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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
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`F ING OR 371 (C) DATE
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`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`09/850,399
`
`05/07/2001
`
`Amit Haller
`
`0909-010
`CONFIRMATION NO. 2705
`
`41200
`PK PATENT LAW
`2e 3. Pete eteetHulllllllIllIltmrlltllrrmgtlyy11111111lllllllllllnl
`Alexandria, VA 22314
`
`POWER OF ATTORNEY NOTICE
`
`Date Mailed: 08/07/2017
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`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
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`This is in response to the Power of Attorney filed 07/27/2017.
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`APPLE 1002
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET No./TITLE
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`Alnit Haller
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`POA ACCEPTANCE LETTER
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`l|||l|||||||||||||||||Illlllllllllllllllll|||l|||l||l|||||||||||l||||||l|l|||l|||||||l|||
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`Date Mailed: 08/07/2017
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`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
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`PTO/AiA/S‘LB (97—13;-
`Approved for use through 01/3 11201.8. OMB 0651—0035
`
`
`1.5. DE IIL‘iRTiVIENT 0F COMM-El
`E
`US. Patent and Tra
`ark 0 ca
`Under the Pa *erwork Reduttion Act of 1995 no oersons are re. uireo‘ to res 10nd to a col .ation of inforrnet
`h u
`s it d .. .ia rs a valid OMB contra! nu her
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`
`90i913925
`Maid? 24. 2017
`Hill}? Dateis)
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`.
`Amii Haiiei‘
`System Device and Computer Readabie
`
`
`
`REEXAMiNATIoN ea SUPPLEMENTAL
`EXAMENATECN m PATENT OWNER POWER 0F
`ATTGRNEY QR REVGCA‘E’EGN CF? FGWER OF
`ATTORNEY WETH A NEW PQWER GE: ATTGRNEY
`AND CHANGE OF CCRREfiPONDENCE ADDRES$
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`Pm/Awsta (97—13;-
`Approved for use through 01/3 11201.53 OMB 0651—0035
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`iii. Autherizatiori fer fiewer 0f Attemey and (if seiected} Change at Cerrespendence Address
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`E am the:
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`i inventcr, having ownership 0f the patent being reexamined:
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`i
`
`.
`
`~..~
`
`PTO~9199 and select option 21
`
`Shanaure 0? inventor o.
`:Patent Owner
`I
`- Name
`'
`i Titieand
`Manager, EXT 5
`, LLC
`Campany
`NGTE: Signatures. (3 EH the inventcrs or patent owners of the entire interest or their representative(5) are
`required. if more than one signature is required, submit rnuitipie farms, check the box beiow, and identify the totai
`number of forms submitted in the biank beiow.
`
`Date
`_E7/26/17
`i'Teie.ipmrie
`
`212-534.7150
`
`:1 A totai of
`
`forms are submitted lj‘you need assistance in compretmg therorm cai1"’-800~
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`4
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`
`
`Patent Assignment Abstract of Title
`
`Patent #1 7039033
`Publicatian #: 1520020153895
`
`Issue Dt: 05/02/2006
`Pub at: 11/07/2002
`
`Reearded: 02/11/2014
`
`Mailed: 02/20/2014
`
`Pages: 5
`
`Exec W 11/25/2001
`
`Tote! Assignments: 3'
`Filing at: 05/07/2001
`Applicatinn #: 09850399
`Int! Reg #:
`PET #: NONE
`Inventors: Amit Hailer, Peter Fame“, Avraham ITzchak, Amir Giick, Ziv Haparnas
`Title: SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS NETWORK USING SHGRT—MNGE RADIO SIGNALS
`Assignment: 1
`Received: 02/11/2014
`Reel/Frame: 032239 [0078
`Conveyance: CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
`Assignor:
`IXI MOBILE (ISRAEL) LTD.
`Assigns-ye:
`IXI MOBILE (R 8k D) LTD.
