MICHAEL V. MESSINGER
`DIRF.CTOR
`(202) 772-8667
`MIKEM@SKGF.COM
`
`September 20, 2013
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`u
`
`Fox
`
`Re; U.S. Non-Provisional Utility Patent Application under 37 C.F.R. § 1.53(b)
`(Continuation of Appl. No. 13/154,239; Filed: June 6, 2011)
`Appl. No. To Be Assigned; Filed: Herewith
`For: Bandwidth Sensitive Data Compression and Decompression
`Inventors:
`FALLON et al.
`Our Ref:
`2855.0050007
`
`Commissioner:
`
`The following documents are transmitted herewith for appropriate action by the U.S.
`Patent and Trademark Office:
`
`1.
`
`Payment made via EFS-Web for $7,250.00 to cover:
`
`$1,600.00 Patent Application Fee (including basic filing, search, and examination fees);
`$4,000.00 Request for Prioritized Examination Fee;
`$ 800.00 Excess Dependent Claims Fee;
`$ 420.00 Excess Independent Claims Fee;
`$ 300.00 Publication Fee; and
`$ 130.00 Processing Fee under 37 C.F.R. § 1.17(i)(1);
`
`Utility Patent Application Transmittal Form (PTO/AIA/15);
`
`Certification and Request for Prioritized Examination Under 37 C.F.R. § 1.102(e);
`
`Authorization to Treat a Reply As Incorporating An Extension of Time Under 37
`C.F.R. § 1.136(a)(3);
`
`U.S. Utility Patent Application entitled:
`
`Bandwidth Sensitive Data Compression and Decompression
`
`2.
`
`3.
`
`4.
`
`5.
`
`and naming as inventors:
`
`James J. FALLON
`Stephen J. MCERLA!N
`
`k•5
`
`• -
`
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`
`•
`
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`
`
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`
`G F.: C M
`
`Comcast - Exhibit 1002, page 1
`
`

`

`Commissioner for Patents
`September 20, 2013
`Page 2
`
`the application consisting of:
`
`a.
`
`b.
`
`c.
`
`An Application Data Sheet (37 C.F.R. § 1.76);
`
`Signed Inventors' Declarations;
`
`A specification containing:
`
`Twenty-Nine (29) pages of description prior to the claims;
`
`ii.
`
`iii.
`
`Five (5) page of claims (thirty (30) claims); and
`
`A one (1) page abstract; and
`
`d.
`
`Four (4) sheets of drawings: (Figures 1, 2, 3, 4a and 4b);
`
`Power of Attorney to Prosecute Applications Before the USPTO Form
`(PTO/SB/80);
`
`Statement Under 37 C.F.R. § 3.73(c); and
`
`Preliminary Amendment Under 37 C.F.R. § 1.115.
`
`6.
`
`7.
`
`8.
`
`The above-listed documents are filed electronically through EFS-Web.
`
`Fee payment is provided via EFS-Web. The U.S. Patent and Trademark Office is hereby
`authorized to charge any fee deficiency, or credit any overpayment, to our Deposit Account No.
`19-0036.
`
`Respectful)/ submitted,
`
`STER
`
`i 4
`
`GoLgeiirfri& Fox P.L.L.C.
`
`Midhael
`
`V. Messinger
`Attorney for Applicants
`Registration No. 37,575
`
`MVM/S-B/srb
`Enclosures
`
`1740213.1
`
`!•P,,;.?
`
`:?i,x...;L:z.,.<••:%,
`
`205:•5
`
`..'2.71.250C.:
`
`5 iC 6 F., C 0 M
`
`Comcast - Exhibit 1002, page 2
`
`

