UNITED STATES PATENT AND TRADEMARK OFFICE
`
`________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`
`ALPHATEC HOLDINGS, INC. AND ALPHATEC SPINE, INC.,
`Petitioner,
`
`
`v.
`
`
`NUVASIVE, INC.,
`Patent Owner.
`________________
`
`Case No. IPR2019-00362
`United States Patent No. 8,361,156
`________________
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`(as of February 19, 2019)
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`PO Box 1450
`Alexandria, Virginia 22313–1450
`Submitted Electronically via the PTAB E2E
`
`
`
`
`
`
`
`
`
`________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`
`ALPHATEC HOLDINGS, INC. AND ALPHATEC SPINE, INC.,
`Petitioner,
`
`
`v.
`
`
`NUVASIVE, INC.,
`Patent Owner.
`________________
`
`Case No. IPR2019-00362
`United States Patent No. 8,361,156
`________________
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`(as of February 19, 2019)
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`PO Box 1450
`Alexandria, Virginia 22313–1450
`Submitted Electronically via the PTAB E2E
`
`
`
`
`
`
`
`
`
`PETITIONER’S EXHIBIT LIST
`(as of February 19, 2019)
`
`Brief Description
`U.S. Patent No. 8,361,156 to Curran et al. (“’156 patent”)
`Declaration of Charles L. Branch, Jr., M.D.
`Curriculum Vitae of Charles L. Branch, Jr., M.D.
`IPR2013-00506, Final Written Decision, Paper No. 47 (“IPR506
`FWD”)
`In re: NuVasive, Inc., No. 2015-1670, Opinion, (Fed. Cir. Dec. 7,
`2016) (“IPR2013-00506 CAFC Opinion”)
`IPR2013-00506, Judgment Granting Joint Motion to Terminate
`after Remand from the Court of Appeals for the Federal Circuit,
`Paper No. 57
`U.S. Patent No. 5,192,327 to Brantigan (“Brantigan”)
`U.S. Patent App. Pub. No. 2003/0028249 to Baccelli et al.
`(“Baccelli”)
`Synthes Vertebral Spacer-PR Brochure (“SVS-PR”)
`Telamon Verte-Stack PEEK Vertebral Body Spacer Brochure
`(“Telamon Brochure”)
`Telamon Implantation Guide (“Telamon Guide”)
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, -1577,
`Joint Appendix, Docket No. 52-1 (Fed. Cir. June 16, 2014)
`Prosecution History of the ’156 patent, U.S. App. No. 13/441,092
`IPR2013-00208, Corrected Petition for Inter Partes Review of
`United States Patent No. 8,251,997, Paper No. 5 (“IPR208
`Petition”)
`IPR2013-00206, Corrected Petition for Inter Partes Review of U.S.
`Patent No. 8,251,997, Paper No. 5 (“IPR206 Petition”)
`IPR2013-00206, Petitioner’s Reply to Patent Owner’s Response,
`Paper No. 43, (“IPR206 Reply”)
`IPR2013-00206, Final Written Decision, Paper No. 65 (“IPR206
`FWD”)
`IPR2013-00208, Final Written Decision, Paper No. 62 (“IPR208
`FWD”)
`In re: Warsaw Orhtopedic, Inc., Nos. 2015-1050, 2015-1058 (Fed.
`Cir. Aug. 9, 2016) (“IPR208 CAFC opinion”)
`1
`
`Exhibit No.
`1001
`1002
`1003
`1004
`
`1005
`
`1006
`
`1007
`1008
`1009
`1010
`1011
`1012
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`
`
`
`
`Exhibit No.
`1020
`1021
`1022
`
`1023
`
`1024
`
`1025
`1026
`1027
`1028
`1029
`
`1030
`
`1031
`1032
`1033
`1034
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`Brief Description
`Prosecution History of U.S. Patent No. 7,918,891, U.S. App. No.
`11/093,409
`U.S. Patent No. 8,251,997 to Michelson (“Michelson ’997”)
`Berry et al. “A Morphometric Study of Human Lumbar and
`Selected Thoracic Vertebrae,” 12 SPINE, 362-367 (1987) (“Berry”)
`Prosecution History of U.S. Patent No. 8,187,334, U.S. App. No.