`11 MESHE LEVI STREET
`RISHON LEZION, ISRAEL
`21MB DAVIS BEN—DAVID
`8 HARTOM STREET
`JERUSALEM, ISRAEL
`
`Correspondent:
`
`Assignment: 2
`Received: 09/13/2002
`Reel/Frame: 013273 [04M
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`Assignors: HALLER. AMIT
`FORNELL, PETER
`ITZCHAK, AVRAHAM
`GLICK, AMIR
`HAPARNAS, ZIV
`Ix: MOIILE (ISRAEL) LTD.
`HA'TIDHAR STREET, #3
`RA'ANANA. ISRAEL 43654
`Correspmdent: VIERRA MAGEN MARCUS ET AL.
`KIRK J. DENIRO
`685 MARKET STREET, SUITE 540
`SAN FRANCISCU, CA 94105
`
`Assignee:
`
`Recorded: 09/13/2002
`
`Mailed: 12/02/2002
`
`Pages: 7
`
`Exec m: 01/02/2002
`Exec m: 01/07/2092
`Exec 01:: oa/os/zonz
`Exec 01;: 03/06/2032
`Exec 0:: 01/07/2062
`
`Received: 06/29/2006
`
`Assignment: 3
`Reel/Frame: 017845 /‘ 0872
`Conveyance: SECURITY AGREEMENT
`Assignar:
`IXI MOBILE (R80) LTD.
`Assignee: SOUTHFOINT MASTER FUND LP
`623 FIFTH AVENUE
`SUITE 2503
`NEW YORK, NEW YORK 10022
`Corraspmdant: AARON R. ETTELMAN [580454.0003]
`ONE COMMERCE SQUARE
`2005 MARKET STREET, SUI—IE 2100
`PHILADELPHIA, PA 19103—7013
`
`Recorded: 06/29/2006
`
`Mailed: 06/30/2006
`
`Pages: 10
`
`Exec 01:: 05/19/2056
`
`Assignment: 4
`Received: 04/17/2012
`Reel/Frame: 025055 10575
`Conveyance: RELEASE BY SECURED PARTY (SEE DOCUMENT FOR DETAILS).
`Assignm: SDUTHPOINT MASTER FUND LP
`Assignee:
`IXI MOBILE (R80) LTD.
`11 MOSHE LEVI STREET
`RISHON LEZIDN, ISRAEL
`1MB DAVIS BEN—DAVID
`1 HAMARFE STREET
`PO BOX 45087
`JERUSALEM, ISRAEL
`
`Correspondent:
`
`Assignment: 5
`Received: 06/05/2014
`Reel/Frame: 033042 [0985
`Conveyance: ASSIGNMENT DF ASSIGNGRS INTEREST (SEE DOCUMENT FOR DETAILS).
`Assignor:
`iXI MOBILE (R80) LTD.
`Assignee:
`IX! IF, LLC
`THE CHRYSLER BUILDING
`405 LEXINGTON AVENUE, SUITE 726
`NEW YORK, NEW ViiRK 10174
`
`Recorded: 04/17/2012
`
`Mailed: 04/18/2012
`
`Pages: 5
`
`Exec 13:: 03/21/2012
`
`Retarded: 06/05/2014
`
`Mailed: 06/05/2014
`
`Pages: 6
`
`Exec at: 06/05/2014
`
`Copied from 90013925 on 08/04/2017
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`5
`
`5
`
`
`
`Correspondent: PERKINS COIE LLP
`1201 THIRD AVENUE, SUITE 4900
`SEATTLE, WA 98101
`
`Received: 06/05/2014
`
`Assignment: 6
`Red/Frame: 033095 [0056
`Conveyan ca: 5 ECURITY INTERE ST
`Assignor:
`IXI IF’, LLC
`Assignge: FORTRESS CREDIT CO LLC
`1345 AVENUE OF THE AMERICAS
`46TH FLOOR
`NEw YORK, NEw YORK mics
`Correspondent: PERKINS COIE LLP
`1201 THIRD AVENUE, SUITE 4900
`SEATTLE, WA 98101
`
`Assignment: 7
`Received: (39/11/2014
`Reel/Frame: 033718 H1687
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`Assign-gar: FORTRESS CREDIT C0 DBDLLC
`Assignee: FCO \’ CLO TRANSFEROR LLC
`1345 AVENUE 0? THE AMERICAS
`46TH FLOOR
`NEW YORK, NE?»l YORK 10105
`Correspondent: PERKINS COTE LLP
`1201 THIRD AVENUE. SUITE 4900
`SEATTLE, WA 98101
`
`Recorded: 06/05/2014
`
`Malled: 06/16/2014
`
`Pages: 5
`
`Exec Dt: 06/05/2014
`
`Recorded: 09/1 1/24114
`
`Mailed: 09/12/2014
`
`Pages: 3
`
`EXEC D“ 09/11/2914
`
`Disclaimer:
`Assignment information on the assignment database reflects assignment documents that have been actually recorded.
