throbber

`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`——————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`——————————
`
`Axis Communications AB, Canon Inc., and Canon U.S.A., Inc.,
`
`Petitioner
`
`v.
`
`Avigilon Fortress Corporation,
`
`Patent Owner
`——————————
`Case: IPR2019-00236
`
`U.S. Patent No. 7,868,912
`Issue Date: January 11, 2011
`
`Title: Video Surveillance System Employing Video Primitives
`——————————
`PETITION FOR INTER PARTES REVIEW
`
`
`
`
`
`
`
`
`
`

`

`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`
`
`TABLE OF CONTENTS
`INTRODUCTION ......................................................................................... 1
`I.
`II. GROUNDS FOR STANDING ...................................................................... 1
`III.
`IDENTIFICATION OF CHALLENGES.................................................... 1
`A.
`Claims for Which Review is Requested ................................................ 1
`B.
`The Prior Art and Specific Grounds on Which the Challenge to
`the Claims is Based ............................................................................... 1
`C. How the Challenged Claims Are Construed ......................................... 3
`D. How the Challenged Claims Are Unpatentable .................................... 3
`E.
`Supporting Evidence ............................................................................. 3
`IV. THE ’912 PATENT ........................................................................................ 4
`A. Overview ............................................................................................... 4
`B.
`Prosecution History ............................................................................... 6
`Original Examination .................................................................. 6
`Reexaminations ........................................................................... 7
`Prior Proceedings Involving Related Patents.............................. 8
`Level of Skill ......................................................................................... 9
`C.
`V. CLAIM CONSTRUCTIONS........................................................................ 9
`A.
`Single Processor Arguments (claims 6-22) .........................................10
`B.
`“filtering” (claims 23-25, 31-36) .........................................................10
`C.
`Independence-based limitations (claims 1-4, 6-36) ............................12
`Independence Argument (1) .....................................................12
`Independence Argument (3) .....................................................13
`
`
`
`
`
`
`
`
`
`
`
`i
`
`

`

`
`
`
`
`
`
`
`
`D.
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`Independence Argument (2) .....................................................15
`“determines the first event by analyzing only the attributes
`transferred by the communications link” (claim 3); “determine
`an event by analyzing only attributes of the received stream of
`attributes” (claim 8); “determines an event by analyzing only
`attributes received in the stream of detected attributes” (claim
`11) ........................................................................................................20
`VI. PRIORITY DATE .......................................................................................21
`VII. OVERVIEW OF PRIOR ART ...................................................................27
`A.
`Talmon .................................................................................................27
`B.
`Aspectus ...............................................................................................30
`C.
`Brill ......................................................................................................31
`D. Motivation to Combine .......................................................................33
`Talmon and Aspectus ................................................................34
`Talmon and Brill .......................................................................34
`
`VIII. THE PETITION PRESENTS NEW ISSUES OF
`PATENTABILITY AND THE BOARD SHOULD NOT
`EXERCISE ITS DISCRETION TO REJECT THE PETITION ...........36
`A. Dispute Regarding the Independence-Based Claim Elements in
`the Prior Proceedings ..........................................................................36
`B. Dispute Regarding the Priority Date ...................................................37
`IX. CLAIMS 1-4, 6-36 ARE UNPATENTABLE OVER THE PRIOR
`ART ...............................................................................................................39
`A. Ground 1: Talmon Anticipates Claims 1-4, 6-36 ................................39
`Independent Claim 1 .................................................................39
`Claims 2, 7, 10, 14, and 21 .......................................................49
`Claims 3, 8, 11 ..........................................................................50
`
`
`
`
`
`
`
`
`
`ii
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`Claim 4 ......................................................................................51
`Independent Claim 6 .................................................................52
`Independent Claim 9 .................................................................53
`Independent Claim 12 ...............................................................55
`Claim 13 ....................................................................................57
`Claim 15 ....................................................................................57
` Claim 16 ....................................................................................57
` Claim 17 ....................................................................................58
`Independent Claim 18 ...............................................................59
` Claims 19, 22 ............................................................................60
` Claim 20 ....................................................................................60
` Claims 23-25 .............................................................................61
` Claims 26-30 .............................................................................62
` Claims 31-33 .............................................................................63
` Claims 34-36 .............................................................................64
`B. Grounds 2-3: Obviousness of Claims 1-4, 6-36 ..................................64
`“event that is not one of the determined attributes,”
`“combination of the received determined attributes,” and
`similar recitations [All Claims] .................................................64
`Claims 3, 8, 11 ..........................................................................66
`Claim 18 – Talmon and Aspectus or Brill .................................68
`Claims 26-33 – Talmon and Aspectus or Brill ..........................68
`
`X. MANDATORY NOTICES UNDER 37 C.F.R. § 42.8 ..............................69
`A.
`Real Party-in-Interest ..........................................................................69
`
`
`
`
`
`iii
`
`

