`
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`_____________
`
`APPLE, INC., LG ELECTRONICS INC.,
`SAMSUNG ELECTRONICS CO., LTD., and
`SAMSUNG ELECTRONICS AMERICA, INC.,
`Petitioner,
`
`v.
`
`UNILOC 2017 LLC.,
`Patent Owner.
`_____________
`
`Case IPR2019-00219
`Patent 7,020,106 B2
`____________
`
`Record of Oral Hearing
`Held: February 6, 2020
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`
`
`BEFORE: MIRIAM L. QUINN, JOHN F. HORVATH, and GARTH D.
`BAER, Administrative Patent Judges.
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`Case IPR2019-00219
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`A P P E A R A N C E S
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`ON BEHALF OF PETITIONER:
`
`
`W. KARL RENNER, ESQUIRE
`ROBERTO J. DEVOTO, ESQUIRE
`NICHOLAS W. STEPHENS, ESQUIRE
`FISH & RICHARDSON
`1000 Maine Ave SW
`Washington, DC 20024
`202-783-5070
`
`
`ON BEHALF OF THE PATENT OWNER:
`BRETT MANGRUM, ESQUIRE
`ETHERIDGE LAW GROUP
`1100 Queensborough Blvd
`Suite 200
`Mt Pleasant, SC 29464
`843-614-0007
`
`
`Also present:
`Julie Han (Samsung), Matt Clements (Apple), Michael Kucher,
`and John David Koettner
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`
`
`The above-entitled matter came on for hearing on February 6, 2020,
`commencing at 12:00 p.m., at the U.S. Patent and Trademark Office, USPTO
`Texas Regional Office, 207 S Houston Street, Suite 159, Dallas, TX 75202.
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` (Proceedings begin at 12:00 p.m.)
` JUDGE QUINN: All right. So we are gathered today
` to hear the Case IPR2019-00219 concerning Patent Number
` 7,020,106. The judges presiding today are Judge Horvath, if
` you can wave, so the court reporter knows who you are, and
` Judge Garth Baer, both appearing remotely on the screen.
` The case is captioned Apple, Inc., LG Electronics
` Inc., Samsung Electronics Company Limited, and Samsung
` Electronics America, Inc. Patent Owner is Uniloc 2017,
` LLC.
` And, now, we're -- state appearances for the
` record, starting with Petitioner.
` MR. RENNER: Good afternoon, Your Honors. It's
` Karl Renner on behalf of Petitioners, joined by Roberto
` Devoto and Nick Stephens, both from Fish & Richardson, my
` firm as well. In addition, we have Julie Han from Samsung,
` as well as Matt Clements from Apple.
` JUDGE QUINN: Thank you.
` And who do we have representing Patent Owner
` today?
` MR. MANGRUM: Good afternoon, Your Honors. It's
` Brett Mangrum with the Etheridge Law Group. I'm
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` representing the Uniloc, the -- sorry -- the Patent Owner,
` Uniloc 2017. I'll be speaking today.
` JUDGE QUINN: Okay, thank you. All right.
` So per our order dictating the -- concerning this
` hearing, each party will have 45 minutes of total argument
` time. Both may reserve time for rebuttal.
` As you know, there are no objections, speaking
` objections. If you have something against your opponent's
` slides or presentation, you may state your objection during
` your demonstration. Okay?
` Are there any questions before we start?
` MR. MANGRUM: No for Patent Owner, Your Honor.
` MR. RENNER: No.
` JUDGE QUINN: Okay. Let's see.
` Petitioner has the burden of proof here, and so
` you can start first. I will set up a timer and I will put
` it up here. You have 45 minutes total. If you tell me how
` many minutes you want for rebuttal, it will give you -- it
` will change from green to yellow, and it'll tell you you're into
` rebuttal time.
` MR. RENNER: So if we can reserve 15.
` JUDGE QUINN: Okay.
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` MR. RENNER: I think that would be --
` JUDGE QUINN: All right.
` MR. RENNER: Yeah. And I have a printed copy of
` the demonstratives. Can I approach and --
` JUDGE QUINN: Absolutely, yes, please. Thank
` you.
` Did you give one to the court reporter as well?
` MR. RENNER: I did.
` JUDGE QUINN: Thank you.