`If the assignment fora patent was not recorded, the name of the assignee on the patent application publication orpatent may be different.
`If ou have an comments or uestions concemin the data dis la ed contact OPR Assi nments at 571-272-3350
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`Search Resuls as of: 07/221201? 1425;41 PM
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`PTC‘I’AlA/QG (08—12)
`Approved for use through Oir’31/20’: 3. OMB 0651I-003i
`ii..S Water11 and Trad‘erriark Oliice Uz). DEPARTMENT OF COMMF GE
`
`
`Under the Paperwork Reduction Act at 1995, no persons are required to respond to a selection of iniorrriation unless .. ..splays a vaiid OMB cont
`
`Applicant/Patent Owner:
`
`iXi it”, LLC
`
`$TATEMENT UNQER 37 CFR 3.735%}
`
`: Application NoI’Patont No. : 7339333
`Titied:
`Systerr Device and ComputerReada
`
`(Name of Assignee‘;
`
`{Type of Assign o, 6.9., corporation, partners. Ip, university, grave . ,.Ient agency, etc,
`
`states that, for the patent appiication/oatent identified aboveitis (choosemone of options
`
`,2I. 3 or 4 beiow}:
`
`The assignee of the entire right title, and interest.
`
`2D An EIssignee oi less than the entire right. titie and interest it.check appiioEIbie box):
`The extent thy peree.rItEige) of its ownership)interest is _____________________________%. Addition.ai Staternentts) byIhe owner.
`holding the bat anoe oi the interest must be submitted to account for 100% of the ownnrshioInterest.
`
`i: There areiinspecified percentages otr‘wnirs') 'i'he other parties, ineiudint
`w
`rieht title andInterestaie:
`
`inventors, Witt together own the entire
`
`Additional Statemends) by the owner(s) holding the balance of the interest must be submitted to account tor the entire
`right title and interest
`
`U The assignee e: an undividedInterest in the rentirety{a compiete assignment from one o: the'Iornt inventors was made).
`The other parties inoiuding inventois. who together own the en ire right, title, and intEIest are:
`
`
`
`Additionalo“t2 emeht(s) by the ownerII’s} holding the baiEti‘Ce of theinterest__ri____s_t_t)__e__su_t3_r_t__t_te_r_t_ to account for the entire
`right, ti tie. and interes.
`
`E 4. [:l The recipient. via a court proceeding or the like is 0., hankiuptoy oiobate). of an undivided interest in the entirety (a
`complete transfer oi owriershiniirIteIest was made). Th= oertiti ed deoLiTEI‘l‘iii showing the transfer is attaohed.
`
`The interest identified in option 1. 2 or 3 above (not option 4) is evidenced by either (Choose one of options A or B beiow}:
`
`A. E} An assignment from the inventorisi oi the eatent apolication/oatent-i"dentiited
`the Uiiiied States Patent and Trademark OiTi‘e at Rest ______________________________q F
`thereof is attached.
`
`vs. i he assignment was recorded in
`or for wrn'ch a copy
`
`B. E: A chain of title from tIe inventoris), of the pateIItappiioation/patent ideIItiIied above to the current asssineg eas foiiows:
`
`iXi MQBiLE (ESRAEL) LTEi.
`me. HALLER TORNELL lTZCi-Ii,Ai< GLiCK. HAPARNAS To:
`The document was recorded in the United States Patent and Trademark Office at
`
`From:
`
`, or tor which a copy thereof is attached.
