 1998, 374 pgs.
`
`NPL225
`
`Zcbrosc, Katherine L.; "Integrating Hardware Accelerators into Intcrnctworking
`Switches"; Telco Systems, 1995, 10 pages.
`
`NPL226
`
`Simpson, et al.; "A Multiple Processor Approach to Data Compression"; ACM; 1998;
`pages 641-649, 9 pgs.
`
`NPL227
`
`"IBM Technology Products Introduces New Family of High-Perfoiniance Data
`Compression Products"; IBM; August 16, 1993, 6 pgs.
`
`NPL228
`
`ReadMe; PowerQuest Drive Image Pro; Version 3.00; 1994-1999; PowerQuest
`Corporation; page 1-6.
`
`NPL229
`
`Schulzrinne, et al., "RTP Profile for Audio and Video Conferences with Minimal
`Control," January 1996, www.ietf.org/rfc/rfc1890.txt, accessed on December 3, 2008;
`17 pgs.
`
`NPL230
`
`Zhu, C., "RTP Payload Format for H.263 Video Streams," Standards Track, September
`1997, pages 1-12.
`
`NPL231
`
`Simpson, W., "The Point-To-Point Protocol (PPP)," Standards Track, July 1994, pages
`
`i-52. 1-52.
`
`NPL232 Reynolds, et al., "Assigned Numbers," Standards Track, October 1994, pages 1-230.
`
`Examiner
`Signature
`
`!Tesfaldet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 356
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`32
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL233
`
`Deutsch, et al., "ZLIB Compressed Data Format Specification version 3.3,"
`Informational, May 1996, pages 1-10.
`
`NPL234
`
`Dcutsch, P., "DEFLATE Compressed Data Format Specification version 1.3,"
`Informational, May 1996, pages 1-15.
`
`NPL235
`
`Rand, D., "The PPP Compression Control Protocol (CCP)," Standards Track, June
`1996, pages 1-9.
`
`NPL236
`
`Schneider, et al., "PPP LZS-DCP Compression Protocol (LZS-DCP)," Informational,
`August 1996, pages 1-18.
`
`NPL237
`
`Friend, et al., "PPP Stac LZS Compression Protocol," Informational, August 1996;
`pages 1-20.
`
`NPL238
`
`Schneider, et al., "PPP for Data Compression in Data Circuit-Terminating Equipment
`(DCE)," Infolinational, August 1996, pages 1-10.
`
`NPL239
`
`Atkins, et al., "PGP Message Exchange Formats," Informational, August 1996, pages
`1-21.
`
`NPL240
`
`Castineyra, et al., "The Nimrod Routing Architecture," Informational, August 1996,
`pages 1-27.
`
`NPL241
`
`Freed, et al., "Multipurpose Internet Mail Extensions (MIME) Part Four: Registration
`Procedures," Best Current Practice, November 1996, pages 1-21.
`
`NPL242
`
`Shacham, et al., "IP Payload Compression Protocol (IPComp)," Standards Track,
`December 1998, pages 1-10.
`
`Examiner
`Signature
`
`/Tesfaidet Bacurel
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 357
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`33
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL243 Sidewinder 50 Product Manual, Seagate Technology, Inc., 1997, 189 pgs.
`
`NPL244
`
`IBM RAMAC Virtual Array, IBM, July 1997, 490 pgs.
`
`NPL245
`
`Bruni, ct al., "DB2 for OS/390 and Data Compression" IBM Corporation, November
`1998, 172 pgs.
`
`NPL246
`
`Smith, Mark, "Thin Client/Server Computing Works," WindowslTPro, November 1,
`1998, pages 1-13, license.icopyright.net/user/downloadLicense.act?lic=3.7009-8355,
`accessed December 2, 2008.
`
`NPL247
`
`International Telecommunication Union, "Information Technology - Digital
`Compression and Coding of Continuous-Tone Still Images-Requirements and
`Guidelines," 1993, 186 pgs.
`
`NPL248
`
`International Telecommunications Union, "information technology - Lossless and near-
`losslcss compression of continuous-tone still images — Baseline," 1999, 75 pgs.
`
`NPL249
`
`Davis, Andrew W., "The Video Answering Machine: Intel Proshare's Next Step,"
`Advanced Imaging, Vol. 12, No. 3, March 1997, pages 28, 30.
`
`NPL250
`
`Abbott, 1111, Walter D., "A Simple, Low Overhead Data Compression Algorithm for
`Converting Lossy Compression Processes to Lossless," Naval Postgraduate School
`Thesis; December 1993, 93 pgs.
`
`NPL251 Thomborson. Clark, "V.42bis and Other Ziv-Lemoel Variants," IEEE, 1991, page 460.
`
`NPL252
`
`Thomborson, Clark, "The V.42bis Standard for Data-Compressing Modems," IEEE,
`October 1992, pages 41-53.
