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`Examiner: J.Q. CHAVIS
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`Group Art Unit: 2122
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`).-
`o cin fe) Application of:
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`YASSERALSAFADI ET AL.
`sop...
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`Appin. No.: . 09/343,607
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`Filed: JUNE 30, 1999
`For:|RECONFIGURATION MANAGER
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`FOR CONTROLLING UPGRADES...
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`RECEIVED:
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`)—April 26, 2002 MAY10 2002 .
`TechnologyCenter2100
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`SaukOFPAPERS:
`BARNA LED:
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`PATENT APPLICATION
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`A IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`‘Honorable Commissioner of Patents and Trademarks
`‘Washington, D.C. 20231
`SIR:
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`RESPONSE
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`This is in response to the Office Action dated February 14, 2002, for the above-
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`identified application.
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`REMARKS
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`Claims 1-21 stand rejected under 35 U.S.C. 103(a) as being unpatentable over
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`APPLE.
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`EXHIBIT 1008 - PAGE 0001
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`Carrol et al. (U.S. Patent No. 6,301,707).
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`Applicants respectfully submit that the pending claims are patentable for at least
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`the following reasons.
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`Independentclaim 4 recites a processor-implemented method for controllin
`reconfiguration of an electronic device, the method comprising the steps of receiving’ :
`information representative of a reconfiguration request relating to the electronic device,
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`determining at least one device component required to implement the reconfiguration
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`request, comparing the determined component and information specifying at least one
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`additional component currently implementedin the electronic device with atleast one of
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`a list of known acceptable configurations for the electronic device andalist of known
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`unacceptable configurations for the electronic device; and generating information —
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`indicative of an approval or a denial of the reconfiguration request basedatleast in part
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`on the result of the comparing step.
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`Independent claims 11 and 21 recite similar
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`limitations.
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`Carrol, as read by the Applicants, relates to a software system that is selectively
`installed from a source into a target system according to a profile. The software system
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`comprises a plurality of components. Only selected components are needed by the
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`target system. A profile of the target system is created when the target system is
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`defined; the profile defines the components needed by the target system. To configure
`the target system, an installation processinstalls in the target system only components
`from the source that are defined in the profile for the target system. The source may be
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`a storage medium or a separate installation system.
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`APPLE _
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`EXHIBIT 1008 - PAGE 0002
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`Carrol
`fails to teach at
`least
`the limitations of
`(1)
`receiving information
`representative of a reconfiguration request relating to the electronic device and (2)
`comparing the determined component andinformation specifying at least one additional
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`‘component currently implementedin the electronic device with at least one ofa list of
`known acceptable configurations for
`the electronic device and a list of known
`unacceptable configurations for the electronic device.
`The structure recited in claim 1, enables efficient techniques for incrementally
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`upgrading or otherwise reconfiguring electronic devices. The invention ensures that
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`- upgrades are compatible with the configuration of a given device before they are
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`implemented in that device, thereby avoiding problems associated with inconsistent
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`upgrades, as further decribed on page4,lines 13-16. Applicants can find nothing in
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`Carrol! that shows, teaches or describes the above-discussedlimiations.
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`The Office Action indicates
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`that
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`the limitation of
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`receiving information
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`representative of a reconfiguration requestis inherently shownin Carrolin col. 4, lines
`37-49. Applicants disagreee.
`In this section, Carrol
`teaches an apparatus for
`performing the operation of the invention and that the “apparatus may be specially
`constructed for the required purposeorit may comprise a general-purpose computer as
`selectively activated or reconfigured by a computer program stored in the computer.”
`Reconfiguring a general-purpose computer to perfom the Carrol
`invention does not
`teach, suggest or imply the limitaiotn of receiving information representative of a
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`reconfiguration requestrelating to the electronic device.
