UNITED STATES PATENT AND TRADEMARK OFFICE
`
`______________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________________________
`
`CANON INC. and CANON U.S.A., INC., and
`AXIS COMMUNICATIONS AB,
`
`Petitioners,
`v.
`
`AVIGILON FORTRESS CORPORATION,
`Patent Owner.
`______________________________
`
`Case: IPR2019-00314
`U.S. Patent No. 7,932,923
`______________________________
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`______________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________________________
`
`CANON INC. and CANON U.S.A., INC., and
`AXIS COMMUNICATIONS AB,
`
`Petitioners,
`v.
`
`AVIGILON FORTRESS CORPORATION,
`Patent Owner.
`______________________________
`
`Case: IPR2019-00314
`U.S. Patent No. 7,932,923
`______________________________
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`LIST OF EXHIBITS
`
`Ex. 1001 U.S. Patent No. 7,932,923 (“the ’923 Patent”)
`Ex. 1002
`Prosecution History of the ’923 Patent
`Ex. 1003
`“Visual Memory” by Christopher James Kellogg (“Kellogg”)
`Ex. 1004
`“Event Recognition and Reliability Improvements for the
`Autonomous Video Surveillance System” by Frank Brill et al.
`(“Brill”)
`Ex. 1005 Declaration of John R. Grindon, D.Sc.
`Ex. 1006
`“Motion Recovery for Video Content Classification” by N. Dimitrova
`et al. (“Dimitrova”)
`Ex. 1007 Declaration of Emily R. Florio
`Ex. 1008
`February 29, 2012 Request for inter partes Reexamination of the ’923
`Patent
`Ex. 1009 May 23, 2012 Order Granting/Denying Request for inter partes
`Reexamination of the ’923 Patent
`Ex. 1010 May 23, 2012 Office Action in inter partes Reexamination of the ’923
`Patent
`Ex. 1011 August 27, 2012 Amendment and Reply in inter partes
`Reexamination of the ’923 Patent
`February 13, 2013 Decision Granting Petition to Terminate inter
`partes Reexamination Proceeding of the ’923 Patent
`Ex. 1013 May 23, 2013 Attachment to Request for ex parte Reexamination of
`the ’923 Patent
`June 17, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’923 Patent
`Ex. 1015 August 30, 2013 Office Action in ex parte Reexamination of the ’923
`Patent
`
`Ex. 1012
`
`Ex. 1014
`
`i
`
`
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`Ex. 1016 October 30, 2013 Amendment and Reply in ex parte Reexamination
`of the ’923 Patent
`Ex. 1017 April 4, 2014 Final Office Action in ex parte Reexamination of the
`’923 Patent
`Ex. 1018 April 16, 2014 Amendment and Reply in ex parte Reexamination of
`the ’923 Patent
`Ex. 1019 April 30, 2014 Notice of Intent to Issue ex parte Reexamination
`Certificate of the ’923 Patent
`Ex. 1020 May 21, 2014 ex parte Reexamination Certificate of the ’923 Patent
`Ex. 1021 U.S. Patent No. 5,969,755 to Courtney (“Courtney”)
`Ex. 1022
`“Object-Oriented Conceptual Modeling of Video Data” by Young
`Francis Day et al., (“Day-I”)
`Ex. 1023 Declaration of Christopher James Bailey-Kellogg in IPR2018-00138
`and IPR2018-00140
`Ex. 1024 Applicant Response of June 11, 2012 in inter partes Reexamination of
`U.S. Patent No. 7,868,912 (“the ’912 Patent”)
`Ex. 1025 Decision Granting Petition to Terminate inter partes Reexamination
`of the ’912 Patent
`Ex. 1026 May 24, 2013 Attachment to Request for ex parte Reexamination of
`the ’912 Patent
`June 20, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’912 Patent
`Ex. 1028 August 30, 2013 Office Action in ex parte Reexamination of the ’912
`Patent
`Ex. 1029 October 30, 2013 Amendment and Reply in ex parte Reexamination
`of the ’912 Patent
`Ex. 1030 March 27, 2014 Final Office Action in ex parte Reexamination of the
`’912 Patent
`
`Ex. 1027
`
`ii
`
`
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`Ex. 1031 April 16, 2014 Amend and Reply in ex parte Reexamination of the
`’912 Patent
`Ex. 1032 Notice of Intent to Issue ex parte Reexamination Certificate of the
`’912 Patent
`Ex. 1033 Declaration of Kenneth A. Zeger for the ex parte Reexamination of
`the ’923 Patent
`Ex. 1034 U.S. Patent No. 7,868,912
`Ex. 1035 U.S. Patent No. 8,564,661
`Ex. 1036 Curriculum Vitae of John R. Grindon, D.Sc.