`

`
`
`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`Related Matters ....................................................................................69
`B.
`Lead and Back-Up Counsel and Service Information ........................70
`C.
`XI. CERTIFICATION UNDER 37 C.F.R. § 42.24(d) ....................................71
`XII. CONCLUSION ............................................................................................71
`
`
`
`
`
`
`iv
`
`

`

`
`
`
`
`LIST OF EXHIBITS
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`
`
`
`
`Ex. 1001 U.S. Patent No. 7,868,912 B2 and Reexamination Certificate
`7,868,912 C1 (“the ’912 patent”)
`
`
`Ex. 1002
`Prosecution History of the ’912 patent (excluding references cited by
`Examiner or the applicant)
`Ex. 1003 U.S. Patent No. 8,004,563 to Gad Talmon et al. (“Talmon”)
`Ex. 1004
`“Event Recognition and Reliability Improvements for the
`Autonomous Video Surveillance System” by Frank Brill et al.
`(“Brill”)
`“Aspectus Video Intelligence VI-SystemTM” Brochure (“Aspectus”)
`Ex. 1005
`Ex. 1006 Declaration of John R. Grindon, D.Sc.
`Ex. 1007 Declaration of Emily R. Florio
`Ex. 1008
`February 29, 2012 Request for inter partes Reexamination of the ’912
`Patent, excluding Exhibits and Appendices
`Ex. 1009 April 10, 2012 Order Granting/Denying Request for inter partes
`Reexamination of the ’912 Patent
`Ex. 1010 April 10, 2012 Office Action in inter partes Reexamination of the
`’912 Patent
`June 11, 2012 Amendment and Reply in inter partes Reexamination
`of the ’912 Patent
`February 13, 2013 Decision Granting Petition to Terminate inter
`partes Reexamination Proceeding of the ’912 Patent
`Ex. 1013 May 24, 2013 Attachment to Request for ex parte Reexamination of
`the ’912 Patent, excluding Exhibits and Appendices
`June 20, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’912 Patent
`
`Ex. 1011
`
`Ex. 1012
`
`Ex. 1014
`
`v
`
`

`

`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`Ex. 1015 August 30, 2013 Office Action in ex parte Reexamination of the ’912
`Patent
`Ex. 1016 October 30, 2013 Amendment and Reply in ex parte Reexamination
`of the ’912 Patent
`Ex. 1017 March 27, 2014 Final Office Action in ex parte Reexamination of the
`’912 Patent
`Ex. 1018 April 16, 2014 Amendment and Reply in ex parte Reexamination of
`the ’912 Patent
`Ex. 1019 April 29, 2014 Notice of Intent to Issue ex parte Reexamination
`Certificate of the ’912 Patent
`Ex. 1020 Reserved
`Ex. 1021 U.S. Patent No. 5,969,755 to Courtney (“Courtney”)
`Ex. 1022
`“Object-Oriented Conceptual Modeling of Video Data” by Young
`Francis Day et al., (“Day”)
`Ex. 1023 Declaration of Gad Talmon
`Ex. 1024 Applicant Response of August 27, 2012 in inter partes Reexamination
`of U.S. Patent No. 7,932,923 (“the ’923 patent”)
`Ex. 1025 Decision Granting Petition to Terminate inter partes Reexamination
`of the ’923 patent
`Ex. 1026 May 23, 2013 Attachment to Request for ex parte Reexamination of
`the ’923 patent
`June 17, 2013 Order Granting/Denying Request for ex parte
`Reexamination of the ’923 patent
`Ex. 1028 August 30, 2013 Office Action in ex parte Reexamination of the ’923
`patent
`Ex. 1029 Applicant Response of October 30, 2013 in ex parte Reexamination of
`the ’923 patent
`
`Ex. 1027
`
`vi
`
`