` MR. RENNER: Yes.
` JUDGE QUINN: You may begin.
` MR. RENNER: Okay. Thank you, Your Honors. And,
` again, Karl Renner on behalf of Petitioners.
` Today, we have a narrow record. This record has
` no testimony from Patent Owner. Uniloc offered no
` deposition of our expert, and the case was taken, so
` there's also no transcript from a deposition.
` The challenge in the Petition had focused on four
` claims, Claims 15 through 18, 15 being independent, and the
` dispute focused on terms in two of those claims, the terms
` of Claims 15 and 16, so we see it narrowing down even
` further.
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` Construction is, indeed, central to the arguments
` that are in play here, and those, we'll be talking about.
` I plan to address Claim 15, and my colleague, Rob Devoto
` will address Claim 16 issues after I finish.
` Claim 15, if we go to Slide 8, please.
` We reproduced the language that's in question
` here on Slide 8, and we reproduced the three options for
` the interpretation of specification information about a radio interface
`specificationthat were bantered about during this
` proceeding in the earliest stages.
` The language specification information about a
` radio interface specification defining said second mode is
` at issue. And, out of order, when we look at this table, we
` first encounter from the bottom up Uniloc's implicit, we
` call it, construction. It was a construction not offered
` in asking the Board to construe the term, but, instead, it
` was sought through arguments that were put forth in the
` Patent Owner Preliminary Response, that this was what the
` claim's term was being read as by Uniloc.
` And, Your Honors, this is the POPR, where this
` was put forth. You noticed that there was, indeed, an
` argument based on this terminology being construed or read
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` in the way that it was. You acknowledged it and you
` rejected it as being inconsistent with the terminology
` specifically.
` There's not been an argument on the record that
` explains why in the face of your logic and the Institution
` Decision that that construction continues to be promoted.
` And as a consequence, we'll focus our time on the
` differences and similarities between the Petitioners' and
` the Institution Decision resolved construction, so that we
` can just focus on what we think has actually been in
` dispute.
` Those two other options, they do differ, but
` they're very similar. And so we wanted, first, to talk
` about the commonality as between them.
` When you look at the language of the limitation
` that's in question, specification information about. After
` the word, about, we can see that it speaks of a radio
` interface specification defining said second mode. Well,
` that language, we don't believe there's any -- we think
` there's commonality there. That language, as construed in
` the Institution Decision, was read to mean the description
` in written or computer-readable form of the protocols used
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` in the second mode's radio interface, as articulated in the
` Institution at Page 16. You can see that.
` And so we’re not taking any issue with that at all.
` The Petitioners' reply embraces that language as well.
` Just to make it clear, we're not concerned with radio interface specification
`defining said second mode.
` The open issue is with respect to the words,
` preceding, and how they relate to it, so the specification
` information about. And to really put a body around this,
` so -- and to give some context to where we -- how we got
` where we are, in the Petition, the plain meaning was
` advanced by Petitioner as to this entirety of language, not
` specifically calling it out but just treating it against
` the prior art. The Patent Owner Preliminary Response, as
` we indicated, had an implicit look at it.
` Given that Your Honors saw that there was an
` application in the Petition against the art and then a
` different read to that language in trying to distinguish
` the art, you took on, and looked at the language, and tried
` to figure out what, in fact, it does mean, and, indeed,
` construed it.
` JUDGE QUINN: Well, what do you think it should
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` mean?
` MR. RENNER: We think its plain meaning, as we
` had earlier put forth in the Institution Decision, Your
` Honor --
` JUDGE QUINN: Which is what exactly?
` MR. RENNER: Yeah. That's a great question.
` Thank you.
` It's a meaning that says, information that's
` about a radio interface specification. And we find things
` that are transmission of information about those. We find
` that in Embodiment 5 of the patent specification, and we
` find that -- in that embodiment three different examples set
` forth.
` And we think the language should be broad enough
` to not restrict out any one of the three examples because,
` after all, that's what the patent specification talks
` about, information and specification information, no less,
` that is about a radio interface specification that's
` transmitted. That's where in the specification we find it.
` And because it's where we find it and there's no -- under
` Thorner, there's no disavowal, no definition that's set
` forth, we think that plain meaning exists, and we think
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` that plain meaning should be sufficient to cover what was
` actually described in the specification.
` JUDGE QUINN: So they -- each of the meanings,
` what is the specification information, for you, is -- what
` it's about?
` MR. RENNER: Right. So it's -- what we see is --
` and we can go right into Claim 8. It's a good example of
` where we find, we think, the answer to that question most
` notoriously. And that's an interesting way of getting
` there because in Claim -- what we have as Claim 15 at issue
` here and all of the language we're talking about, that is
` the language about information, as we just read it,
` information about radio interface specification defining
` said second mode.
` It appears also in Claim 6 -- now, Claim 6 isn't
` at issue, so why are we talking about Claim 6? Because in
` the prosecution history, we see that both of those claims
` were amended in the December, November of '15 to include
` exactly the same language once traction was had with the
` examiner by the Patent Owner.
` And so we look at Claim 6 and look at 15. We
` know those things have repetitive language in them, and we
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` can glean through Claim 6 the meaning of this information
` about kind of language because, there, you have
` dependencies. You have dependent Claims 8 through 10. And
` in order for those terms to have meaning consistent with
` Claim 6, we know that information about the specific thing
` being talked about here, the radio information
` specification, it has to be sufficiently broad to encompass
` what's in Claims 8 through 10. And in those claims, not
` surprisingly, we see three examples that we earlier talked
` about from Embodiment 5.
` So we know that by the hand of the actual
` applicant here that that language was intended and actually
` expressed well, that it's broad enough to just encompass,
` not exclude any one of the three of those embodiments or
` those examples in that embodiment. And that's a very
` guiding principle because I was heading in a path where in
` this proceeding, when you had the Petition and then you had
` the POPR, in the Institution Decision, neither of us had
` given briefing on construction.
` So these kinds of details hadn't been pointed
` out; it's just plain meaning that it applied. But the
` record has developed since, and then the development --
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` JUDGE QUINN: Well, assuming we agree with you
` that this requires construction and that we need to take
` into consideration these claims that you're pointing out,
` the rationale for that or the support, rather, for what
` you're advocating is claim differentiation?
` MR. RENNER: Well, Your Honors, not
` differentiation. And we're -- we actually don't think it
` needs to be construed. We think plain meaning does the
` trick, which is where we were originally, and we stayed
` there still. We think under Thorner, you read it, it's
` plain words and plain meaning, the way it is, and you look
` at it, and you can tell what these words mean because you
` know -- you're confirmed with what they mean by just
` looking at Claim 6.
` JUDGE QUINN: Well, it seems to me there's a
` dispute about whether construed, even under plain and ordinary
` meaning of the claims, whether the prior art would indeed
` have specification information.
` MR. RENNER: I would agree, of course, with that.
` JUDGE QUINN: So we have to do something about it
` Then?
` MR. RENNER: Certainly. But I think that what
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` we're trying to guide the Board to do is to not take on a
` construction more than plain meaning. Your construction is
` its plain meaning. And then when you look at plain
` meaning, you try to figure out what it is, we know from the
` specification here, we're confirmed in the idea that
` information about isn't given any special meaning. And, in
` fact, we can see that Claims 8 through 10 tell us, that's
` just to encompass what's in the specification itself.
` JUDGE QUINN: So if it said something like “such
` as, for example, it can comprise the specification itself”?
` MR. RENNER: Right.
` JUDGE QUINN: Or software modules?
` MR. RENNER: Precisely. That's exactly right.
` JUDGE QUINN: Okay.
` MR. RENNER: It doesn't have to have any one of
` those three things. In fact, it doesn't have to be limited
` to those three things. It just has to be broad enough to
` deal with what's in the specification, which are those
` three things.
` And we can see in the -- there's actually --
` that's the intrinsic record that helps us to understand
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` Patent Owner because he pulled that language not only in
` claim 6, but at the same time, in claim 15. Well, it was claim
` 18 at the time, but it became 15.
` We also see that in the record, we put in
` extrinsic evidence, and that was a dictionary definition
` that shows you that the word “about” doesn't have any
` special limiting power; it's concerning relating to. It's
` a very broad term.
` And we also put in expert testimony -- sorry --
` expert testimony --
` JUDGE HORVATH: Yeah, I was going to ask.
` MR. RENNER: Oh, please, Your Honor.
` JUDGE HORVATH: I was going to ask a question.
` MR. RENNER: Uh-huh.
` JUDGE HORVATH: But I didn't want to interrupt
` you. If you have further thoughts, that's fine, but,
` otherwise, I'd like to ask a question.
` MR. RENNER: No, I'd love -- please.
` JUDGE HORVATH: Okay. So, I mean, in your
` Petition, one of your grounds was that Claim 15 was
` obvious over Dillon.
` MR. RENNER: Uh-huh.
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` JUDGE HORVATH: And I think in regarding that
` ground, you identified the specification information about
` radio interface specification being the IP packet, the
` tunnelled IP packet, the destination address of that packet
` was specification information about --
` So under your -- as I'm hearing you now, you're
` saying that there are no constructions needed in -- its plain
` meaning. So I guess I want to understand, under the plain
` meaning, how does an IP packet address constitute
` specification information about a radio interface
` specification?
` MR. RENNER: Yeah. Our view on it was, again,
` very broad as it related to that ground. That's probably
` the -- you know, it's going to the outside of the
` construction, if you will, under plain meaning. But it's
` just that an IP packet and its IP destination is how you're
` going to travel on.
` So a specification and the IP destination are
` consistent with one another and the term wasn't limiting.
` The key for us was it wasn't a limiting term. So
` as any -- even software relationship, if you will, this
` patentee didn't require there to be a really tight nexus to
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` any particular thing about specification -- or interface --
` sorry -- the radio interface specification. It's just that
` anything that's going to be used in communicating with it,
` we think that also would -- it's a broad, we'll submit,
` view, as it relates to that.
` We don't need to get to that breadth to get in
` the other grounds and -- but as to Dillon, we did. And we
` did submit, and you're correct, that even a broad
` relationship would do the trick as it relates to Dillon.
` JUDGE HORVATH: So you're maintaining that packet
` address is specification information --
` MR. RENNER: We think --
` JUDGE HORVATH: -- about the radio interface
` specification?
` MR. RENNER: We don't think this Patent we're
` after has done anything to narrow it further than that.
` Yes, Your Honor. Yeah.
` JUDGE QUINN: Can we jump to your other claim
` construction issue?
` MR. RENNER: Sure. I'll just say one or two more
` words on this one, and then we will be happy to do that.
` The other words on this aren’t, to the extent that
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` Your Honors don't limit it to the third example of the fifth
` embodiment, this claim, as it was articulated in the
` Institution Decision, and then where it's gone, that
` instead, you read it consistent with the three embodiments,
` there's not even a dispute as to the prior art to mapping
` against the claim.
` So I just want to make sure that we're all clear
` on that as well. There hasn't been a dispute articulated,
` but I'm happy to yield to my colleague for Claim 16, which
` is the other construction issue.
` Any other questions on Claim 15?
` Okay. Thank you very much.
` MR. DEVOTO: Thank you, Karl.
` My name is Rob Devoto. I'll be discussing Claim
` 16. In particular, if we could turn to Slide 48, which,
` fortunately, we have on the slide or projector here.
` So Slide 16 -- or excuse me -- Claim 16, I'd like
` to begin by discussing, of course, the proper
` interpretation of Claim 16 from the advantage of a person
` of ordinary skill in the art.
` Let's move to Slide 53, please.
` Now, Petitioners have advanced both in the
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` Petition and in the Reply that Claim 16 should be
` interpreted based on plain meaning.
` Now, in contrast, as shown in this slide, which
` Uniloc has taken its position in the Sur-Reply, it contends
` that Claim 16 requires protocol conversion.
` Now, if we could turn back to Slide 48.
` Now, we look at the plain language of Claim 16,
` and it certainly does require, as you can see here, clearly
` a converter that converts data from one form to another.
` But Uniloc fails to explain how the terms recited by the
` claim when read according to their plain meaning requires
` Claim 16's recited conversion to be limited to protocol
` conversion. And we submit that they do not.
` Now, this is apparent when looking at each of
` Claim 16's limitations, taking account of the '106 Patent's
` disclosure, of course.
` If you could turn to Slide 5.
` Now, in doing so, of course, we need to recognize
` the limitations of Claim 15, which are, of course,
` incorporated into Claim 16 through its dependency.
` Now, as Your Honors have correctly recognized and
` as the record reflects, Claim 15 does not require protocol
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` conversion, while Uniloc has attempted to assert that some
` form of protocol conversion is implicated in the
` specification information feature here. Your Honors,
` astutely noted on Pages 36 and 37 of the Institution
` Decision that I quote, “Nothing in Claim 15 requires
` specification information to be transcoded from the second
` mode to the first mode, as Patent Owner contends.”
` Now, we further note -- and this is important.
` We note that Claim 15, unlike Claims 1 to 14 of this '106
` Patent, does not recite two two-way communication modes.
` Now, this is an important distinction, Your Honors, and I
` want to pay special attention to it.
` While Claims 1 to 14 may be right-sized, we
` submit, to the innovation set forth in the '106 Patent
` specification, Claims 15 to 18 are not. In casting these
` claims without a requirement for two two-way communication
` modes with at least one of these modes having an
` absent channel, Uniloc is clearly attempting to stretch its
` monopoly to technologies that do not require the protocol
` conversion introduced in the '106 Patent specification.
` JUDGE HORVATH: Doesn't Claim 15 require one of
` the first or second communication links to be absent?
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` MR. DEVOTO: It does not. It uses the word,
` unavailable, which, of course, doesn't mean permanently
` absent. It says, Could -- in fact, it can encompass
` temporary unavailability, which is exactly --
` JUDGE HORVATH: But if it's unavailable, and I
` have information that I want to transmit over the first or
` second link, and that link is not available --
` MR. DEVOTO: Yeah.
` JUDGE HORVATH: -- doesn't Claim 15 go to, well,
` if that link is not available, then you can send it over the third
` link?
` MR. DEVOTO: Sure. But you may be communicating
` over the third link not because the two-way communication
` mode of the first mode is severely impaired as a result of
` an absent channel, which is really what happens in the '106
` Patent invention, but, rather, simply because that link has
` been congested. It's unavailable not because the protocol
` is broken, the two-way protocol is broken, but, rather,
` because the link is temporary unavailable because maybe
` it's congested, as we saw in the Dahlin reference.
` So -- and it's important to recognize this
` distinction, and I'm happy you brought it up, Judge
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` Horvath, because unavailable is part of the broadening of
` Claim 15 that really takes it, we submit, beyond the bounds
` of the innovation set forth in the '106 Patent. And when
` we look at that innovation, and I think it's important to
` look at that innovation, to really understand the bounds of
` Claim 15 and, ultimately, the bounds of Claim 16, can we
` turn to Slide 3, please?
` So as shown in Slide 3, the '106 Patent purports
` to reduce the cost of multi-mode terminals, but not just
` any multi-mode terminals. It's multi-mode terminals that
` have two two-way communication modes, and it does so by
` replacing, for example, one of those two two-way
` communication modes with a -- replacing a transceiver of
` one of those two communication modes with, say, a receiver
` or a transmitter.
` Now, I want to make one thing -- point, and this
` is an important aspect of the invention, is that two-way
` communication modes are modes that are defined by a set of
` protocols that require the control traffic be sent in both
` directions. That's why they're two-way and that's why they
` require a transceiver.
` So when you take one of them and you take away
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` the transceiver and replace it with a transmitter or
` receiver, you have impaired, you've hobbled that mode.
` You've prevented it from operating properly, and that is a
` problem. And, in fact, the '106 Patent is giving you the
` solution; it purports to give you the solution to that
` problem, and it does so through protocol conversion. I
` want to be very clear on this.
` The problem in -- so I want to be very clear that
` the '106 Patent is speaking to a very specific type of
` multi-mode terminals: two two-way terminals that have a
` first two-way mode and a second two-way mode, where one of
` the two-way modes has had its transceiver removed to a
` receiver/transmitter, and in doing so, has hobbled, that
` impaired that two-way mode because it's gotten rid of that
` channel. That channel is gone, permanently gone, absent
` entirely, and that is a problem. And the solution --
` JUDGE HORVATH: Well, let --
` MR. DEVOTO: Yeah?
` JUDGE HORVATH: Let me ask you this.
` As I look at Figure 2, right?
` MR. DEVOTO: Yeah.
` JUDGE HORVATH: I can map Claim 15 to Figure 2,
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` and I've got a first link and a second link in a first
` mode, and that is the two-way communication over link 208,
` which is bi-directional because the arrows are pointing in
` both directions between.
` MR. DEVOTO: Yes. Yes.
` JUDGE HORVATH: And that's the UMTS; that's the
` first mode.
` MR. DEVOTO: It's a two-way mode. Uh-huh.
` JUDGE HORVATH: And it's that bi-directional mode.
` MR. DEVOTO: Uh-huh. That's right.
` JUDGE HORVATH: So there's an uplink and a downlink.
` Okay.
` MR. DEVOTO: Correct.
` JUDGE HORVATH: And then the second mode is this
` hyperlink 2 (sic) or HIPERLAN/2 mode.
` MR. DEVOTO: Correct. And that's two-way as well.
` JUDGE HORVATH: And that is only a downlink.
` MR. DEVOTO: Yes.
` JUDGE HORVATH: So that's the second mode.
` MR. DEVOTO: It only has --
` JUDGE HORVATH: And it's only got, on the one side,
` a transmitter.
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` MR. DEVOTO: Right.
` JUDGE HORVATH: On the other side, a receiver.
` MR. DEVOTO: Correct. That's right.
` JUDGE HORVATH: Okay. Now, Claim 15 requires
` something else. It requires one of these first and second
` links to be unavailable.
` MR. DEVOTO: So, now, let's be clear.
` JUDGE HORVATH: So when I have 208 --
` MR. DEVOTO: I'm sorry, Your Honor.
` JUDGE HORVATH: -- that's my first uplink and a
` downlink.
` MR. DEVOTO: Yes.
` JUDGE HORVATH: And Claim 15 says one of them is
` unavailable --
` MR. DEVOTO: Uh-huh. That's right. That's right.
` JUDGE HORVATH: And so I send that information over
` the third link.
` MR. DEVOTO: Yes. Yes.
` JUDGE HORVATH: So that tells me that the thing
` that's unavailable is the downlink in 208.
` MR. DEVOTO: It is, indeed.
` JUDGE HORVATH: And that information that's normally
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` sent over the downlink 208, I now have to send over my second
` mode, which is the HIPERLAN/2 mode.
` MR. DEVOTO: That's right.
` JUDGE HORVATH: The downlink 126.
` MR. DEVOTO: That's right.
` JUDGE HORVATH: Do you agree with that?
` MR. DEVOTO: I would certainly agree with that,
` though I would modify it slightly. I would say that what
` happens is the mobile station, which has a two-way HIPERLAN/2
` communication mode, that's two-way, has lost something; it's
` lost its uplink ability. Right? So it now has a receiver,
` can't send its control traffic in the uplink direction. It
` has a problem because it's a two-way mode and because it needs
` to be able to send control traffic in both directions. So --
` JUDGE QUINN: You're saying that this Figure 2
` discloses that there is a two-way mode communication in the
` HIPERLAN/2?
` MR. DEVOTO: In HIPERLAN/2. In fact, you can even
` see it in this quote here. The present invention is based
` upon the recognition, not present in the prior art, that in a
` multi-mode terminal where each mode is bidirectional, meaning,
` it's two-way, if operated in a single-mode terminal, it is not
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` necessary for all the modes to have a bidirectional link.
` So they're taking a two-way mode that normally would
` need to have a bidirectional link because that modem needs to
` be able to send control traffic both in the upstream and the
` downstream direction. And they're saying, Look, I don't need
` that bidirectional link; I have a way with our present
` invention to solve that problem. I can get rid of the
` bidirectional link, and I can, instead, use protocol
` extensions and protocol conversions or the -- that is also
` called protocol extensions that perform protocol conversions
` to allow me to take that uplink traffic that, otherwise, would
` have gone through that absent channel and redirect it to the
` other two-way mode using -- in this case, for example, the
` uplink 802 control traffic is redirected to the protocol
` extension of the UMTS two-way mode, and it's protocol
` converted via that extension, 214 M, so that it can be sent
` over UMTS uplink.
`