`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box
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`www.uspto.gov
`
`09/850,399
`
`05/07/2001
`
`Amit Haller
`
`0909-010
`CONFIRMATION NO. 2705
`
`41200
`PK PATENT LAW
`
`51938. Payne Stee
`
`Alexandria, VA 22314
`
`POWEROF ATTORNEYNOTICE
`
`000.40900)0010
`
`Date Mailed: 08/07/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 07/27/2017.
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`* The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
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`/rbell/
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`
`page 1 of 1
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`1
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`APPLE 1002
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`1
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`APPLE 1002
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`
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO/TTILE
`09/850,399
`05/07/2001
`Amit Haller
`0909-010
`CONFIRMATION NO. 2705
`POA ACCEPTANCE LETTER
`
`22045
`BROOKS KUSHMANP.C.
`
`1000 TOWN CENTER
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`TWENTY-SECOND FLOOR
`SOUTHFIELD, MI 48075
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`
`
`MTA000000093248360
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`Date Mailed: 08/07/2017
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`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
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`This is in response to the Power of Attorney filed 07/27/2017.
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`The Power of Attorneyin this application is accepted. Correspondencein this application will be mailed to the
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`Questions about the contents of this notice and the
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`/rbell/
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`PTO/AIA/S1B (07-13)
`Approved for use through 01/91/2618. OMB 0651-0085
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`~
`1
`i
`nae
`5
`Control Number(s}
`90/013,825
`REEXAMINATION OR SUPPLEMENTAL
`iti
`atefs}
`oh
`
`EXAMINATION ~ PATENT OWNER POWER OF|Filing Date(s} March 24, 2017
`
`ATTORNEY OR REVOCATION OF POWER OF
`é
`Amit Haller
`
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`ATTORNEY WITH A NEW POWER OF ATTORNEY|Title
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`ANB CHANGE OF CORRESPONDENCE ADDRESS|Patent Number
`FOR REEXAMINATION OR SUPPLEMENTAL
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`PTO/AIA/S1B (07-13)
`Approved for use through 01/41/2018. OMB 0651-0035
`U.S. DEPARTMENT OF COMMERCE
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`ham the:
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`MASI) submitted herewith orfiled an
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`ie Patent owner.
`Statement under 37 CFR 3.73{c} (rol
`Date
`f Signature of Inventor or
`Gi
`7/26/1 7
`L Patent Owner
`i L
`=
`
`| Name i Telephone|212-634-7150Robert Pedersd
`
`Title and
`\/
`| Company
`Manager, IXLIF, LLC
`NOTE: Signatures of all the inventors ar patent owners of the entire interest or their representative(s} are
`required. if more than ane signature is required, subrait multiple forrns, check the box below, and identify the totai
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`
`Patent Assignment Abstract of Title
`
`Patent #: 7039033
`Publication #: US20020163895
`
`Issue Bt: 05/02/2006
`Pub Bt: 11/07/2002
`
`Recorded: 02/11/2014
`
`Mailed: 02/20/2014
`
`Pages: 5
`
`Exec Dt: 11/29/2001
`
`Total Assignments: 7
`Filing mt: 05/07/2001
`Application #2: 09850399
`Inti Reg #:
`POY #: NONE
`Inventors: Amit Hailer, Peter Fornell, Avraham Itzchak, Amir Glick, Ziv Haparnas
`Tithe: SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS NETWORK USING SHORT-RANGE RADIO SIGNALS
`Assignment 1
`Received: 02/11/2014
`Reel/Frame: 032239 / 0078
`Conveyance: CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
`Assignor:
`IX] MOBILE (ISRAEL) LTD.
`Assignee:
`IXI MOBILE (R & B) LTO.