`

`PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 nokeagn......amtequisaltocewsdla,asoliztonof inforTation unless it d4taS a valid OMB control number
`2855.0050007
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`(Only for new nonprovisional applications under 37 CFR 1.53(6))
`
`Attorney Docket No.
`
`First Named Inventor
`
`James J. FALLON
`
`Title
`
`See 1 in Addendum
`
`Express Mail Label No.
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.0, Box 1450
`Alexandria, VA 22313-1450
`
` 1 Fee Transmittal Form
`
`(PTCVSB117 or equivalent)
`
`Applicant asserts small entity status.
`See 37 CFR 1.27
`j Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/5E115A or B or equivalent.
`
`3. 1,
`
`
`[Total Pages
`4.1X Specification
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.01(a) for information an the preferred arrangement)
`4
`[Total Sheets
`5.1X1 Drawing(s) (35 U.S.C. 113)
`2
`(Total Pages
`B. Inventor's Oath or Declaration
`(including substitute statements under 37CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e))
`
`a. 175(1 Newly executed (original or copy)
`1 A copy from a prior application (37 CFR 1.63(d))
`b.
`See note below.
`X Application Data Sheet
`See :37 CFR 1.76 (PTOPUA/14 or equivalent)
`
`CD-ROM or CO-R
`in duplicate, large table, or Computer Program (Appendix)
`7 Landscape Table on CD
`
`7
`
`8.
`
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. are required)
`
`a. ri Computer Readable Form (CRF)
`
`b.
`
`Specification Sequence Listing on:
`
`i. ri CD-ROM or CD-R (2 copies); or
`
`ii. n Paper
`
`c.
`
`Statements verifying identity of above copies
`
`10.
`
`ACCOMPANYING APPLICATION PAPERS
` Assignment Papers
`(cover sheet & document(s))
`Name of Assignee Realtime Data,_LIC
`
`11. LX 37 CFR 3.73(c) Statement
`
`(when there is an assignee)
`
`12. 1
`
` English Translation Document
`oppiicabiej
`
`x Power of Attorney
`
`13. 1 1 information Disclosure Statement
`
`(PTO/SB/08 or PT C-1449)
` Copies of citations attached
`
`I
`
`14. 15(1 Preliminary Amendment
`
`.1 Return Receipt Postcard
`(MPEP § 503) (Should be specific:4 itemized)
`.1 Certified Copy of Priority Documents)
`
`(if foreign priority is claimed)
`
`Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/S8/35
`or equivalent.
`Other: Authorization under 37 CFR 1,136(a3);
`Request for Prioritized Examination under
`37 CFR 1.102(e)
`
`15. 1
`
`16. 1
`
`17.
`
`18.
`
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`26111
`DTI The address associated with Customer Number:
`
`OR I 1 Correspondence address below
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`State
`
`Telephone
`
`Zip Code
`
`Email
`
`Date
`
`Michael V. Messinger
`
`Registration No.
`Name
`(Attorney/Agent) 37,575
`(Print/Type)
`This collection of nformation is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`1740070.1
`
`Comcast - Exhibit 1002, page 3
`
`

`

`Addendum
`
`1. Bandwidth Sensitive Data Compression and Decompression
`
`Comcast - Exhibit 1002, page 4
`
`

