`Michael Foley, Ph.D.
`
`October 3, 2019
`
`In the Matter of:
`Canon USA Inc. Vs. Cellspin Soft Inc.
`
`Veritext Legal Solutions
`800.808.4958 | calendar-dmv@veritext.com |
`
`Canon Exhibit 1040, Page 1
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 1
`
` 1 UNITED STATES PATENT AND TRADEMARK OFFICE
`
` 2 BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` 3 ______________________________________________________
`
` 4 CANNON U.S.A., INC., )
`
` )
`
` Petitioner, ) U.S. PATENT NO. 9,258,698
`
` ) Inter Partes Review No.
`
` 5 vs. ) 2019-00127
`
` )
`
` CELLSPIN SOFT, INC., )
`
` )
`
` 6 Patent Owner. )
`
` ______________________________________________________
`
` 9
`
`10 DEPOSITION UPON ORAL EXAMINATION OF
`
`11 MICHAEL FOLEY, Ph.D.
`
`12 ______________________________________________________
`
`13
`
`14 8:50 A.M.
`
`15 OCTOBER 3, 2019
`
`16 600 UNIVERSITY STREET, SUITE 2800
`
`17 SEATTLE, WASHINGTON
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 2
`
`
`
` A P P E A R A N C E S
`
`Page 2
`
` F O R T H E P E T I T I O N E R :
`
` J A R E D W . N E W T O N
`
` Q u i n n E m a n u e l U r q u h a r t & S u l l i v a n L L P
`
` 1 3 0 0 I S t r e e t , S u i t e 9 0 0
`
` W a s h i n g t o n , D . C . 2 0 0 0 5
`
` 2 0 2 . 5 3 8 . 8 0 0 0
`
` j a r e d n e w t o n @ q u i n n e m a n u e l . c o m
`
` F O R T H E P A T E N T O W N E R :
`
` J O H N J . E D M O N D S
`
` E d m o n d s & S c h l a t h e r P L L C
`
` 2 5 0 1 S a l t u s S t r e e t
`
` H o u s t o n , T e x a s 7 7 0 0 3
`
` 7 1 3 . 3 6 4 . 5 2 9 1
`
` j e d m o n d s @ i p - l i t . c o m
`
` A L S O P R E S E N T : N O N E
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2 3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`1 0
`
`1 1
`
`1 2
`
`1 3
`
`1 4
`
`1 5
`
`1 6
`
`1 7
`
`1 8
`
`1 9
`
`2 0
`
`2 1
`
`2 2
`
`2 3
`
`2 4
`
`2 5
`
`Canon Exhibit 1040, Page 3
`
`
`
` I N D E X
`
`Page 3
`
` EXAMINATION BY: PAGE(S)
`
` MR. NEWTON 4
`
`EXHIBITS FOR IDENTIFICATION PAGE
`
` Exhibit 1036 Article from phonesnews.com: 38
`
` MC35 Enterprise Digital Assistant
`
` from Symbol
`
` Exhibit 1037 Article from Softpedia News: Old 50
`
` Bluetooth is Dead, Long Live
`
` Bluetooth 2.1 + EDR!
`
` Exhibit 1038 Article from PC World: 51
`
` Ultra-low-power Bluetooth: the
`
` new wireless frontier
`
` Exhibit 1039 National Institute of Standards 59
`
` and Technology, Guide to
`
` Bluetooth Security
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2 3
`
`4
`
`5 6 7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Canon Exhibit 1040, Page 4
`
`
`
` SEATTLE, WASHINGTON; OCTOBER 3, 2019
`
` 8:50 A.M.
`
` --oOo--
`
`Page 4
`
` MICHAEL FOLEY, Ph.D.,
`
` sworn as a witness by the Certified Court Reporter,
`
` testified as follows:
`
` EXAMINATION
`
` BY MR. NEWTON:
`
` Q. Good morning, Dr. Foley.
`
` A. Good morning.
`
` Q. My name is Jared Newton, we met previously.
`
`I'll be taking your deposition today.
`
` A. Okay.
`
` Q. You understand you're testifying under oath?
`
` A. I do, yes.
