`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`CSL BEHRING GMBH and CSL BEHRING LLC,
`Petitioners,
`
`SHIRE VIROPHARMA INC.,
`Patent Owner.
`
`US. Patent No. 10,080,788
`Case No. IPR2019-00459
`
`DECLARATION OF DR. TIMOTHY CRAIG
`
`Page 1 of 139
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`CSL EXHIBIT 1012
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`Page 1 of 139
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`CSL EXHIBIT 1012
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`
`
`TABLE OF CONTENTS
`
`Page(s)
`INTRODUCTION ........................................................................................... 1
`I.
`II. QUALIFICATIONS ........................................................................................ 1
`III. MATERIALS CONSIDERED ........................................................................ 4
`IV. SUMMARY OF OPINIONS ........................................................................... 5
`V.
`BACKGROUND AND STATE OF THE ART .............................................. 7
`A.
`Introduction to HAE .............................................................................. 7
`B.
`The Literature Disclosed Low- and High-Concentration
`Subcutaneous C1-INH Therapies Prior to March 2013 ...................... 13
`1.
`Studies with Berinert® P ........................................................... 14
`2.
`Studies with Cinryze® ............................................................... 16
`VI. THE ’788 PATENT ....................................................................................... 25
`VII. LEVEL OF ORDINARY SKILL IN THE ART ........................................... 27
`VIII. A POSA WOULD HAVE BEEN MOTIVATED TO ADMINISTER
`A HIGHER-CONCENTRATION SC FORMULATION OF C1-INH
`TO HAE PATIENTS ..................................................................................... 28
`IX. A POSA WOULD HAVE HAD A REASONABLE EXPECTATION
`OF SUCCESS IN TREATING HAE BY ADMINISTERING A
`HIGHER-CONCENTRATION SC FORMULATION ................................. 31
`X. ANY ALLEGED NEED FOR A SUBCUTANEOUS C1-INH
`THERAPY HAD BEEN MET BY MARCH 2013 ....................................... 36
`XI. A POSA WOULD NOT HAVE VIEWED THE LITERATURE AS
`CRITICIZING, DISCREDITING, OR DISCOURAGING HIGH-
`CONCENTRATION C1-INH FORMULATIONS ....................................... 43
`XII. CONCLUSION .............................................................................................. 49
`
`i
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`Page 2 of 139
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`I.
`
`INTRODUCTION
`I have been retained by Finnegan, Henderson, Farabow, Garrett &
`1.
`
`Dunner, LLP, on behalf of CSL Behring GmbH and CSL Behring LLC (collectively
`
`“CSL”) to provide my opinions in this proceeding based on my qualifications as a
`
`physician and clinician.
`
`2.
`
`I have been engaged at an hourly consulting rate of $750.00 per hour.
`
`My compensation is not contingent on the outcome of this proceeding.
`
`II. QUALIFICATIONS
`I am currently a Professor of Medicine and Pediatrics and a
`3.
`
`Distinguished Educator at Pennsylvania State University. I also serve as the Chief
`
`of the Allergy/Immunology Section, the Director of Allergy and Respiratory Clinical
`
`Research, Clinic Director of the alpha-1-deficiency Clinical Research Center, and
`
`Program Director of the Allergy/Immunology Fellowship. I am also currently a
`
`member of the Medical Advisory Board for the Hereditary Angioedema (HAE)
`
`Association of America.
`
`4.
`
`I graduated from New York College of Osteopathic Medicine in 1984
`
`with a Doctor of Osteopathic Medicine (DO) degree. I completed my residency in
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`Internal Medicine in 1990 at San Diego Naval Hospital. I was certified by the
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`American Board of Internal Medicine (ABIM) and the American Osteopathic Board
`
`of Internal Medicine (AOBIM) in 1990. I was recertified by both organizations in
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`1
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`Page 3 of 139
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`2015. I also completed a Fellowship in Allergy/Immunology at Walter Reed Army
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`Medical Center-GME in 1992.
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`5.
`
`I have been providing clinical care for HAE patients for over 19 years
`
`and have been performing clinical research for at least 25 years. In addition, I train
`
`students, residents, and fellows on treatment of HAE. Our cohort is one of the largest
`
`in the USA and comprises over 165 patients who are referred from mainly the mid-
`
`Atlantic, but also from as far away as Wyoming and Alabama. Because of my
`
`expertise in treating HAE, I was chosen by the World Allergy Organization to
`
`develop Global Guidelines for management of patients with HAE. These guidelines
`
`were published in 2012. Ex. 1025 [Craig 2012].
