Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`Automatic Multimedia Upload For Publishing Data And Multimedia Content
`
`First Named Inventor/Applicant Name:
`
`Gurvinder Singh
`
`Filer:
`
`Ashok Tankha
`
`Attorney Docket Number:
`
`Cei1Spin_04Con1 O_US
`
`Filed as Small Entity
`
`Track I Prioritized Examination -Non provisional Application under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Utility filing Fee (Electronic filing)
`
`Utility Search Fee
`
`Utility Examination Fee
`
`Request for Prioritized Examination
`
`Claims in excess of 20
`
`Independent Claims in Excess of 3
`
`4011
`
`2111
`
`2311
`
`2817
`
`2202
`
`2201
`
`1
`
`1
`
`1
`
`1
`
`10
`
`1
`
`70
`
`300
`
`360
`
`70
`
`300
`
`360
`
`2000
`
`2000
`
`40
`
`210
`
`400
`
`210
`
`Canon Exhibit 1002, Page 52
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous-Filing:
`
`Publ. Fee- Early, Voluntary, or Normal
`
`PROCESSING FEE, EXCEPT PROV. APPLS.
`
`1504
`
`2830
`
`1
`
`1
`
`0
`
`70
`
`0
`
`70
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`3410
`
`Canon Exhibit 1002, Page 53
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`20608273
`
`14533104
`
`International Application Number:
`
`Confirmation Number:
`
`7437
`
`Title of Invention:
`
`Automatic Multimedia Upload For Publishing Data And Multimedia Content
`
`First Named Inventor/Applicant Name:
`
`Gurvinder Singh
`
`Customer Number:
`
`64188
`
`Filer:
`
`Ashok Tankha
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Cei1Spin_04Con1 O_US
`
`Receipt Date:
`
`05-NOV-2014
`
`Filing Date:
`
`TimeStamp:
`
`02:47:17
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$3410
`
`6923
`
`503291
`
`TANKHA, ASH OK
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`Canon Exhibit 1002, Page 54
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
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`Multi
`Part /.zip
`
`Pages
`(ifappl.)
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`TrackOne Request
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`Cei1Spin_04Con 1 O_US_Prioritiz
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`142196
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`Transmittal of New Application
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`Cei1Spin_04Con1 O_US_ Transmi
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`Cei1Spin_04Con1 O_US_Declara
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`Cei1Spin_04Con1 O_US_POA.pd
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`8834Sa4808Sb51 d94 7ab2759a017 cc8f917
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`Application Data Sheet
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`Cei1Spin_04Con1 O_US_ADS.pd
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`Canon Exhibit 1002, Page 55
`
`

`

`Warnings:
`
`Information:
`
`8
`
`Fee Worksheet (SB06)
`
`fee-info. pdf
`
`no
`
`2
`
`42983
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`898a5
`
`Warnings:
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`Information:
`
`Total Files Size (in bytes)
`
`10270420
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Canon Exhibit 1002, Page 56
`
`

`

`Doc Code: TRACK1.REQ
`Document Description: TrackOne Request
`
`PTO/SB/424 (12-11)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`Gurvinder Singh
`
`I Nonprovisional Application Number (if I
`
`known):
`
`AUTOMATIC MULTIMEDIA UPLOAD FOR PUBLISHING DATA AND MULTIMEDIA CONTENT
`
`First Named
`Inventor:
`Title of
`Invention:
`
`APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTS PRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i), the prioritized examination fee set forth in 37
`CFR 1.17(c), and if not already paid, the publication fee set forth in 37 CFR 1.18(d) have been
`filed with the request. The basic filing fee, search fee, examination fee, and any required
`excess claims and application size fees are filed with the request or have been already been
`paid.
`
`2. The application contains or is amended to contain no more than four independent claims and
`no more than thirty total claims, and no multiple dependent claims.
`
`3. The applicable box is checked below:
`
`I.
`
`r::-~; Original Application (Track One) -Prioritized Examination under§ 1.1 02(e)(1)
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111 (a).
`This certification and request is being filed with the utility application via EFS-Web.
`---OR---
`( b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111 (a).
`This certification and request is being filed with the plant application in paper.
`
`ii. An executed oath or declaration under 37 CFR 1.63 is filed with the application.
`
`II.
`
`CJ Request for Continued Examination - Prioritized Examination under§ 1.1 02(e)(2)
`
`i. A request for continued examination has been filed with, or prior to, this form.
`ii.
`If the application is a utility application, this certification and request is being filed via EFS-Web.
`iii. The application is an original nonprovisional utility application filed under 35 U.S.C. 111 (a), or is
`a national stage entry under 35 U.S.C. 371.
`iv. This certification and request is being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`v. No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.1 02( e )(2).
`
`Siqnature I a tan kh a/
`~p~~~Typed)Ashok Tankha
`
`oate 05 November 2014
`33802
`
`Practitioner
`Registration Number
`
`Note: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required in accordance with
`37CFR 1.33 and 11.18. Please see 37 CFR 1.4(d) for the form of the signature. If necessary, submit multiple forms for more than one
`siqnature, see below*.
`
`tJ *Total of 1
`
`forms are submitted.
`
`Canon Exhibit 1002, Page 57
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
`the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
`furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the
`U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
`patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or abandonment of the
`application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
`Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from
`the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority of
`44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing
`inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U .S.C. 122(b) or issuance of a patent pursuant to 35 U .S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record
`was filed in an application which became abandoned or in which the proceedings were terminated and which
`application is referenced by either a published application, an application open to public inspection or an issued
`patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Page 2
`
`Canon Exhibit 1002, Page 58
`
`