`11 MOSHE LEVI STREET
`RISHON LEZION, ISRAEL
`IMB DAVIS BEN-DAVID
`8 HARTOM STREET
`JERUSALEM, ISRAEL
`
`Correspondent:
`
`Assignment: 2
`Reeeiveds 09/13/2002
`Reel/Frame: 0135273 / 0484
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS),
`Assignors: HALLER, AMIT
`FORNELL, PETER
`ITZCHAK, AVRAHAM
`GLUCK, AMIR
`HAPARNAS, 2IV
`IX] MOBILE (ISRAEL) LTD.
`HA'TIDHAR STREET, #3
`RA'ANANA, ISRAEL 43654
`Correspondent: VIERRA MAGEN MARCUS ET AL.
`KIRK J. DENIRO
`685 MARKET STREET, SUITE 540
`SAN FRANCISCO, CA 94105
`
`Assignee:
`
`Recorded: 09/13/2002
`
`Mailed: 12/02/2002
`
`Pages: 7
`
`Exec Ot: 01/07/2002
`Exec Dt: 61/07/2002
`Exec Dt: 06/05/2002
`Exec Bt: 03/06/2002
`Exec Dt; 01/07/2002
`
`Received: 06/29/2006
`
`Assignment 3
`Reel/Frame: 017846 / 0872
`Conveyance: SECURITY AGREEMENT
`Assignor: Of MOBILE (R&D) LTD,
`Assignee: SOUTHPOINT MASTER FUND LP
`623 FIFTH AVERUE
`SUITE 2503
`NEW YORK, NEW YORK 10022
`Correspondent: AARON R. ETTELMAN [680454.0003]
`ONE COMMERCE SQUARE
`2005 MARKET STREET, SUITE 2200
`PHILADELPHIA, PA 19103-7013
`
`Recorded: 06/29/2006
`
`Mailed: 06/30/2006
`
`Pages: 10
`
`Exec Bt: 06/19/2006
`
`Assignment 4
`Received: 04/17/2012
`Reel/Frame: 028055 / 0575
`Comveyance: RELEASE BY SECURED PARTY (SEE DOCUMENT FOR DETAILS).
`Assignor: SOUTHPOINT MASTER FUND LP
`Assignee:
`IXT MOBILE (R&D) LTD.
`11 MOSHE LEVI STREET
`RISHON LEZION, ISRAEL
`JMB DAVIS BEN-DAVID
`1 HAMARPE STREET
`PO BOX 45087
`JERUSALEM, ISRAEL
`
`Correspondent:
`
`Assignment 5
`Received: 06/05/2014
`Reel/Frame: 033042 / 0985
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`Assignor:
`IX] MOBILE (R&D) LTD.
`Assignee:
`IXTIP, LLC
`THE CHRYSLER BUILDING
`405 LEXINGTON AVENUE, SUITE 726
`NEW YORK, NEW YORK 10174
`
`Recorded: 04/17/2012
`
`Mailed: 04/18/2012
`
`Pages: 5
`
`Exec Bt: 03/21/2012
`
`Recorded: 06/05/2014
`
`Mailed: 06/06/2014
`
`Pages: 6
`
`Exec Bt: 06/05/2014
`
`Copied from 90013925 on 08/04/2017
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`5
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`5
`
`
`
`Corraspondent: PERKINS COTE LLP
`1201 THIRD AVENUE, SUITE 4800
`SEATILE, WA 98101
`
`Assignment &
`Reel/Frame:
`Conveyance:
`Assignor:
`Assignee:
`
`Correspondent:
`
`Assignment7
`Reel/Frame:
`Conveyance:
`Assignor:
`Assignee:
`
`Correspondent:
`
`Received: 06/05/2014
`
`033098 / 0056
`SECURITY INTEREST
`TXT TP, LUC
`FORTRESS CREDIT CO LLC
`1345 AVENUE OF THE AMERICAS
`46TH FLOOR
`NEW YORK, NEW YORK 10105
`PERKINS COIE LLP
`1201 THIRD AVENUE, SUITE 4900
`SEATTLE, WA 98101
`
`Received: 69/11/2014
`033718 / 0687
`ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`FORTRESS CREDIT CO DBDLLC
`FCO V CLO TRANSFERGR LLC
`1345 AVENUE OF THE AMERICAS
`467TH FLOOR
`NEW YORK, NEW YORK 10165
`PERKINS COTE LLP
`1201 THIRD AVENUE, SUITE 4900
`SEATTLE, WA 98101
`
`Recorded: 06/05/2014
`
`Malled: 06/16/2014
`
`Pages: 5
`
`Exec Dt: 06/05/2014
`
`Recorded: 09/11/2014
`
`Mailed: 09/12/2014
`
`Pages: 3
`
`Exec Dt; 09/11/2014
`
`Disclaimer:
`Assignment information on the assignment database reflects assignment documents that have been actually recorded.
