`Trials@uspto.gov
`571-272-7822 Entered: July 10, 2019
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`INTEL CORPORATION,
`Petitioner
`
`v.
`
`QUALCOMM INCORPORATED,
`Patent Owner.
`____________
`
`Case IPR2019-00048
`Patent 9,154,356 B2
`____________
`
`
`
`Before DANIEL N. FISHMAN, MICHELLE N. WORMMEESTER,
`and AARON W. MOORE, Administrative Patent Judges.
`
`
`MOORE, Administrative Patent Judge.
`
`
`
`
`
`
`
`DECISION
`Instituting Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
`
`
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`Case IPR2019-00048
`Patent 9,154,356 B2
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`I.
`
`INTRODUCTION
`
`Intel Corporation (“Petitioner”) filed a Petition for inter partes review
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`of claims 1, 9, 10, 17, and 18 of U.S. Patent No. 9,154,356 B2 (Ex. 1101,
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`“’356 patent”).1 Paper 3 (“Pet.”). Qualcomm Incorporated (“Patent
`
`Owner”) filed a Preliminary Response. Paper 7 (“Prelim. Resp.”).
`
`Institution of an inter partes review is authorized by statute when “the
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`information presented in the petition . . . and any response . . . shows that
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`there is a reasonable likelihood that the petitioner would prevail with respect
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`to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a);
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`see 37 C.F.R. § 42.108.
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`Having considered the Petition, the Preliminary Response, and the
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`evidence of record, we conclude there is a reasonable likelihood that
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`Petitioner will prevail in establishing the unpatentability of at least one
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`challenged claim of the ’356 patent and, therefore, institute inter partes
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`review.
`
`A.
`
`Related Matters
`
`Petitioner filed two petitions in IPR2019-00128 (the “’128 petition”)
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`and IPR2019-00129 (the “’129 petition”), seeking inter partes review of
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`claims 1–8, 10, 11, 17, and 18 of the ’356 patent based on prior art different
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`than that presented in this petition. We instituted reviews in those petitions
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`on May 29, 2019.
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`Petitioner filed another petition, IPR2019-00047 (the “’047 petition”),
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`seeking inter partes review of claims 1, 7, 8, 10, 11, 17, and 18 of the ’356
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`
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`1 Petitioner states that the real parties-in-interest are “Intel and Apple Inc.”
`Pet. 1.
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`2
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`patent based on prior art different than that presented in this petition and the
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`’128 and ’129 petitions, and filed another petition, IPR2019-00049 (the
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`“’049 petition”), seeking inter partes review of claims 2–8 and 11 of the
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`’356 patent based on the same prior art presented in this petition.
`
`The Petition states that Patent Owner “has asserted the ’356 patent
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`against Apple in Certain Mobile Electronic Devices and Radio Frequency
`
`and Processing Components Thereof, Investigation No. 337-ITC-1093,
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`currently pending before the International Trade Commission” and “also has
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`asserted the ’356 patent against Apple in another currently pending case,
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`Qualcomm Inc. v. Apple Inc., No. 3:17-cv-02398 (S.D. Cal.).” Pet. 1. In
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`updated mandatory notices filed in IPR2019-00128 on May 24, 2019,
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`Petitioner advised the Board that the private parties to the 1093 ITC
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`investigation have moved to terminate, and that the 17-cv-02398 District
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`Court litigation has been dismissed.
`
`B.
`
`The ’356 Patent
`
`The ’356 Patent is directed to “[l]ow noise amplifiers . . . supporting
`
`carrier aggregation.” ’356 Patent, Abstract. In the embodiment described in
`
`the Abstract, an “input RF signal includes transmissions sent on multiple
`
`carriers at different frequencies,” a “first amplifier stage receives and
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`amplifies [the input signal] and provides a first output RF signal to a first
`
`load circuit when the first amplifier stage is enabled,” and a “second
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`amplifier stage receives and amplifies the input RF signal and provides a
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`second output RF signal to a second load circuit when the second amplifier
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`stage is enabled.” Id.
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`Figure 6A details an example of a low noise amplifier according to the
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`’356 patent:
`
`Figure 6A shows “an LNA with inductive degeneration
`and cascode shutoff.” ’356 Patent 1:54–55.
`
`
`
`Amplifier stage 650a includes source degeneration inductor 652a, gain
`
`transistor 654a, cascode transistor 656a, and switch 658a. See ’356 Patent
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`7:58–8:4. Similarly, amplifier stage 650b includes source degeneration
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`inductor 652b, gain transistor 654b, cascode transistor 656b, and switch
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`658b. See id. at 8:4–9. Amplifier stages 650a and 650b are both coupled to
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`common input matching circuit 632 and to respective load circuits 690a and
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`690b. See id. at 7:47–49.
