`Trials@uspto.gov
`571-272-7822 Entered: March 14, 2019
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ASUSTEK COMPUTER INC. AND
`ASUS COMPUTER INTERNATIONAL,
`Petitioner,
`
`v.
`
`MAXELL, LTD.,
`Patent Owner.
`____________
`
`Case IPR2019-00071
`Patent 6,430,498 B1
`____________
`
`
`
`Before TERRENCE W. McMILLIN, JOHN A. HUDALLA, and
`JASON W. MELVIN, Administrative Patent Judges.
`
`McMILLIN, Administrative Patent Judge.
`
`
`
`
`DECISION
`Denying Institution of Inter Partes Review
`35 U.S.C. § 314(a)
`
`
`
`
`
`
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`
`
`
`I. INTRODUCTION
`
`ASUSTek Computer Inc. and ASUS Computer International
`
`(“Petitioner”) filed a Petition (Paper 2, “Pet.”) to institute an inter partes
`
`review of claims 1–13 of U.S. Patent No. 6,430,498 B1 (Ex. 1001, “the
`
`’498 patent”). Maxell, Ltd. (“Patent Owner”) filed a Preliminary Response
`
`(Paper 6, “Prelim. Resp.”).
`
`We have authority under 35 U.S.C. § 314, which provides that an
`
`inter partes review may not be instituted unless the information presented in
`
`the Petition and the Preliminary Response shows that “there is a reasonable
`
`likelihood that the petitioner would prevail with respect to at least 1 of the
`
`claims challenged in the petition.” 35 U.S.C. § 314(a); see also 37 C.F.R.
`
`§ 42.4(a) (“The Board institutes the trial on behalf of the Director.”). Upon
`
`consideration of the Petition, the Preliminary Response, and the supporting
`
`evidence, we conclude that the information presented in the Petition does not
`
`establish a reasonable likelihood that Petitioner will prevail with respect to
`
`any of the claims challenged in the Petition. Accordingly, we do not
`
`institute an inter partes review as to the challenged claims of the
`
`’498 patent.
`
`A.
`
`Related Matter
`
`The parties indicate that the ’498 patent has been asserted in Maxell,
`
`Ltd. v. ASUSTek Computer Inc. & ASUS Computer International, 3-18-cv-
`
`01788 (C.D. Cal.), filed March 22, 2018. Pet. 2; Paper 5, 1.
`
`
`
`2
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`B. The ’498 Patent
`
`The ’498 patent is titled, “Portable Terminal With The Function of
`
`Walking Navigation.” Ex. 1001, (54). “[T]he portable terminal of the
`
`present invention with the function of walking navigation is provided with
`
`data communication, input, and display devices just like those of ordinary
`
`portable telephones and PHS [Personal Handyphone System] terminals, as
`
`well as a device for getting location information and a device for getting
`
`direction information denoting the user’s present place.” Id. at 2:56–62.
`
`Figure 1 of the ’498 patent is reproduced below.
`
`
`
`3
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`Figure 2 depicts the data display of the portable terminal of a user 10
`
`walking towards destination 11. Id. at 5:1–4. Figure 10 of the ’498 patent is
`
`reproduced below.
`
`Figure 10 depicts “a block diagram of the portable terminal of the present
`
`invention with the function of walking navigation.” Id. at 4:61–62.
`
`
`
`
`
`4
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`C. Illustrative Claim
`
`Petitioner challenges claims 1–13 (all claims) of the ’498 patent.
`
`Pet. 1. Claims 1, 5, and 10 are independent claims. Independent claim 1,
`
`reproduced below, is illustrative of the claimed subject matter:
`
`1. A portable terminal with the function of walking navigation,
`comprising:
`
`a device for getting location information denoting a present place
`of said portable terminal; and
`
`a device for getting direction information denoting an orientation
`of said portable terminal,
`
`wherein a direction and a distance of a destination from said
`present place are denoted with an orientation and a length of
`line that is distinguished between starting and ending points
`to supply route guidance information as said walking
`navigation information.
`
`Ex. 1001, 10:30–40. The “device for getting location information denoting a
`
`present place of said portable terminal” limitation is recited in all of the
`
`independent claims. Id., see also id. at 10:62–63 (claim 5), 11:31–32
`
`(claim 10).