`if the assignment for a patent was not recorded, the nameof the assignee on the patent application publication or patent maybe different.
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`if you have any comments or questions concerning the data displayed, contact OPR/Assignments at 571-272-3350
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`Search Resuis as of: 07/22/2017 14:25:41 PM
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`PTCVAIA/6 (G8-12)
`Approved for use inrough 01/31/2013. OMB 0651-0034
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
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`
`STATEMENT UNDER 37 CFR 3.73ic)}
`
`Apolicant/Patent Owner: DIP, LLC
`Apnoiication No./Patent No.: 1,039,633
`Titled:
`System, Device and Computer Reada
`
`{Name of Assignees}
`
`(Type of Assignes, ¢.g., corooration, partnership, university, government agency, «
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entire right, title, anc interest (check applicable 00x):
`The extant iby percentage) ofits ownership interastis%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100%of the ownership interest.
`[] There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`o
`right, title and interest are:
`
`. of for which a copy thereofis attached.
`
`Additional Statement(s) by the owner(s} holding the balanceof the interest musi be submitted to account for the entire
`right, ttle, and interest.
`
`3. [] Theassigneeof an undivided interest in the entirety (a Pompe assignmentfrom oneof thejoint inventors was mace}.
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statementis) by the owner(s} holding the balance of the interest must be submitted to account for the entire
`right, ttle, and interest.
`| 4. [J The recipient, via a court proceeding orthe like (2.g., bankruptcy, probate). of an undiviced interest in the entirety (a
`
`complete transfer of ownership interest was made). The certified document(s) showing the transferis attached.
`
`The interest identified in option 1, 2 or 3 above(not eption 4) is evidericed by either (choose ane of options A or B beiow}:
`
`A. I An assignment from the inventor(s) of the patent aoplication/oatent identified
`the United States Patent and Trademark Office atReel; Frame.
`
`thereofis attached.
`
`ve. The assignment was recorded in
`, of for which a copy
`
`B. [v 4 chain of title from the inventoris), of the patent application/patent identified above,to the current assignee as follows:
`
`4. From: WALLER, FORNELL,PZCHAK, GLICK, HAPARNAS +,.
`EX] MOBILE USRAEL) LTD,
`The document was recorded in the United States Patent and Trademark Office at
`Ree! 015273
`, Frame 0454
`, of for which a copy thereofis attached.
`
`ra:
`TAL MOBILE (SRAEL) LTD.
`vt,
`IX! MOBILE (R&D) LTD.
`
`From:
`
`The document was recorded in the Linited States Patent and Trademark Office at
`
`Ree! 092238
`
`, Frame 8078
`
`[Page 1 of 2]
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`This collection of information is required by $7 GFR 3.73(b). The informationis required to obtain or retain a benefit by the public
`
`process} an application. Confidentiality is governed by 35 U.S.C. t22 and 37 CFR 1.11 and 1.14. This collection is
`S ica complete, including
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`
`gathering, preparing, and submitting the compieted application formto the USPTO. Time will vary depending uponth
`AmMenis on the amount
`2.
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`of time you require to completethis form and/or suggestionsfor reducingthis burden, should be sent to the Chiefin
`nt and Trademark
`US.
