UNITED STATES PATENT AND TRADEMARK OFFICE
`——————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`——————————
`
`Canon Inc., Canon U.S.A., Inc., and Axis Communications AB,
`
`Petitioner
`
`v.
`
`Avigilon Fortress Corporation,
`
`Patent Owner
`——————————
`Case: IPR2019-00311
`
`U.S. Patent No. 7,932,923
`Issue Date: April 26, 2011
`
`Title: Video Surveillance System Employing Video Primitives
`——————————
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`

`

`LIST OF EXHIBITS
`
`LIST OF EXHIBITS
`
`Ex.
`
`1001
`
`Ex.
`
`1002
`
`Ex.
`
`1003
`
`Ex.
`
`1004
`
`Ex.
`
`1005
`
`Ex.
`
`1006
`
`Ex.
`
`1007
`
`Ex.
`
`1008
`
`Ex.
`
`1009
`
`Ex.
`
`1010
`
`Ex.
`
`1011
`
`Ex.
`
`1012
`
`Ex. 1001 U.S. Patent No. 7,932,923 (“the ’923 Patent”)
`U.S. Patent No. 7,932,923 (“the ’923 Patent”)
`Ex. 1002
`Prosecution History of the ’923 Patent
`Prosecution History of the ’923 Patent
`Ex. 1003
`“Visual Memory” by Christopher James Kellogg (“Kellogg”)
`“Visual Memory” by Christopher James Kellogg (“Kellogg”)
`Ex. 1004
`“Event Recognition and Reliability Improvements for the
`“Event Recognition and Reliability Improvements for the
`Autonomous Video Surveillance System” by Frank Brill et al.
`Autonomous Video Surveillance System” by Frank Brill et al.
`(“Brill”)
`(“Brill”)
`Ex. 1005 Declaration of John R. Grindon, D.Sc.
`Declaration of John R. Grindon, D.Sc.
`Ex. 1006
`“Motion Recovery for Video Content Classification” by N. Dimitrova
`“Motion Recovery for Video Content Classification” by N. Dimitrova
`et al. (“Dimitrova”)
`et al. (“Dimitrova”)
`Ex. 1007 Declaration of Emily R. Florio
`Declaration of Emily R. Florio
`Ex. 1008
`February 29, 2012 Request for inter partes Reexamination of the ’923
`February 29, 2012 Request for inter partes Reexamination of the ’923
`Patent
`Patent
`Ex. 1009 May 23, 2012 Order Granting/Denying Request for inter partes
`May 23, 2012 Order Granting/Denying Request for inter partes
`Reexamination of the ’923 Patent
`Reexamination of the ’923 Patent
`Ex. 1010 May 23, 2012 Office Action in inter partes Reexamination of the ’923
`May 23, 2012 Office Action in inter partes Reexamination of the ’923
`Patent
`Patent
`Ex. 1011 August 27, 2012 Amendment and Reply in inter partes
`August 27, 2012 Amendment and Reply in inter partes
`Reexamination of the ’923 Patent
`Reexamination of the ’923 Patent
`February 13, 2013 Decision Granting Petition to Terminate inter
`February 13, 2013 Decision Granting Petition to Terminate inter
`partes Reexamination Proceeding of the ’923 Patent
`partes Reexamination Proceeding of the ’923 Patent
`Ex. 1013 May 23, 2013 Attachment to Request for ex parte Reexamination of
`May 23, 2013 Attachment to Request for ex parte Reexamination of
`the ’923 Patent
`the ’923 Patent
`June 17, 2013 Order Granting/Denying Request for ex parte
`June 17, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’923 Patent
`Reexamination of the ’923 Patent
`Ex. 1015 August 30, 2013 Office Action in ex parte Reexamination of the ’923
`August 30, 2013 Office Action in ex parte Reexamination of the ’923
`Patent
`Patent
`
`Ex. 1012
`
`Ex.
`
`1013
`
`Ex. 1014
`
`1014
`
`Ex.
`
`Ex.
`
`1015
`
`1
`
`