`, Frame {3434
`Reel (“3273
`To:
`iXi MOBELE (R843) LTD.
`iXi MOBlLE (ESRAEL) LTD.
`The docum nt was recorded in the United States Patent and Trademark Ottioe at
`
`Reei 932239
`
`, Fra .e 00773
`
`. or tor which a copy thereof is attached.
`
`[Page . of 2]
`,iie{arI-d by the USRT“ to
`This coilection oi information is required by 3', CFR 3.73m). Trie irIierI anon is required to obtain or retaina benefit by the publi ‘
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`process) an appliccition. Confidentiality is governed by 35 USC. 12’ and 37 CPR 1.11 and H4 This on:'ieszionIs.
`t
`t
`s to complete inciuding
`.
`.
`..i
`'
`Dari-3mg preparing. and submitting the cornpieted app atiori ions to the USPTO. Time wiii vary depending upon in
`'
`intents on tne amount
`*
`
`
`cII time you requiretr ceiiipiete this term and/oi s.
`.
`s tor redUCIrg this burden, should be sent tothe Chier’i
`.
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`. .tand Trademark
`Oiiice.‘-.J S. Denarintent of Commerce. P O. Box 1450 A!
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`
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`PTO/AtA/‘96 (08—12)
`01/31/2013. OMB 06“ 03'!
`ARTMENT OF COM
`CE
`ys a valid OMB control number.
`
`The document was recorded in the United States Patent and Trademark Gttioe at
`
`Reei
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Ree!
`
`, Frame
`
`. or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`. or for which a copy thereof is attached.
`, Frame
`Ree!
`Additionai documents in the chain of titie are iisted on a supoiementai sheetis\“.1.
`
`7/26/17
`
`As required by 37' CFR 3.73(C)(1)(i), the documentary evidence of the chair: of title from the originai ewner to the
`assignee was or concur-tenth; ie being. submitted for recordation pursuant to 37 CFR 3.11.
`
`ENOTE: A separate copy tie. a true Copy of the eriginai assignment documenttfis); must be submitted to Assignment
`Division in accordance with 37' OFF-t Part :3 to record the assignment in the records of the USPTO. See MPEP 302.68]
`
`. piied heiowt is authorized to act on behait of the assignee.
`
`Printed or Typed Name
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`Titie or Registration Number
`
`[Page 2 of 2}
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`
`
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`90013925
`
`International Application Number:
`
`Confirmation Number:
`
`1027
`
`
`
`Title of Invention:
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A
`MANAGED WIRELESS NETWORK USING SHORT-RANGE RADIO SIGNALS
`
`7039033
`First Named Inventor/Applicant Name:
`
`
`Customer Number:
`
`41200
`
`Filer:
`Lissi M. Marquis/Nona Durham
`
`Filer Authorized By:
`
`Lissi M. Marquis
`
`0909—01 0
`Attorney Docket Number:
`
`
`Receipt Date:
`
`27—JUL—201 7
`
`Application Type:
`
`Reexam (Patent Owner)
`
`Payment information:
`
`File Listing:
`
`Document
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
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`Pages
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`690252
`
`Warnings:
`
`3438dal63818c3e37l8553e568398100065
`I71d7
`
`
`IXI—POA—Signed.pdf
`
`Power of Attorney
`
`9
`
`
`
`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`New Applications Under 35 U.S.C. 111
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`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BIB DATA SHEET
`
`Page 1 of1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO Box I450 .