`

`PIO/ALAMO (0742)
`Approved for ieic through 1113012014. OMB 0651-0035
`U.S. Potent anti Trademark Office: U.S DEPARTMENT OF COMMERCE
`Untie' the Paperwork Reduction Act of 1095, 00 persons aro required to iiporid to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`...........
`
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`
`ss'
`
`"--
`"----
`""*
`"*"' — '''— """--m—
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`1 I hereby revoke all previous powers of attorney given in the application identified in the attached statement
`sunder 37 CFR 3.73(c).
`1 I hereby appoint:
`1
`
`.X
`
`•
`
`26111
`
`Practitioners associated with Ctisteiner Number:
`OR
`named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`Practitioner(s)
`• --i
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`•••••••• ......................................... ......................
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`Number
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`Registration
`Number
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`As attomey(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3.73(c).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(c) to:
`
`
`
`VJOY.TVONV*0.X.W.**NNW,
`
`The address associated with Customer Number.
`
`OR
`r—T—Prm or
`
`.t
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` individual Name
`
`i Address
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`I Country
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`Telephone
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`, •••• • •• • ••••••.N.••• •NWWWS
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`
`Assignee Name and Address:
`Realtime Data OA: DBA IXO
`I Wamnus Close Arm onk, New York 10504, USA.
`A copy of this form, together with a statement wider 37 CFR 3.73(c) (Form PTCEALki96 or equivalent) Is required to be
`Filed in each application in which this form is used. The statement under 37 CPR 373(c) may be completed by one oi
`The practitioners appointed In this form, and must identify the application in which this Power of Attorney is to be filed.
`SIGNATURE of Assignee of Record
`nature and title is supplied beic-w i authotized to act on behalf of the assignee
`...
`....
`
`Signature
`t .
`Name
`
`The individual wh se Sit
`
`ex. ft-4-1
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`ft. 1:3
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`••••••r.,•*1•N
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`
`•••••••, ...••••••••••••
`
`Date 77/6,.//
`I Telephone .47/ et 14
`•
`
`Title
`This collection of information is required by 37 CFR 1;31;1. and 1.33. The information is required to obtain or retain a benefit by the public which is to Its (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1,14, This collection is estimated bs take 3 minutes
`to complete. including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form. andlor suggestions for ,edueihs this burden. should be sent to the Chief Information Of
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES Oft COMPLETED
`FORMS TO TillS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1.800-PTO-9199 and select option 2.
`
`Comcast - Exhibit 1002, page 5
`
`• •••••• •.ZW,
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to rescond to a collection of information unless it dis laws a valid OMB control number.
`Atty. Docket No. 2855.0050007
`
`STATEMENT UNDER 37 CFR 3.73Lc)
`Applicant/Patent Owner: Realtime Data, LLC
`Application No./Patent No,: To Be Assigned
` Filed/Issue Date:
`
`Titled: Bandwidth Sensitive Data Compression and Decompression
`Realtime Data, LLC
`n a limited liability company
`
`Herewith
`
`(Name of Assignee)
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1. X The assignee of the entire right, title, and interest.
`
`pi The extent (by percentage) of its ownership interest is
`
`An assignee of less than the entire right, title, and interest (check applicable box):
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
` The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`3.
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`1 The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`4. 1
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. X An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`0211
` , or for which a copy
` , Frame
`the United States Patent and Trademark Office at Reel 030877
`thereof is attached.
`. n A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To:
`1. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`, or for which a copy thereof is attached.
`, Frame
`Reel
` To:
`2. From:
`The document was recorded in the United States Patent and Trademark Office at
`, or for which a copy thereof is attached.
`Reel
`, Frame
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Comcast - Exhibit 1002, page 6
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
` Under the PaQerwork Reduction Act of 1995, no nersons are required to respond to a collection of information unless it displa rs a valid OMB control number.
`
`
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`3. From:
`
`4. From:
`
`5. From:
`
` To:
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
` or for which a copy thereof is attached.
`
`
`
` To:
`
`The document was recorded in the United States Patent and Trademark Office at
`, Frame
`, or for which a copy thereof is attached.
`
`Reel
`
` To:
`
`The document was recorded in the United States Patent and Trademark Office at
`, or for which a copy thereof is attached.
`
`, Frame
`
`Reel
`
`6. From:
`
`
`
`
`
` To:
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`, or for which a copy thereof is attached.
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The under,
`
`se title is supplie'
`
`4 4
`
`1e.pthorized to act on behalf of the assignee.
`
`Signeibre
`
`Michael V. Messinger
`Printed or Typed Name
`
`Attorney for Applicant
`
`[Page 2 of 2]
`
`37,575
`Title or Registration Number
`
`1748399_1 .DOC
`
`Comcast - Exhibit 1002, page 7
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`FALLON et al.
`
`Appl. No.: To Be Assigned
`(Continuation of Appl. No. 13/154,239;
`Filed: June 6, 2011)
`Filed: Herewith
`For: Bandwidth Sensitive Data
`Compression and Decompression
`
`Confirmation No.: To Be Assigned
`
`Art Unit: To Be Assigned
`
`Examiner: To Be Assigned
`
`Atty. Docket: 2855.0050007
`
`Preliminary Amendment Under 37 CYCa a§ L115
`
`Mail Stop Amendment
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`In advance of prosecution, Applicants submit the following amendment.
`
`Comcast - Exhibit 1002, page 8
`
`