`
` Q. Is there any reason you can't give full,
`
`accurate, truthful testimony?
`
` A. No.
`
` Q. So you have in front of you the declaration
`
`that you submitted in this case; is that correct?
`
` A. That is correct, yes.
`
` Q. And that declaration is marked as
`
`Exhibit 2009?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4 5
`
`6
`
`7
`
`8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Canon Exhibit 1040, Page 5
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 5
`
` A. Correct, yes.
`
` Q. And it's for the record, Declaration of
`
`Dr. Michael Foley in Cannon U.S.A., Inc., versus
`
`Cellspin Soft, Inc., correct?
`
` A. Yes.
`
` Q. And that declaration generally addresses U.S.
`
`Patent Number 9,258,698; is that correct?
`
` A. That's correct.
`
` Q. We'll refer to that today as the '698 patent;
`
`is that okay?
`
` A. That's fine.
`
` Q. Is your declaration a complete description of
`
`the opinions that you formed in this case?
`
` A. It's the -- yeah, the -- I was asked questions
`
`and it's my opinions on those regarding this case, yes.
`
` Q. Is there anything missing or in the
`
`declaration that you think requires you to supplement
`
`it or fill it -- any gaps in any way?
`
` A. I don't believe so.
`
` Q. Your declaration generally responded to
`
`Cannon's petition and the declaration of Dr. Vijay
`
`Madisetti; is that correct?
`
` A. In general, yes.
`
` Q. Have you ever met Dr. Madisetti?
`
` A. I have, yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 6
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 6
`
` Q. Where did you meet him?
`
` A. Chicago, Illinois.
`
` Q. When was that?
`
` A. I believe 2017. I may be slightly off.
`
` Q. What was it in connection with?
`
` A. We were working on a different legal matter.
`
` Q. Were you on the same side of a case?
`
` A. We were. We were, yes.
`
` Q. If you're able to tell me who was the client
`
`in that case?
`
` A. The client was RYOBI and their parent company,
`
`whose name escapes me right now.
`
` Q. Any reason to doubt or question
`
`Dr. Madisetti's qualifications?
`
` A. None that I'm aware of.
`
` Q. You recently gave a deposition in a related
`
`case involving the '698 patent; is that correct?
`
` A. Yes.
`
` Q. And that was in the Panasonic case?
`
` A. Yes.
`
` Q. Do you stand by all of the testimony that you
`
`gave in that case?
`
` A. Yes.
`
` Q. You have in front of you the '698 patent; is
`
`that correct?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 7
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 7
`
` A. Yes, I do.
`
` Q. The '698 generally describes transferring
`
`image data from a digital camera to a cellular phone
`
`and then to a website. Is that a fair high-level
`
`description?
`
` MR. EDMONDS: Objection. Vague.
`
` A. Yes. I'd say multimedia content. It's not
`
`limited to just images. It, you know, could be video
`
`or -- or other type of data as well.
`
` Q. (BY MR. NEWTON) But the transfer from a
`
`phone -- I'm sorry, from a digital camera to a phone to
`
`a website; is that accurate?
`
` MR. EDMONDS: Objection. Vague.
`
` A. At the high level, yes.
`
` Q. (BY MR. NEWTON) And the '698 patent describes
`
`a paired wireless connection between the digital camera
`
`and cellular phone; is that correct?
`
` A. Yes, a paired wireless connection is used
`
`between the -- the camera device and the mobile phone.
`
` Q. I've found myself doing this, I've found
`
`myself doing it throughout the case, but for the
`
`purposes of today, if we refer to cellular phone and
`
`mobile phone interchangeably, is that okay with you?
`
` A. Yes, that's fine.
`
` Q. For the paired wireless connection described
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 8
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 8
`
`in the '698 patent, the specification describes
`
`Bluetooth, as an example, a protocol that can be used
`
`to establish that connection; is that correct?
`
` A. At least -- lists Bluetooth as an option, yes.
`
` Q. Right. And it's just an option, so the '698
`
`patent does not limit the paired relationship to just a
`
`Bluetooth connection; is that correct?
`
` A. That's correct. And other example
`
`technologies are -- are listed in it as well.