`13/079,645
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 3:08-cv-1512
`CAB-MDD, NuVasive Inc,’s Memorandum of Points and
`Authorities in Support of its Renewed Motion for Judgment as a
`Matter of Law or a new Trial, Docket No. 407-1 (S.D. Cal. Oct. 27,
`2011) (“Warsaw JMOL”)
`Prosecution History of U.S. Patent No. 8,246,686, U.S. App. No.
`13/440,062
`U.S. Provisional Patent App. No. 60/557,536, filed March 29, 2004
`RESERVED
`U.S. Patent No. 5,127,912 to Ray et al.
`U.S. Patent No. 5,514,180 to Heggeness et al.
`Amonoo-Kuofi, “Age-Related Variation in the Horizontal and
`Vertical Diameters of the Pedicles of the Lumbar Spine,” 186 J.
`ANAT., 321-328 (1995)
`IPR2013-00506 Decision to Institute, Paper No. 9
`U.S. Patent No. 5,860,973 to Michelson (“Michelson ’973”)
`IPR2013-00504, Decision Denying Institution, Paper No. 8
`IPR2013-00506, Petition, Paper No. 1
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, -1577,
`NuVasive’s Opening Brief, Docket No. 33 (Fed. Cir. Feb. 3, 2014)
`Panjabi et al., “Complexity of the Thoracic Spine Pedicle
`Anatomy,” 6 EUR. SPINE J., 19-24 (1997)
`Kopperdahl et al., “Yield Strain Behavior of Trabecular Bone,” 31
`J. BIOMECHANICS, 601-608 (1998)
`IPR2013-00208, Declaration of Dr. Paul McAfee, M.D., M.B.A.,
`Paper No. 1001
`NuVasive Inc. v. Medtronic, Inc., No. 2015-1670, Corrected
`NuVasive’s Opening Brief, Docket No. 19 (Fed. Cir. July 23, 2015)
`
`
`
`2
`
`
`
`Exhibit No.
`1040
`1041
`1042
`1043
`1044
`1045
`1046
`
`1047
`1048
`
`Brief Description
`U.S. Patent Application No. 2002/0165550 to Frey et al.
`IPR2013-00504, Petition, Paper No. 3
`IPR2014-00487, Petition, Paper No. 1
`IPR2013-00506, Patent Owner Response, Paper No. 21
`IPR2014-00487, Decision Denying Institution, Paper No. 8
`RESERVED
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, 2013-
`1577, Opinion, Docket No. 77 (Fed. Cir. March 2, 2015)
`IPR2013-00208, Petitioner’s Reply to Patent Owner’s Response,
`Paper No. 40
`Declaration Of Nimalka R. Wickramasekera
`
`
`
`Date: February 19, 2019
`
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`Respectfully submitted,
`
`/Andrew R. Sommer/
`Andrew R. Sommer
`Reg. No. 53,932
`WINSTON & STRAWN LLP
`1700 K Street NW
`Washington, DC 20006-5106
`asommer@winston.com
`T: (202) 282-5000
`F: (202) 282-5100
`
`Counsel for Petitioners
`
`
`
`
`
`
`3
`
`
`
`CERTIFICATE OF SERVICE
`
` Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(a), I certify that, on February 19,
`
`2019, true and correct copies of the foregoing PETITIONER’S UPDATED
`
`EXHIBIT LIST (AS OF FEBRUARY 19, 2019), as served by via email to the
`
`following counsel for the Patent Owner:
`
`Michael T. Rosato
`Email: mrosato@wsgr.com
`
`Paul D. Tripodi II
`Email: ptripodi@wsgr.com
`
`Sonja R. Gerrard
`Email: sgerrard@wsgr.com
`
`WILSON SONSINI GOODRICH & ROSATI
`
`
`
`Date: February 19, 2019
`
`
`
`
`Respectfully submitted,
`
`/Andrew R. Sommer/
`Andrew R. Sommer
`Reg. No. 53,932
`WINSTON & STRAWN LLP
`1700 K Street NW
`Washington, DC 20006-5106
`asommer@winston.com
`
`Counsel for Petitioners
`
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`4
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