`

`- 2 -
`
`FALLON et al.
`Appl. No. To Be Assigned
`
`Amendments to the Specification
`
`Applicants respectfully request the title of the Specification as filed with this
`
`preliminary amendment to be amended as follows:
`
`gArgawwfra-s INSIT-Pi-E----EM TA COMPRESWN SYSTEMS AND
`METHODS FOR VIDEO AND DECOMPRESSION AUDIO DATA STORAGE AND
`
`DISTRIBUTION
`
`Conclusion
`
`Prompt and favorable consideration of this Preliminary Amendment
`
`is
`
`respectfully requested. Applicant believes the present application is in condition for
`
`allowance. If the Examiner believes, for any reason, that personal communication will
`
`expedite prosecution of this application, the Examiner is invited to telephone the
`
`undersigned at the number provided.
`
`Respectfully submitted.
`
`STERNf.,•KiESSLER_ GOLI`
`
`ui & FOX
`
`Michael V. Messinger
`Attorney for Applicants
`Registration No. 37,575
`
`Date:
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`1748302_1 DOCX
`
`Atty. Dkt. No. 2855,0050007
`
`Comcast - Exhibit 1002, page 9
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`BANDWIDTH SENSITIVE DATA COMPRESSION AND DECOMPRESSION
`
`First Named Inventor/Applicant Name:
`
`James J. Fallon
`
`Filer:
`
`Shawn Michael Buchanan/Jeanette Yando
`
`Attorney Docket Number:
`
`2855.0050007
`
`Filed as Large Entity
`
`Track I Prioritized Examination - Nonprovisional Application under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Utility application filing
`
`Utility Search Fee
`
`Utility Examination Fee
`
`Request for Prioritized Examination
`
`Claims in Excess of 20
`
`Independent claims in excess of 3
`
`1011
`
`1111
`
`1311
`
`1817
`
`1202
`
`1201
`
`1
`
`1
`
`1
`
`1
`
`10
`
`1
`
`280
`
`600
`
`720
`
`280
`
`600
`
`720
`
`4000
`
`4000
`
`80
`
`420
`
`800
`
`420
`
`Comcast - Exhibit 1002, page 10
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous-Filing:
`
`Publ. Fee- Early, Voluntary, or Normal
`
`OTHER PUBLICATION PROCESSING FEE
`
`1504
`
`1808
`
`1
`
`1
`
`300
`
`130
`
`300
`
`130
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`7250
`
`Comcast - Exhibit 1002, page 11
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`16919080
`
`14033245
`
`International Application Number:
`
`Confirmation Number:
`
`9902
`
`Title of Invention:
`
`BANDWIDTH SENSITIVE DATA COMPRESSION AND DECOMPRESSION
`
`First Named Inventor/Applicant Name:
`
`James J. Fallon
`
`Customer Number:
`
`26111
`
`Filer:
`
`Shawn Michael Buchanan/Jeanette Yando
`
`Filer Authorized By:
`
`Shawn Michael Buchanan
`
`Attorney Docket Number:
`
`2855.0050007
`
`Receipt Date:
`
`20-SEP-2013
`
`Filing Date:
`
`Time Stamp:
`
`19:16:35
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`yes
`
`Credit Card
`
`$7250
`
`8337
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`Comcast - Exhibit 1002, page 12
`
`

`

`1
`
`28550050007-application.pdf
`
`yes
`
`58
`
`7671999
`
`Multipart Description/PDF files in .zip description
`
`1aaa77cb7cabebe870d6aaff1 el a5f33315e
`3106
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`Document Description
`
`Start
`
`End
`
`Transmittal of New Application
`
`Transmittal of New Application
`
`TrackOne Request
`
`Authorization for Extension of Time all replies
`
`Application Data Sheet
`
`Oath or Declaration filed
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`Power of Attorney
`
`Assignee showing of ownership per 37 CFR 3.73.
`
`Preliminary Amendment
`
`1
`
`3
`
`5
`
`6
`
`7
`
`13
`
`15
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`44
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`49
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`50
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`54
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`55
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`57
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`
`Information:
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`
`fee-info.pdf
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`no
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`Comcast - Exhibit 1002, page 13
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Comcast - Exhibit 1002, page 14
`
`

