UNITED STATES PATENT AND TRADEMARK OFFICE
`
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`ALPHATEC HOLDINGS, INC. AND ALPHATEC SPINE, INC.,
`Petitioner,
`
`v.
`
`NUVASIVE, INC.,
`Patent Owner.
`________________
`
`Case No. IPR2019-00361
`United States Patent No. 8,187,334
`________________
`
`PETITIONERS' UPDATED EXHIBIT LIST
`(as of July 2, 2020)
`
`
`
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`ALPHATEC HOLDINGS, INC. AND ALPHATEC SPINE, INC.,
`Petitioner,
`
`v.
`
`NUVASIVE, INC.,
`Patent Owner.
`________________
`
`Case No. IPR2019-00361
`United States Patent No. 8,187,334
`________________
`
`PETITIONERS' UPDATED EXHIBIT LIST
`(as of July 2, 2020)
`
`
`
`Exhibit No.
`1001
`1002
`1003
`1004
`
`1005
`1006
`1007
`1008
`1009
`1010
`1011
`1012
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`1021
`1022
`
`PETITIONERS' EXHIBIT LIST
`(as of July 2, 2020)
`
`Brief Description
`U.S. Patent No. 8,187,334 to Curran et al. (“’334 patent”)
`Declaration of Charles L. Branch, Jr., M.D.
`Curriculum Vitae of Charles L. Branch, Jr., M.D.
`IPR2013-00507, Final Written Decision, Paper No. 43 (“IPR507
`FWD”)
`In re: NuVasive, Inc., No. 2015-1672, Opinion, (Fed. Cir. Nov. 9,
`2016) (“IPR2013-00507, IPR2013-00508 CAFC Opinion”)
`RESERVED
`U.S. Patent No. 5,192,327 to Brantigan (“Brantigan”)
`U.S. Patent App. Pub. No. 2003/0028249 to Baccelli et al.
`(“Baccelli”)
`Synthes Vertebral Spacer-PR Brochure (“SVS-PR”)
`Telamon Verte-Stack PEEK Vertebral Body Spacer Brochure
`(“Telamon Brochure”)
`Telamon Implantation Guide (“Telamon Guide”)
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, -1577,
`Joint Appendix, Docket No. 52-1 (Fed. Cir. June 16, 2014)
`Prosecution History of the ’156 patent, U.S. App. No. 13/441,092
`IPR2013-00208, Corrected Petition for Inter Partes Review of
`United States Patent No. 8,251,997, Paper No. 5
`(“IPR208
`Petition”)
`IPR2013-00206, Corrected Petition for Inter Partes Review of U.S.
`Patent No. 8,251,997, Paper No. 5 (“IPR206 Petition”)
`IPR2013-00206, Petitioner’s Reply to Patent Owner’s Response,
`Paper No. 43, (“IPR206 Reply”)
`IPR2013-00206, Final Written Decision, Paper No. 65 (“IPR206
`FWD”)
`IPR2013-00208, Final Written Decision, Paper No. 62 (“IPR208
`FWD”)
`In re: Warsaw Orthopedic, Inc., Nos. 2015-1050, 2015-1058 (Fed.
`Cir. Aug. 9, 2016) (“IPR208 CAFC opinion”)
`Prosecution History of U.S. Patent No. 7,918,891, U.S. App. No.
`11/093,409
`U.S. Patent No. 8,251,997 to Michelson (“Michelson ’997”)
`Berry et al. “A Morphometric Study of Human Lumbar and
`
`1
`
`
`
`Exhibit No.
`
`1023
`
`1024
`
`1025
`1026
`1027
`1028
`1029
`
`1030
`
`1031
`1032
`1033
`1034
`1035
`
`1036
`
`1037
`
`1038
`1039
`1040
`1041
`
`1042
`1043
`1044
`
`Brief Description
`Selected Thoracic Vertebrae,” 12 SPINE, 362–367 (1987) (“Berry”)
`Prosecution History of U.S. Patent No. 8,187,334, U.S. App. No.
`13/079,645
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 3:08-cv-1512
`CAB-MDD, NuVasive Inc.’s Memorandum of Points and
`Authorities in Support of its Renewed Motion for Judgment as a
`Matter of Law or a New Trial, Docket No. 407-1 (S.D. Cal. Oct. 27,
`2011) (“Warsaw JMOL”)
`Prosecution History of U.S. Patent No. 8,246,686, U.S. App. No.
`13/440,062
`U.S. Provisional Patent App. No. 60/557,536, filed March 29, 2004
`RESERVED
`U.S. Patent No. 5,127,912 to Ray et al.
`U.S. Patent No. 5,514,180 to Heggeness et al.
`Amonoo-Kuofi, “Age-Related Variation in the Horizontal and
`Vertical Diameters of the Pedicles of the Lumbar Spine,” 186 J.