`
`6.
`
`I have served as a leader in multiple organizations including Board of
`
`Directors for the AAAAI (American Academy of Allergy, Asthma & Immunology).
`
`I also served on the Board of Directors for the American College of Allergy, Asthma
`
`& Immunology (ACAAI). I am a past president of the Pennsylvania Allergy
`
`Association, past Mid-Atlantic Governor for the Regional, State and Local Allergy,
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`Asthma and Immunology Societies (RSLAAIS), and past board member of the Joint
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`Council of Allergy, Asthma and Immunology (JCAAI) and ACAAI. I am also on
`
`the board of the HAE-Association and American Lung Association Mid Atlantic.
`
`2
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`Page 4 of 139
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`7.
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`I have performed research with Biocryst, Shire, Dyax, ViroPharma
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`(before it was purchased by Shire),1 CSL, Pharming, and Lev, all of which have
`
`brought HAE medications to the market. I was a major investigator in CSL’s
`
`IMPACT 2 and 3 trials and the open-label safety study, and also CSL’s COMPACT
`
`2 and 3 trials and the corresponding open label study. I have spoken for and
`
`consulted for CSL for over 10 years. In addition, CSL supports some of my CME
`
`and basic science activities through my University. I do not own stock in CSL, nor
`
`have I been given any financial support other than through the activities above.
`
`8.
`
`As noted above, I have worked on several projects for different
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`pharmaceutical companies in the HAE space. This includes key studies that have
`
`led to the approval of Cinryze®, initially brought to the market by Lev, then
`
`purchased by ViroPharma, and now owned by Shire. I have also participated in
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`clinical trials for Shire’s Kalbitor® and Lanadelumab, the latter of which recently
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`has been purchased by Shire from Dyax. I was also on the data safety board for
`
`Biocryst to oversee safety for their phase 1b study of BCX7353. In addition, I have
`
`done clinical research for 20 years in other areas including asthma, COPD, Alpha-1
`
`deficiency, Primary Immunodeficiency and vaccines.
`
`9.
`
`I have received a number of awards and honors in recognition of my
`
`teaching and research, including distinguished Educator for my role in mentoring
`
`
`1 Shire purchased ViroPharma in 2013.
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`3
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`students in research, Alpha-Omega-Alpha membership for mentoring students in
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`research, and multiple students I mentored have received awards for their research.
`
`10.
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`I have been invited to speak at approximately 350 inviting presentations
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`with at least 70 lectures on treating and diagnosing HAE, including at Johns Hopkins
`
`University, National Jewish Hospital, AAAAI, ACAAI, Egyptian Allergy
`
`Association, Mexican Allergy Association, Argentina Allergy and Immunology
`
`Association, Canadian Allergy and Immunology Association, and multiple other
`
`local, state and national allergy and immunology meetings and Universities.
`
`11.
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`I have authored or coauthored approximately 290 peer-reviewed
`
`scientific articles, over 200 abstracts, multiple web-posted online articles, 4 book
`
`chapters, and 4 practice guidelines on HAE, including the World Allergy
`
`Organization Guidelines discussed above. My two most recent manuscripts on
`
`Hereditary Angioedema were published this year in the NEJM in 2018. I have also
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`reviewed or edited hundreds of scientific manuscripts.
`
`12. A copy of my curriculum vitae is provided as Appendix B.
`
`III. MATERIALS CONSIDERED
`13.
`In preparing this declaration, I have relied on my extensive experience
`
`as an allergist-immunologist and specifically my experience treating patients with
`
`HAE. I have also considered the materials listed in Appendix A.
`
`4
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`IV. SUMMARY OF OPINIONS
`I have been asked to provide an opinion on the state of the field in
`14.
`
`treating HAE, and specifically the use of C1-esterase inhibitors (C1-INH) for
`
`treating HAE, in March 2013, based on my experience as clinician in the HAE field.
`
`At the time, the use of intravenously-administered (iv) replacement C1-INH
`
`therapies for prophylaxis and acute treatment of HAE was well-established,
`
`including via self-infusion programs.
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`15.