`_
`Alexandria, VirgIrIIa 223 I 3-l450
`www.usplo.gov
`
`CONFIRMATION No. 2705
`
`GROUP ART UNIT ATTORNEE)! DOCKET
`0909-010
`
`SERIAL NUMBER
`09/850,399
`
`APPLICANTS
`
`F'L'N§A%',E 371(c)
`05/07/2001
`RULE
`
`INVENTORS
`Amit Haller, Belmont, CA;
`Peter Fornell, Lake Oswego, OR;
`Avraham Itzchak, Ra'anana. ISRAEL;
`Amir Glick, Tel Aviv, ISRAEL;
`Ziv Haparnas, Tel Aviv, ISRAEL;
`** coNTI N U I N G DATA **t******l***************
`
`11‘ F0 REIG N APP LICATIONS ***I***”*R******fl*k*****
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
`07/02/2001
`
`for following:
`
`D Yes D No
`Foreign Priority claimed
`35 use 119(a-d) conditions met CI Yes C] NO
`Verified and
`Acknowledged
`ADDRESS
`
`ExaminOFS Signalura
`
`CI meme
`
`IniIials
`
`STATE OR
`COUNTRY
`
`SHEETS
`DRAWINGS
`
`TOTAL
`CLAIMS
`
`INDEPENDENT
`CLAIMS
`
`CA
`
`9
`
`57
`
`5
`
`BROOKS KUSHMAN P.C.
`1000 TOWN CENTER
`TWENTY-SECOND FLOOR
`SOUTHFIELD, Ml 48075
`UNITED STATES
`
`TITLE
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS
`NETWORK USING SHORT-RANGE RADIO SIGNALS
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.
`to charge/credit DEPOSIT ACCOUNT
`
`BIB (Rev. 05/07).
`
`11
`
`11
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UVTTET‘I STATES DEPARTVIF‘N'I‘ 0F COM'MERCFI
`United States Patent and Trademark Office
`Address. COMB/WSSTOVFR FOR PATENTS
`PO Box 1450
`Alexandriay‘hignia 22313-1450
`wwwusptogov
`
`FIRST NAVED APPLICANT
`APPLICATION NUMBER
`FILING OR 371(C) DATE
`ATTY. DOCKET No./TITLE
`
`09/850,399
`05/07/2001
`Amit Haller
`leM-01003 U31
`CONFIRMATION NO. 2705
`POWER OF ATTORNEY NOTICE
`
`27730
`DILWORTH PAXSON LLP
`1500 Market Street
`Suite 3500 E
`PHILADELPHIA, PA 19102
`
`llllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllll
`0000000902 5607
`
`Date Mailed: 03/28/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/24/2017.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rbell/
`
`
`
`page 1 of 1
`
`12
`
`12
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET NOJTITLE
`
`
`
`UVTTET‘I STATES DEPARTWF‘NT 0F COM'MERCF}
`United States Patent and Trademark Office
`Address. COMB/WSSTOVFR FOR PATENTS
`PO BOX 1450
`Alexandriay‘hignia 22313-1450
`wwwusptogov
`
`
`09/850,399
`05/07/2001
`Amit Haller
`leM-01003 U31
`CONFIRMATION NO. 2705
`POA ACCEPTANCE LETTER
`
`41200
`PK PATENT LAW
`213 s. Payne Street
`Alexandria, VA 22314
`
`l|||l|||||||||||||||||||lLl|i||||||||||||||l|||l|||l|||j|||||||ll||l||||||||l|||l|||||||l|||
`0000000902 5838
`Date Mailed: 03/28/2017
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/24/2017.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rbe11/
`
`
`page 1 of 1
`
`13
`
`13
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`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BIB DATA SHEET
`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria, Virginia 223l3—l 450
`www.usptc.gov
`
`CONFIRMATION NO. 2705
`
`GROUP ART UNIT ATTORNEg DOCKET
`IXIM-01003US1
`
`SERIAL NUMBER
`09/850,399
`
`APPLICANTS
`
`FILINSAT'E 371(c)
`05/07/2001
`RULE
`
`INVENTORS
`Amit Haller, Belmont, CA;
`Peter Fornell, Lake Oswego, OR;
`Avraham Itzchak, Ra'anana, ISRAEL;
`Amir Glick, Tel Aviv, ISRAEL;
`Ziv Haparnas, Tel Aviv, ISRAEL;
`** CONTIN U IN G DATA 'I*‘ki’k‘ki‘li‘l’i‘kl‘tiitittiii'it
`
`** Fo RE '6 N AP P Ll CATION S **I******i*********k*i***
`
`** IF REQUIRED. FOREIGN FILING LICENSE GRANTED **
`07/02/2001
`
`for following:
`
`C] Mmfige
`
`InIlIa 5
`
`STATE OR
`COUNTRY
`
`SHEETS
`DRAWINGS
`
`CA
`
`9
`
`INDEPENDENT
`CLAIMS
`
`5
`
`[I Yes D No
`Foreign Priorily claimed
`35 use 119(a-d) conditions met CI Yes D No
`Ven‘fied and
`Acknowledged
`ADDRESS
`
`Exammer‘s Signalure
`
`PK PATENT LAW
`213 S. Payne Street
`Alexandria, VA 22314
`UNITED STATES
`TITLE
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS
`NETWORK USING SHORT-RANGE RADIO SIGNALS
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.