`
`D. Asserted Grounds of Unpatentability
`
`Petitioner challenges claims 1–3 and 5–8 of the ’498 patent as obvious
`
`in view of Suzuki1 and Nosaka.2 Pet. 3 (statement of ground), 37–38
`
`(motivation to combine), 45–72 (application of cited art to claims).
`
`
`
`1 Japanese Patent No. H07-280583 (Ex. 1004) (English translation
`Ex. 1005).
`2 Japanese Patent No. H10-170301 (Ex. 1007) (English translation
`Ex. 1008).
`
`5
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`Petitioner challenges claims 1–3 and 5–8 of the ’498 patent as obvious
`
`in view of Suzuki and Colley.3 Pet. 4 (statement of ground), 38–39
`
`(motivation to combine), 72–80 (application of cited art to claims).
`
`Petitioner challenges claims 1–3 and 5–7 of the ’498 patent as obvious
`
`in view of Suzuki, Colley, and Ellenby.4 Pet. 4 (statement of ground), 39–40
`
`(motivation to combine), 81–84 (application of cited art to claims).
`
`Petitioner challenges claims 1–7 and 9–13 of the ’498 patent as
`
`obvious in view of Norris5 and Colley. Pet. 4 (statement of ground), 41–42
`
`(motivation to combine), 85–97 (application of cited art to claims).
`
`Petitioner challenges claims 1, 2, 5, 6, 8, 10, and 12 of the ’498 patent
`
`as obvious in view of Norris, Colley, and Nosaka. Pet. 4 (statement of
`
`ground), 42–43 (motivation to combine), 98 (application of cited art to
`
`claims).
`
`Petitioner challenges claims 1, 2, 5, 6, 8, 10, and 12 of the ’498 patent
`
`as obvious in view of Norris, Colley, and Ellenby. Pet. 4 (statement of
`
`ground), 43–44 (motivation to combine), 98–99 (application of cited art to
`
`claims).
`
`The following table summarizes Petitioner’s challenges to the claims
`
`of the ’498 patent.
`
`Claims
`
`Basis
`
`Cited Art
`
`1–3 and 5–8
`
`§ 103
`
`Suzuki and Nosaka
`
`1–3 and 5–8
`
`§ 103
`
`Suzuki and Colley
`
`1–3 and 5–7
`
`§ 103 Suzuki, Colley, and Ellenby
`
`
`
`3 US 5,592,382 (Ex. 1011).
`4 US 5,815,411 (Ex. 1022).
`5 US 5,781,150 (Ex. 1010).
`
`6
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`Claims
`
`Basis
`
`Cited Art
`
`1–7 and 9–13
`
`§ 103
`
`Norris and Colley
`
`1, 2, 5, 6, 8, 10, and 12 § 103 Norris, Colley, and Nosaka
`
`1, 2, 5, 6, 8, 10, and 12 § 103 Norris, Colley, and Ellenby
`
`
`
`Petitioner relies on the Declaration of Mr. Scott Andrews (Ex. 1003)
`
`to support its challenges to the claims of the ’498 patent.
`
`
`
`E. Cited Art
`
`The earliest priority date claimed for the ’498 patent is July 12, 1999.
`
`Ex. 1001, (30). Suzuki was published on October 27, 1995. Ex. 1005, (43).
`
`Nosaka was published on June 26, 1998. Ex. 1008, (43). Colley was issued
`
`on January 7, 1997. Ex. 1011, (45). Ellenby was issued on September 29,
`
`1998. Ex. 1022, (22). Norris was issued on July 14, 1998. Ex. 1010, (45).
`
`Patent Owner does not challenge the prior art status of any of the cited art.
`
`See generally Prelim. Resp. We find that the cited art qualifies as prior art to
`
`the ’498 patent.