`
`In addition, the successful subcutaneous (sc) administration of C1-INH
`
`formulations, including both low- and high-concentration formulations, had also
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`been demonstrated. It is my opinion that in light of this well-developed field, a
`
`person of ordinary skill in the art (“POSA”) in March 2013 would have been
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`motivated to develop higher-concentration subcutaneous C1-INH formulations than
`
`those previously disclosed and would have had a reasonable expectation of success
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`in treating HAE patients with such formulations.
`
`16.
`
`I also specifically considered Dr. Schranz’s unsupported assertions:
`
`that there had been a “long-felt need by HAE patients for a more convenient non-
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`5
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`parenteral[2] delivery of C1-INH”; that early clinical trials examining subcutaneous
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`administration of C1-INH had been unsuccessful; that there had been safety and
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`efficacy concerns over increasing C1-INH concentrations in formulations; and that
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`there had been a consensus in the field that it would not be feasible to develop high-
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`concentration formulations of C1-INH. Ex. 1003 [Schranz declaration], ¶¶ 14, 20,
`
`23. As explained below, Dr. Schranz’s unsupported assertions are incorrect and do
`
`not reflect the state of the art with respect to C1-INH therapies for treating HAE as
`
`of March 2013.
`
`17. First, to the extent there may have been a need in the field for a
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`subcutaneously administered C1-INH-based treatment for HAE, that need had not
`
`been long-felt when assessed from the point in time at which C1-INH-based
`
`therapies first became accessible to the majority of HAE patients. Nor were the early
`
`studies of subcutaneously-administered C1-INH viewed by those in the field as
`
`
`2 I assume Dr. Schranz intended to say “non-intravenous” rather than “non-
`
`parenteral,” since subcutaneous administration is considered parenteral drug
`
`delivery (see Ex. 1006 [Gatlin, pp. 417-20], 29-32), and since intravenous self-
`
`administration of C1-INH had been approved by March 2013. Ex. 1010 [Cinryze®
`
`label, § 2], 1; Ex. 1031 [Berinert® label, § 2], 1.
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`6
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`Page 8 of 139
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`failures. Rather, a POSA would have recognized that any alleged need for a
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`subcutaneous C1-INH therapy had been satisfied by March 2013.
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`18. Second, I was aware of no safety or efficacy concerns over
`
`administering high-concentration C1-INH formulations; nor was I aware of any
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`consensus in the field that it would not be feasible to develop such high-
`
`concentration formulations. At the time, it was believed that C1-INH was a
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`promising candidate for sc administration, and I was aware of nothing that would
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`have discouraged those in the field from pursuing such treatments. Several studies
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`had already demonstrated that sc administration was safe and raised plasma C1-INH
`
`levels to physiologically-relevant levels, prompting two major companies to
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`separately investigate high-concentration C1-INH formulations. And one of those
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`high-concentration formulations had already been shown by March 2013 to yield
`
`therapeutic levels of C1-INH in HAE patients. Thus, safety and efficacy
`
`considerations were not hindering the development of sc C1-INH therapies.
`
`V. BACKGROUND AND STATE OF THE ART
`Introduction to HAE
`A.
`19. HAE is a rare, autosomal dominantly-inherited disease affecting
`
`approximately one in 10,000 to 50,000 individuals. See, e.g., Ex. 1028 [Over, p.
`
`248], 10. Angioedema is defined as a vascular reaction of the deep dermis or
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`subcutaneous/submucosal
`
`tissues with
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`localized dilatation and
`
`increased
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`7
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`Page 9 of 139
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`permeability of blood vessels resulting in tissue swelling. Ex. 1025 [Craig 2012, p.
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`187], 6. HAE clinically manifests as recurrent episodic swelling of the subcutaneous
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`tissues of the extremities, the mucosa of the bowel, and/or tissues of the face, mouth,
`
`upper airway, or the genital area. See, e.g., Ex. 1039 [Frank, p. S29], 1; Ex. 1028
`
`[Over, p. 248], 10; Ex. 1025 [Craig 2012, p. 187], 6. These attacks cause pain and
`
`disability during intestinal and subcutaneous episodes, and can be life-threatening
`
`when the upper airways are affected. Ex. 1028 [Over, p. 249], 11; Ex. 1025 [Craig
`
`2012, p. 188], 7.