`

`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`Ex. 1030 April 4, 2014 Final Office Action in ex parte Reexamination of the
`’923 patent
`Ex. 1031 April 16, 2014 Amendment and Reply in ex parte Reexamination of
`the ’923 patent
`Ex. 1032 Notice of Intent to Issue ex parte Reexamination Certificate of the
`’923 patent
`Ex. 1033 Declaration of Kenneth A. Zeger for the ex parte Reexamination of
`the ’923 patent
`Ex. 1034 U.S. Patent No. 7,932,923 B2 and Reexamination Certificate
`7,932,923 C1 (“the ’923 patent”)
`Ex. 1035 U.S. Patent No. 8,564,661 (“the ’661 patent”)
`Ex. 1036 Curriculum Vitae of John R. Grindon, D.Sc.
`Ex. 1037 U.S. Application No. 09/694,712, filed October 24, 2000 (“the ’712
`application”)
`Ex. 1038 U.S. Application No. 09/987,707, filed November 15, 2001 (“the ’707
`application”)
`Ex. 1039 U.S. Application No. 11/057,154, filed February 15, 2005 (“the ’154
`application”)
`List of Licensees of Patent Owner
`Ex. 1040
`Ex. 1041 U.S. Patent No. 7,447,331 to Brown (“Brown”)
`
`
`
`
`
`
`
`vii
`
`

`

`
`
`
`I.
`
`INTRODUCTION
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`
`
`Axis Communications AB (“Axis”), and Canon Inc. and Canon U.S.A., Inc.
`
`(“Canon”) (collectively “Petitioner”), request inter partes review of claims 1-4 and
`
`6-36 of U.S. Patent No. 7,868,912 B2 and Reexamination Certificate US 7,868,912
`
`C1 (collectively “the ’912 patent,” Ex. 1001), owned by Avigilon Fortress
`
`Corporation (“Avigilon”).
`
`As demonstrated in this Petition, all claims of the ’912 patent are
`
`unpatentable in view of the teachings of Talmon, Aspectus, and Brill.
`
`II. GROUNDS FOR STANDING
`
`Petitioner certifies the ’912 patent is available for inter partes review and
`
`Petitioner is not barred or estopped from requesting inter partes review of the
`
`’912 patent and challenging claims 1-4 and 6-36 on the grounds identified in this
`
`Petition.
`
`III.
`
`IDENTIFICATION OF CHALLENGES
`A. Claims for Which Review is Requested
`Petitioner requests inter partes review under 35 U.S.C. § 311 of claims 1-4
`
`and 6-36 of the ’912 patent.
`
`B.
`
`The Prior Art and Specific Grounds on Which the Challenge to
`the Claims is Based
`The specific statutory grounds, claims challenged, and the prior art relied
`
`upon for each ground are:
`
`1
`
`