`to charge/credit DEPOSIT ACCOUNT
`
`BIB (Rev, 05IOT).
`
`14
`
`14
`
`
`
`PepperHamiltnnur
`Amman «Ln
`
`19th Floor, High Street Tower
`125 High Street
`Boston. MA 02110-2736
`617.204.5100
`Fax 617.204.5150
`
`Andrew W. Schultz
`direct dial: 617.204.5176
`direct fax: 877.550.5908
`
`schultza@pepperlaw.com
`
`February 21, 2017
`
`FILED VIA HAM DELIVERY
`
`Michelle K. Lee, Director of the US. Patent and Trademark Office
`c/o Office of the General Counsel, 10B20
`
`Madison Building East
`600 Dulany Street
`Alexandria, VA 22314
`
`Re:
`
`Copy of Notice of Apneal for IPR2015-01444
`
`Dear Ms. Lee:
`
`Pursuant to 35 U.S. C. 142 and 37 C.F.R. 104.2, enclosed'is one copy ofIX[ [p LLC’s Notice of
`Appeal for IPR2015-01444.
`
`If you need any additional information, please contact me at the number above.
`
`cc: W. Karl Renner (via email)
`Kevin Greene (via email)
`Jeremy Monaldo (via email)
`.
`u
`.
`.
`Indraml Mukerji (vza email)
`
`'
`
`Sincerely,
`
`
`
`
`w. Schultz, Reg. No. 66,869
`
`
`1;}
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`4.“.
`
`1":me
`1"?"
`New York
`Lon Angrlu
`Washington, D.C.
`Boston
`Philadelphia
`___________________________.__________——
`
`Detroit
`
`Berwyn
`
`Harrisburg
`
`Orange County
`
`Princeton
`
`Wilmington
`
`www.pepperlaw.eom
`
`15
`
`15
`
`
`
`By: Andy H. Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive
`Suite 400
`
`Redwood City, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICS CO., LTD.,
`
`SAMSUNG ELECTRONICS AMERICA, INC., AND APPLE INC.,
`Petitioner
`v.
`
`IXI IP, LLC
`Patent Owner
`
`Case No. IPR2015—01444
`
`Patent 7,039,033
`
`IXI IP, LLC’S NOTICE OF APPEAL
`TO THE US. COURT OF APPEALS FOR THE FEDERAL CIRCUIT
`
`l
`
`A.
`
`Hb;.
`
`“134:133‘H125‘u
`
`0M!
`
`r!'S'R
`
`'r41111‘2!
`
`1283AIIUZ
`8*]”1Rd
`
`16
`
`16
`
`
`
`IPR2015-01444
`
`Patent 7,039,033
`
`Pursuant to 35 U.S.C. §§ 141(0), 142, and 319 and 37 C.F.R. §§ 90.2, 90.3,
`
`and 104.2, Patent Owner IXI lP, LLC (“1X1”) hereby provides notice of its appeal
`
`to the United States Court of Appeals for the Federal Circuit of the Final Written
`
`Decision (Paper 27) entered by the Patent Trial and Appeal Board (“PTAB”) on
`
`December 21, 2016 (Attachment A), and from all underlying findings, orders,
`
`decisions, rulings and opinions. In particular, Patent Owner states that the issues to
`
`be addressed on appeal may include, but are not limited to:
`
`A. Whether the PTAB erred in finding that 1, 4, 7, and 14 are unpatentable
`
`under 35 U.S.C. § 103 as being obvious over PCT Publication No. WO
`
`01/76154 of Marchand (Ex. 1005,-“Marchand”) in view of US. Patent
`
`No. 6,560,642 of Nurmann (EX. 1010, “Nurmann”) and US. Patent No.