`i
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`Office. U.S. Department of Gommerce. 7.0, Box 1450, Alexanaria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
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`PTO/AIA/S6 (08-12)
`01/31/2013, OMB 0651-0031
`ARTMENT OF COM
`SE
`ys a valid OMB control number.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`. of fer which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`_ or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, of for which a copy thereof is attached.
`, Frame
`Reel
`Additional documents in the chain of title are listed on a suppiemental sheet(s}oo
`
`7/26/17 Printed or Typed Name
`
`As required by 37 CFR 2.73(c}(1)}, the documentary evidence of the chain of title fromthe original owner io the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`INOTE: A separate copy (Le. a true copy of the criginal assignment documeni(s)) must be submitted to Assignment
`Division in accordance with 07 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 362.08]
`
`oplied below) is authorized to act on behalf of the assignee.
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`Title or Registration Number
`
`[Page 2 of 2]
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`
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`90013925
`
`International Application Number:
`
`
`Confirmation Number:
`
`1027
`
`Title of Invention:
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A
`MANAGED WIRELESS NETWORKUSING SHORT-RANGE RADIO SIGNALS
`
`
`
`Lissi M. Marquis/Nona Durham
`Filer:
`
`
`7039033
`First Named Inventor/Applicant Name:
`
`
`Customer Number:
`
`41200
`
`Filer Authorized By:
`
`Lissi M. Marquis
`
`
`
`Attorney Docket Number: 0909-010
`
`Receipt Date:
`
`27-JUL-2017
`
`Application Type:
`
`Reexam (Patent Owner)
`
`Paymentinformation:
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`File Listing:
`
`Warnings:
`
`Pages
`Multi
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`DocumentDescription
`Document
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`
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`690252
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`Powerof Attorney
`
`IXI-POA-Signed.pdf
`
`3438da163818c3e3718553e5689981 000655|
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`
`
`9
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`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar toa
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`New Applications Under 35 U.S.C. 111
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`NewInternational Application Filed with the USPTO as a Receiving Office
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`Page 1 of 1
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`Wwww.uspto.gov
`
`CONFIRMATIONNO.2705
`
`GROUPART UNIT ATTORNEY DOCKET
`0909-010
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`
`09/850,399
`
`APPLICANTS
`
`FILING or 371(c)
`DATE
`05/07/2001
`
`RULE
`
`INVENTORS
`Amit Haller, Belmont, CA;
`Peter Fornell, Lake Oswego, OR;
`Avraham Itzchak, Ra’anana, ISRAEL;
`Amir Glick, Tel Aviv, ISRAEL;
`Ziv Haparnas, Tel Aviv, ISRAEL;
`ne CONTINUING DATA REERERRERERERRERE
`
`“Kk FOREIGN APPLICATIONS KRERKKKERREREREREREERERAE
`** IF REQUIRED, FOREIGNFILING LICENSE GRANTED **
`07/02/2001
`
`O Credit
`
`SHEETS
`STATE OR
`CO ves Ono
`Foreign Priority claimed
`TOTAL
`|INDEPENDENT
`DRAWINGS
`CLAIMS
`CLAIMS
`
`35 USC 119(a-d) conditions met Yes no|OO) Metafter| COUNTRY
`Verified and
`9
`57
`5
`Acknowledged
`Examiners Signature
`Initials
`CA
`ADDRESS
`
`BROOKS KUSHMANP.C.
`1000 TOWN CENTER
`TWENTY-SECOND FLOOR
`SOUTHFIELD, MI 48075
`UNITED STATES
`
`TITLE
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS
`NETWORK USING SHORT-RANGE RADIO SIGNALS
`
`FILING FEE FEES: Authority has been given in Paper
`to charge/credit DEPOSIT ACCOUNT
`for following:
`
`O All Fees
`
`0 1.16 Fees(Filing)
`
`O 1.17 Fees (Processing Ext. of time)
`
`O) 1.18 Fees(Issue)
`QO) Other
`
`BIB (Rev. 05/07).