`

`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`
`
`Ground 1
`
`Ground 2
`
`Ground 3
`
`Grounds for Challenged Claims
`Claims 1-4, 6-36 are anticipated under pre-AIA 35
`U.S.C. § 102(e) by U.S. Patent No. 8,004,563 to Gad
`Talmon et al. (“Talmon,” Ex. 1003)
`
`Claims 1-4, 6-36 are obvious under pre-AIA 35 U.S.C.
`§ 103(a) over Talmon and “Aspectus Video
`Intelligence VI-SystemTM” Brochure (“Aspectus,” Ex.
`1005)
`
`Claims 1-4, 6-36 are obvious under pre-AIA 35 U.S.C.
`§ 103(a) over Talmon and “Event Recognition and
`Reliability Improvements for the Autonomous Video
`Surveillance System” by Frank Brill et al. (“Brill,” Ex.
`1004)
`
`The ’912 patent issued January 11, 2011, based on U.S. Application No.
`
`11/098,385 (“’385 application”), filed April 5, 2005. Ex. 1001, 1. The ’912 patent
`
`claims priority, through continuation-in-part applications, to U.S. Application No.
`
`09/694,712, filed October 24, 2000. Id.
`
`As explained in Sections VI and VIII.B, the claims of the ’912 patent are
`
`entitled at most to a priority date of April 5, 2005.
`
`Talmon is the U.S. national stage of PCT No. PCT/IL03/00555, filed July 3,
`
`2003, published as WO2004/006184 on January 15, 2004. Talmon entered the U.S.
`
`2
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`national stage on July 21, 2004. Talmon is prior art under pre-AIA 35 U.S.C.
`
`
`
`
`
`§ 102(e).
`
`Aspectus is a brochure that describes the Aspectus VI-System and bears a
`
`copyright date of 2003-2004. Aspectus was published, in the U.S., at least by the
`
`October 2004, ASIS International 50th Annual Seminar (ASIS 2004) in Dallas,
`
`Texas, where, for example, Aspectus was made publicly available and provided to
`
`employees of several U.S. video analytics and surveillance companies at ASIS
`
`2004. Ex. 1023, ¶¶7, 10-16; see also Ex. 1006, ¶¶140-42. Accordingly, Aspectus is
`
`prior art under pre-AIA 35 U.S.C. § 102(a).
`
`Brill published in the Proceedings of Image Understanding Workshop, Vol.
`
`1, by December 1998. Ex. 1004, 1; Ex. 1007, ¶¶32-35. Brill is prior art under pre-
`
`AIA 35 U.S.C. § 102(b).
`
`C. How the Challenged Claims Are Construed
`Section V provides the construction of the challenged claims.
`
`D. How the Challenged Claims Are Unpatentable
`A detailed explanation of how the challenged claims are unpatentable in
`
`view of the prior art is provided in Section IX.
`
`Supporting Evidence
`E.
`Exhibits supporting this Petition are attached. Ex. 1006 is a Declaration of
`
`John R. Grindon, D.Sc. under 37 C.F.R. § 1.68. Section IX describes the relevance
`
`3
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`of the evidence to the challenged claims, including an identification of the specific
`
`
`
`
`
`portions of the evidence supporting the challenges.
`
`IV. THE ’912 PATENT
`
`A. Overview
`
`The ’912 patent relates to a video surveillance system for extracting video
`
`“primitives” (including “attributes” of a detected object) and determining the
`
`occurrence of an “event” based on the primitives. Ex. 1001, Abstract. Examples of
`
`video primitives include a classification, a size, a shape, a color, a texture, a
`
`position, a trajectory, a speed and direction of motion, a salient motion,
`
`classification, etc. Id., 13:35-43.
`
`Events are defined in terms of attributes using event discriminators. Id.,
`
`5:28-39. Using these event discriminators, the ’912 patent states, “video content
`
`can be reanalyzed…in a relatively short time because only the video primitives are
`
`reviewed and because the video source is not reprocessed.” Id., 24:42-45.
`
`The ’912 patent does not describe the technical aspects of its system. Ex.
`
`1006, ¶¶49-51. It states objects are detected (Ex. 1001, 18:66-19:2) and attributes
`
`of the objects are detected (id., 20:12-22). But it simply describes using “any”
`
`motion detection algorithm to detect objects, assuming such detecting techniques
`
`are known in the art. Id., 19:3-4, 19:8-10, 19:64-66, 20:12-21. Moreover, the patent
`
`4
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`merely lists examples of attributes/primitives without describing how to identify
`
`
`
`
`
`those attributes. See, e.g., id. at 13:35-43, 14:1-41.
`
`The ’912 patent provides examples of events and generally describes how
`
`they may be queried through Boolean expressions with combinations of the
`
`detected attributes/primitives. Id., 16:29-59; FIGs. 17a-17b. The ’912 patent also
`
`lists examples of events where an object interacts with a location in the scene but
`
`does not provide implementation details beyond the high-level overviews and
`
`corresponding disclosure of FIGs. 18a-18c. Id., 16:66-17:16, FIGs. 18a-18c.
`
`The ’912 patent describes the general configuration of the claimed two-
`
`processor system. At a first location, a “Video Processor” (block 232) generates
`
`(“identifies”) and provides the video attributes/primitives to a second location, the
`
`“back-end.” Id., Fig. 23, 7:17-19, 7:66-8:1. At the second location, a separate
`
`processor (block 239) receives the detected attributes from the first
`
`location/processor over a communication channel 238 and analyzes the attributes
`
`and determines event occurrences. Id., 7:31-35, 7:66-8:6. Much of the disclosure
`
`related to this figure is done with reference to conventional equipment. For
`
`example, the hardware platforms are described as being implemented on “any”
`
`processing platform or hardware. Id., 7:50, 7:57-58.
`
`5
`
`