`
`Examiner
`Signature
`
`/Tesfadet Bocure/
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 358
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`34
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL253 Sun, Andrew, "Using and Managing PPP," O'Reilly & Associates, Inc., 1999, 89 pgs.
`
`NPL254
`
`"What is the V42bis Standard?," www.faqs.org/faqs/compression-faq/partl/section-
`10.html, accessed on December 2,2008, 2 pgs.
`
`NPL255
`
`"The WSDC Download Guide: Drive Image Professional for DOS, OS/2, and
`Windows," wsdcds01 .watson.ibm.com/WSDC.nsf/Guides/Download/Applications-
`Driveimage.htm, Accessed November 22, 1999, 4 pgs.
`
`NPL256
`
`"The WSDC Download Guide: Drive Image Professional,"
`wsdcds01.watson.ibm.com/wsdc.nsf/Guides/Download/Applications-DriveImage.htm,
`accessed on May 3, 2001, 5 pgs.
`
`NPL257 APPNOTE-TXT from pkware.txt, Version 6.3.2, PKWARE Inc., 1989, 52 pgs.
`
`NPL258 CU-SeeMe readme.txt, December 2, 1995, 9 pgs.
`
`NPL259
`
`CU-seeme txt from indstate.txt, README.TXT for CU-SeeMe version 0.90b1, March
`23, 1997, 5 pgs.
`
`NPL260 Cuseeme txt 19960221 .txt; CUSEEME.TXT, February 21, 1996, 9 pgs.
`
`NPL261 Citrix Technology Guide, 1997, 413 pgs.
`
`NPL262 Lettieri, et al., "Data Compression in the V.42bis Modems," 1992, pages 398-403.
`
`Examiner
`Signature
`
`riesfaidet Bocuret
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 2. Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 359
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`35
`
`of
`
`94
`
`Complete lf Known
`
`14/033,245
`Application Number
`September 20, 2013
`Filing Date
`James J. FALLON
`First Named Inventor
`2634
`Art Unit
`BOCURE, Tesfaldet
`Examiner Name
`Attorney Docket Number 2855.0050007
`
`Equivalent of Form PTO/SB/08b (7-09
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog,
`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`T2
`
`NPL263
`
`High Performance x2/V.34+N.42bis 56K BPS Plug & Play External Voice/FAX/Data
`Modem User's Manual, 1997, 27 pgs.
`
`NPL264
`
`H.323 Protocols Suite, www.protocols.comipbook—h323.htm, 26 pages (referenced in
`Expert. Report of Dr. James A. Storer on Invalidity filed on behalf of some of the
`defendants, filed in Realtime Data, LLC d/b/a IXO v. Packeteer, Inc. et al., Civil Action
`No. 6:08-cv-00144-LED, U.S. District Court for the Eastern District of Texas, June 10,
`2009, and indicated as being last accessed in 2008, see e.g., Exhibit E, page 12).
`
`NPL265
`
`LBX X Consortium Algorithms; rzdocs.uni-
`hohcnhcim.dc/aix-4.33/cxt—doc/usr/share/man/info/cn—US/a—doc—lib./.x."1;1 X I 1R 6
`Technical Specifications, December 1996, 3 pgs.
`
`NPL266
`
`Basics of Images; www.geom.uiuc.edu/events/courses/1996/cmwh/StilIsibasics.html,
`1996, 5 pgs.
`
`NPL267
`
`Parties' Joint Claim Construction and Prehearing Statement Pursuant to P.R. 4-3, filed
`in Rcaltimc Data, LLC d/b/a/IXO v. Packctccr, Inc. ct al., Civil Action No. 6:08-cv-
`00144-LED; U.S. District Court for the Eastern District of Texas, February 18, 2009,
`168 pages.
`
`NPL268
`
`Declaration of Professor James A. Storer, Ph.D., relating to U.S. Patent No. 6,604,158,
`March 18, 2009, 10 pgs.
`
`NPL269
`
`Declaration of Professor James A. Storer, Ph.D., relating to U.S. Patent No. 6,601,104,
`March 18, 2009, 8 pgs.
`
`NPL270
`
`Declaration of Professor James A. Storer, Ph.D., relating to U.S. Patent No. 7,321,937,
`May 4, 2009, 15 pgs.
`
`NPL271
`
`Declaration of Professor James A. Storer, Ph.D., relating to U.S. Patent No. 6,624,761,
`May 4, 2009, 6 pgs.
`
`NPL272
`
`Declaration of Professor James A. Storer, Ph.D., relating to U.S. Patent No. 7,378,992,
`May 20, 2009, 6 pgs.
`
`Examiner
`Signature
`
`riesfaidet Baur&
`
`Date
`Considered
`
`02/22/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`Applicant's unique citation designation number (optional). 'Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IT.B./
`
`Comcast - Exhibit 1002, page 360
`
`

`

`Substitute for form 1449/PTO
`