`

`DocCode - SCORE
`
`SCORE Placeholder Sheet for IFW Content
`
`Application Number: 14533104
`
`Document Date: 11/05/2014
`
`The presence of this form in the IFW record indicates that the following document type was received in
`electronic format on the date identified above. This content is stored in the SCORE database.
`
`• Drawings- Other than Black and White Line Drawings
`
`Since this was an electronic submission, there is no physical artifact folder, no artifact folder is recorded in
`PALM, and no paper documents or physical media exist. The TIFF images in the IFW record were created
`from the original documents that are stored in SCORE.
`
`To access the documents in the SCORE database, refer to instructions below.
`
`At the time of document entry (noted above):
`• Examiners may access SCORE content via the eDAN interface.
`• Other USPTO employees can bookmark the current SCORE URL
`(http://Score.uspto.gov/ScoreAccessWeb/).
`• External customers may access SCORE content via the Public and Private PAIR interfaces.
`
`Form Revision Date: September 30, 2013
`
`Canon Exhibit 1002, Page 59
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PT0-875
`
`Application or Docket Number
`14/533,104
`
`APPLICATION AS FILED- PART I
`(Column 1)
`(Column 2)
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`FOR
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`RATE($)
`
`FEE($)
`
`RATE($)
`
`FEE($)
`
`BASIC FEE
`(37 CFR 1.16(a), (b), or (c))
`SEARCH FEE
`(37 CFR 1.16(k), (i), or (m))
`EXAMINATION FEE
`(37 CFR 1.16(o), (p), or (q))
`TOTAL CLAIMS
`(37 CFR 1.16(i))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`APPLICATION SIZE
`FEE
`(37 CFR U6(s))
`
`N/A
`
`N/A
`
`N/A
`
`30
`
`minus 20=
`
`N/A
`
`N/A
`
`N/A
`
`10
`
`4
`
`minus 3 =
`
`1
`If the specification and drawings exceed 1 00
`sheets of paper, the application size fee due is
`$31 0 ($155 for small entity) for each additional
`50 sheets or fraction thereof. See 35 U.S.C.
`41 (a)(1 )(G) and 37 CFR 1.16(s).
`
`N/A
`
`N/A
`
`N/A
`
`40
`
`210
`
`=
`
`=
`
`X
`
`X
`
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR U6(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`APPLICATION AS AMENDED- PART II
`
`70
`
`300
`
`360
`
`400
`
`210
`
`0.00
`
`0.00
`
`1340
`
`N/A
`
`N/A
`
`N/A
`
`OR
`
`TOTAL
`
`(Column 3)
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`PRESENT
`EXTRA
`
`RATE($)
`
`ADDITIONAL
`FEE($)
`
`RATE($)
`
`ADDITIONAL
`FEE($)
`
`X
`
`X
`
`X
`
`X
`
`=
`
`=
`
`=
`
`=
`
`TOTAL
`ADD'L FEE
`
`RATE($)
`
`OR
`
`OR
`
`X
`
`X
`
`OR
`
`OR
`
`TOTAL
`ADD'L FEE
`
`ADDITIONAL
`FEE($)
`
`RATE($)
`
`=
`
`=
`
`=
`
`=
`
`ADDITIONAL
`FEE($)
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`<(
`I-
`z
`w
`Total
`~ (37 CFR 1.16(i))
`0
`z
`Independent
`w
`(37 CFR 1.16(h))
`~ Application Size Fee (37 CFR 1.16(s))
`<(
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`-
`
`Minus
`
`Minus
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`Ill
`I-
`z
`w
`Total
`~ (37 CFR 1.16(i))
`0
`z
`Independent
`w
`(37 CFR 1.16(h))
`~ Application Size Fee (37 CFR 1.16(s))
`<(
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`-
`
`-
`
`Minus
`
`Minus
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`TOTAL
`ADD'L FEE
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`*** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest found in the appropriate box in column 1.
`
`OR
`
`OR
`
`X
`
`X
`
`OR
`
`OR
`
`TOTAL
`ADD'L FEE
`
`Canon Exhibit 1002, Page 60
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`14/533,104
`
`FILING or
`37l(c)DATE
`11/05/2014
`
`FIL FEE REC'D
`1340
`
`Ashok Tankha
`36 Greenleigh drive
`Sewell, NJ 08080
`
`Ul\TfED STATES DEPA RTMK\IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"" COMMISSIO'lliR FOR PATENTS
`PO_ Box 1450
`Alexandria, Virginia 22313-1450
`\VVi'i\".USpto.gov
`
`ATTY.DOCKET.NO
`CellSpin_04ConlO_US
`
`4
`30
`CONFIRMATION NO. 7437
`FILING RECEIPT
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~~~~~IU~ ~~~~1111111111111111111111111
`
`Date Mailed: 11/14/2014
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Gurvinder Singh, Santa Clara, CA;
`Marcos Klein, Mountain View, CA;
`Vince Laviano, Alviso, CA;
`
`Applicant( s)
`
`CeiiSpinSoft Inc., San Jose, CA
`Assignment For Published Patent Application
`CeiiSpinSoft Inc.
`
`Power of Attorney:
`Ashok Tankha--33802
`
`Domestic Priority data as claimed by applicant
`This application is a CON of 14/295,352 06/04/2014 PAT 8892752
`which is a CON of 14/172,913 02/05/2014 PAT 8798539
`which is a CON of 13/740,214 01/13/2013 PAT 8700790
`which is a CON of 12/333,303 12/11/2008 PAT 8392591
`which claims benefit of 61/017,202 12/28/2007
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access - A proper Authorization to Permit Access to Application by Participating Offices
`(PTO/SB/39 or its equivalent) has been received by the USPTO.
`
`page 1 of 3
`
`Canon Exhibit 1002, Page 61
`
`