`

`
`
`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`
`
`
`
`When an event is identified, one or more responses may be taken. Id. 8:2-6,
`
`15:36. For example, a report may be displayed to the user. Id., 21:15-33. Reports
`
`may contain information such as the video sequence containing the event or data
`
`about the event. Id.
`
`B.
`
`Prosecution History
` Original Examination
`Claims reciting a two-processor system (or similar) were added during
`
`prosecution of the ’385 application. Ex. 1002, 131-42. The claims were then
`
`rejected based on Brown, U.S. 7,447,331 (“Brown”), which was found to teach all
`
`elements of the claims, including a two-processor system with a first processor for
`
`6
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`detecting attributes and a second processor for determining an event based on a
`
`
`
`
`
`combination of the attributes. Ex. 1002, 103-12; Ex. 1041.
`
`
`
`Notably, Brown’s priority date is February 24, 2004 (Ex. 1041, 1), yet Patent
`
`Owner never argued Brown was not prior art. Ex. 1002, 79-82. Instead, after an
`
`Examiner interview (id., 89-91), the claims were amended to recite providing a
`
`response to determining an event occurrence (id., 69-82). The claims were then
`
`allowed (id., 58-61), and the ’912 patent issued on January 11, 2011 (Ex. 1001, 1);
`
`Ex. 1006, ¶¶54-55.
`
`Reexaminations
`
`Claims 1-4 and 6-22 of the ’912 patent were challenged in Inter Partes
`
`Reexamination Control No. 95/001,912 by Bosch Security Systems, Inc. Ex. 1008.
`
`The Patent Office instituted on four grounds. Ex. 1009. The first Office Action
`
`rejected all challenged claims (Ex. 1010), and the patentee filed a response without
`
`amendments to the challenged claims (Ex. 1011). Before any further action, the
`
`patentee and Bosch settled their dispute, and the Patent Office terminated the
`
`reexamination. Ex. 1012.
`
`On May 24, 2013, all claims 1-22 of the ’912 patent were anonymously
`
`challenged in Ex Parte Reexamination Control No. 90/012,878. Ex. 1013. The
`
`Patent Office rejected the claims on eight different grounds and presented sixteen
`
`alternative rejections. Ex. 1015. In response, the patentee cancelled claim 5 and
`
`7
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`submitted new claims 23-44. Ex. 1016. The patentee argued several references did
`
`
`
`
`
`not qualify as prior art and the remaining references, including Courtney (Ex.
`
`1021), did not teach the “independence-based” claim elements. Ex. 1016, 20-23,
`
`40-46. After an Examiner interview, the Patent Office issued a final Office Action,
`
`finding claims 1-4, 6-31, 33, and 42-44 allowable, objecting to claim 32, and
`
`rejecting new claims 34-41. Ex. 1017, 12-15. In response, the patentee amended
`
`claim 32 and cancelled claims 34-41. Ex. 1018. A reexamination certificate then
`
`issued on June 25, 2014. Ex. 1001, 37; Ex. 1006, ¶¶56-57.
`
`Prior Proceedings Involving Related Patents
`
`The ’912 patent is part of a family of patents ultimately claiming priority to
`
`U.S. Application No. 09/694,712, filed October 24, 2000. U.S. Patent Nos.
`
`7,932,923 (“the ’923 patent”) (Ex. 1034) and 8,564,661 (“the ’661 patent”) (Ex.
`
`1035) are related, but the ’923 patent is not in the ’912 patent’s direct priority
`
`chain, and the ’661 patent is a continuation-in-part of a continuation-in-part of the
`
`’912 patent.
`
`The ’923 patent was also challenged in an inter partes reexamination
`
`brought by Bosch (Ex. 1024), which was terminated when the patentee and Bosch
`
`settled their dispute. Ex. 1025. Subsequently, around the same time as the ’912
`
`patent, the ’923 patent was also challenged in an ex parte reexamination. Ex. 1026.
`
`The Patent Office rejected all claims on multiple grounds. Ex. 1027, 1028. After
`
`8
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`back-and-forth with the Patent Office (Ex. 1028-1033), a reexamination certificate
`
`
`
`
`
`issued on May 21, 2014 (Ex. 1034, 21).
`
`The ’661 patent was not challenged in reexaminations, but two inter partes
`
`reviews have been brought by Petitioners: IPR2018-00138 and IPR2018-00140
`
`(“the Related IPRs”). The Related IPRs were filed on October 31, 2017, instituted
`
`on June 1, 2018, and are currently pending. The ’923 patent is also currently being
`
`challenged by Petitioners in two inter partes reviews filed concurrently herewith.
`
`C. Level of Skill
`
`A person of ordinary skill in the art (“POSITA”) would have (i) a Bachelor
`
`of Science degree in electrical engineering, computer engineering, or computer
`
`science, with approximately two years of experience or research related to video
`
`processing and/or surveillance systems, or (ii) equivalent training and work
`
`experience in computer engineering and video processing and/or surveillance
`
`systems. Ex. 1006, ¶¶61-65.
`
`V. CLAIM CONSTRUCTIONS
`
`
`
`Claims are to be given their “broadest reasonable construction in light of the
`
`specification” (“BRI”). 37 C.F.R. § 42.200(b). Terms not discussed here should be
`
`given their ordinary and customary meaning as understood by a POSITA in light of
`
`the BRI standard and need not be further construed.
`
`9
`
`