`
` Q. If you go to column 9 around line 45.
`
` MR. EDMONDS: While he's looking, do you
`
`have another copy of that handy? Thank you.
`
` A. I'm there.
`
` Q. (BY MR. NEWTON) Here it says "The method and
`
`system disclosed herein is realized with, but not
`
`limited to Bluetooth communication protocol."
`
` Do you agree that's an accurate description of
`
`the '698 patent?
`
` A. Yes, that's what it says here.
`
` Q. And then it lists other wireless protocols
`
`that may be used to establish the paired connection; is
`
`that correct?
`
` A. Yes. It lists wireless protocols, for
`
`example, Zigbee, Wibree, Ultra-Wide Band and other
`
`wireless protocols for wireless personal area.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 9
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 9
`
`Networks may be employed to accomplish the task.
`
` Q. What other wireless protocols for wireless
`
`personal area networks might be used to establish that
`
`paired connection between a digital camera and cellular
`
`phone?
`
` A. Other than the ones listed here?
`
` Q. Correct.
`
` A. Off the top of my head, I'm -- I'm not sure.
`
`They're definitely some proprietary personal area,
`
`wireless technologies, but without looking into them, I
`
`don't know if they would be able to, you know, fulfill
`
`the requirements of what's required in the '698 patent.
`
` Q. What do you mean by mean that, what
`
`requirements?
`
` A. Well, the -- as we've been talking about, the
`
`paired wireless connection, I don't know if other
`
`technology -- you know, proprietary technology would
`
`support that or not. And that's just one example.
`
` Q. But the patent says "Other wireless protocols
`
`for wireless personal area networks may be employed to
`
`accomplish the tasks of the method of system disclosed
`
`herein."
`
` And that, the tasks of the method and system
`
`disclosed herein include pairing, correct?
`
` A. Yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 10
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 10
`
` Q. So there may be some proprietary protocols
`
`that can satisfy that pairing task and some that may
`
`not. Is that your testimony?
`
` A. With -- without looking at them, I don't know
`
`if they would or -- or not. And all the tasks, you
`
`know, tasks plural, not just the one.
`
` Q. Got it. Those other tasks would include
`
`things like transferring multimedia content?
`
` A. That's one example. The cryptographic
`
`authentication is another example.
`
` Q. The '698 patent claims priority to a
`
`provisional application filed in December 2007; is that
`
`correct?
`
` A. I believe so. Yes.
`
` Q. You're familiar with the construct of a person
`
`of ordinary skill in the art?
`
` A. I am, yes.
`
` Q. Would a person of ordinary skill in the art in
`
`December 2007 have been able to write a proprietary
`
`protocol that would enable pairing between the digital
`
`camera and a cellular phone?
`
` MR. EDMONDS: Objection. Vague. Calls
`
`for speculation.
`
` A. Yeah, most likely.
`
` Q. (BY MR. NEWTON) Would a person of ordinary
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 11
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 11
`
`skill in the art have -- at that time have been able to
`
`establish a paired relationship between a -- strike
`
`that.
`
` In December 2007, would a person of ordinary
`
`skill in the art have been able to follow the Bluetooth
`
`specification in order to develop a pairing protocol
`
`for a digital camera and a cellular phone?
`
` A. Would it be possible? Was that the question?
`
`Is that the beginning?
`
` Q. Would a person of ordinary skill in the art
`
`have been able to follow the Bluetooth specification in
`
`order to do that?
`
` A. They would be able to follow the Bluetooth
`
`specification, yes.
`
` Q. Was that a fairly common thing to do?
`
` MR. EDMONDS: Objection. Vague.
`
` A. It totally depended on the use case. For some
`
`use cases, pairing Bluetooth devices was common. For
`
`other ones it wasn't.
`
` Q. (BY MR. NEWTON) One of the use cases
`
`described in your declaration is the basic imaging
`
`profile?
`
` A. That's the specification that defines use case
`
`for transferring images over Bluetooth.
`
` Q. And that specification -- strike that.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 12
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 12
`
` In December 2007, could a person of ordinary
`
`skill in the art have followed that specification, the
`
`BIP, in order to implement a pairing relationship
`
`between a digital camera and a cellular phone?
