`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`))
`
`))
`
`) CASE IPR2019-00080
`)
`
`))
`
`)
`
`FORMFACTOR, INC.,
` Petitioner,
`VS.
`FEINMETALL, GmbH,
` Patent Owner.
`
`ORAL DEPOSITION OF
`FREDERICK TABER
`JUNE 27, 2019
`VOLUME 2 - JOB NO: 162858
`ORAL DEPOSITION of FREDERICK TABER,
`produced as a witness at the instance of the Patent
`Owner, and duly sworn, was taken in the above-styled
`and -numbered cause on the 27th of June, 2019, from
`9:07 a.m. to 2:49 p.m., before Therese J. Casterline,
`CSR in and for the State of Texas, reported by machine
`shorthand, at the offices of Sheppard, Mullin,
`Richter & Hampton LLP, 2200 Ross Avenue, 24th Floor,
`in the City of Dallas, County of Dallas, State of
`Texas, pursuant to the Federal Rules of Civil
`Procedure and the provisions stated on the record.
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`Feinmetall Exhibit 2009
`FormFactor, Inc. v. Feinmetall, GmbH
`IPR2019-00082
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` A P P E A R A N C E S
`
`FOR THE PETITIONER:
` Mr. Jamie McDole, ESQ.
` HAYNES AND BOONE
` 2323 Victory Avenue
` Dallas, TX 75219
`
` Mr. David O'Dell, ESQ.
` HAYNES AND BOONE
` 2505 North Plano Road
` Richardson, TX 75082
`
`FOR THE PATENT OWNER:
` Mr. Timothy Cremen, ESQ.
` Mr. Robert Masters, ESQ.
` SHEPPARD MULLIN RICHTER & HAMPTON
` 2099 Pennsylvania Avenue Northwest
` Washington, DC 20006
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` I N D E X
` PAGE
`Appearances 253
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`WITNESS: FREDERICK TABER
`FURTHER EXAMINATION BY MR. CREMEN 255
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`Changes and Signature 389
`Reporter's Certificate 391
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` EXHIBITS
`NUMBER DESCRIPTION PAGE
`(None marked)
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` P R O C E E D I N G S
` FREDERICK TABER,
`having been previously duly sworn, further testified
`as follows:
` FURTHER EXAMINATION
`BY MR. CREMEN:
` Q. Good morning, Mr. Taber.
` A. Good morning.
` Q. You understand you're still under oath
` from yesterday; is that right?
` A. Yes, I do.
` Q. Okay. Great. Let's start on page 48
` of your declaration.
` A. 48?
` Q. Yes.
` A. Okay.
` Q. And this is a list of your challenges;
` is that right?
` A. That's correct.
` Q. Okay. Do you consider -- and -- start
` over.
` So challenge 1, 7, and 14 are each
` asserting obviousness of Claim 1; is that
` correct?
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` A. That's correct.
` Q. Okay. Do you consider any one of
`challenge 1, 7, or 14 stronger than others?
` MR. McDOLE: Objection, form.
` A. I never considered whether one was
`stronger than the other, so I can't give you an
`answer one way -- one way or the other as to
`whether one was stronger or not.
` There were three challenges there, and
`I really couldn't say that I thought in my head
`one was stronger than the other.
` Q. As you sit here today, do you think
`that one is stronger than the other?
` MR. McDOLE: Objection, form.
` A. Well, that -- you know, that would
`require me to -- to answer -- to answer that
`question, I would have to go through my -- my
`entire document to see if one -- if I felt like
`one was stronger than the other.
` So pretty much my first answer that --
`that I never -- well, never thought of it in
`terms of which one was stronger than the other,
`if at all.
` Q. So let's look at paragraph 293. And
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`this is in the section we were discussing,
`challenge number 7, based on Sudin, just for
`reference.
` A. Okay. I'm there.
` Q. Okay. At the end of this paragraph,
`before paragraph 294, you have an annotated
`figure.
` Do you see that?
` A. Yes.
` Q. And you've labeled the figure with
`some end region arrows and an elongated
`intermediate region arrow; is that right?
` A. Yes.
` Q. Okay. Where -- could you give me an
`idea of where the end regions start and stop in
`Figure 14?