`

`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`This Petition adopts the definitions provided in the Definitions section of the
`
`
`
`
`
`’912 patent (Ex. 1001, 3:21-4:17) for any claim terms listed there, except as
`
`expressly explained below.
`
`Single Processor Arguments (claims 6-22)
`A.
`In the ’912 ex parte reexamination, Patent Owner argued claims 6-22 (and
`
`presumably claims 24-25, 27-30, 32-33, 35-36) do not require a two-processor
`
`system. Ex. 1016, 24-27. Patent Owner has argued, however, that even when the
`
`claims do not recite two processors, they cover systems with two processors
`
`wherein one of the processors met the elements of these claims. Ex. 1016, 25; Ex.
`
`1006, ¶¶71-72. As each of the grounds presented herein provides a two-processor
`
`system, any argument by Patent Owner regarding single-processor systems are
`
`irrelevant to the instant Petition. Ex. 1006, ¶72.
`
`“filtering” (claims 23-25, 31-36)
`B.
`Independent claims 23-25 and 31-33 recite that analyzing the combination of
`
`the received/detected attributes comprises “filtering” and dependent claims 34-36
`
`recite “filtering comprises filtering the combination of the…attributes to determine
`
`if the event/first event occurred.”
`
`The ’912 patent specification explains that “event discriminators are used to
`
`filter the video primitives to determine if any event occurrences occurred.” Ex.
`
`1001, 20:39-41 Video attributes/primitives may be archived or stored before they
`
`10
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`are filtered to detect events or “if the system is to be used only for real-time event
`
`
`
`
`
`detection, the archiving step can be skipped.” Ex. 1001, 20:28-34, FIG. 4 (blocks
`
`43 and 44). The specification also discloses the use of event discriminators to filter
`
`stored attributes using, for example, queries. Id., 16:2-18:48. It does not provide,
`
`however, a disclosure of how to filter attributes for real-time event detection other
`
`than a general statement that archiving can be skipped. Id., 20:32-34. Thus, the
`
`storage of attributes for real-time event detection is not prohibited. The
`
`specification’s disclosure of “filtering” neither prohibits searching for stored
`
`attributes nor requires attributes to be reviewed before or without storage.
`
`In the ex parte reexamination, the patentee argued “[f]iltering in the context
`
`of the ‘912 patent is a particular technique for examining streamed video attributes
`
`to determine if certain rules (i.e., event discriminators) have been satisfied.” Ex.
`
`1016, 73. According to the patentee, filtering is a data-processing technique that
`
`“has the capability of processing unlimited/unbounded/infinite data streams,” as
`
`opposed to other data processing techniques, such as querying, that only apply to
`
`finite data sets. Id. This is incorrect. There is no support for this interpretation in
`
`view of the claim language, specification, or prosecution history. Moreover, the
`
`patentee itself indiscriminately referred to the specification’s disclosure of using
`
`event discriminators to “filter the video primitives” that are stored and not stored.
`
`11
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`Ex. 1016, 32 (see also id., 44 (citation to Courtney reference discussing using a
`
`
`
`
`
`query to “filter” stored data)).
`
`Accordingly, no special construction of “filtering” is required as a POSITA
`
`would understand its plain meaning in the context of the claims and specification,
`
`i.e., to select, process, and/or analyze. Ex. 1006, ¶¶73-78.
`
`Independence-based limitations (claims 1-4, 6-36)
`C.
`During ’912 patent’s reexaminations and the Related IPRs, Patent Owner
`
`argued the claimed “independence-based” limitations distinguish the prior art.
`
`Patent Owner argued the claims have the following three requirements:
`
