501871369
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`03/29/2012
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`PATENT ASSIGNMENT
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`Electronic Version v1.1
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`Stylesheet Version v1.1
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`SUBMISSION TYPE:
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`NEW ASSIGNMENT
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`NATURE OF CONVEYANCE:
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`ASSIGNMENT
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`CONVEYING PARTY DATA
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`03/06/2012
`Edward T. Maggio
`
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`RECEIVING PARTY DATA
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`
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`Aegis Therapeutics, LLC
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`Street Address:
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`16870 W. Bernardo Drive, Suite 390
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`
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`
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`City:
`lState/Country:
`Postal Code:
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`San Diego
`CALIFORNIA
`92127
`
`|
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`PROPERTY NUMBERS Total: 1
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`Property Type
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`lApplication Number: 12116842
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`
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`CORRESPONDENCE DATA
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`Fax Number:
`Phone:
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`Email:
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`(650)493-6811
`650—493-9300
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`mgrumbling@wsgr.com, landers@wsgr.com
`
`Correspondence 1407/ be sent to the ewe” address ti/st; if that Is unsuccessful, it wfl/ be sent
`via US Mail.
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`Correspondent Name:
`
`Matthew Grumbling
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`Address Line 1:
`Address Line 4:
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`650 Page Mill Road
`Palo Alto, CALIFORNIA 94304-1050
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`A'I'I'ORNEY DOCKET NUMBER:
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`35401-714201
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`NAME OF SUBMITTER:
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`Linda Anders
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`Total Attachments: 2
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`source=35401-714-201-assignment#page1.tif
`source=35401-714-201-assignment#page2.tif
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`501871369
`
`AQUESTIVE EXHIBIT 1049 page 0001
`PATENT
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`REEL: 027955 FRAME: 0600
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`AQUESTIVE EXHIBIT 1049 page 0001
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`

`

`
`PATENT ASSIGNMENT
`Docket Number 35401-714201
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`
`
`
`WHEREAS, the undersigned:
`
`1. Edward T. Maggio
`16870 W. Bernardo Drive
`Suite 390
`
`San Diego, CA 92127
`
`(hereinafter “Inventor(s)),” have invented certain new and useful improvements in
`
`Multimodal Particulate Formulations
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`X for which Application No. 12/1 16 842 was filed on May 7, 2008 in the United States Patent Office;
`
`WHEREAS, Aegis Therapeutics, LLC, a limited liability company of the State of California, having a place of business at 16870 W.
`Bernardo Drive Suite 390, San Diego, CA 92127, (hereinafter “Assignee”), is desirous of acquiring the entire right, title and interest in
`and to said Application(s) and the inventions disclosed therein, and in and to all embodiments of the inventions, heretofore conceived,
`made or discovered, whether jointly or severally, by said lnventor(s) (hereinafter collectively referred to as “Inventions”), and in and to
`any and all patents, inventor's certificates and other forms of protection (hereinafter “Patent(s)”) thereon granted in the United States,
`foreign countries, or under any international convention, agreement, protocol, or treaty.
`
`NOW, THEREFORE, in consideration of good and valuable consideration acknowledged by said lnventor(s) to have been
`received in full from said Assignee:
`
`Said lnventor(s) do hereby sell, assign, transfer and convey unto said Assignee the entire right, title and interest (a) in
`I.
`and to said Inventions and Applications, including the right to claim priority to said Inventions and said Applications; (b) in and to all
`rights to all United States and corresponding non-United States patent applications and Patent(s), including those filed under the Paris
`Convention for the Protection of Industrial Property, The Patent Cooperation Treaty or otherwise; (c) in and to any and all applications
`filed and any and all Patent(s) granted on said Inventions in the United States, in any foreign country, or under any international
`convention, agreement, protocol, or treaty, including each and every application filed and any and all Patent(s) granted on any application
`which is a divisional, substitution, continuation, or continuation-in-part of any of said Application(s); and (d) in and to each and every
`reissue, reexamination, or extensions of any of said Patent(s).
`
`Said lnventor(s) hereby covenant and agree to cooperate with said Assignee to enable said Assignee to enjoy to the
`2.
`fullest extent the right, title and interest herein conveyed in the United States, foreign countries, or under any international convention,
`agreement, protocol, or treaty. Such cooperation by said lnventor(s) shall include prompt production of pertinent facts and documents,
`giving of testimony, execution of petitions, oaths, specifications, declarations or other papers, and other assistance all to the extent
`deemed necessary or desirable by said Assignee (a) for perfecting in said Assignee the right, title and interest herein conveyed; (b) for
`prosecuting any applications covering said Inventions; (c) for filing and prosecuting substitute, divisional, continuing or additional
`applications covering said Inventions; (d) for filing and prosecuting applications for reissuance of any said Patent(s); (e) for interference
`or other priority proceedings involving said Inventions; and (f) for legal proceedings involving said Inventions and any applications
`therefor and any Patent(s) granted thereon, including without limitation reissues and reexaminations, opposition proceedings,
`cancellation proceedings, priority contests, public use proceedings, infringement actions and court actions; provided, however, that the
`expense incurred by said lnventor(s) in providing such cooperation shall be paid for by said Assignee.
`
`The terms and covenants of this assignment shall inure to the benefit of said Assignee, its successors, assigns and other
`3.
`legal representatives, and shall be binding upon said lnventor(s), their respective heirs, legal representatives and assigns.
`
`Said lnventor(s) hereby warrant and represent that they have not entered and will not enter into any assignment,
`4.
`contract, or understanding in conflict herewith.
`
`Said lnventor(s) hereby request that any Patent(s) issuing in the United States, foreign countries, or under any
`5.
`international convention, agreement, protocol, or treaty, be issued in the name of the Assignee, or its successors and assigns, for the sole
`use of said Assignee, its successors, legal representatives and assigns.
`
`This instrument will be interpreted and construed in accordance with the laws of the State of California, without regard
`6.
`to conflict of law principles. If any provision of this instrument is found to be illegal or unenforceable, the other provisions shall remain
`effective and enforceable to the greatest extent permitted by law. This instrument may be executed in counterparts, each of which is
`deemed an orighial, but all of which together constitute one and the same agreement.
`
`
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`AQUESTIVE EXHIBIT 1049 page 0002
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`Attorney Docket No. 35401-714201 Patent Appl. No. 12/116,842 Page 1 of2
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`PATENT
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`REEL: 027955 FRAME: 0601
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`AQUESTIVE EXHIBIT 1049 page 0002
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`

`

`
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`PATENT ASSIGNMENT
`
`‘ Docket Number 35401-714201
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`IN WITNESS WHEREOF said Inventor(s) have executed and delivered this instrument to said Assignee as of the dates written Bygflb'; (fir;
`
`_'
`
`
`
`Edward T. Maggio
`
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`RECEIVED AND AGCREED 0 BY ASSIGNEE:
`/ A:
`Dan/:71!(VJ/915
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` Name: Edward T. lVIaggio
`
`Title: Chief Executive Officer
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`RECORDED: 03/29/2012
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`REEL: 027955 FRAME: 0602
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`AQUESTIVE EXHIBIT 1049 page 0003
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`Attorney Docket No. 35401—714201 Patent App]. No. 12/116842 Page 2 of2
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`PATENT
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`AQUESTIVE EXHIBIT 1049 page 0003
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`