`
` A. Well, in the BIP profile, it lists a few
`
`different use cases, and it didn't recommend a paired
`
`connection between the camera and the phone. So if
`
`they took the recommendations of what that profile
`
`said, they would not have created a paired connection
`
`between those two devices.
`
` Q. Did it recommend to not pair the camera and
`
`the phone?
`
` A. It -- it did not recommend to it. It left it
`
`as an implementation issue.
`
` Q. So what you said is not quite accurate. You
`
`said if they, the person of ordinary skill in the art,
`
`took the recommendations of what the profile said, but
`
`there are no recommendations, it leaves it to the
`
`implementer's discretion, correct?
`
` MR. EDMONDS: Objection. Compound.
`
` A. It does leave it to the implement -- to the
`
`implementer's discretion, and it does not recommend
`
`that you do so.
`
` Q. (BY MR. NEWTON) And it doesn't recommend that
`
`you don't do it?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 13
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 13
`
` A. Correct.
`
` Q. And there's an auto archive feature in the
`
`basic imaging profile?
`
` A. The multi-image transfer, is that the one
`
`you're referring to?
`
` Q. I believe it's called automatic archive. It
`
`might be for multi-image transfer. It sounds like
`
`we're talking about the same thing.
`
` A. Okay.
`
` Q. Are you familiar with that?
`
` A. I don't have the, you know, profile in front
`
`of me, but if we are talking about where it dumps all
`
`the images, then, yes, then, I am familiar with that.
`
` Q. And in that situation, the BIP specification
`
`recommends to use pairing, correct?
`
` A. It -- it does recommend to use pairing in that
`
`case.
`
` Q. Okay. You analyzed the claims of the '698
`
`patent, correct?
`
` A. Correct.
`
` Q. Why don't we go to independent claim 5.
`
` A. Okay.
`
` Q. We talked about how the specification says
`
`that the method and system disclosed herein is realized
`
`with, but not limited to Bluetooth communication,
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 14
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 14
`
`correct?
`
` A. Correct.
`
` Q. And claim 5 is also not limited to Bluetooth
`
`communication, correct?
`
` A. I don't see anything in claim 5 that would
`
`limit it to simply Bluetooth.
`
` Q. So a person of skill in the art reading
`
`claim 5 would understand it's not limited to Bluetooth?
`
` A. I believe so, yes.
`
` Q. Can you turn to dependent claim 19.
`
` A. Okay.
`
` Q. And that depends from claim 5?
`
` A. It does.
`
` Q. Dependent claim 19 says "Wherein the
`
`short-range paired wireless connection is one of a
`
`Bluetooth paired wireless connection, a WiFi paired
`
`wireless connection, and other personal area wireless
`
`networking technologies that use pairing."
`
` Do you see that?
`
` A. I do see that.
`
` Q. To you, is that claim confirming that claim 5
`
`is not limited to Bluetooth?
`
` MR. EDMONDS: Objection. Calls for a
`
`legal conclusion.
`
` A. Yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 15
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 15
`
` Q. (BY MR. NEWTON) Okay. Claim 19, the
`
`dependent claim, is not limited to Bluetooth either?
`
` A. No, it is not.
`
` Q. I apologize for jumping around, but if you
`
`could now go to column 3, line 60 of the '698 patent.
`
` A. What was the line again?
`
` Q. 60, six zero.
`
` A. All right, I'm there.
`
` Q. This paragraph is describing an embodiment or
`
`an implementation of the patent that does use
`
`Bluetooth; is that correct?
`
` A. That's correct.
`
` Q. That's what BT stands for?
`
` A. In -- in this patent, yes. That's a trademark
`
`violation, but it -- it is used. British Telecom had
`
`it first. British Telecom used it.
`
` Q. Starting at line 60 of column 3, the
`
`specification says "The BT communication device 201a on
`
`the digital data capture device 201 is paired 103 with
`
`the mobile device 202 to establish a connection between
`
`the digital data capture device 201 and the mobile
`
`device 202."
`
` Do you see that?
`
` A. I do.