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`In operation, matching circuit 632 receives receiver input signal RXin,
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`performs input matching for low noise amplifier 640a, and provides input
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`RF signal RFin to low noise amplifier 640a. See ’356 Patent 7:49–52. Input
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`RF signal RFin may include transmissions on one set of carriers or
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`transmissions on two sets of carriers in the same band, with each set
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`including one or more carriers. See id. at 7:55–57, 8:16–18, 8:30–32. An
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`RF signal with transmissions on multiple sets of carriers is called a carrier
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`aggregated RF signal. See id. at 8:16–18.
`
`Low noise amplifier 640a operates in either a non-carrier aggregation
`
`(non-CA) mode or a carrier aggregation (CA) mode, depending on the type
`
`of input RF signal it receives. See ’356 Patent 8:24–32, 8:36–44. In the
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`non-CA mode, low noise amplifier 640a receives transmissions on one set of
`
`carriers and provides one output RF signal to one load circuit. Id. at 8:30–
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`32. Only one amplifier stage is enabled, while the other amplifier stage is
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`disabled. See id. at 8:46–47. This is illustrated in Figure 6C:
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`Figure 6C shows “an LNA with inductive degeneration
`and cascode shutoff.” ’356 Patent 1:54–55.
`
`
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`Amplifier stage 650a is enabled by connecting the gate of cascode transistor
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`656a to the Vcasc voltage via switch 658a, and amplifier stage 650b is
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`disabled by shorting the gate of cascode transistor 656b to circuit ground via
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`switch 658b. See ’356 Patent 8:47–52. Amplifier stage 650a amplifies the
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`input RF signal and provides an output RF signal to load circuit 690a. See
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`id. at 8:52–54.
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`In the CA mode, low noise amplifier 640a receives transmissions on
`
`two sets of carriers and provides two output RF signals to two load circuits,
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`one output RF signal for each set of carriers and both amplifier stages are
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`enabled. See ’356 Patent 8:32–38. This is shown in Figure 6B:
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`Figure 6B shows “an LNA with inductive degeneration
`and cascode shutoff.” ’356 Patent 1:54–55.
`
`
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`Amplifier stages 650a and 650b are enabled by connecting the gate of
`
`cascode transistor 656a to the Vcasc voltage via switch 658a and coupling
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`the gate of cascode transistor 656b to the Vcasc voltage via switch 658b.
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`See ’356 Patent 8:37–40. The carrier aggregated RF signal splits at the input
`
`of low noise amplifier 640a, and then amplifier stages 650a and 650b
`
`amplify the carrier aggregated RF signal and provide two output RF signals
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`to two separate downconverters in load circuits 690a and 690b. See id. at
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`8:21–28. Specifically, amplifier stage 650a amplifies the input RF signal
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`and provides the first output RF signal to load circuit 690a. See id. at 8:41–
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`42. Similarly, amplifier stage 650b amplifies the input RF signal and
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`provides the second output RF signal to load circuit 690b. See id. at 8:42–
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`44.
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`C.
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`Illustrative Claim
`
`Challenged claims 1 and 17 are independent. Because claim 1 is
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`directed to an apparatus and claim 17 is directed a corresponding method,
`
`claim 1, which is reproduced below, illustrates the subject matter addressed
`
`in this proceeding:
`
`1. An apparatus comprising:
`
`a first amplifier stage configured to be independently enabled or
`disabled, the first amplifier stage further configured to receive
`and amplify an input radio frequency (RF) signal and provide a
`first output RF signal to a first load circuit when the first
`amplifier stage is enabled, the input RF signal employing
`carrier aggregation comprising transmissions sent on multiple
`carriers at different frequencies to a wireless device, the first
`output RF signal including at least a first carrier of the multiple
`carriers; and
`
`a second amplifier stage configured to be independently
`enabled or disabled, the second amplifier stage further
`configured to receive and amplify the input RF signal and
`provide a second output RF signal to a second load circuit when
`the second amplifier stage is enabled, the second output RF
`signal including at least a second carrier of the multiple carriers
`different than the first carrier.
`
`’356 Patent 20:43–61.
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`
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`D.
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`Asserted Grounds of Unpatentability
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`Petitioner asserts that claims 1, 9, 10, 17, and 18 are unpatentable on
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`the following grounds:
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`References
`
`Jeon2 and Xiong3
`
`Jeon, Xiong, and Youssef4
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`Basis Claims
`
`§ 103 1, 17, 18
`
`§ 103 9 and 10
`
`Jeon, Xiong, and the Feasibility Study5
`
`§ 103 1, 17, 18
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`Jeon, Xiong, Youssef, and the Feasibility Study § 103 9 and 10
`
`Petitioner also relies on a Declaration of Patrick Fay, Ph.D., filed as
`
`Exhibit 1102.
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`
`
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`
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`2 Jeon et al., A Scalable 6-to-18 GHz Concurrent Dual-Band Quad-Beam
`Phased-Array Receiver in CMOS, IEEE Journal of Solid-State Circuits, Vol.