`
`11
`
`11
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`
`
`
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`09/850,399
`
`05/07/2001
`
`27730
`DILWORTH PAXSON LLP
`
`1500 Market Street
`
`Suite 3500 E
`PHILADELPHIA, PA 19102
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`PC. Box 1450
`Alexandria, Virgnia 22313-1450
`Wwww.uspto.gov
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`Amit Haller
`
`IXIM-01003US1
`CONFIRMATION NO. 2705
`POWER OF ATTORNEYNOTICE
`
`MATA000000090215607/
`
`Date Mailed: 03/28/2017
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/24/2017.
`
`«The Power of Attorney to youin this application has been revoked by the assignee whohasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rbell/
`
`
`
`page 1 of 1
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`12
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`Alexandria, Virznia 22313-1450
`Wwww.uspto.gov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO/TTILE
`09/850,399
`05/07/2001
`Amit Haller
`LIXIM-01003US1
`CONFIRMATION NO. 2705
`POA ACCEPTANCE LETTER
`
`41200
`PK PATENT LAW
`
`213 S. Payne Street
`
`Alexandria, VA 22314
`
`
`
`MTAAAA000000090215838
`
`Date Mailed: 03/28/2017
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 03/24/2017.
`
`The Power of Attorneyin this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirementsit scts forth should be dirccted to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/rbell/
`
`
`page 1 of 1
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Page 1 of 1
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`CONFIRMATIONNO.2705
`
`GROUPART UNIT ATTORNEY DOCKET
`IXIM-01003US1
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`09/850,399
`
`APPLICANTS
`
`FILINGor 371(c)
`05/07/2001
`RULE
`
`INVENTORS
`Amit Haller, Belmont, CA;
`Peter Fornell, Lake Oswego, OR;
`Avraham Itzchak, Ra'anana, ISRAEL;
`Amir Glick, Tel Aviv, ISRAEL;
`Ziv Haparnas, Tel Aviv, ISRAEL;
`* CONTIN U IN G DATA REKRREREECEAEREEEEEREREEER
`
`wk FO RE IG N AP P LI CATION S HEKKHERERAREREEEKRERRERERE
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
`07/02/2001
`
`JOr1teFees(issue)
`
`INDEPENDENT
`SHEETS
`STATE OR
`XO) ves CL) No
`Foreign Priority claimed
`
`35 USC 119{a-d) conditions met ves No|(1) Netafter COUNTRY |DRAWINGS CLAIMS
`
`
`Verified and
`Acknowledged
`Examiners Signature
`Initials
`CA
`9
`5
`ADDRESS
`
`PK PATENT LAW
`213 S. Payne Street
`Alexandria, VA 22314
`UNITED STATES
`TITLE
`
`SYSTEM, DEVICE AND COMPUTER READABLE MEDIUM FOR PROVIDING A MANAGED WIRELESS
`NETWORK USING SHORT-RANGE RADIO SIGNALS
`
`FEES:Authority has been given in Paper[D116Fees(Fling)
`
`
`etcEwen No.[01.17Fees(ProcessingExt.oftime)|” to chargefcredit DEPOSIT ACCOUNT
`
`____ forfollowing:
`
`BIB (Rev. 05/07).
`
`14
`
`14
`
`
`
`PepperHamiltonup
`
`19th Floor, High Street Tower
`125 High Street
`Boston, MA 02110-2736
`617.204.5100
`Fax 617.204.5150
`
`Andrew W,Schultz
`direct dial: 617.204.5176
`direct fax: 877.550.5908
`schultza@pepperlaw.com
`
`February 21, 2017
`
`FILED VIA HAND DELIVERY
`
`Michelle K. Lee, Director of the U.S. Patent and Trademark Office
`c/o Office of the General Counsel, 10B20
`Madison Building East
`600 Dulany Street
`Alexandria, VA 22314
`
`Re:
`
`Copy of Notice of Appeal for IPR2015-01444
`
`Dear Ms. Lee:
`
`Pursuant to 35 U.S.C. 142 and 37 C.F.R. 104.2, enclosed is one copy of [XI IP, LLC’s Notice of
`Appeal for IPR2015-01444.