`
` Q. The next sentence says "BT pairing involves
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 16
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`establishing a connection between two BT devices that
`
`mutually agree to communicate with each other."
`
`Page 16
`
` Do you see that?
`
` A. I do, yes.
`
` Q. Is that an accurate description of Bluetooth
`
`pairing?
`
` MR. EDMONDS: Objection. Vague.
`
` Q. (BY MR. NEWTON) That sentence?
`
` A. I mean, it's part of it. It definitely
`
`doesn't encompass every aspect of Bluetooth pairing.
`
` Q. But when we talk about or when a person thinks
`
`about pairing to Bluetooth devices, that mechanism
`
`allows the devices to establish a connection where they
`
`mutually agree to communicate with each other. Is that
`
`fair?
`
` MR. EDMONDS: Objection. Compound.
`
`Argumentative. Misstates his answer.
`
` A. Well, again, I think it's part of it, but
`
`Bluetooth pairing would be establishing a secure and
`
`authenticated connection. So there's more to it than
`
`just simply a connection.
`
` Q. (BY MR. NEWTON) In your opinion, all
`
`Bluetooth pairing must involve security and
`
`authentication; is that correct?
`
` A. For pairing and bonding, I believe they're all
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 17
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`authenticated and then the -- the communication link is
`
`encrypted.
`
` Q. But isn't one of your opinions that
`
`Page 17
`
`authentication is optional?
`
` A. Yes.
`
` Q. So how do you reconcile your opinion that
`
`authentication is optional with your testimony that all
`
`pairing involves authentication?
`
` A. Well, all Bluetooth links aren't paired.
`
` Q. So authentication is only optional when you're
`
`not pairing in Bluetooth?
`
` A. Bluetooth.
`
` Q. If you could for the record just tell us what
`
`paragraph you're referencing in your declaration.
`
` A. Once I get there, I will.
`
` Right now I'm looking at paragraph 46 and on
`
`the next page it has a table of contents with
`
`association models highlighted. And that's under
`
`secure simple pairing. And the Just Works association
`
`model, which is part of secure simple pairing, that one
`
`doesn't really authenticate and that's susceptible to
`
`man-in-the-middle attacks. So there are cases of
`
`pairing where you're not totally authenticated. And it
`
`Just Works would be an example of that.
`
` Q. So not all Bluetooth pairing requires
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 18
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 18
`
`authentication; is that correct?
`
` A. Correct.
`
` Q. You mentioned security, too. Is it correct
`
`that not all Bluetooth pairing requires security?
`
` MR. EDMONDS: Objection. Vague.
`
` Q. (BY MR. NEWTON) And I should --
`
` A. Do you mean encryption by security?
`
` Q. No, not necessarily. I just mean security as
`
`it's used in the Bluetooth specifications. And I
`
`should clarify that I'm not limiting my questions to a
`
`particular Bluetooth specification. I would like you
`
`to do the same in your answers, so consider, if you
`
`could, all Bluetooth specifications that were available
`
`as of December of 2007, which I think is version 2.1 +
`
`EDR and earlier.
`
` MR. EDMONDS: Objection. Vague.
`
`Compound.
`
` A. The 2.1 + EDR was the current one in 2007.
`
`And these questions would be very difficult to answer
`
`for every Bluetooth spec, the 1, the 1.1, the 1.2, the
`
`2.0, then the 2.1 + EDR, because as new specs came out,
`
`some older areas were deprecated or removed, and so --
`
`and security was one area where that was done. And so
`
`we would really need to talk about a specific version
`
`of the specification and I did write my report
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 19
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 19
`
`considering the 2.1 + EDR specification since I believe
`
`POSITA in 2007 would have been looking to use the most
`
`current version of the Bluetooth specifications if they
`
`were going to use that technology.
`
` Q. (BY MR. NEWTON) Okay. So I have a few
`
`questions based on that statement.
`
` First, the opinions in your declaration are
`
`based on the version 2.1 + EDR specification of
`
`Bluetooth; is that correct?
`
` A. Correct. And any time I quote the Bluetooth
`
`specification or pull from it, it is the 2.1 + EDR.