`Although, as the Office Action indicates, Carrol teaches the use of a profile
`comparison to install software, applicants respfully disagrees with the Office Action’s
`3
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`APPLE
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`EXHIBIT 1008 - PAGE 0003
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`conclusion that this suggests, imply or teaches the claimedlimitation of comparing the
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`determined component and information specifying at least one additional component
`currently implemented in the electronic device with at least one of a list of known
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`acceptable configurations for the electronic device and a.list of known unacceptable
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`configurations for the electronic device. Carrol, in fact, teaches away from the claimed
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`invention, via Carrol specific reliance on the use of a profile approach. Moreover, the
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`Office Action does not providea rationale for the modification (only that there may be a
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`commonresult). In In re Lee, Slip Op. 00-1158 (Fed. Cir. Jan. 18, 2002) the court
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`indicated that:
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`The determination of patentability on the ground of
`unobviousnessis ultimately one of judgment.
`In furtherance of
`the judgmental process, the patent examination procedure
`serves bothto find, and to place on the official record, that
`which has been considered with respect to patentability.
`In
`finding the relevant facts, in assessing the significance of the
`prior art, and in making the ultimate determination of the issue
`of obviousness, the examiner and the Board are presumed to
`act from this viewpoint. Thus when they rely on what they
`assert to be general knowledgeto negate patentability, that
`knowledge mustbe articulated and placed on the record. The
`failure to do so is not consistent with either effective
`administrative procedure oreffective judicial review. The board
`cannotrely on conclusory statements when dealing with
`particular combinations of prior art and specific claims, but must
`set forth the rationale on whichit relies.
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`Accordingly, Applicants respectfully submit that there would have been no
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`motivation for one of ordinary skill to attempt to such a modification.
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`Applicants further respectfully note that it is incumbent upon the Examiner
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`to establish a factual basis to support the legal conclusion of obviousness. See In re
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`Fine, 837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).
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`In so doing, the
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`4
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`APPLE
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`EXHIBIT 1008 - PAGE 0004
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`Examiner is expected to make the factual determinations set for in Graham v. John
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`Deere Co., 383 U.S. 1, 17-18, 148 USPQ 459, 467 (1966), and to provide a reason
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`why one having ordinary skill in the pertinent art would have been led to modify the
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`prior art or to combine prior art references to arrive at the claimed invention. Such
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`reason must stem from some teaching, suggestion or implication in the prior art as a
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`whole or knowledge generally available to one having ordinary skill in the art. Uniroyal
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`Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044, 1051, 5 USPQ2d 1434, 1438 (Fed. Cir.),
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`cert. denied, 488 U.S. 825 (1988). These showings by the Examinerare an essential
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`part of complying with the burden of presenting a prima facie case of obviousness.
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`Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992).
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`Applicants respectfully submit the Office Action has failed to make a prima facie case
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`of obviousness.
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`A review of the other art of record has failed to reveal anything which,
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`in
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`Applicants’ opinion, would remedy the deficiencies of the art discussed above, as a
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`reference against the independent claims herein. These claims are therefore believed
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`patentable overthe art of record.
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`The other claims in this application are each dependent from the independent
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`claim discussed above and are therefore believed patentable for the same reasons.
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`Since each dependent claim is also deemed to define an additional aspect of the
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`invention, however, the individual consideration of the patentability of each on its own
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`merits is respectfully requested.
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`The applicants submit. that the claims, as they now stand,
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`fully satisfy the
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`requirements of 35 U.S.C. 103.
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`In view of the foregoing amendments and remarks,
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`APPLE
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`EXHIBIT 1008 - PAGE 0005
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`favorable reconsideration and early passage to issue of the present application are
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`respectfully solicited.
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`Applicants' undersigned attorney may be reached by telephone at the number
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`given below.
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`Respectfully submitted, Mail all correspondenceto:
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`US PHILIPS CORPORATION
`580 White Plains Road
`Tarrytown, NY 10591
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`:
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`Danie! Piotrowski, Reg. 42,079
`Attorney for Applicants
`Phone (914) 333-9609
`Fax:
`(914) 332-0615
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`Rick de Pinho
`Reg. 41,703
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`CERTIFICATE OF MAILING
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`is hereby certified that this correspondence is being deposited with the
`It
`United States Postal Serviceasfirst-class mail in an envelope addressedto:
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`COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
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` y.
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`:
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`Rick de Pinho, Reg. 41,703
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`APPLE
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`EXHIBIT 1008 - PAGE 0006
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