`

`Ex.
`
`1016
`
`Ex.
`
`1017
`
`Ex.
`
`1018
`
`Ex.
`
`1019
`
`Ex.
`
`1020
`
`Ex.
`
`1021
`
`Ex.
`
`1022
`
`Ex.
`
`1023
`
`Ex.
`
`1024
`
`Ex.
`
`1025
`
`Ex.
`
`1026
`
`Ex. 1016 October 30, 2013 Amendment and Reply in ex parte Reexamination
`October 30, 2013 Amendment and Reply in ex parte Reexamination
`of the ’923 Patent
`of the ’923 Patent
`Ex. 1017 April 4, 2014 Final Office Action in ex parte Reexamination of the
`April 4, 2014 Final Office Action in ex parte Reexamination of the
`’923 Patent
`’923 Patent
`Ex. 1018 April 16, 2014 Amendment and Reply in ex parte Reexamination of
`April 16, 2014 Amendment and Reply in ex parte Reexamination of
`the ’923 Patent
`the ’923 Patent
`Ex. 1019 April 30, 2014 Notice of Intent to Issue ex parte Reexamination
`April 30, 2014 Notice of Intent to Issue ex parte Reexamination
`Certificate of the ’923 Patent
`Certificate of the ’923 Patent
`Ex. 1020 May 21, 2014 ex parte Reexamination Certificate of the ’923 Patent
`May 21, 2014 ex parte Reexamination Certificate of the ’923 Patent
`Ex. 1021 U.S. Patent No. 5,969,755 to Courtney (“Courtney”)
`US. Patent No. 5,969,755 to Courtney (“Courtney”)
`Ex. 1022
`“Object-Oriented Conceptual Modeling of Video Data” by Young
`“Object-Oriented Conceptual Modeling of Video Data” by Young
`Francis Day et al., (“Day-I”)
`Francis Day et al., (“Day-1”)
`Ex. 1023 Declaration of Christopher James Bailey-Kellogg in IPR2018-00138
`Declaration of Christopher James Bailey-Kellogg in IPR2018-0013 8
`and IPR2018-00140
`and IPR2018-00140
`Ex. 1024 Applicant Response of June 11, 2012 in inter partes Reexamination of
`Applicant Response of June 11, 2012 in inter partes Reexamination of
`U.S. Patent No. 7,868,912 (“the ’912 Patent”)
`US. Patent No. 7,868,912 (“the ’912 Patent”)
`Ex. 1025 Decision Granting Petition to Terminate inter partes Reexamination
`Decision Granting Petition to Terminate inter partes Reexamination
`of the ’912 Patent
`of the ’912 Patent
`Ex. 1026 May 24, 2013 Attachment to Request for ex parte Reexamination of
`May 24, 2013 Attachment to Request for ex parte Reexamination of
`the ’912 Patent
`the ’9 1 2 Patent
`June 20, 2013 Order Granting/Denying Request for ex parte
`June 20, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’912 Patent
`Reexamination of the ’912 Patent
`Ex. 1028 August 30, 2013 Office Action in ex parte Reexamination of the ’912
`August 30, 2013 Office Action in ex parte Reexamination of the ’912
`Patent
`Patent
`Ex. 1029 October 30, 2013 Amendment and Reply in ex parte Reexamination
`October 30, 2013 Amendment and Reply in ex parte Reexamination
`of the ’912 Patent
`of the ’912 Patent
`Ex. 1030 March 27, 2014 Final Office Action in ex parte Reexamination of the
`March 27, 2014 Final Office Action in ex parte Reexamination of the
`’912 Patent
`’ 9 1 2 Patent
`
`Ex. 1027
`
`Ex.
`
`1027
`
`Ex.
`
`1028
`
`Ex.
`
`1029
`
`Ex.
`
`1030
`
`2
`
`

`

`Ex. 1031 April 16, 2014 Amend and Reply in ex parte Reexamination of the
`’912 Patent
`Ex. 1032 Notice of Intent to Issue ex parte Reexamination Certificate of the
`’912 Patent
`Ex. 1033 Declaration of Kenneth A. Zeger for the ex parte Reexamination of
`the ’923 Patent
`Ex. 1034 U.S. Patent No. 7,868,912
`Ex. 1035 U.S. Patent No. 8,564,661
`Ex. 1036 Curriculum Vitae of John R. Grindon, D.Sc.
`Ex. 1037 Merriam-Webster’s Collegiate Dictionary
`Ex. 1038 Declaration of Dr. Alan Bovik in IPR2018-00138 and IPR2018-00140
`Ex. 1039
`The New York Times October 2, 1999, Pro Basketball; McHale and
`Thompson Enter Hall of Fame with 3 Others, by Mike Wise
`Specification of U.S. Serial No. 09/987,707
`Ex. 1040
`Ex. 1041 Reserved
`Ex. 1042 Reserved
`Ex. 1043 Reserved
`Ex. 1044 Reserved
`Ex. 1045 Reserved
`Ex. 1046 Reserved
`Ex. 1047 Reserved
`Ex. 1048 Reserved
`Ex. 1049 Reserved
`Ex. 1050
`Transcript of August 9, 2019 Conference Call
`
`3
`
`

`

`Dated: August 12, 2019
`
`By: /C. Gregory Gramenopoulos/
`
` By: /Joseph A. Calvaruso/
`
`C. Gregory Gramenopoulos
`Reg. No. 36,532
`
`Joseph A. Calvaruso
`
` Reg. No. 28,287
`
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER LLP
`
` ORRICK, HERRINGTON & SUTCLIFFE
`LLP
`
`901 New York Avenue, NW
`Washington, DC 20001-4413
`Tel. 202.408.4263; Fax 202.408.4400
`
`51 West 52nd Street
`
` New York, NY 10019-6142
` Tel. 212.506.5140; Fax 212.506.5151
`
`gramenoc@finnegan.com
`
`JVCPTABDocket@orrick.com
`
`Attorney for Petitioner
`Axis Communications AB
`
` Attorney for Petitioners
` Canon Inc. and Canon U.S.A., Inc.
`
`4
`
`

`

`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Petitioners’
`
`Updated Exhibit List was served on August 12, 2019, via email directed to counsel
`
`of record for Patent Owner at the following addresses:
`
`Eugene Goryunov
`Kirkland & Ellis LLP
`300 North LaSalle
`Chicago, IL 60654
`eugene.goryunov@kirkland.com
`Avigilon_Axis@kirkland.com
`
`Reza Dokhanchy
`Adam R. Alper
`Akshay S. Deoras
`Kirkland & Ellis LLP
`555 California Street
`San Francisco, CA 94104
`reza.dokhanchy@kirkland.com
`adam.alper@kirkland.com
`akshay.deoras@kirkland.com
`
`Michael W. De Vries
`Kirkland & Ellis LLP
`333 Hope Street
`Los Angeles, CA 90071
`michael.devries@kirkland.com
`
`Dated: August 12, 2019
`
`By: /Joseph A. Calvaruso/
`ORRICK, HERRINGTON & SUTCLIFFE LLP
`
`5
`
`