`
`If you need any additional information, please contact me at the number above.
`
`Sincerely,
`
`
`
`
`
`
`W.Schultz, Reg. No. 66,869
`
`=>
`“4
`=
`2
`Bo on
`Be
`.
`=8
`wea
`Ovr
`"ODO
`ge =
`Se
`Boston Washington, D.C. Los Angeles New York ayPhiladelphia Pictsbighcd
`
`
`
`
`Detroit
`Berwyn
`Harrisburg
`Orange County
`Princeton
`Wilmington
`
`
`
`
`
`www.pepperlaw.com
`
`15
`
`ax
`
`cc: W. Karl Renner(via email)
`Kevin Greene (via email)
`Jeremy Monaldo (via email)
`.
`oe
`.
`.
`Indranil Mukerji (via email)
`
`,
`
`15
`
`
`
`By: Andy H.Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive
`Suite 400
`RedwoodCity, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICSCoO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., AND APPLEINC.,
`Petitioner
`Vv.
`
`IX] IP, LLC
`Patent Owner
`
`Case No. IPR2015-01444
`Patent 7,039,033
`
`[XI IP, LLC’S NOTICE OF APPEAL
`TO THE U.S. COURT OF APPEALS FOR THE FEDERAL CIRCUIT
`
`ws
`oS
`mat
`—
`=
`eo OR
`Fare
`o
`
`.S
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`<3 am hemon7
`TO
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`4
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`
`16
`
`
`
`IPR2015-01444
`Patent 7,039,033
`
`Pursuantto'35 U.S.C. §§ 141(c), 142, and 319 and 37 CFR. §§ 90.2, 90.3,
`
`and 104.2, Patent Owner [XI IP, LLC (“IXI’’) hereby provides notice of its appeal
`
`to the United States Court of Appeals for the Federal Circuit of the Final Written
`
`Decision (Paper 27) entered by the Patent Trial and Appeal Board (“PTAB”) on
`
`December 21, 2016 (Attachment A), and from all underlying findings, orders,
`
`decisions, rulings and opinions. In particular, Patent Ownerstates that the issues to
`
`be addressed on appeal mayinclude, but are not limited to:
`A. Whether the PTAB erred in finding that 1, 4, 1, and 14 are unpatentable
`
`under 35 U.S.C. § 103 as being obvious over PCT Publication No. WO
`
`01/76154 of Marchand (Ex. 1005,.“Marchand”) in view of U.S. Patent
`
`No.6,560,642 ofNurmann (Ex. 1010, “Nurmann”) and U.S. Patent No.
`
`6,771,635 of Vilander (Ex. 1011, “Vilander”)?
`Whether the PTAB erred in finding that claim 5 is unpatentable under 35
`
`U.S.C. § 103 as being obvious over Marchandin view ofNurmann,
`
`Vilander and Handleyet al., Requestfor Comments 2543 SIP: Session
`Initiation Protocol (Ex. 1007, “RFC 2543”)?
`|
`
`Whether the PTAB erred in finding that claims 6 and 23 are unpatentable
`
`under 35 U.S.C. § 103 as being obvious over Marchandin view of
`
`Nurmann, Vilander, and U.S. Patent No. 6,836,474 of Larsson (Ex. 1008,
`
`“Larsson”)?
`
`17
`
`
`
`IPR2015-01444
`Patent 7,039,033
`
`D. Whether the PTAB erredin finding that claims 12, 15, 22, 34, 39, 40, 42,
`
`and 46 are unpatentable under 35 U.S.C. § 103 as being obvious over
`
`Marchand in view of Nurmann, Vilander, and K. Arnold et al., The
`
`JINI™ Specification (Ex. 1009, “JINI Spec”)?