` A. I think this is -- this is very
`similar to the '460 patent where -- where the end
`regions are identified by those brackets in the
`'460 patent in the intermediate region. We tried
`to do the -- the same thing here.
` So in terms of like a precision point
`where the end region starts and -- starts, I look
`at it very similar to -- to the '460. It's in --
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` TABER
`it's in this -- it's in this area. It's the
`end -- it's the end of the -- the probe element.
` Q. Could you be --
` A. You're asking me for some precision
`with it and --
` Q. I'm sorry. I was just asking for a
`little more precision than an arrow.
` So, for example, the foot region, 51,
`is it the whole square of 51 that's the end
`region, in your view?
` A. You could consider that -- that
`that -- that area would be -- would be considered
`the end region.
` Q. Did you consider that when you formed
`your opinion?
` A. (Nods head.)
` Q. Okay.
` MR. McDOLE: Objection, form.
` Q. And the same question for the --
`the -- the tip portion, 52: Is it the whole
`square in the conical region there that you
`consider to be the end region for purposes of
`your opinion?
` A. Generally, that entire -- that entire
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`area is -- I would consider an end -- end region.
` Q. And in -- in this figure, does -- is
`Sudin saying that the intermediate region -- the
`sidewalls of the intermediate region should be
`formed with the -- the same width as the base and
`tip portion?
` MR. McDOLE: Objection, form.
` A. I would have to look through the Sudin
`patent, but my recollection is that he doesn't
`specify that they're the same width or -- or not.
`There's -- that's my recollection.
` But, again, I would need to look --
`read through, but that would be my
`recollection.
` Q. You agree with me that --
` A. Yeah. I mean, he -- you know, he has
`a number of different embodiments where those --
`those sidewalls take different shapes and
`locations and so forth, so --
` Q. You agree with me that Figure 14 shows
`that they're --
` A. It appears --
` Q. -- of the same width?
` A. It appears --
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` THE REPORTER: I'm sorry, I need one
` at a time, please.
` Q. Of the same width.
` MR. McDOLE: Objection, form.
` A. Your question was?
` Q. You agree with me that Figure 14 shows
`that they're of the same width?
` MR. McDOLE: Objection, form.
` A. It -- it appears from the -- from the
`drawing that they are about the same width.
` Q. Would -- and feel free to look at
`Sudin to answer this question, but would you
`agree with me that Sudin's probes are attached to
`the testing head set?
` MR. McDOLE: Objection, form.
` A. Sudin refers to Figures 2 to 4
`and also -- let's see -- Sudin refers to Figures
`2 to 4 where -- where he says that each of the
`probes comprising a post-like foot, a tip, and a
`middle body portion connected between the
`post-like foot and the tip. The post-like foot
`can be made having a circular -- et cetera. The
`post-like foot is formed integral with the top
`surface of a plate-like base.
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` TABER
` So in Figures 2 to 4, he shows it
`connected to a plate-like base.
` In the -- in Figures 14 through 20, he
`shows the probe as a stand-alone, without any
`indication of a plate-like base, from what I've
`quickly ready here.
` Q. Okay. If you look at Figures 5
`through 13, that discloses a manufacturing method
`that provides an integral --
` A. Yes.
` Q. Okay. And is not Figures 14 through
`20 embodiments of that manufacturing method?
` MR. McDOLE: Objection, form.
` A. Sudin describes -- in -- in those
`figures, 5 through 10 -- 5 through 13, I -- he
`describes a manufacturing method, essentially a
`lithography type of method.
` He goes on in paragraph 39 to say that
`the plate-like base of the probe set of the probe
`card can be formed integrally in a circuit board.
` So when I look at Figures 14 through
`20, it shows an independent probe. So my
`understanding is that he used the lithography
`process, but he's showing a probe independent of
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`it being attached.
` Q. At the end of paragraph 38 in Sudin,
`he says, further, the invention allows batch
`production to simplify the fabrication and to
`reduce the manufacturing cost; is that right?
` MR. McDOLE: Objection, form.
` A. There's more to paragraph 38. The end
`of paragraph 38 says, further, the invention
`allows batch production to simplify the
`fabrication and to reduce the manufacturing cost.