`
`II. ANALYSIS
`
`A. Claim Construction
`
`“a device for getting location information denoting a
`
`present place of said portable terminal”
`
`Petitioner contends that “a device for getting location information
`
`denoting a present place of said portable terminal” is a means-plus-function
`
`limitation. Pet. 15. Petitioner argues, “[t]he term ‘device’ is a non-
`
`structural, nonce word that is tantamount to using the word ‘means’ because
`
`7
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`it does not connote sufficiently definite structure.” Id. Patent Owner agrees
`
`that this limitation is a means-plus-function term. Prelim. Resp. 8. We
`
`determine that this limitation is a means-plus-function term because this
`
`limitation does not define the structure of the device but instead recites the
`
`functions performed by the device. Construing a means-plus-function claim
`
`term is a two-step process: first, we must identify the claimed function; then,
`
`we must determine what structure, if any, disclosed in the specification
`
`corresponds to the claimed function. Williamson v. Citrix Online, LLC, 792
`
`F.3d 1339, 1351 (Fed. Cir. 2015) (en banc).
`
`
`
`Petitioner proposes “a device for getting location information
`
`denoting a present place of said portable terminal” should be construed as “a
`
`wireless or cellular antenna, OR a GPS, OR a Personal Handyphone System
`
`[PHS]; AND an infrared ray sensor; AND a control unit for analyzing
`
`received data, with the control unit calculating location information as
`
`disclosed in in [sic] 5:48–56, and Fig. 2.” Pet. 18–19 (emphasis in original).
`
`Petitioner cites the following passages from the Specification, “[f]or
`
`example, such a wireless antenna as a GPS, a PHS, etc., as well as an
`
`infrared sensor is used to measure location information” (Ex. 1001, 4:9–11
`
`(emphasis added)) and “[t]he device for getting location information 77 is
`
`provided with such a wireless antenna, a GPS, a PHS, or the like; such a data
`
`receiver as an infrared sensor, or the like; and a control unit for analyzing
`
`received data, thereby calculating location information” (id. at 9:39–44
`
`(emphasis added)) in support of this proposed construction. Pet. 16. Patent
`
`Owner “does not dispute Petitioner’s proposed construction[] for the
`
`corresponding structure” for this means-plus-function limitation. Prelim.
`
`Resp. 8–10.
`
`8
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`
`For purposes of this institution decision, we adopt the construction
`
`proposed by Petitioner for the first “device” limitation in independent claims
`
`1, 5, and 10. This construction is supported by the cited portions of the
`
`Specification of the ’498 patent. See Ex. 1001, 4:9–11, 9:39–44. We further
`
`note that Patent Owner does not dispute this construction.
`
`It is not necessary to construe any other claim terms in order to make
`
`a decision whether to institute inter partes review. See Vivid Techs., Inc. v.
`
`Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“only those
`
`terms need be construed that are in controversy, and only to the extent
`
`necessary to resolve the controversy”).
`
`
`
`B. Unpatentability
`
`“a device for getting location information denoting a present place of
`
`said portable terminal”
`
`As discussed directly above, our construction of the “a device for
`
`getting location information denoting a present place of said portable
`
`terminal” requires an infrared ray sensor. See supra § II.A. Patent Owner
`
`argues “neither Suzuki nor Nosaka disclose an ‘infrared ray sensor’—the
`
`phrase is completely absent from the translated copies of the references—a
`
`necessary component of Petitioner’s proposed construction.” Prelim.
`
`Resp. 14. With regard to Colley and Norris, Patent Owner similarly argues,
`
`“as with Suzuki . . . , Colley [and Norris] do[ ] not disclose an ‘infrared ray
`
`sensor’—the phrase is completely absent from the reference[s]—a necessary
`
`component of Petitioner’s proposed construction.” Id. at 28 (Colley), 38
`
`(Norris), see also id. at 35, 52–53 (the combinations of references including
`
`Ellenby do not disclose this element).