`
`E. Whether the PTAB erred in finding that claims 25 and 28 are
`
`unpatentable under 35 U.S.C. § 103 as being obvious over Marchand,
`
`Larsson, and JINI Spec?
`
`F. Whether the PTAB erred in denying Patent Owner’s Motion to Exclude
`
`Evidence?
`
`Simultaneous with submission of this Notice of Appeal to the Director of the
`
`United States Patent and Trademark Office, this Notice of Appealis being filed
`
`with the Patent Trial and Appeal Board. In addition, this Notice of Appeal, along
`
`with the required docketing fees, is beingfiled with the United States Court of
`
`Appeals for the Federal Circuit.
`
`
`
`Dated:_February 21, 2017 Respectfully submitted,
`
`By: /Andy H. Chan/
`Andy H. Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive, Suite 400
`Redwood City, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`Attorney for Patent Owner
`
`18
`
`
`
`IPR2015-01444
`Patent 7,039,033
`
`CERTIFICATE OF SERVICE
`
`I herebycertify that on this 21st day of February, 2017, a true and correct
`
`copy of the foregoing Patent Owner’s Notice of Appeal to the U.S. Court of
`
`Appeals for the Federal Circuit was served on the following counsel for Petitioner
`
`via email:
`
`W. Karl Renner
`Email: axf@fr.com
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`Jeremy Monaldo
`Email: PTABInbound@fr.com
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`Fax: (202) 783-2331
`
`Kevin Greene
`Email: IPR00035-0004IP1@fr.com
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`Fax: (202) 783-2331
`
`Indranil Mukerji
`Email: PTABInbound@fr.com
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: (202) 783-5070
`
`Respectfully submitted,
`Dated:_February 21, 2017
`By: /Andy H. Chan/
`Andy H. Chan, Reg. No. 56,893
`Pepper Hamilton LLP
`333 Twin Dolphin Drive
`Suite 400
`Redwood City, CA 94065
`(650) 802-3602 (telephone)
`(650) 802-3650 (facsimile)
`chana@pepperlaw.com
`Attorney for Patent Owner
`
`19
`
`
`
`Trials@uspto.gov
`571.272.7822
`
`Paper No. 27
`Entered: December 21, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICS CoO., LTD.,
`SAMSUNG ELECTRONICS AMERICA,INC., and APPLE INC.,
`Petitioner,
`
`V.
`
`IX] IP, LLC,
`Patent Owner.
`
`Case IPR2015-01444
`Patent 7,039,033 B2
`
`Before KRISTINA M. KALAN, ROBERT J. WEINSCHENK,and
`JOHN A. HUDALLA,Administrative Patent Judges.
`
`HUDALLA,Administrative Patent Judge.
`
`FINAL WRITTEN DECISION
`35 USC. § 318(a) and 37 CFR. § 42.73
`
`Samsung Electronics Co., Ltd., Samsung Electronics America, Inc.,
`
`and AppleInc. (collectively “Petitioner’”) filed a Petition (“Pet.”) (Paper 2)
`
`to institute an inter partes review of claims 1, 4—7, 12, 14, 15, 22, 23, 25, 28,
`34, 39, 40, 42, and 46 of U.S. Patent No. 7,039,033 B2 (“the °033 patent”)
`
`20
`
`20
`
`
`
`IPR2015-01444
`Patent 7,039,033 B2
`
`(Ex. 1001) pursuant to 35 U.S.C. §§ 311-319. Patent Owner, [XI IP, LLC
`
`(“IXI”), filed a Preliminary Response(Prelim. Resp.”) (Paper6) to the
`
`Petition. Taking into account the arguments presented in IXI’s Preliminary
`
`Response, we determinedthat the information presented in the Petition
`
`established that there is a reasonable likelihood that Petitioner would prevail
`
`in challenging claims 1, 4-7, 12, 14, 15, 22, 23, 25, 28, 34, 39, 40, 42, and
`
`46 of the ’033 patent under 35 U.S.C. § 103(a). Pursuant to 35 U.S.C.