`

`Doc Code: TRACKI.REQ
`Document Description: TrackOne Request
`
`PTOIAW424 (03-13)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`First Named
`Inventor:
`Title of
`Invention:
`
`James J. FALLON
`
`Nonprovisional Application Number (if
`known):
`
`t
`
`lo f3e Assigned
`
`Bandwidth Sensitive Data Compression and Decompression
`
`APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTS PRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1), the prioritized examination fee set forth in
`37 CFR 1.17(c), and if not already paid, the publication fee set forth in 37 CFR 1.18(d) have
`been filed with the request. The basic filing fee, search fee, examination fee, and any required
`excess claims and application size fees are filed with the request or have Leen already been
`paid.
`
`2. The application contains or is amended to contain no more than four independent claims and no
`more than thirty total claims, and no multiple dependent claims.
`
`3. The applicable box is checked below:
`
`OriqinetApplication (Track One) - Prjorid4ed_gxamination under §1.104e)(1),
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the utility application via EFS-Web.
`
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the plant application in paper.
`
`ii. The executed inventor's oath or declaration is filed with the application. (37 CFR 1.63 and 1.64)
`
`II.
`
`.111, Request for continuedExamination - Prioritized Examination under .§1.1P(e)(2).
`
`i. A request for continued examination has been filed with, or prior to, this form.
`ii. If the application is a utility application, this certification and request is being filed via EFS-Web.
`iii. The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a), or is
`a national stage entry under 35 U.S.C. 371.
`iv This certification and request is being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`v. No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`Sicnature
`
`
`
`Name
`JPrint/T, ecD Michael V. Messinaer
`
`Practitioner
`Registration Number 37.575
`
`Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Submit multiple forms if more than one signature is required.
`
`El
`
`*Total of One
`
` forms are submitted.
`
`1740652.1
`
`Comcast - Exhibit 1002, page 15
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`FALLON et al.
`
`Appl. No.: To Be Assigned
`(Continuation of Appl. No. 13/154,239;
`Filed.' June 6, 2011)
`Filed: Herewith
`For: Bandwidth Sensitive Data Compression
`and Decompression
`
`Confirmation No.: To Be Assigned
`
`Art Unit: To Be Assigned
`
`Examiner: To Be Assigned
`
`Atty. Docket: 2855.0050007
`
`Authorization to Treat a Reply as Incorporating an
`Extension of Time Under 37 C.F.R. § 1.136(a)(3)
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`The U.S. Patent and Trademark Office is hereby authorized to treat any concurrent or future
`
`reply that requires a petition for an extension of time under this paragraph for its timely submission,
`
`as incorporating a petition for extension of time for the appropriate length of time. The U.S. Patent
`
`and Trademark Office is hereby authorized to charge all required extension of time fees to our
`
`Deposit Account No. 19-0036, if such fees are not otherwise provided for in such reply.
`
`Respectfully submitted,
`
`STERN
`
`-SSLER, GOLDSTEIN & F X P.L.L.C.
`
`Michael V. Messinger'
`Attorney for Applicants
`013 Registration No. 37,575
`
`r
`
`Date:
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`1740039,1
`
`Comcast - Exhibit 1002, page 16
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`i Attorney Docket Number
`
`2855.0050007
`
`Application Number
`
`Title of Invention
`
`Bandwidth Sensitive Data Compression and Decompression
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor 1
`Legal Name
`
`PrefixE Given Name
`J.
`James
`Residence Information (Select One) (D US Residency
`Armonk
`City
`State/Province
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Fallon
`Active US Milita Service
`0 Non US Residency
`US
`NY
`I Country of Residencd
`
`Mailing Address of Inventor:
`
`11 Wampus Close
`
`Armonk
`
`10504
`
`State/Province
`Country i
`1: US
`
`NY
`
`Address 1
`Address 2
`City
`Postal Code
`
`2
`Inventor
`Legal Name
`
`Prefix Given Name
`
`Family Name
`
`Suffix
`
`Stephen
`Residence Information (Select One) ® US Residency
`New York
`City
`
`I State/Province
`
`0
`NY
`
`Mailing Address of Inventor:
`
`McErlain
`Non US Residency
`
`Country of Residenc4
`
`Active US Military Service
`US
`
`351 West 22nd Street
`
`Address 1
`Address 2
`State/Province 1 NY
`City
`US
`} Country i
`10011
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`1 New York
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2,8
`
`Comcast - Exhibit 1002, page 17
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`1 Attorney Docket Number
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`2855.0050007
`
`Title of Invention
`
`Bandwidth Sensitive Data Compression and Decompression
`
`An Address is being provided for the correspondence Information of this application.
`
`Customer Number
`
`26111
`
`Email Address
`
`Application Information:
`
`*move EmO,
`
`Title of the Invention
`
`Bandwidth Sensitive Data Compression and Decompression
`
`Attorney Docket Number 2855.0050007
`
`Small Entity Status Claimed IE
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`Total Number of Drawing Sheets (if any
`
`Suggested Figure for Publication (if any) I
`
`Publication Information:
`q
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`„ „„„„„„„
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`q
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`® Customer Number
`
`0 US Patent Practitioner
`
`Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`2611
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Status Patented
`
`Continuation of
`
`
`
`Prior Application Number
`1 13154239
`
`Re1110‘10•K
`
`Filing Date (YYYY-MM-DD)
`
`2011-06-06
`
`Remove
`
`EFS Web 2.2.8
`
`Comcast - Exhibit 1002, page 18
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act o