Based on Form PTO/SB/08a; SB/08b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`1
`
`I of
`
`I
`
`4
`
`Comolete if Known
`Application Number
`13590423
`Filing Date
`2012-08-21
`First Named Inventor
`TASIC; Aleksandar Modrag
`Art Unit
`2631
`Examiner Name
`TRAN, KHAN H C
`Attorney Docket No: 121973
`
`Examiner Cite
`Not
`Initial*
`
`Patent Number
`
`Kind
`Code2
`
`Issue Date
`
`Name of Patentee or
`Applicant of cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Fiaures Aooear
`
`U.S.PATENTS
`
`Examiner Cite
`Not
`Initial*
`
`Publication
`Number
`
`Pages, Columns, Lines,
`Publication Name of Patentee or
`Kind
`Applicant of cited Document Where Relevant Passages
`Code2 Date
`or Relevant Fiaures Aooear
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`001
`
`002
`
`003
`
`004
`
`005
`
`006
`
`007
`
`008
`
`20050231290
`
`20060170503
`
`20080204148
`
`20080297259
`
`20100041359
`
`20100237947
`
`20100301946
`
`20110018635
`
`2005-10-20 HUNG; Chih-Ming et al.
`
`2006-08-03 LEE; Jae-Sup et al.
`
`2008-08-28 KIM; Tae Wook et al.
`
`2008-12-04 MU; Fenghao
`
`2010-02-18 LIU; Li et al.
`
`2010-09-23 XIONG; Zhijie et al.
`
`2010-12-02 BORREMANS; Jonathan
`
`2011-01-27 TASIC; Aleksandar et al.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite
`Not
`Initial*
`
`Foreign
`Document
`Number4
`
`Publication
`Country Kind
`Code 5 Date
`Code3
`
`Name of Patentee
`or Applicant of
`cited Document
`
`001
`
`2398285
`
`EP
`
`A1
`
`2011-12-21 ALCATELLUCENT
`fFRl
`
`Pages, Columns,
`Lines where
`Relevant Passages
`or Relevant Figures
`Appear
`
`T6
`
`(cid:143)
`
`EXAMINER SIGNATURE
`
`/Kha.nh Tran/ ('11/04/2013)
`
`DATE CONSIDERED 11/04/2013
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered. Include
`copy of this form with next communication to applicant. 'Applicant's unique citation designation number (optional). 2See Kinds Codes of USPTO Patent Documents at
`www.uspto.gov or MPEP 901.04. 3Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4For Japanese patent documents, the indication of the
`year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the document under WIPO
`Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this
`form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450.
`DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /KCT/
`
`IPR2019-00048
`Qualcomm 2027, p. 1
`
`

`

`Based on Form PTO/SB/08a; SB/08b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`2
`
`I of
`
`I
`
`4
`
`Comolete if Known
`Application Number
`13590423
`Filing Date
`2012-08-21
`First Named Inventor
`TASIC; Aleksandar Modrag
`Art Unit
`2631
`Examiner Name
`TRAN, KHAN H C
`Attorney Docket No: 121973
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials*
`No 1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title
`of the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-
`issue number(s), publisher, city and/or country where published.
`
`001
`
`PHILIPS: "Capabilities of multi-transceiver UES", 3GPP DRAFT; R1-103913, 3RD
`GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; 650,
`ROUTE DES LUCIOLES; F-06921 SOPHIA-ANTIPOLIS CEDEX; FRANCE, vol. RAN WG1, no.
`Dresden, Germany; 20100628, 22 June 201O(2010-06-22), XP050449298, [retrieved on 2010-
`06-22] the whole document.
`
`T6
`
`(cid:143)
`
`EXAMINER SIGNATURE
`
`/Khanh Tran/ (11/04/2013)
`
`DATE CONSIDERED 1 '1/04/2013
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered. Include
`copy of this form with next communication to applicant. 'Applicant's unique citation designation number (optional). 2See Kinds Codes of USPTO Patent Documents at
`www.uspto.gov or MPEP 901.04. 3Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4For Japanese patent documents, the indication of the
`year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the document under WIPO
`Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this
`form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450.
`DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /KCT/
`
`IPR2019-00048
`Qualcomm 2027, p. 2
`
`

`

`Based on Form PTO/SB/08a; SB/08b
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`3
`
`I of
`
`I
`
`4
`
`Comolete if Known
`Application Number
`13590423
`Filing Date
`2012-08-21
`First Named Inventor
`TASIC; Aleksandar Modrag
`Art Unit
`2631
`Examiner Name
`TRAN, KHAN H C
`Attorney Docket No: 121973
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any
`D communication from a foreign patent office in a counterpart foreign application not more than three months prior to
`the filing of the information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the
`D certification after making reasonable inquiry, no item of information contained in the information disclosure
`statement was known to any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of
`the information disclosure statement. See 37 CFR 1.97(e)(2).
`
`D See attached certification statement.
`
`D Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`~ None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for
`the form of the signature.
`
`Signature
`
`Name/Print
`
`/William Marcus Hooks/
`
`Date (YYYY-MM-DD)
`
`2013-10-21
`
`William Marcus Hooks
`
`Registration Number
`
`48857
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit
`by the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122
`and 37 CFR 1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA
`22313-1450. DO NOT SENDFEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /KCT/
`
`IPR2019-00048
`Qualcomm 2027, p. 3
`
`