`ANAT., 321–328 (1995)
`IPR2013-00508, Final Written Decision, Paper No. 48 (“IPR508
`FWD”)
`U.S. Patent No. 5,860,973 to Michelson (“Michelson”)
`IPR2013-00507, Petition, Paper No. 1
`IPR2013-00508, Petition, Paper No. 1
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, -1577,
`NuVasive’s Opening Brief, Docket No. 33 (Fed. Cir. Feb. 3, 2014)
`Panjabi et al., “Complexity of the Thoracic Spine Pedicle
`Anatomy,” 6 EUR. SPINE J., 19–24 (1997)
`Kopperdahl et al., “Yield Strain Behavior of Trabecular Bone,” 31
`J. BIOMECHANICS, 601–608 (1998)
`IPR2013-00208, Declaration of Dr. Paul McAfee, M.D., M.B.A.,
`Exhibit No. 1001
`
`RESERVED
`U.S. Patent Application No. 2002/0165550 to Frey et al.
`IPR2013-00507, Declaration of Richard Hynes, M.D. Regarding
`U.S. Patent No. 8,187,334, Exhibit No. 1001
`IPR2013-00508, Declaration of Richard Hynes, M.D. Regarding
`U.S. Patent No. 8,187,334, Exhibit No. 1101
`RESERVED
`RESERVED
`
`2
`
`
`
`Exhibit No.
`1045
`1046
`
`1047
`1048
`1049
`1050
`1051
`1052
`1053
`1054
`
`1055
`
`1056
`1057
`1058
`1059
`
`1060
`
`1061
`
`1062
`
`1063
`
`1064
`
`1065
`
`1066
`
`Brief Description
`RESERVED
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 2013-1576, 2013-
`1577, Opinion, Docket No. 77 (Fed. Cir. March 2, 2015)
`IPR2013-00208, Petitioner’s Reply to Patent Owner’s Response,
`Paper No. 40
`Declaration Of Nimalka R. Wickramasekera
`RESERVED
`Transcript of Deposition of Dr. Jim A. Youssef, January 9, 2020
`Transcript of Deposition of Dr. Carl McMillin, January 8, 2020
`Transcript of Deposition of Matthew Link, January 7, 2020
`U.S. Patent No. 6,241,770 to Michelson
`IPR2014-00075, Ex. 2065 (“McAfee”)
`Exhibit DTX-5150-R in Case No. 3:08-cv-01512-CAB-MDD,
`Brantigan & Steffe, “A Carbon Fiber Implant to Aid in Interbody
`Lumbar Fusion,” 18 SPINE., 2106–2117 (1993)
`Excerpt of trial transcript in Case No. 3:08-cv-01512-CAB-MDD
`RESERVED
`RESERVED
`Excerpt of Transcript of Deposition of Dr. Jim A. Youssef, January
`10, 2020
`Excerpt of Petitioner’s Reply to Patent Owner’s Response in
`IPR2013-00206
`Expert Report of Jim Youssef re Damages dated November 8, 2019
`in Case No. 3:08-cv-01512-CAB-MDD
`Order re Motion to Dismiss Counts VII and VIII dated May 14,
`2018 filed in Case No. 3:18-cv-00347-CAB-MDD
`Exhibit 5, Consulting Agreement Memo dated October 26, 2017
`filed in Case No. 3:18-cv-00347-CAB-MDD
`Dr. Jim A. Youssef entry – openpaymentsdata.cms.gov (as of Dec.
`3, 2019)
`Excerpts of the Declaration of Matthew Link in Support of Motion
`for Preliminary Injunctio filed in Case No. 3:18-cv-00347-CAB-
`MDD
`Petitioners’ Errata Sheet for the Transcript of the Record of Oral
`Hearing
`
`Date: July 2, 2020
`
`Respectfully submitted,
`
`3
`
`
`
`/Jovial Wong/
`Jovial Wong (Reg. No. 60,115)
`Lead Counsel for Petitioners
`
`4
`
`
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(a), I certify that, on July 2, 2020, true
`
`and correct copies of the foregoing PETITIONERS’ UPDATED EXHIBIT
`
`LIST was served by via email to the following counsel for the Patent Owner:
`
`Michael T. Rosato (Reg. No. 52,182)
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104
`Tel.: 206-883-2529
`Fax: 206-883-2699
`Email: mrosato@wsgr.com
`
`Paul D. Tripodi II (Reg. No. 40,847)
`WILSON SONSINI GOODRICH & ROSATI
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071
`Tel.: 323-210-2902
`Fax: 866-974-7329
`Email: ptripodi@wsgr.com
`
`Sonja R. Gerrard (Reg. No. 72,802)
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2649
`Fax: 206-883-2699
`Email: sgerrard@wsgr.com
`
`Jad A. Mills (Reg. No. 63,344)
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2554
`Fax: 206-883-2699
`Email: jmills@wsgr.com
`
`5
`
`
`
`Date: July 2, 2020
`
`Respectfully submitted,
`
`/Jovial Wong/
`Jovial Wong (Reg. No. 60,115)
`Lead Counsel for Petitioners
`
`6
`
`
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