` Q. And is batch production the production
`that's shown in Figures 5 through 13?
` A. In 5 through 13, he's -- he's
`illustrated fabricating more than one probe at --
`at a time. How large the batch is is unclear.
` Q. But that would be a batch production?
` MR. McDOLE: Objection, form.
` A. He shows each -- he shows three
`probes. I'm not sure what -- what -- you know,
`what quantifies as a -- as a batch. He shows
`three probes there.
` Q. Okay.
` A. It's more than one.
` Q. Okay. Does Sudin illustrate a way to
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`manufacture a single probe in its manufacturing
`process?
` MR. McDOLE: Objection, form.
` A. As with any lithography process, you
`could manufacture one or more than -- more than
`one. He is illustrating -- I believe it's three
`here. So, you know, lithography process could be
`one to whatever number.
` Q. But -- but he does say his invention
`is directed towards a batch process, right --
` A. In --
` Q. -- in the process -- in the part we
`just read?
` MR. McDOLE: Objection, form.
` A. It's -- he says that it allows batch
`production.
` Q. Okay. If -- circling back to
`something we talked about yesterday, the
`differences between a probe that is attached to
`the testing head end -- I'm sorry.
` The differences between a probe that
`is attached on the testing head side and a probe
`that is capable of separable connection on the
`testing head side -- remember --
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` A. So --
` Q. I'll start all over. How about that?
` Yesterday, we talked about the
`differences between probes that are connected on
`the testing head side and are capable of
`electrical contact on the testing head side; is
`that right?
` MR. McDOLE: Objection, form.
` A. I don't have access to the entire
`transcript from -- from yesterday.
` Q. All right. I'm just asking about a
`general concept. I don't -- I'm not trying to
`say those were your exact words.
` MR. McDOLE: Objection, form.
` A. We talked about -- we talked about
`different types of vertical probes yesterday,
`some with separable connections and some without
`separable connections.
` Q. And the ones without separable
`connections, I think we used the word attached;
`is that --
` A. Again, when -- you know, just to be
`clear, when I say without separable connections,
`clearly something that's soldered could be
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`removed and so forth, but not --
` Q. Understood.
` A. -- straightforward, easily, whatever
`the right word is.
` Q. Okay. So we -- we used the word
`attached to talk about those probes that are
`connected, right?
` A. My -- my recollection is I used the
`word attached.
` Q. Okay. So if you kept all of the --
`all of the parameters -- all other parameters
`equal, would a probe that is attached to the
`testing head and a probe that has separable
`connection -- separable contact to the testing
`head, are they interchangeable?
` MR. McDOLE: Objection, form.
` A. As I recall, what I said yesterday is
`that when a POSITA or, you know, applicable probe
`engineer considers probes, he's going to look at
`a variety of factors.
` To -- to say that they're exactly
`replaceable I think depends on all of those
`particular -- those circumstances.
` So a POSITA would have to look at his
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`application and all of the other -- other factors
`to make a determination as to whether they were
`equivalent.
` Q. So are there --
` A. So off -- you know, to just say, you
`know, they're equivalent or not equivalent really
`depends on many other factors in the selection of
`a probe technology.
` Q. So I think my question was a little
`bit different, though.
` So if you keep all of the parameters
`equal, all of the parameters, would a probe that
`has -- that is attached to the testing head and a
`probe that has separable contact to the testing
`head, would they be interchangeable?
` MR. McDOLE: Objection, form.
` A. You're asking me to speculate, and,
`you know, I really don't want to speculate. I'm
`not sure what "all" means.
` Are you saying like -- yeah, I really
`don't want to -- want to speculate.
` Q. So you can't say one way or the other?
` A. Without -- without understanding your
`question further, without understanding all of
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`the parameters, no, I -- I don't -- I don't think
`I can give you a -- an accurate answer on that.
` Q. What -- what other parameters would
`you need to know?
` Let me ask a different way.
` What are the minimum parameters you
`would need to know?
` MR. McDOLE: Objection, form.