`
`6,771,635 of Vilander (Ex. 1011, “Vilander”)?
`
`Whether the PTAB erred in finding that claim 5 is unpatentable under 35
`
`U.S.C. § 103 as being obvious over Marchand in View ofNurmann,
`
`Vilander and Handley et al., Requestfor Comments 2543 SIP: Session
`
`Initiation Protocol (Ex. 1007, “RFC 2543”)?
`
`.
`
`Whether the PTAB erred in finding that claims 6 and 23 are unpatentable
`
`under 35 U.S.C. § 103 as being obvious over Marchand in view of
`
`Nurmann, Vilander, and US. Patent No. 6,836,474 of Larsson (Ex. 1008,
`
`“Larsson”)?
`
`17
`
`17
`
`
`
`IPR2015-01444
`
`Patent 7,039,033
`
`D. Whether the PTAB erred in finding that claims 12, 15, 22, 34, 39, 40, 42,
`
`and 46 are unpatentable under 35 U.S.C. § 103 as being obvious over
`
`Marchand in View of Nurmann, Vilander, and K. Arnold et al., The
`
`JINITM Specification (Ex. 1009, “IlNI Spec”)?
`
`E. Whether the PTAB erred in finding that claims 25 and 28 are
`
`unpatentable under 35 U.S.C. § 103 as being obvious over Marchand,
`
`Larsson, and TINT Spec?
`
`F. Whether the PTAB erred in denying Patent Owner’s Motion to Exclude
`
`Evidence?
`
`Simultaneous with submission of this Notice of Appeal to the Director of the
`
`United States Patent and Trademark Office, this Notice of Appeal is being filed
`
`with the Patent Trial and Appeal Board. In addition, this Notice of Appeal, along
`
`with the required docketing fees, is being filed with the United States Court of
`
`Appeals for the Federal Circuit.
`
`Dated:
`
`Februm 21, 2017
`
`Respectfully submitted,
`
`By: /Andy H. Chan/
`Andy H. Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive, Suite 400
`Redwood City, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`Attorney for Patent Owner
`
`18
`
`18
`
`
`
`IPR2015-01444
`
`Patent 7,039,033
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this let day of February, 2017, a true and correct
`
`copy of the foregoing Patent Owner’s Notice of Appeal to the US. Court of
`
`Appeals for the Federal Circuit was served on the following counsel for Petitioner
`
`Via email:
`
`W. Karl Renner
`
`Kevin Greene
`
`Email: axf@fr.com
`Fish & Richardson P.C.
`
`3200 RBC Plaza
`
`60 South Sixth Street
`
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`Email: IPR00035-0004IP1@fr.com
`Fish & Richardson RC.
`
`3200 RBC Plaza
`
`60 South Sixth Street
`
`Mirmeapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`Fax: (202) 783-2331
`
`Jeremy Monaldo
`Email: PTABInbound@fr.com
`Fish & Richardson P.C.
`
`Indranil Mukerji
`Email: PTABInbound@fr.com
`Fish & Richardson RC.
`
`3200 RBC Plaza
`
`60 South Sixth Street
`
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`3200 RBC Plaza
`
`60 South Sixth Street
`
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`
`Dated:
`
`Februm 21, 2017
`
`Respectfully submitted,
`By: /Andy H. Chan/
`Andy H. Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive
`Suite 400
`
`Redwood City, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`Attorney for Patent Owner
`
`19
`
`19
`
`
`
`Trials@uspto.gov
`571.272.7822
`
`Paper No. 27
`Entered: December 21, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICS CO., LTD.,
`
`SAMSUNG ELECTRONICS AMERICA, INC., and APPLE INC.,
`
`Petitioner,
`
`V.
`
`1X1 IP, LLC,
`Patent Owner.
`
`Case IPR2015-01444
`
`Patent 7,039,033 B2
`
`Before KRISTINA M. KALAN, ROBERT J. WEINSCHENK, and
`JOHN A. HUDALLA, Administrative Patent Judges.