`
` Q. Second question is the '698 patent does not
`
`specify any particular version of the Bluetooth
`
`standard. Do you agree with that?
`
` A. I believe that's correct.
`
` Q. Next question is you said it would be very
`
`difficult to give an answer that encompasses all of the
`
`different versions of the specification -- Bluetooth
`
`specification. Is that generally accurate?
`
` A. Well, it depends on the question. Some things
`
`have been consistent throughout the Bluetooth
`
`specification, so those ones you could. Other things,
`
`you know, have been more fluid and then we'd have to be
`
`more specific.
`
` Q. Is pairing one of those things that is more
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 20
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 20
`
`fluid?
`
` A. It was. In version 2.1 + EDR, that's the
`
`specification that introduced secure simple pairing,
`
`which was a major addition to the specification.
`
` Q. What was the first version of Bluetooth? Go
`
`ahead and answer that.
`
` A. 1.0.
`
` Q. 1.0. What was the first version that you
`
`would say -- and I'm just asking for your opinion --
`
`that you would say was widely used by consumers or
`
`industry?
`
` MR. EDMONDS: Objection. Vague.
`
` A. I mean, it -- it depends on what you mean by
`
`"widely." The first -- in my opinion, the first --
`
`excuse me. The first version of the specification that
`
`you could actually build an inoperable product to was
`
`1.2.
`
` And so some -- some products definitely came
`
`out with -- with 1.2. And at the time I believe most
`
`of those were mobile phone and headsets. And then with
`
`each new specification, it got better and companies
`
`implementing it got better and inoperability got
`
`better, and then you would see more and different types
`
`of products utilizing the technology.
`
` Q. (BY MR. NEWTON) Got it.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 21
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 21
`
` Version 2.1 + EDR was released in July 2007.
`
`Is that your recollection?
`
` A. I don't have it in front of me. So I don't
`
`recall the exact date, but I have no reason to doubt
`
`that.
`
` Q. The version prior to 2.1 + EDR was 2.0 + EDR;
`
`is that correct?
`
` A. That is correct.
`
` Q. I'll represent to you that the date I was able
`
`to find for the release of version 2.1 + EDR was
`
`July 26, 2007.
`
` A. Okay. Like I said, I have no reason to doubt
`
`that.
`
` Q. Is it correct that Bluetooth devices sold
`
`before that date would be most likely implementing
`
`version 2.0 + EDR?
`
` MR. EDMONDS: Objection. Vague.
`
` A. I would say 1.2 or 2.0 + EDR would have been
`
`the highest probability candidates for devices before
`
`2.1 + EDR.
`
` Q. (BY MR. NEWTON) How long of a lag was there
`
`between the release of a new version of Bluetooth and
`
`devices in the commercial market actually adopting that
`
`version?
`
` A. It -- it depended on the specification. The
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 22
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 22
`
`2.1 + EDR adoption was very quick because people wanted
`
`to take advantage of secure simple pairing. And I --
`
`I'm -- even I think products were announced the day 2.1
`
`+ EDR was adopted.
`
` Q. If you had to try to quantify "very quick,"
`
`what -- what would you guess?
`
` MR. EDMONDS: Objection. Vague. Calls
`
`for speculation.
`
` A. As I said, with 2.1 + EDR, I think -- I recall
`
`product announcements the day it was adopted. And
`
`what --
`
` Q. (BY MR. NEWTON) Do you recall which products?
`
` A. The CSR Chipset family and then products that
`
`utilized that.
`
` Q. What would be on the longer end of that lag
`
`time?
`
` A. Well --
`
` MR. EDMONDS: Objection. Vague. Calls
`
`for speculation.
`
` A. And again, you do have to talk kind of per
`
`specification because it depended on what the new
`
`features added and how important those were to the
`
`marketplace. For example, the 3.0 spec, its hallmark
`
`feature was high speed and the industry wasn't super
`
`excited about that feature. So that had a -- a pretty
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 23
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 23
`
`long lag time.
`
` But as I said, 2.1 + EDR with secure simple
`
`pairing was viewed as a very important feature for
`
`Bluetooth and so products picked it up very quickly and
`
`the Bluetooth SIG put a concerted effort to try to have
`
`as many products use that as quickly as possible.