`
`9
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`We agree with Patent Owner. Petitioner fails to provide any evidence
`
`that the cited art teaches or suggests an infrared ray sensor. In its arguments
`
`mapping the art to the claims, Petitioner discusses an infrared ray sensor
`
`only in connection with Suzuki and only in the following passage from the
`
`Petition:
`
`To the extent that it is determined that the device for
`getting location information must include an “antenna, a GPS, a
`PHS, or the like; such a data receiver as an infrared ray sensor,
`or the like; and a control unit for analyzing received data” as
`described in the ‘498 patent, Suzuki discloses a GPS receiver,
`which a POSITA would understand necessarily also includes an
`antenna, and includes a beacon receiver, which a POSITA
`would recognize as a “data receiver as an infrared ray sensor,
`or the like”, and it includes the current position measuring unit,
`which a POSITA would have understood to be a “control unit for
`analyzing received data”. ASUS-1003, ¶ 162. Thus, Suzuki
`describes all of the elements described by the ‘498 patent as
`being associated with claimed “a device for getting location
`information denoting a present place of said portable terminal.”
`
`Pet. 47–48 (emphasis added). In this paragraph, Petitioner does not clearly
`
`contend that Suzuki teaches or suggests an infrared ray sensor but includes
`
`the indefinite phrase “or the like.” The cited paragraph (¶ 162) from
`
`Exhibit 1003 (Andrews Decl.) merely repeats the paragraph from the
`
`Petition verbatim. And there is no support in Suzuki for interpreting the
`
`“beacon receiver” as an infrared ray sensor. The only description of the
`
`“beacon receiver” in Suzuki states: “the beacon receiver 36 receives position
`
`information from a beacon arranged on the road.” Ex. 1005 ¶ 12. As such,
`
`Petitioner provides no reasoning or explanation as to how or why the
`
`disclosure of a “beacon receiver” in Suzuki teaches or suggests an infrared
`
`ray sensor. There is no disclosure of an infrared ray sensor in Suzuki.
`
`10
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`
`In a petition for inter partes review, a petitioner is required to
`
`“identif[y], in writing and with particularity, each claim challenged, the
`
`grounds on which the challenge to each claim is based, and the evidence that
`
`supports the grounds for the challenge to each claim.” 35 U.S.C.
`
`§ 312(a)(3); see also 37 C.F.R. § 42.104(b) (stating that a petition must
`
`identify how the challenged claim is to be construed and where each element
`
`of the claim is found in the prior art patents or printed publications relied
`
`upon). Petitioner cannot satisfy its burden of proving obviousness by
`
`employing “mere conclusory statements.” In re Magnum Oil Tools Int’l,
`
`Ltd., 829 F.3d 1364, 1380 (Fed. Cir. 2016). In this case, Petitioner’s
`
`obviousness contentions do not identify with particularity evidence showing
`
`how the cited art teaches or suggests an infrared ray sensor commensurate
`
`with our construction discussed above. Thus, based on this record,
`
`Petitioner has not established that the cited art teaches or suggests “a device
`
`for getting location information denoting a present place of said portable
`
`terminal.” Because this limitation is a part of each claim of the ’498 patent
`
`(i.e., either by direct recitation or by dependency from another claim), we
`
`determine that Petitioner has not established a reasonable likelihood of
`
`prevailing against any claim challenged in the Petition.
`
`
`
`III. CONCLUSION
`
`On the record before us, we conclude that there is not a reasonable
`
`likelihood that Petitioner would prevail with respect to at least 1 of the
`
`claims challenged in the Petition. Petitioner fails to establish that the prior
`
`art teaches or suggests at least one limitation of the independent claims
`
`under the construction proposed by Petitioner and adopted by the Board.
`
`11
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`Therefore, we do not institute inter partes review on any claims or any
`
`challenge to the claims.
`
`IV. ORDER
`
`Accordingly, it is:
`
`ORDERED that the Petition is denied.
`
`
`
`
`
`
`
`
`
`
`
`12
`
`
`
`IPR2019-00071
`Patent 6,430,498 B1
`
`PETITIONER:
`
`
`Christopher Douglas
`Christopher.douglas@alston.com
`
`Thomas Davison
`Tom.davison@alston.com
`
`Derek Neilson
`Derek.neilson@alston.com
`
`PATENT OWNER:
`
`Robert Pluta
`rpluta@mayerbrown.com
`
`Michael Word
`mword@mayerbrown.com
`
`Amanada Bonner
`astreff@mayerbrown.com
`
`Luiz Miranda
`lmiranda@mayerbrown.com
`
`Saqib Siddiqui
`ssiddiqui@mayerbrown.com
`
`
`
`
`
`
`13
`
`