`(1) identifying an event referring to one or more objects engaged in an activity by
`
`analyzing the detected attributes; (2) the detected attributes are independent of the
`
`event identified; and (3) the identified event is not one of the detected attributes.
`
`IPR2018-00138, Paper No. 11, 25 (Sept. 4, 2018); Ex. 1016, 20-23; Ex. 1006,
`
`¶¶79-82.
`
`Each of these claimed concepts is addressed below using Patent Owner’s
`
`numbering scheme. Argument (2) is addressed last for ease of analysis.
`
`Independence Argument (1)
`
`Patent Owner asserts the claims require identifying an event by analyzing
`
`detected attributes. IPR2018-00138, Paper No. 11, 16-17 (Sept. 4, 2018); Ex. 1016,
`
`20-21. The claims of the ’912 patent articulate this concept rather generically,
`
`12
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`merely reciting the event is identified “by analyzing a combination of
`
`
`
`
`
`the…attributes,” and in some claims stating the analyzing “comprises filtering.”
`
`Ex. 1001, 35-38. The ’912 patent does provide any specifics to explain the terms
`
`analyze or filtering in this context. See, e.g., id., 20:39-41 (merely stating “event
`
`discriminators are used to filter the video primitives to determine if any event
`
`occurrences occurred”). Thus, a POSITA would understand the claimed
`
`“analyzing” or “filtering” would encompass any process for determining the
`
`collected attributes satisfy an event discriminator, e.g., querying a database. Ex.
`
`1006, ¶¶83-85.
`
`Independence Argument (3)
`
`Argument (3) corresponds to the claim recitation that the determined event is
`
`not one of the detected attributes. See, e.g., Ex. 1001, 35-38. This argument traces
`
`from the patentee’s efforts to distinguish the prior art (Ex. 1006, ¶¶86-93) and
`
`results in a departure from the general definition of “event” in the “Definitions”
`
`section of the ’912 patent specification.
`
`Specifically, the patentee admitted the ’912 patent considers single activity
`
`attributes to be events by explaining:
`
`the specification of the ‘912 patent discloses some determined
`events that are the same as a determined attribute. See ‘707
`application at ¶ 98 (“an object appears”).
`
`
`13
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`Ex. 1016, 23 (emphasis added). The example the patentee provided—“an object
`
`
`
`
`
`appears”—determines any object that “appears.” Id. Thus, it identifies every
`
`occurrence of the “appear” attribute and equates the event to that singular attribute.
`
`However, to distinguish the claims over prior art like Courtney applied in the
`
`reexaminations, the patentee argued the claimed event is more than a single
`
`attribute. Specifically:
`
`[T]he specification of the ‘912 patent also discloses events that
`are not detected attributes. See, e.g., id at ¶ 98 (“a person
`appears; a red object moves faster than 10 m/s”); & ¶ 99 (“two
`objects come together; a person exits a vehicle; a red object
`moves next to a blue object”). The claims of the ‘912 patent
`require identification of an event that is not a detected attribute
`and are silent regarding identification of an event that is a
`detected attribute. See Zeger Dec., ¶ 35.
`
`Ex. 1016, 23. Here, the patentee identified “a person appears” as an event within
`
`the scope of the claim because it is not merely a single event attribute. Instead, this
`
`event requires two attributes, the “appear” activity attribute plus a “person” object
`
`classification attribute. Ex. 1006, ¶88. Thus, the patentee admits single activity
`
`attributes are not events within the scope of the claim—although they would be
`
`events in the context of the patent disclosure—and two attribute events are events
`
`within the scope of the claim. Id.
`
`In the Related IPRs, Avigilon has attempted to distinguish the prior art by
`
`conflating single activity attributes with events, arguing activities like appear,
`
`14
`
`