`
` Q. (BY MR. NEWTON) I understand that, but if you
`
`had to guess at the range, you said some products, like
`
`the CSR Chipset family, were announced with 2.1 + EDR
`
`around the same time that the version was released.
`
` But for that specific version, how long of a
`
`lag was there for other products? I'm just trying to
`
`find the boundary between day of and two months, three
`
`months, four months?
`
` MR. EDMONDS: Objection. Vague.
`
` A. And that you have to go into the manufacturer
`
`and what their product cycle was. A company's product
`
`cycle might not have been aligned up with the Bluetooth
`
`6 specification cycle, and so it would typically be the
`
`next version of their product and if they were creating
`
`a new product, a new product line, they would use it
`
`immediately. But that, as I said, very much, the
`
`Bluetooth SIG mode and their specification adoption,
`
`they didn't have any control over members and companies
`
`as to what their product cycles were.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 24
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 24
`
` Q. (BY MR. NEWTON) So after a version of the
`
`Bluetooth standard is released, the time it takes for
`
`products to implement that version depends on specific
`
`manufacturers and their product cycle. Is that a fair
`
`statement?
`
` A. That's one of the -- the issues, yes. And
`
`with 2.1 + EDR coming out in July, I believe a lot of
`
`manufacturers were motivated to have it in their
`
`products, you know, that hit the -- the shelves for
`
`that Christmas season.
`
` Q. Got it.
`
` The first generation of the iPhone was
`
`released in June 2007, correct?
`
` A. I know it was 2007. The exact date, I -- I
`
`don't recall.
`
` Q. I'll represent to you, again, that I believe
`
`it is June 2007.
`
` A. And again, I have no reason to doubt that.
`
` Q. The first generation of the iPhone used
`
`Bluetooth version 2.0 + EDR; is that correct?
`
` A. I -- I would have to look that up. Off the
`
`top of my head, I -- I don't recall, but again, I have
`
`no reason to doubt that.
`
` Q. Would that -- if you just had to take a wild
`
`guess, would that be your best guess as to the version
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 25
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 25
`
`it was using?
`
` MR. EDMONDS: Objection. Calls for
`
`speculation. Asked and answered.
`
` A. With the date that you represent that it came
`
`out, yes, that would -- that would not surprise me.
`
` Q. (BY MR. NEWTON) You agree with me that after
`
`Bluetooth version 2.1 + EDR was released, there were
`
`still products like the first generation iPhone on the
`
`market that used earlier versions like 2.0 + EDR?
`
` MR. EDMONDS: Objection. Assumes facts
`
`not in evidence. Calls for speculation. Compound.
`
` A. Yes.
`
` Q. (BY MR. NEWTON) If a person of ordinary skill
`
`in the art at that time wanted to understand how
`
`Bluetooth worked in products like that, they would look
`
`to version 2.0 + EDR?
`
` MR. EDMONDS: Objection. Vague.
`
`Assumes facts not in evidence.
`
` A. Well, I still think they would look at 2.1 +
`
`EDR because that's backwards compatible with 2.0 + EDR.
`
`So if they were looking at creating something new, I --
`
`I still stand by my statement that 2.1 + EDR is the
`
`most likely candidate.
`
` Q. (BY MR. NEWTON) What specification would
`
`be -- strike that.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Canon Exhibit 1040, Page 26
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 26
`
` Which specification would a person of ordinary
`
`skill in the art most likely look to in December 2007
`
`if he or she was trying to connect a Bluetooth 2.0 +
`
`EDR device like the first generation iPhone with
`
`another Bluetooth 2.0 + EDR device like a headset?
`
` MR. EDMONDS: Objection. Assumes facts
`
`not in evidence.
`
` A. If they were looking at 2, 2.0 + EDR devices,
`
`they -- they may look at the -- the 2.0 + EDR
`
`specification.
`
` Q. (BY MR. NEWTON) Could you go back to claim 5.
`
` A. Yes.
`
` Q. Go to the limitation that starts with "said
`
`first processer." It's on line 59.
`
` A. Yes, I'm there.
`
` Q. This limitation says "Said first pro