`

`If Required, Foreign Filing License Granted: 11/14/2014
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 14/533,104
`Projected Publication Date: 02/26/2015
`Non-Publication Request: No
`Early Publication Request: Yes
`** SMALL ENTITY **
`Title
`
`Automatic Multimedia Upload For Publishing Data And Multimedia Content
`
`Preliminary Class
`
`709
`
`Statement under 37 CFR 1.55 or 1.78 for AlA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`page 2 of 3
`
`Canon Exhibit 1002, Page 62
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`Canon Exhibit 1002, Page 63
`
`

`

`~-~ •~.
`
`UNITED ST~TES PATENT AND TRADEMARK OFFICE
`f
`' 8---'·-· -------------------------------------
`~~ ~
`~ ... ~
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O . Box 1450
`
`Ashok Tankha
`36 Greenleigh drive
`Sewell NJ 08080
`
`r;::;-;:1:;--· ~~/). --;::;-~--;:[L~~~~ ~~::.~:~
`
`NOV 1 7 2014
`
`OFFICE OF PETITIONS
`
`Doc Code: TRACK1 .GRANT
`
`Decision Granting Request for
`Prioritized Examination
`(Track I or After RCE)
`
`Application No.: 14/533,104
`
`1.
`
`THE REQUEST FILED November 5. 2014
`
`IS GRANTED.
`
`The above-identified application has met the requirements for prioritized examination
`[8] for an original nonprovisional application (Track 1).
`A.
`0 for an application undergoing continued examination (ACE).
`B.
`
`2.
`
`The above-identified application will undergo prioritized examination. The application will be
`accorded special status throughout its entire course of prosecution until one of the following occurs:
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`F.
`
`G.
`
`H.
`
`I.
`
`filing a petition for extension of time to extend the time period for filing a reply;
`
`filing an amendment to amend the application to contain more than four independent
`
`claims. more than thirty total claims, or a multiple dependent claim;
`
`filing a request for continued examination;
`
`filing a notice of appeal;
`
`filing a request for suspension of action;
`
`mailing of a notice of allowance;
`
`mailing of a final Office action;
`
`completion of examination as defined in 37 CFR 41.1 02; or
`
`abandonment of the application.
`
`Telephone inquiries with regard to this decision should be directed to JoAnne Burke at 571-272-4584. In
`
`his/her absence, calls may be directed to Brian Brown, 571-272-5338.
`
`I To.Jlnne 'BurR.e/
`[Signature]
`
`Paralegal Specialist. Office of Petitions
`(Title)
`
`U.S. Patent and Trademark Office
`PT0-2298 (Rev. 02-2012)
`
`Canon Exhibit 1002, Page 64
`
`

`

`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/533,104
`
`11105/2014
`
`Gurvinder Singh
`
`Cel1Spin_04Con10_US
`
`7437
`
`7590
`
`Ashok Tankha
`36 Greenleigh drive
`Sewell, NJ 08080
`
`02/20/2015
`
`EXAMINER
`
`NOORISTANY, SULAIMAN
`
`ART UNIT
`
`PAPER NUMBER
`
`2415
`
`MAIL DATE
`
`DELIVERY MODE
`
`02/20/2015