` A. It feels like you're asking me to do
`an engineering job here on these two probe
`technologies, and an engineering job requires not
`just saying certain things are equivalent or not,
`but it requires analyzing that; it requires doing
`some testing and evaluation, which we're not
`going to do in this room today, nor if we had
`multiple days here. It's an extensive process
`for me to be able to answer that question.
` Q. Okay. So let me ask it from the other
`direction, and maybe -- I think we might just be
`talking past each other.
` So are there applications where one or
`the other of those probes, one that's attached
`versus one that has separable contact -- where
`they would be more appropriate?
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` A. I would say it's possible, but I
`couldn't say definitely. Again, you would need
`to do the work to say -- you know, if I am a
`POSITA, and I'm confronted or facing these two
`probe technologies from two different suppliers,
`both of the suppliers are going to say, these are
`the same, they'll -- they'll work in your
`application, I would still need to do -- do
`the -- my due diligence on the -- on those probes
`in order to determine that.
` Then it may -- may, in fact, come back
`that they -- that they operate similarly; they --
`you know, they fit what my requirements are.
` Q. Do you know of any concrete instance
`where one would not use one of those kinds of
`probes?
` MR. McDOLE: Objection, form.
` A. Would not use what kind of probes?
` Q. Would not use either an attached --
`would not use either a probe that is attached to
`the testing head or a probe that is of separable
`contact to the testing head.
` MR. McDOLE: Objection, form.
` A. There are a vast number of probe
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`technologies out there, even similar technologies
`among different companies.
` So for me to speculate on an answer,
`again, requires a lot of engineering work to be
`able to answer your question, and I'm not
`prepared to do that here today, nor have I done
`it.
` Q. Based on your experience, is there
`ever an instance where the technology would have
`a preference between using a probe that's
`attached to the testing head versus a probe that
`has a separable contact to the testing head?
` A. Would you repeat the question?
` Q. I'll do the best I can.
` Based on your experience, is there
`ever an instance where one would select a probe
`that is attached to the testing head versus a
`probe that is -- has separable contact to the
`testing head for a particular application?
` A. Yeah, I think you --
` MR. McDOLE: Objection, form.
` A. It feels like you're asking me the
`same question. There are just so many parameters
`to do -- and to do an engineering job here,
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`that's -- again, you're asking me kind of an
`engineering question. And obviously I have not
`done that work to -- to make that assessment.
`Plus the world of probes is huge. The -- to say
`has there ever been an instance --
` Q. Have you ever been involved in the
`selection of -- let me strike that.
` Have you ever been involved with the
`decision to use a probe that is attached to the
`testing head versus a probe that has separable
`contact to the testing head?
` A. When you say decision, do you mean
`final decision or decision to evaluate?
` Clearly -- clearly I've been
`involved -- well, maybe not clearly to you, but
`I've been -- I've been involved in evaluating
`different probe technologies and have been
`involved in evaluating one -- one or -- one or
`the other.
` And, again, it's that whole range of
`parameters that help you decide what probe
`technology to -- to use.
` I don't recall a specific instance
`where that was the single driving force. I don't
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`recall.
` Q. Okay. Let's look at --
` A. It's far more complex than that single
`driving force.
` Q. Okay. Let's look at the '460 patent
`for a second.
` And I think we touched on this briefly
`yesterday, but I just wanted to make sure I
`understood.
` Is there any portion of the '460
`patent that indicates that its probe is attached
`to the testing head?
` MR. McDOLE: Objection, form.
` A. The '460 -- to the best of my
`recollection, the '460 patent does not talk about
`the -- the tester side -- the connection to the
`tester side and what type of connection that is.
` Q. If you had a -- if you had a given
`probe design and you wanted to -- let me ask it a
`different way. Sorry.
` If you had a given probe design that
`was of a separable contact to the testing head,
`and you wanted to use it in a -- in an attached
`to the testing head scheme, would there be any
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`modifications you would have to make to the probe
`itself to switch between those two schemes?
` MR. McDOLE: Objection, form.
` A. I would have to see the probe
`technology to be able to make that -- that
`judgment and may even take more than just looking
`at it and reading specs on it. It may, again,
`take some -- some engineering work to determine
`that.
` Q. So it would depend on the specific
`arrangement of the probe and testing head, that
`kind of thing?