`Ex. 1037 Merriam-Webster’s Collegiate Dictionary
`Ex. 1038 Declaration of Dr. Alan Bovik in IPR2018-00138 and IPR2018-00140
`Ex. 1039
`The New York Times October 2, 1999, Pro Basketball; McHale and
`Thompson Enter Hall of Fame with 3 Others, by Mike Wise
`Ex. 1041 Declaration of Guang-Yu Zhu
`Ex. 1042
`“Understanding MARC Bibliographic: Parts 1 to 6,” available at
`https://www.loc.gov/marc/umb/um01to06.html (last accessed August
`1, 2019)
`“Understanding MARC Bibliographic: Parts 7 to 10,” available at
`https://www.loc.gov/marc/umb/um07to10.html (last accessed August
`1, 2019)
`Ex. 1044 Nevenka Dimitrova et al., “Motion Recovery for Video Content
`Classification,” ACM Transactions on Information Systems, Vol. 13,
`No. 4, 408-439 (1995) from the MIT Libraries
`Ex. 1045 Bruce E. Flinchbaugh et al., “Autonomous Video Surveillance,” in
`Emerging Applications of Computer Vision, Vol. 2962, pp. 144-151
`(1997) from the Library of Congress (Served But Not Filed)
`Frank Brill et al., “Event Recognition and Reliability Improvements
`for the Autonomous Video Surveillance System” Proceedings of the
`
`Ex. 1043
`
`Ex. 1046
`
`iii
`
`
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`Image Understanding Workshop, Nov. 20-23, 1998, Vol. 1, pp. 267-
`283 from the University of Virginia Library
`Ex. 1047 Declaration of Katie Zimmerman filed in KAZ USA, Inc. v. Exergen
`Corp., Case IPR2016-01437, Exhibit 1027 (Served But Not Filed)
`Ex. 1048 Declaration of Marilyn McSweeney filed in Yahoo! Inc. v. CreateAds
`LLC, Case IPR2014-00200, Exhibit 1007 (Served But Not Filed)
`Ex. 1049 Declaration of Bryan Patrick Kasik
`Ex. 1050
`2019.08.09 Conference Call Transcript
`Ex. 1051
`Frank Brill et al., “Event Recognition and Reliability Improvements
`for the Autonomous Video Surveillance System” Proceedings of the
`Image Understanding Workshop, Nov. 20-23, 1998, Vol. 1, pp. 267-
`283 from the University of Wisconsin-Madison Memorial Library
`Email from the University of Wisconsin-Madison Memorial Library
`Ex. 1052
`Ex. 1053 Declaration of Rachel Watters
`Ex. 1054 Declaration of Katherine Zimmerman relating to Kellogg (Served But
`Not Filed)
`Ex. 1055 Declaration of Katherine Zimmerman relating to Dimitrova (Pending
`Authorization)
`Transcript of Deposition of Dr. Alan Bovik
`Petitioners’ Demonstratives for Trial Hearing
`
`Ex. 1056
`Ex. 1057
`
`iv
`
`
`
`Dated: April 3, 2020
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`By: /C. Gregory Gramenopoulos/
`
` By: /Joseph A. Calvaruso/
`
`C. Gregory Gramenopoulos
`Reg. No. 36,532
`
`Joseph A. Calvaruso
`
` Reg. No. 28,287
`
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER LLP
`
` ORRICK, HERRINGTON & SUTCLIFFE
`LLP
`
`901 New York Avenue, NW
`Washington, DC 20001-4413
`Tel. 202.408.4263; Fax 202.408.4400
`
`51 West 52nd Street
`
` New York, NY 10019-6142
` Tel. 212.506.5140; Fax 212.506.5151
`
`gramenoc@finnegan.com
`
`JVCPTABDocket@orrick.com
`
`Attorney for Petitioner
`Axis Communications AB
`
` Attorney for Petitioners
`Canon Inc. and Canon U.S.A., Inc.
`
`1
`
`
`
`IPR2019-00314
`U.S. Patent No. 7,932,923
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing is being served
`
`on the following counsel for Patent Owner by electronic mail:
`
`Reza Dokhanchy
`Adam R. Alper
`Akshay S. Deoras
`Kirkland & Ellis LLP
`555 California Street
`San Francisco, CA 94104
`reza.dokhanchy@kirkland.com
`adam.alper@kirkland.com
`akshay.deoras@kirkland.com
`Avigilon_Axis@kirkland.com
`
`Michael W. De Vries
`Kirkland & Ellis LLP
`555 South Flower Street
`Los Angeles, CA 90071
`michael.devries@kirkland.com
`
`Dated: April 3, 2020
`
`By: /Joseph A. Calvaruso/
`ORRICK, HERRINGTON & SUTCLIFFE LLP
`
`2
`
`
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