`

`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`
`enter, or exit, when recorded by the prior art are merely predetermined events.
`
`
`
`
`
`IPR2018-00138, Paper No. 11, 9-10, 52-53 (Sept. 4, 2018). That argument is
`
`completely inconsistent with the disclosure of the ’912 patent, which records those
`
`same activities. Ex. 1001, 3:29-32, 13:39-43, 14:36-40. Thus, the fact that a prior
`
`art system records activity attributes does not provide any basis to distinguish that
`
`art from this limitation. Ex. 1006, ¶¶89-90.
`
`Moreover, the language of the ’912 patent claims preclude them from
`
`covering a single activity attribute. For example, the independent claims recite
`
`determining an “event that is not one of the determined attributes by analyzing a
`
`combination of the…attributes.” Ex. 1006, ¶¶90-92. This limitation further
`
`clarifies that the claimed event cannot be a single activity attribute.
`
`Thus, the ’912 patent limitation associated with Argument (3) requires the
`
`claimed “event” comprise a minimum of two attributes. Ex. 1006, ¶93.
`
`Independence Argument (2)
`
`Argument (2) asserts the detected attributes are “independent” of the
`
`identified or detected event. As an initial matter, it is important to understand that
`
`the claimed “event” must meet the requirements of Argument (3) above because
`
`the claim requires that the event is not merely one of the detected attributes but is
`
`based on a combination of the attributes.
`
`15
`
`

`

`
`
`Case No. IPR2019-00236
`U.S. Patent No. 7,868,912
`Furthermore, the ’912 pa

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket