APPLICATION NUMBER
`11/098,385
`
`FILING OR 3 71 (C) DATE
`04/05/2005
`
`145076
`Avigilon Corporation
`Box 378, #101-1001 West Broadway
`Vancouver, BC V6H 4E4
`CANADA
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Peter L. Venetianer
`
`ATTY. DOCKET NO./TITLE
`4079-102
`CONFIRMATION NO. 8277
`POA ACCEPTANCE LETTER
`
`11111111111111111 lllll ll]~!l]!~l!~l!~Hi~!Hilill lllll lllll lllll llll llll
`
`Date Mailed: 09/06/2017
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 08/28/2017.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/tha/
`
`page 1 of 1
`
`

`

`APPLICATION NUMBER
`11/098,385
`
`FILING OR 3 71 (C) DATE
`04/05/2005
`
`6449
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W.
`SUITE 800
`WASHINGTON, DC 20005
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Peter L. Venetianer
`
`ATTY. DOCKET NO./TITLE
`4079-102
`CONFIRMATION NO. 8277
`POWER OF ATTORNEY NOTICE
`
`11111111111111111 lllll ll]~!l]!~l!~l!~Hi~!H!l)ll lllll lllll 1111111111111
`
`Date Mailed: 09/06/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 08/28/2017.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/tha/
`
`page 1 of 1
`
`

`

`PTO/AIA/80 (07-12)
`Approved for use through 11/30/2014. 0MB 0651-0035
`U.S. Patent and Trademark Offrce; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a vaiid 0MB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE US PTO
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement
`under 37 CFR 3.73(C).
`I hereby appoint:
`
`~ Practitioners associated with Customer Number: 1145076
`I
`□ Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`OR
`
`Name
`
`Registration
`Number
`
`As attorney(s) or agent(s) lo represent the undersigned before the United States Paten! and Trademark Office (USPTO) in connection with
`any and all patent applications assigned Qillll to the undersigned according to the US PTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3_ 73(c).
`
`Please change the correspondence address !or the application identified in the attached statement under 37 CFR 3. 73(c) to:
`
`~ The address associated with Customer Number: 1145076
`OR
`I
`
`Firm or
`Individual Name
`
`Address
`
`City
`
`Country
`
`Telephone
`
`I state
`
`I Email
`
`Assignee Name and Address: Avigilon Fortress Corporation
`2900 - 550 Burrard Street
`Vancouver, British Columbia, Canada V6C 0A3
`
`I
`
`I zip
`
`A copy of this form, together with a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent} is required to be
`Filed in each application in which this form is used. The statement under 37 CFR 3.73(c) may be completed by one of
`The practitioners appointed in this form, and must identify the application in which this Power of Attorney is to be filed.
`
`Signature
`
`Name
`
`Title
`
`SIGNATURE of Assignee of Record
`The individualn~ose s!nnaturn ,:1.nd Elle is supplied below is authorized to act on bellaif of ihe assign@
`•.•. •·· // \ ... ,,,,,,,,,,, .. ____________________________________________
`...................... :>'f\l,, .... ,L_,,....,
`...............
`~:~ ,~~ ~<'1
`J{}.,}:. ,~~ ,t ~~:-·i°·'
`Date
`<.~ ~~) :-
`Telephone (: tt ·~t.... .... ,~~ Li ~~1 · ..
`Joel tJchUster
`,'i
`Secretary and Director
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The mformat1on is reqtmed to obtain or retain a benefit by the public which Is to fiie (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This coJlection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the US PTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P,O. Box 1450, Ale><and(ia, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO iHIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`...... .:-
`.... n••••••••••••••••••••••••••••••••••••••H•••HUU•',••• ~
`
`;~~\ i 1~~:~
`
`If you need assistance in completing the form, calf 1-800-PTO-9199 and sel.ect option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: ( 1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant!Patent Owner: Avigilon Fortress Corporation
`
`Application No./Patent No.: 7 ,868 ,912
`Filed/Issue Date: _J_a_n_u_ar_y_1_1_,_2_0_1_1 ______ _
`Titled: VIDEO SURVEILLANCE SYSTEM EMPLOYING VIDEO PRIMITIVES
`
`Avigilon Fortress Corporation
`, a Corporation
`- - - - - - - - - - - - - - - - - - -
`(Name of Assignee)
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`1. 0 The assignee of the entire right, title, and interest.
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`LJ The extent (by percentage) of its ownership interest is ______ %. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`D There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. D The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. D The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel ______ , Frame ______ , or for which a copy
`thereof is attached.
`B. 0 A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From: VENETIANER, PETER L. et al.
`To: OBJECTVIDEO, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 0 16453
`Frame 0968
`2_ From: OBJECTVIDEO, INC.
`
`or for which a copy thereof is attached.
`To: AVIGILON FORTRESS CORPORATION
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 034552
`
`Frame 0308
`
`or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U .S.C. 122 and 37 CFR 1 .11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the US PTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`3. From: ___________________ To: __________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel ______ , Frame ______ , or for which a copy thereof is attached.
`
`4. From: ___________________ To: __________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel ______ , Frame ______ , or for which a copy thereof is attached.
`
`5. From: ___________________ To: __________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel ______ , Frame ______ , or for which a copy thereof is attached.
`
`6. From: __________________ To: _________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel ______ , Frame ______ , or for which a copy thereof is attached.
`D Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`0
`
`As required by 37 CFR 3. 73(c)(1 )(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Daniel Hammond/
`August 25, 2017
`Signature
`Date
`Daniel Hammond
`Printed or Typed Name
`
`56642
`Title or Registration Number
`
`[Page 2 of 2]
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`30205669
`
`11098385
`
`International Application Number:
`
`Confirmation Number:
`
`8277
`
`Title of Invention:
`
`VIDEO SURVEILLANCE SYSTEM EMPLOYING VIDEO PRIMITIVES
`
`First Named Inventor/Applicant Name:
`
`Peter L. Venetianer
`
`Customer Number:
`
`6449
`
`Filer:
`
`Daniel A. Hammond/Susan Pon
`
`Filer Authorized By:
`
`Daniel A. Hammond
`
`Attorney Docket Number:
`
`4079-102
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`28-AUG-2017
`
`05-APR-2005
`
`19:47:36
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Power of Attorney
`
`POA_Avigilon_Fortress_Corpor
`ation.pdf
`
`Warnings:
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`887562
`
`3511048Se03a4bc602Sfbaa70d7e3950fe01
`165d
`
`no
`
`2
`
`

`

`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`2
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`StatementUnder37.pdf
`
`no
`
`3
`
`7d7627564a 1 d98ad5567397e6d288a8fa 7d
`29f4e
`
`93459
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`981021
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`

`

`EPASID:PAT3301766
`
`Execution Date
`04/07/2015
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1 .1
`Stylesheet Version v1 .2
`
`SUBMISSION TYPE:
`NATURE OF CONVEYANCE:
`
`NEW ASSIGNMENT
`SECURITY INTEREST
`
`CONVEYING PARTY DATA
`
`Name
`AVIGILON FORTRESS CORPORATION
`
`RECEIVING PARTY DATA
`HSBC BANK CANADA
`Name:
`885 WEST GEORGIA STREET
`Street Address:
`SUITE 200
`Internal Address:
`VANCOUVER
`City:
`CANADA
`State/Country:
`V6C 3G1
`Postal Code:
`
`Number
`
`PROPERTY NUMBERS Total: 102
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`6696945
`7046732
`6987883
`6999600
`7224852
`6970083
`7646401
`7733369
`7391907
`7424167
`7583815
`7868912
`7613322
`7825954
`7613324
`7796780
`7884849
`8711217
`7891330
`
`

`

`Number
`
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`
`7424175
`7949150
`8334906
`7925536
`7822275
`8564661
`8180490
`8405720
`8150103
`8401229
`8848053
`8457401
`7932923
`8497906
`8823804
`8526678
`8948458
`11057154
`11167218
`11220970
`11602490
`11826324
`12155476
`13082686
`13673178
`13684025
`13713674
`13744264
`13744266
`13744251
`13744254
`13781240
`13804280
`13838511
`14634838
`13843455
`13838665
`13886420
`
`

`

`Number
`
`Property Type
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`
`14610582
`14058423
`14203065
`61968015
`14674889
`61973611
`14252661
`61988666
`14455868
`14470848
`14500108
`62061935
`62066734
`62088316
`62088373
`62088394
`62088443
`62088446
`14576818
`62101755
`62101733
`62101707
`62101646
`62104507
`62104480
`62109748
`62109780
`62109768
`62109802
`62109817
`62110174
`62110184
`62110190
`62110199
`62110249
`62109841
`62109861
`62109889
`
`

`

`Number
`
`Property Type
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`
`62109907
`
`62109922
`
`62110085
`
`62110251
`
`62110266
`
`62110297
`
`62110273
`
`CORRESPONDENCE DATA
`Fax Number:
`Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`3127018944
`Email:
`ptierney@mayerbrown.com, msherlock@mayerbrown.com,
`ipdocket@mayerbrown.com
`PATRICK TIERNEY
`PO BOX 2828
`CHICAGO, ILLINOIS 60690-2828
`
`Correspondent Name:
`Address Line 1:
`Address Line 4:
`
`ATTORNEY DOCKET NUMBER:
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`
`15475652
`
`PATRICK TIERNEY
`
`/PT/
`
`04/08/2015
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 22
`source=Patent Pledge - Avigilon Fortress_pdf#page1 .tit
`source=Patent Pledge - Avigilon Fortress_pdf#page2.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page3.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page4.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page5.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page6.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page7.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page8.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page9.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page1 0.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page11.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page12.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page13.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page14.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page15.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page16.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page17.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page18.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page19.tif
`
`

`

`source=Patent Pledge - Avigilon Fortress_pdf#page20.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page21.tif
`source=Patent Pledge - Avigilon Fortress_pdf#page22.tif
`
`

`

`PATENT PLEDGE AND SEClJRITY AGREEIV[ENT
`
`PATENT PLEDGE AND SECURITY AGREEMENT (this "Agreement") dated as of April 7,
`2015, between Avigilon Fortress Corporation (the "Gran tor") and HSBC BANK CANADA as
`administration agent (the "Agent").
`
`WHEREAS, in connection with and as a condition to that certain Credit Agreement dated as of
`April 7, 2015, by and among, Avigilon Corporation, as borrower, the other Loan Parties party from time
`to time thereto, the Agent, as administration agent for and on behalf of the Lenders, and the Lenders
`party from time to time thereto (as further amended, restated, supplemented or otherwise modified from
`time to time, the "Credit Agreement"), the Grantor, in its best interest, is party to a General Security
`Agreement, dated as of April 7, 2015 (as amended, supplemented, amended and restated or otherwise
`modified from time to time, the "Security Agreement"), by and between the Grantor and the Agent for
`the benefit of the Secured Creditors;
`
`WHEREAS, pursuant to the Security Agreement, the Grantor has granted to the Agent a
`security interest in certain of the Grantor's personal property and fixture assets, including
`without limitation the patents and patent applications listed on Schedule A attached hereto, all to secure
`the payment and performance of the Secured Obligations; and
`
`WHEREAS, pursuant to the Security Agreement, the Grantor is required to execute and deliver
`to the Agent, for the benefit of the Secured Creditors, an agreement in substantially the fonn of this
`Agreement;
`
`WHEREAS, this Agreement is supplemental to the provisions contained in the Security
`
`Agreement;
`
`NOW, THEREFORE, in consideration of the premises contained herein and for other good and
`valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto
`hereby agree as follows:
`
`L
`
`DEFINITIONS.
`
`Capitalized terms used herein and not otherwise defined herein shall have the respective
`meanings provided therefor in the Credit Agreement and the Security Agreement.
`
`"Patent Collateral" means (a) all inventions and discoveries, whether patentable or not, all letters
`patent and applications for letters patent throughout the world, including without limitation those patents
`referred to in Schedule A hereto, and any patent applications in preparation for filing, (b) all reissues,
`divisions, continuations, continuations-in-paii, extensions, renewals and reexaminations of any of the
`items described in clause (a), (c) all patent licenses, and other agreements providing the Grantor with
`the right to use any items of the type referred to in clauses (a) and (b) above, and (d) all proceeds of,
`and rights associated with, the foregoing (including licenses, royalties income, payments, claims,
`damages and proceeds of infringement suits), the right to sue third parties for past, present or future
`infringements of any patent or patent appiication, and for breach or enforcement of any patent license.
`
`50939156.3
`
`

`

`2.
`
`GRANT OF SECURITY INTEREST.
`
`The Grantor hereby unconditionally grants, assigns and pledges to Agent, for the benefit of the
`Secured Creditors, to secure the Secured Obligations, a continuing security interest in all of the
`Grantor's right, title and interest in and to the Patent Collateral, whether now O\vned or hereafter
`acquired or arising, which includes, without limitation, the Patent Collateral with respect to those patents
`referred to on Schedule A (the "Securitv Interest"). This Agreement and the Security Interest created
`hereby secures the prompt and indefeasible payment in full and performance of the Secured Obligations,
`whether now existing or arising hereafter.
`
`3.
`
`REPRESENTATIONS AND WARRANTIES.
`
`The Granter represents that except for the Patent Collateral specified in Schedule A hereto, the
`Grantor does not own and has no interests in any Patent Collateral as of the date hereof. The Grantor
`further represents and warrants that, with respect to all Patent Collateral specified in Schedule A hereto,
`(a) such Patent Collateral (except for any Patent Collateral that is immaterial to the business of the Granter)
`is valid, subsisting, unexpired and enforceable and has not been abandoned or adjudged invalid or
`unenforceable, in whole or in part, except to the extent that any invalidity, non-subsistence, expiry,
`unenforceability, abandonment, adjudged invalidity or adjudged unenforceabiliiy of