`
`20. HAE is often grouped as an allergic disorder, but attacks are not due to
`
`histamine release, and patients typically do not have more allergic symptomatology
`
`than those in the general population. Ex. 1038 [Firszt & Frank, p. 383], 4.
`
`21. Because HAE is such a rare disease with a wide variability in disease
`
`expression, it is historically difficult to diagnose and treat. Ex. 1025 [Craig 2012, p.
`
`188], 7; Ex. 1028 [Over, p. 249], 11.
`
`22.
`
`In about a third of patients, trauma or psychological stress triggered by,
`
`for example, infection, surgery, or dental work, can initiate an attack. Ex. 1038
`
`[Firszt & Frank, p. 384], 5; Ex. 1020 [Craig 2011, p. 1174], 11. Typically, attacks
`
`grow more severe within the first 24-36 hours after onset and then gradually subside
`
`over the next 48-72 hours. Ex. 1038 [Firszt & Frank, p. 384], 5; Ex. 1039 [Frank, p.
`
`S29], 1.
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`8
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`Page 10 of 139
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`23. HAE is caused by mutations of the C1-INH gene. Ex. 1038 [Firszt &
`
`Frank, p. 384], 5; Ex. 1039 [Frank, p. S29], 2; Ex. 1025 [Craig 2012, p. 187], 6. C1-
`
`INH is a member of the serine protease inhibitor (serpin) superfamily and is a heavily
`
`glycosylated protein that has an apparent molecular weight of approximately 100-
`
`105kDa as determined by analytical centrifugation and SDS-PAGE. Ex. 1028
`
`[Over, p. 241], 3. When functioning normally, C1-INH inhibits plasma kallikrein,
`
`which prevents production of bradykinin, the primary mediator of swelling in HAE.
`
`Ex. 1028 [Over, p. 242], 4.
`
`24. HAE is classified into three types depending on the underlying cause
`
`and dysfunction in C1-INH: Type I is caused by a mutation that results in low levels
`
`(<30% of normal) of functional C1-INH protein; Type II is caused by a mutation in
`
`the active site of C1-INH that results in non-functional protein; and Type III, which
`
`is very rare, is not associated with any changes in the C1-INH protein. Ex. 1038
`
`[Firszt & Frank, p. 384], 5; Ex. 1025 [Craig 2012, p. 187], 6. By definition, one unit
`
`of C1-INH is equivalent to the concentration of C1-INH in one milliliter of normal
`
`human plasma. Ex. 1025 [Craig 2012, p. 189], 8.
`
`25. The link between HAE and C1-INH was first published in 1963.
`
`Ex. 1039 [Frank, p. S30], 2 (citing Donaldson & Evans Am. J. Med. 1963). Ten
`
`years later, investigators reported the first use of a partially-purified C1-INH
`
`concentrate for treating HAE patients. Ex. 1074 [Brackertz, p. 680], 2. Over the
`
`9
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`Page 11 of 139
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`course of the next several decades, C1-INH concentrates received approval for
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`administration to HAE patients in approximately a half-dozen countries. However,
`
`C1-INH concentrates were not available to the vast majority of HAE patients until
`
`they were approved by the U.S. Food and Drug Administration (“FDA”) and the
`
`European Medicines Agency (“EMA”) in 2008. Ex. 1034 [Cinryze® approval
`
`letter], Ex. 1062 [CSL May 2010 press release].
`
`26. By March 2013, four C1-INH concentrates had been approved by either
`
`the FDA or EMA for treating HAE. Ex. 1025 [Craig 2012, pp. 189-90], 8-9. Three
`
`of the concentrates are purified from plasma: CSL’s Berinert® P, which is
`
`administered iv at a concentration of 50U/mL; Shire’s Cinryze®, which is
`
`administered iv at a concentration of 100U/mL; and Sanquin’s Cetor®, which is
`
`administered iv at a concentration of 100U/mL. Ex. 1025 [Craig 2012, p. 189], 8;
`
`see also Ex. 1031 [Berinert® label, § 2], 1; Ex. 1010 [Cinryze® label, § 2], 1;
`
`Ex. 1037 [Cinryze® FDA Briefing Document, pp. 2-3], 2-3. Cinryze® and Cetor®
`
`are both manufactured by Sanquin: Cetor® is distributed by Sanquin in limited
`
`markets, while Cinryze® is now distributed by Shire in all other markets.3 Ex. 1037
`
`
`3 Lev Pharmaceuticals, Inc. was organized in the United States to test and bring to
`
`market the Sanquin product. Lev was acquired by ViroPharma, which was then
`
`acquired by Shire.