`
`HUDALLA, Administrative Patent Judge.
`
`FINAL WRITTEN DECISION
`
`35 US. C. § 318(a) and 37 C.F.R. § 42. 73
`
`Samsung Electronics Co., Ltd., Samsung Electronics America, Inc.,
`
`and Apple Inc. (collectively “Petitioner”) filed a Petition (“Pet”) (Paper 2)
`
`to institute an inter partes review of claims 1, 4—7, 12, 14, 15, 22, 23, 25, 28,
`
`34, 39, 40, 42, and 46 of US. Patent No. 7,039,033 B2 (“the ’033 patent”)
`
`20
`
`20
`
`
`
`I_PR2015-01444
`Patent 7,039,033 B2
`
`(Ex. 1001) pursuant to 35 U.S.C. §§ 311—319. Patent Owner, IXI IP, LLC
`
`(“IXI”), filed a Preliminary Response (“Prelim Resp”) (Paper 6) to the
`
`Petition. Taking into account the arguments presented in IXI’s Preliminary
`
`Response, we determined that the information presented in the Petition
`
`established that there is a reasonable likelihood that Petitioner would prevail
`
`in challenging claims 1, 4—7, 12, 14, 15, 22, 23, 25, 28, 34, 39, 40, 42, and
`
`46 ofthe ’033 patent under 35 U.S.C. § 103(a). Pursuant to 35 U.S.C.
`
`§ 314, we instituted this proceeding on December 30, 2015, as to these
`
`claims of the ’033 patent. Paper 7 (“Dec. on Inst”).
`
`During the course of trial, IXI filed a Patent Owner Response (Paper
`
`14, “PO Resp”), and Petitioner filed a Reply to the Patent Owner Response
`
`(Paper 18, “Pet. Reply”). An oral hearing was held on September 15, 2016,
`
`and a transcript of the hearing is included in the'record. Paper 26 (“TL”).
`
`Petitioner proffered a Declaration of Dr. Sayfe Kiaei (Ex. 1003) with
`
`its Petition, and IXI proffered a Declaration of Dr. Narayan Mandayam
`
`(Ex. 2301) with its Response. The parties also filed transcripts of the
`
`depositions of Dr. Kiaei (Exs. 2303—2305) and Dr. Mandayam (Exs. 1018,
`
`1019).
`
`IXI filed a Motion to Exclude (Paper 21) certain exhibits submitted by
`
`Petitioner. Petitioner filed an Opposition (Paper 24) and DCI filed a Reply
`
`(Paper 25).
`
`We have jurisdiction under 35 U.S.C. § 6. This decision is a Final
`
`Written Decision under 35 U.S.C. § 318(a) as to the patentability of claims
`
`1, 4—7, 12, 14, 15, 22, 23, 25, 28, 34, 39, 40, 42, and 46 ofthe ’033 patent.
`
`For the reasons discussed below, Petitioner has demonstrated by a
`
`preponderance of the evidence that these claims are unpatentable under
`
`§ 103(a).
`
`21
`
`21
`
`
`
`IPR2015—01444
`
`Patent 7,039,033 B2
`
`I. BACKGROUND
`
`A.
`
`Related Proceedings
`
`The parties identify the following proceedings related to the ’033
`
`patent: LU Mobile (R&D) Ltd. v. Samsung Electronics Co., Case No. 3:15-
`
`cv—03752-HSG (N.D. Cal.); IXI Mobile (R&D) Ltd. v. Apple, Inc., Case No.
`
`4:15-cv-03755-PJH (N.D. Cal); and DH Mobile (R&D) Ltd. v. Blackberry
`
`Ltd, Case No. 3:15-cv-03754-RS (N.D. Cal.). Pet. 1—2; Paper 5, 1—2; Paper
`
`7, 1—2.
`
`B.
`
`The ’033 Patent
`
`The ’033 patent issued from an application filed on May 7, 2001.
`
`EX. 1001, at [22]. The ’033 patent is directed to “a system that accesses
`
`information from a wide area network (‘WAN’), such as the Internet, and
`
`local wireless