`
`§ 314, weinstituted this proceeding on December30, 2015,as to these
`
`claims of the °033 patent. Paper 7 (“Dec. on Inst.”).
`
`During the courseoftrial, [XI filed a Patent Owner Response (Paper
`
`14, “PO Resp.”), and Petitioner filed a Reply to the Patent Owner Response
`
`(Paper 18, “Pet. Reply”). An oral hearing was held on September 15, 2016,
`
`andatranscript of the hearing is included in the record. Paper 26 (“Tr.”).
`
`Petitioner proffered a Declaration of Dr. Sayfe Kiaei (Ex. 1003) with
`
`its Petition, and [XI proffered a Declaration of Dr. Narayan Mandayam
`
`(Ex. 2301) with its Response. Theparties also filed transcripts of the
`
`depositions of Dr. Kiaei (Exs. 2303-2305) and Dr. Mandayam (Exs. 1018,
`
`1019).
`
`IXI filed a Motion to Exclude (Paper 21) certain exhibits submitted by
`
`Petitioner. Petitioner filed an Opposition (Paper 24) and IX] filed a Reply
`
`(Paper25).
`
`Wehavejurisdiction under 35 U.S.C. § 6. This decision is a Final
`
`Written Decision under 35 U.S.C. § 318(a) as to the patentability of claims
`
`1, 4-7, 12, 14, 15, 22, 23, 25, 28, 34, 39, 40, 42, and 46 of the 033 patent.
`
`For the reasons discussed below, Petitioner has demonstrated by a
`
`preponderanceofthe evidence that these claims are unpatentable under
`
`§ 103(a).
`
`21
`
`21
`
`
`
`IPR2015-01444
`Patent 7,039,033 B2
`
`I. BACKGROUND
`
`A.—Related Proceedings
`
`The parties identify the following proceedingsrelated to the ’033
`
`patent: [XJ Mobile (R&D) Ltd. v. Samsung Electronics Co., Case No. 3:15-
`
`cv-03752-HSG(N.D.Cal.); XT Mobile (R&D) Ltd. v. Apple, Inc., Case No.
`
`4:15-cv-03755-PJH (N.D. Cal.); and XT Mobile (R&D) Ltd. v. Blackberry
`
`Ltd., Case No. 3:15-cv-03754-RS (N.D. Cal.). Pet. 1-2; Paper 5, 1-2; Paper
`
`7, 1-2.
`
`B.
`
`The ’033 Patent
`
`The ’033 patent issued from an application filed on May 7, 2001.
`
`Ex. 1001, at [22]. The ’033 patent is directed to “a system that accesses
`
`information from a wide area network (‘WAN’), such asthe Internet, and
`
`local wireless devices in response to short-range radio signals.” Id. at 4:8—
`
`11. Figure 1 of the ’033 patent is reproduced below:
`
`syetem
`100
`
`Celtular
`Signals
`coeecec ne
`
`P
`
`car
`an
`Radio Signals
`110
`veeaueeeeeeenee
`
`.
`
`Terminals
`
`
`
`e.4
`littee, &P os
`Gateway
`Device
`G.
`
`
`
`_
`
`Internet
`“103
`,
`ai
`oe
`
`Cellular
`Network
`105
`“yom cree ORD
`
`:
`
`104
`
`Fig. 4
`
`22
`
`Me,
`
`106
`
`22
`
`
`
`IPR2015-01444
`Patent 7,039,033 B2
`
`Figure 1 illustrates an exemplary system 100 having a personal area network
`
`(PAN) and a wide area network. Jd. at4:8-19. The PAN is made up of
`
`gateway