`
`10
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`Page 12 of 139
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`[Cinryze® FDA Briefing Document, p. 3], 3. The fourth available concentrate
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`(Pharming’s Ruconest®, which is administered iv at a concentration of 150U/mL) is
`
`prepared from recombinant protein expressed in rabbit milk. Ex. 1025 [Craig 2012,
`
`p. 190], 9; see also Ex. 1041 [Ruconest® EMA approval, p. 6], 6. In addition, self-
`
`administered iv protocols for these agents had also been approved prior to March
`
`2013. Ex. 1031 [Berinert® label], 2; Ex. 1010 [Cinryze® label], 2; see also Ex. 1009
`
`[Levi, p. 904], 12; Ex. 1032 [Longhurst 2007, p. 14], 6.
`
`27. Treatment with C1-INH concentrate eliminates the underlying cause of
`
`HAE Types 1 and 2 by replacing the deficient protein. Ex. 1025 [Craig 2012, p.
`
`189], 8. Restoring plasma C1-INH levels to approximately 40% of normal (i.e.,
`
`0.4U/mL) is considered sufficient to treat or prevent HAE attacks. Ex. 1009 [Levi,
`
`pp. 907-08], 15-16; Ex. 1083 [Späth, p. 157], 11. However, at least two other first-
`
`line treatments for HAE were also available in March 2013, including Shire’s
`
`bradykinin receptor antagonist, Firazyr®, and its kallikrein inhibitor, Kalbitor®.
`
`Ex. 1025 [Craig 2012, p. 190], 9; Ex. 1017 [Kalbitor® label]; Ex. 1018 [Firazyr®
`
`label]. Firazyr® and Kalbitor® are both administered subcutaneously. Id.
`
`11
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`
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`FDA
`Approval
`
`
`2008
`
`
`
`
`
`2009
`
`Table 1: FDA Approved Drugs for Treatment of HAE Attacks or prophylaxis
`against HAE Attacks as of March 2013
`Product
`Indication
`Active Agent Administration
`
`
`
`Plasma-
`purified C1-
`INH
`
`
`
`
`
`Plasma-
`purified C1-
`INH
`
`
`
`iv
`
`
`
`
`
`iv
`
`
`
`Cinryze®
`
`
`
`
`
`Berinert®
`
`“CINRYZE is a C1
`esterase inhibitor
`indicated for
`routine prophylaxis
`against angioedema
`attacks in
`adolescent and
`adult patients with
`Hereditary
`Angioedema
`(HAE).”
`“Berinert is a
`plasma-derived
`concentrate of C1
`Esterase Inhibitor
`(Human) indicated
`for the treatment of
`acute abdominal or
`facial attacks of
`hereditary
`angioedema (HAE)
`in adult and
`pediatric patients.
`The safety and
`efficacy of Berinert
`for prophylactic
`therapy have not
`been established.”
`
`12
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`Page 14 of 139
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`Product
`
`Indication
`
`Active Agent Administration
`
`
`
`Kallikrein
`inhibitor
`
`
`
`Bradykinin B2
`receptor
`antagonist
`
`
`
`Kalbitor®
`
`
`
`Firazyr®
`
`
`
`“KALBITOR®
`(ecallantide) is
`indicated for
`treatment of acute
`attacks of
`hereditary
`angioedema (HAE)
`in patients 12 years
`of age and older.”
`“FIRAZYR®
`(icatibant) is
`indicated for the
`treatment of acute
`attacks of
`hereditary
`angioedema (HAE)
`in adults 18 years of
`age and older.”
`
`
`
`sc
`
`
`
`sc
`
`FDA
`Approval
`
`
`2009
`
`
`
`2011
`
`B.
`
`The Literature Disclosed Low- and High-Concentration
`Subcutaneous C1-INH Therapies Prior to March 2013
`28. All of the currently-available C1-INH concentrates were initially
`
`approved for intravenous administration. Although self-administered intravenous
`
`protocols were later developed, subcutaneous administration offers obvious
`
`advantages over intravenous administration, including reduced risk of infection,
`
`improved patient convenience, and improved patient compliance. Ex. 1046
`
`[Longhurst 2010, pp. 3-5], 3-5. It is not surprising, therefore, that investigations into
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`subcutaneously administered C1-INH concentrates followed closely on the heels of
`
`their FDA and EMA approvals. Indeed, such a progression from iv to sc is fairly
`
`13
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`Page 15 of 139
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`
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`typical for therapeutic products. After therapeutic efficacy is established using iv
`
`administration, more convenient administration protocols are developed.
`
`Studies with Berinert® P
`1.
`In September 2008, the Johann Wolfgang Goethe University Hospitals
`
`29.
`
`in Germany (“Goethe”) sponsored a clinical trial, called the PASSION study, to
`
`compare subcutaneous versus intravenous administration of Berinert® P in HAE
`
`patients. Ex. 1023 [PASSION study clinicaltrials.gov, p. 1], 1. The goal of the study
`
`was to investigate the safety and efficacy of a second administration mode in cases
`
`where iv access is not suitable. Id. The PASSION study was an investigator-
`
`initiated trial, meaning that although CSL, the manufacturer of Berinert® P,
`
`supported the study, CSL did not have any control over the study. The study design,
`
`patient selection, dose, dosing regimen, and other trial parameters were determined
`
`by the investigators at Goethe. Because the clinical trial protocol indicated that
`
`patients would receive sc or iv infusions of Berinert® P, a POSA would have
`
`understood that the investigators were administering the product at its approved
`
`concentration of 50U/mL. And, in fact, later publications discussing the PASSION
`
`study confirmed that was the case. Ex. 1048 [Martinez-Saguer 2014, p. 1553], 6
`
`(reporting that patients in the PASSION study were administered 1000U in 20mL).
`
`30. Early results from the PASSION study were reported at the 2011
`
`AAAAI annual meeting that was held in San Francisco, CA from March 18-22,
`
`14
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`Page 16 of 139
`
`
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`2011. Ex. 1047 [Martinez-Saguer abstract, p. AB104], 3. The meeting abstract
`
`reports that 24 patients suffering from moderate HAE received either iv or sc
`
`treatment with 1000U of Berinert® P. Id. The authors reported less than 50%
`
`bioavailability compared to iv when Berinert® P was administered sc, and that sc
`
`administration was well-tolerated with no serious adverse events. Id. The authors
`
`concluded that sc administration of C1-INH “leads to potentially clinically relevant
`
`C1-INH plasma levels in patients with moderate HAE and warrant[s] further
`
`studies.” Id. Thus, the PASSION study was a successful proof-of-concept for the
`
`feasibility of sc administration of C1-INH.
`
`31. CSL then initiated its own international phase I/II trial in May 2012,
`
`called the COMPACT study, to evaluate the pharmacokinetics, pharmacodynamics,
`
`and safety of a volume-reduced, subcutaneous formulation of C1-INH concentrate.
`
`Ex. 1026 [CSL May 2012 press release, p. 1], 1. The study was designed to examine
`
`twice-weekly sc injections of two different doses of a volume-reduced formulation
`
`of Berinert® in adult patients with HAE Type I or II. Id.; see also Ex. 1071 [CSL
`
`R&D slides], 34. It was stated in the press release that “each participant will be
`
`assigned to receive a single subcutaneous injection of the volume-reduced
`
`formulation of C1-INH twice a week for four weeks.” Ex. 1026 [CSL May 2012
`
`press release, p. 1], 1. Although no information was released about the precise
`
`volume or concentration of the C1-INH formulation that would be administered in
`
`15
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`Page 17 of 139
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`
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`the COMPACT study, a POSA would have understood that typical sc injections have
`
`volumes on the order of a few milliliters. Ex. 1006 [Gatlin, p. 417], 29. Larger
`
`injection volumes, such as the 20mL infusions administered in the PASSION study,
`
`had known drawbacks, including increased patient pain and discomfort (Ex. 1006
`
`[Gatlin, p. 405], 17), and also a tendency to leak back out of the site of injection.
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`Thus, a POSA would have assumed that the “volume-reduced” formulations
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`disclosed as being tested in the COMPACT study as a single subcutaneous injection
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`were lower-volume formulations than those used in the PASSION study. A POSA
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`also would have understood that in order to achieve therapeutically-effective doses
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`in such reduced volume formulations and as a single subcutaneous injection, the sc
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`injections would have to be formulated at higher concentrations. Thus, a POSA
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`would have assumed that the COMPACT study was investigating C1-INH
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`formulations having much increased concentrations compared to Berinert®.
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`Studies with Cinryze®
`2.
`In 2009, investigators reported early results of a study comparing iv and
`
`32.
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`sc administration of Cinryze®4 in pigs. Ex. 1069 [Jiang abstract, p. 46], 47. The
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`4 According to Shire, Cinryze® is a plasma-purified human C1-INH protein
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`manufactured by a combination of filtration and chromatographic procedures,
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`followed by a series of viral reduction steps. Ex. 1010 [Cinryze label, § 11], 1.
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`16
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`Page 18 of 139
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`report was presented at the 6th C1 Inhibitor Deficiency Workshop held in Budapest,
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`Hungary from May 22-24, 2009. The pigs were administered 50U/kg, which was
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`chosen to be in excess of the 20-30U/kg effective in man, and the animals received
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`3 infusions at 3-day intervals. Id. This dosing regimen would have been expected
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`to result in therapeutic plasma C1-INH levels above 40% of normal. The
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`investigators observed sustained plasma C1-INH levels after sc infusion, and no
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`evidence of adverse events. Id. The investigators concluded that sc infusion of C1-
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`INH “appears safe and leads to sustained blood levels in this animal model.” Id.
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`33. A full report of the pig study was published in 2010. Ex. 1005 [Jiang
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`2010, pp. 323-28], 8-13. Figure 4 of that publication compares plasma levels of
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`human C1-INH after sc and iv infusion in six of the pigs. Ex. 1005 [Jiang 2010, p.
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`327], 12. The authors observed that the blood levels of human C1-INH after sc
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`infusion in pigs “compared favorably with the levels obtained after IV infusion.” Id.
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`The authors noted that sc infusion of human C1-INH “appeared safe and led to
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`sustained blood levels in this pig model, which has similar drug distribution and skin
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`physiology to humans.” Ex. 1005 [Jiang 2010, p. 328], 13. As a result, the authors
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`concluded that sc infusion “is a viable possibility for administering human C1
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`inhibitor to patients with HAE on prophylactic therapy with no need for intravenous
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`administration. This approach warrants further study.” Id.
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`17
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`Page 19 of 139
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`34.
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`It is my understanding that the 2010 publication of the study comparing
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`iv and sc administration of Cinryze® in pigs was cited by the USPTO Examiner
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`during prosecution of the ’788 patent, and that Shire filed a declaration by one of the
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`co-authors of that publication, Dr. Michael M. Frank, in response to the Examiner’s
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`rejection. Ex. 1016 [Frank declaration]. In his declaration, Dr. Frank explained that
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`the Cinryze® used in the pig study was prepared according to the prescribing
`
`instructions. Ex. 1016 [Frank declaration], ¶ 4. Specifically, the lyophilized
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`Cinryze® product was reconstituted with sterile water to achieve a concentration of
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`100U/mL, which was then administered to the animals in volumes ranging from
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`8mL to 11.5mL, for total doses ranging from 800U to 1150U. Id. at ¶ 5.
`
`35.
`
`In 2010, ViroPharma announced that it had completed enrollment of a
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`Phase 2 study evaluating sc delivery of Cinryze®. Ex. 1063 [ViroPharma Oct. 2010
`
`press release, p. 1], 1. Patients in the ViroPharma trial received Cinryze® via iv
`
`infusion twice-weekly for two weeks and then, following a 14-day washout period,
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`either 1000U or 2000U of Cinryze® via sc administration twice weekly for two
`
`weeks. Id.
`
`36. And in 2012, ViroPharma presented a poster (“ViroPharma’s poster”)
`
`at the annual AAAAI meeting that was held in Orlando, FL from March 2 to March
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`6, 2012, comparing pharmacokinetic data from clinical studies on the subcutaneous
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`administration of Cinryze® either alone but reconstituted at a higher concentration
`
`18
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`Page 20 of 139
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`
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`than normally used for iv administration, or in a combination with a recombinant
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`human hyaluronidase (rHuPH20).5 Ex. 1004 [ViroPharma’s poster], Abstract,
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`Figure 1, Methods. Because Cinryze® was (and still is) only approved as an iv
`
`formulation, a skilled artisan would have understood that ViroPharma administered
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`the iv version of Cinryze® subcutaneously in this study. Indeed, researchers often
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`subcutaneously administer approved iv formulations when testing the feasibility of
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`sc administration. Ex. 1048 [Martinez-Saguer 2014, p. 1553], 6.