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Canon Exhibit 1002, Page 65
`
`

`

`Application No.
`14/533,104
`
`Applicant(s)
`SINGH ET AL.
`
`Office Action Summary
`
`AlA (First Inventor to File)
`Status
`Yes
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address -(cid:173)
`Period for Reply
`
`Examiner
`SULAIMAN NOORISTANY
`
`Art Unit
`2415
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ;2 MONTHS FROM THE MAILING DATE OF
`THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`1 )~ Responsive to communication(s) filed on 1115114.
`0 A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`2a)0 This action is FINAL.
`2b)~ This action is non-final.
`3)0 An election was made by the applicant in response to a restriction requirement set forth during the interview on
`__ ;the restriction requirement and election have been incorporated into this action.
`4)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims*
`5)~ Claim(s) 1-30 is/are pending in the application.
`5a) Of the above claim(s) __ is/are withdrawn from consideration.
`6)0 Claim(s) __ is/are allowed.
`7)~ Claim(s) 1-30 is/are rejected.
`8)0 Claim(s) __ is/are objected to.
`9)0 Claim(s) __ are subject to restriction and/or election requirement.
`* If any claims have been determined allowable, you may be eligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`http://vvww.uspto.gov/patents/init events/pph/index.jsp or send an inquiry to PPHfeedback(wuspto.oov.
`
`Application Papers
`1 0)0 The specification is objected to by the Examiner.
`11 )0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`Priority under 35 U.S.C. § 119
`12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`a)O All b)O Some** c)O None of the:
`Certified copies of the priority documents have been received.
`1.0
`Certified copies of the priority documents have been received in Application No. __ .
`2.0
`Copies of the certified copies of the priority documents have been received in this National Stage
`3.0
`application from the International Bureau (PCT Rule 17.2(a)).
`** See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment{s)
`1) ~ Notice of References Cited (PT0-892)
`2) 0 Information Disclosure Statement(s) (PTO/SB/08a and/or PTO/SB/08b)
`Paper No(s)/Mail Date __ .
`
`3) 0 Interview Summary (PT0-413)
`Paper No(s)/Mail Date. __ .
`4) 0 Other: __ .
`
`U.S. Patent and Trademark Off1ce
`PTOL-326 (Rev. 11-13)
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20150217
`
`Canon Exhibit 1002, Page 66
`
`

`

`Application/Control Number: 14/533,104
`Art Unit: 2415
`
`Page 2
`
`Claim Rejections - 35 USC § 103
`
`The following is a quotation of 35 U.S.C. 103(a), which forms the basis for all obviousness
`
`rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section
`102 of this title, if the differences between the subject matter sought to be patented and the prior a