` A. Well, with each technology you would
`have to take a look at it. If -- if -- if there
`was a demand by your manufacturing manager that
`it be attached or not attached, then you would --
`you would have to take a look at the -- the
`technology.
` Q. Do -- do either implementation have
`any other necessary surrounding structure?
` MR. McDOLE: Objection, form.
` A. Did you say either?
` Q. Yes. Does -- did -- if -- comparing
`the two, for example, does a probe that has a
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`separable contact to the testing head have any
`structure in the -- either on the probe or
`adjacent to the probe that an embodiment of a
`probe that is attached to the testing head would
`not have?
` MR. McDOLE: Objection, form.
` A. Again, I think it depends on the probe
`technologies, and they would have to be looked at
`closely to make that determination. It's not a
`determination I can make today.
` Q. So there's no general structure you
`can think of that a probe that is separably --
`that has a separable contact to the testing head
`would have versus a probe that is attached to the
`testing head would have?
` A. As I said, I would have --
` MR. McDOLE: Objection, form.
` A. As I said, I would have to take a look
`at it. It's a -- would be an evaluation process
`that I -- I can't do in the time we have together
`here.
` Q. Okay. Let's look at paragraph 295.
` In paragraph 295, you mention
`perspective view. I just wanted you to explain
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`that.
` MR. McDOLE: Objection, form.
` A. 295 says, Figure 14 of Sudin is not
`illustrated in perspective view, which means it's
`a two-dimensional view.
` Q. What is a perspective view?
` MR. McDOLE: Objection, form.
` Q. Let me ask a different question.
` Is Figure 2 of the '460 patent a
`perspective view?
` A. So a perspective view gives a -- gives
`a -- gives an indication of the three -- three
`dimensions, and so you're actually able to see a
`z-dimension.
` So if I look at Figure 2, it is an
`example of where you're attempting to show a
`z-dimension in the -- in that illustration.
` Q. Is there a reason a person of ordinary
`skill in the art would provide a perspective
`view --
` A. You're going to have to start all
`over.
` Q. Okay. Is there a reason a person of
`ordinary skill in the art would provide a
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`perspective view of their device in addition to
`any two-dimensional views?
` MR. McDOLE: Objection, form.
` A. I'm certain each engineer has his own
`particular style, but what -- what happens --
`what kind of commonly happens is that in a set of
`engineering drawings, that -- that you would end
`up with a -- you know, a two-dimensional view,
`you know, from, let's say, the front, then a
`two-dimensional view from the side; you may or
`may not have a three-dimensional view as -- as
`part of your regular drawings. It's possible.
` These days, a lot of designs are done
`using 3D CAD software, so those -- those views
`are -- are available in a 3D CAD software.
` Q. Would you agree that a perspective
`view shows more three-dimensional detail than a
`side view?
` MR. McDOLE: Objection, form.
` A. I would have to see the two of them to
`give you an answer to that.
` Q. Okay. Let's look at paragraph 296.
` I think we looked at paragraph 296
`yesterday, but in it you discuss Sudin's
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`disclosure of the middle body portion that --
`that the middle body portion can be made of a
`round rod or flat plate, and that a flat plate
`would define a rectangular cross-section, right?
` A. I believe we talked about that
`yesterday.
` Q. Okay. Are you relying on any other
`portion of Sudin to inform your understanding
`that the flat plate would have a rectangular
`cross-section?
` MR. McDOLE: Objection, form.
` A. Sudin describes the use of a flat
`plate as an alternative. He also speaks to the
`fabrication process, the lithography process.
` A POSITA would understand with the
`lithography process that you can produce a flat
`plate. You can produce different types of shapes
`using the lithography process.
` Q. So is there any portion of Sudin that
`says a flat plate would have a rectangular
`cross-section?
` MR. McDOLE: Objection, form.
` A. A POSITA would understand that a flat
`plate has a -- a rectangular cross-section --
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` Q. I understand --
` A. -- and understand that.
` Q. I understand that part. I'm just
`asking, is there anything in Sudin that says
`that?
` MR. McDOLE: Objection, form.
` A. Again, Sudin describes a flat -- a
`flat plate, and a POSITA would understand that a
`flat plate has a rectangular cross-section.