`
`37. ViroPharma’s poster described two clinical studies: a “Prior 200
`
`Study” and a “Current 204 Study.” Figure 1 depicted a graphical representation of
`
`the two clinical studies:
`
`
`5 Hyaluronidase enzymes increase tissue permeability by catalyzing the reversible
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`degradation of hyaluronan, thereby enhancing the dispersion and delivery of
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`subcutaneously-administered drugs.
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`19
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`Page 21 of 139
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`38.
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`In the Prior 200 Study, 26 HAE patients received iv Cinryze® and then
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`underwent a “14 day wash-out period” before receiving twice-weekly 1000U or
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`2000U doses of Cinryze® alone administered subcutaneously on days 1, 4, 8, and 11
`
`in 2 or 4 injections of 1.5mL each at a concentration of 333U/mL (i.e., 1000U in
`
`3mL or 2000U in 6mL). Id. at Abstract, Methods, Figures 1, 2, 5, and 6. After
`
`undergoing a “9 month interval” 12 patients from the Prior 200 Study participated
`
`in the Current 204 study and received twice-weekly 1000U or 2000U doses of
`
`Cinryze® in combination with rHuPH20 administered subcutaneously on days 1, 4,
`
`8, and 11 in a single injection of 10 or 20mL at a concentration of 100U/mL (1,000U
`
`in 10mL or 2,000U in 20mL). Id. A “washout period” is a period of time during a
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`clinical study when a participant is taken off of a study drug or other medication in
`
`order to eliminate the effects of the treatment. The reported average half-life of
`
`20
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`Page 22 of 139
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`
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`Cinryze® is 56 hours. Ex. 1010 [Cinryze® label, § 12.3], 1. Thus, the 14-day
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`washout periods applied during ViroPharma’s study would have eliminated the
`
`effects of the previous iv doses upon the study participants. A POSA, therefore,
`
`would have understood the sc dosing regimens of the Prior 200 and Current 204
`
`studies as not involving an initial iv C1-INH step.6
`
`39. Tables 3 and 4, and Figures 2-6 of ViroPharma’s poster compared
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`pharmacokinetic data across the Prior 200 and Current 204 Studies for the 12
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`subjects who participated in both investigations. Id. at Abstract.
`
`40. Table 3 demonstrated that Cinryze® has adequate bioavailability when
`
`administered subcutaneously.
`
`
`6 Moreover, a POSA would have understood from the PASSION study that
`
`successful sc administration of C1-INH need not be preceded by an iv dose, since
`
`the results of that study “suggest[ed] that s.c. administration of C1-INH leads to
`
`potentially clinically relevant C1-INH plasma levels in patients” who had not
`
`received an initial iv dose of C1-INH. Ex. 1047 [Martinez-Saguer abstract, p.
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`AB104], 3; see also Ex. 1048 [Martinez Saguer 2014, p. 1552], 5.
`
`21
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`Page 23 of 139
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`
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`41. And as shown in Figure 2, sc administration of 2000U of Cinryze®
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`alone via four 1.5mL injections in the Prior 200 Study (purple line) or in combination
`
`with hyaluronidase via one 20mL injection in the Current 204 Study (blue line)
`
`achieved therapeutic mean plasma C1-INH concentrations above 0.4U/mL. In
`
`contrast, sc administration of 1000U doses of Cinryze® either alone or in
`
`combination yielded lower plasma C1-INH concentrations that fluctuated between
`
`0.2-0.3U/mL (red and green lines).
`
`22
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`Page 24 of 139
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`42. Figure 2 also demonstrates that after an initial ramp-up period, the
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`therapeutic (>0.4U/mL) C1-INH plasma levels that were achieved with the 2000U
`
`doses were maintained between each of the sc administrations for the entire two-
`
`week duration of the study.
`
`43. Figure 4 likewise confirmed that when outlier data points are excluded,
`
`the therapeutic plasma levels were maintained for 50% of the time in the 72-hour
`
`period after the last administration. Thus, had there been a fifth administration on
`
`day 14 in