` Sudin uses the term flat plate, and,
`again, that would be what a POSITA would -- would
`understand, a rectangular cross-section.
` Q. I'm -- I'm just trying to follow your
`logic train here. I just want to make sure I
`understand.
` So Sudin says its middle body portion
`can be a flat plate. Do we agree on that?
` A. He says the middle body portion 24 can
`be made having the shape of a round rod or flat
`plate.
` Q. Okay. And then it's your position
`that a POSITA would understand that a flat plate
`has a rectangular cross-section; is that right?
` A. My understanding is a POSITA would
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`understand flat plate to have a rectangular
`cross-section.
` Q. So that -- that's how you reach
`your -- that's how you reached the conclusion
`that the round rod -- I'm sorry, strike that.
` That's how you reach your conclusion
`that the flat plate has a rectangular
`cross-section, your understanding of how a POSITA
`would read that; is that --
` A. Right.
` Q. Okay. But you agree with me that
`Sudin doesn't say, my flat plate has a
`rectangular cross-section, right?
` MR. McDOLE: Objection, form.
` A. Are you asking me if he has those
`specific words in his -- in his patent?
` Q. Yes.
` A. Those specific words?
` Q. I'm asking you if he says -- strike
`that.
` I'm asking you if he says in any
`descriptive words what the cross-section of the
`flat plate is.
` MR. McDOLE: Objection, form.
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` A. So you're asking me if he provides a
`description of the flat plate?
` Q. Of the cross-section of a flat plate.
` MR. McDOLE: Objection, form.
` A. As I said before, I think a POSITA
`would -- I know a POSITA would understand the
`flat plate to -- to mean a rectangular
`cross-section, that -- that it's sufficiently
`descriptive in Sudin's -- Sudin's patent for a
`POSITA to understand what that means.
` Q. So --
` A. Sudin doesn't have a drawing of --
`of -- specifically of a flat plate, but a POSITA
`would understand what that means.
` Q. Okay. And he -- and Sudin also does
`not describe what the cross-section of his flat
`plate is, right?
` MR. McDOLE: Objection, form.
` A. I think flat plate is descriptive.
` Q. Okay. Let me ask a different
`question.
` So I just want to make sure I -- I
`want to understand the basis of your opinion.
` Sudin discloses that its middle body
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`portion could be a flat plate; you agree?
` A. Middle body portion could be made
`having the shape of a round rod or flat plate.
` Q. You -- in your view, a POSITA would
`understand that a flat plate has a rectangular
`cross-section?
` A. That would be the understanding that a
`POSITA has --
` Q. Okay.
` A. -- a flat plate --
` Q. Okay. And --
` A. -- with a rectangular cross-section.
` Q. And that's the basis for your opinion
`of why you think the middle body portion could
`have a rectangular cross-section, at least in
`Figure 2 of Sudin, right?
` A. I say that it would have been obvious
`to form the middle body portion. He describes it
`with respect to some of the earlier figures, but
`it would be obvious to form the middle portion of
`embodiment of Figure 14 having a similar
`cross-section.
` Q. So those -- I'm just asking, those are
`the two inputs for the basis of your opinion.
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`One -- the first one is that Sudin says, my
`middle body portion can be a flat plate and, two,
`that a POSITA would understand a flat plate to
`have a rectangular cross-section? Those are the
`two inputs, right?
` MR. McDOLE: Objection, form.
` A. Sudin -- Sudin identifies a flat plate
`as -- as an option, round rod or flat plate. A
`POSITA would understand that a flat plate has a
`rectangular cross-section. That's -- that's what
`I'm saying.
` Q. And a POSITA would understand that
`based on his experience; is that your opinion?
` MR. McDOLE: Objection, form.
` A. The skills that a POSITA has in probe
`technology would enable him to understand that a
`flat plate has a rectangular cross-section.
` Q. But Sudin does not explicitly say that
`its flat plate has a rectangular cross-section;
`do we agree on that?
` MR. McDOLE: Objection, form.
` A. We're going to circle back. Sudin --
`Sudin talks about a flat plate, and a flat plate
`is descriptive. So a POSITA would understand
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