`43, No. 12, 2660–2673 (2008) (Ex. 1105).
`
`3 Xiong et al., US 2010/0237947 A1 (Ex. 1106).
`
`4 Youssef et al., Digitally-Controlled RF Passive Attenuator in 65 nm CMOS
`for Mobile TV Tuner ICs, in Proceedings of 2010 IEEE International
`Symposium on Circuits and Systems, 2000–2002 (2010) (Ex. 1109).
`
`5 3rd Generation Partnership Project; Technical Specification Group Radio
`Access Network; Feasibility Study for Further Advancements for E-UTRA
`(LTE-Advanced) (Release 9), 3GPP TR 36.912, v9.1.0 (December 2009)
`(Ex. 1104).
`
`8
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`Patent 9,154,356 B2
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`A.
`
`35 U.S.C. § 314(a)
`
`II. DISCUSSION
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`Patent Owner argues that “Petitioner challenges overlapping claims
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`with redundant references and arguments across three petitions” and “[t]he
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`Board should exercise its discretion under 35 U.S.C. § 314(a) to deny
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`Petitioner’s serial attacks on the same claims of the ’356 Patent.” Prelim.
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`Resp. 8. Patent Owner asserts that “Petitioner challenges independent
`
`claims 1 and 17, and dependent claim 18 in three separate petitions, and
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`challenges dependent claim 10 in two petitions,” but “has provided no
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`indication that Jeon, the primary reference in the present Petition, is
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`somehow more relevant or provides different disclosure than the primary
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`references in the other petitions.” Prelim. Resp. 10. Patent Owner further
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`argues that the combinations involving the Feasibility Study “are cumulative
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`to one another” and the “remaining grounds involve insignificant secondary
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`references that are relied on for the same duplicative arguments already
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`made.” Id. at 10–11.
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`We first observe that these petitions were filed within days of each
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`other and, thus, are not “serial” petitions, as Patent Owner argues. We also
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`do not agree with Patent Owner that this petition is “redundant,”
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`“cumulative,” or “duplicative” of the other petitions. The ’047 petition
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`alleges that the independent claims are unpatentable as anticipated by
`
`Uehara or, if Uehara is found to not disclose “carrier aggregation,” then
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`unpatentable in view of Uehara and the Feasibility Study. See IPR2019-
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`00047, Paper 3, 39–75. The ’128 petition alleges that the independent
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`claims are unpatentable as anticipated by Lee or, if Lee is found to not
`
`disclose “carrier aggregation,” then unpatentable in view of Lee and the
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`Feasibility Study. See IPR 2019-00128, Paper 3, 38–75. Those two cases
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`thus present what are primarily anticipation arguments, in which the main
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`reference is alleged to show two amplifiers that are independently
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`switchable. This case, on the other hand, alleges that one reference, Jeon,
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`teaches the use of two amplifiers and that it would have been obvious in
`
`view of the teachings of another reference, Xiong, to make those amplifiers
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`independently switchable. Because this case presents both different primary
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`references and a fundamentally different theory of unpatentability––
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`obviousness instead of anticipation––we decline to exercise our discretion to
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`deny institution due to the ’047 and ’128 petitions.
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`B.
`
`Level of Skill in the Art
`
`The level of skill in the art is a factual determination that provides a
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`primary guarantee of objectivity in an obviousness analysis. See Al-Site
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`Corp. v. VSI Int’l, Inc., 174 F.3d 1308, 1323 (Fed. Cir. 1999) (citing
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`Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966)). The level of skill in
`
`the art also informs the claim construction analysis. See Teva Pharm. USA,
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`Inc. v. Sandoz, Inc., 135 S. Ct. 831, 841 (2015) (explaining that claim
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`construction seeks the meaning “a skilled artisan would ascribe” to the claim
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`term “in the context of the specific patent claim”).
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`Petitioner asserts that a person of ordinary skill in the art “would have
`
`had at least an M.S. degree in electrical engineering (or equivalent
`
`experience) and would have had at least two years of experience with the
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`structure and operation of RF transceivers and related structures (or the
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`equivalent).” Pet. 34 (citing Fay Decl. ¶ 58). Patent Owner does not address
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`this issue in the Preliminary Response.
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`As Patent Owner does not dispute Petitioner’s characterization of the
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`level of skill in the art, we adopt it for purposes of this analysis.
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`C. Claim Construction
`
`In inter partes reviews filed before November 13, 2018, such as this
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`one, the Board construes claims in an unexpired patent according to their
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`broadest reasonable construction in light of the specification of the patent in
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`which they appear. See Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131,
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`2144–46 (2016); 83 Fed. Reg. 51,340. The broadest reasonable construction
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`is the “ordinary and customary meaning” to a person of ordinary skill in the
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`art at the time of invention. See In re Translogic Tech., Inc., 504 F.3d 1249,
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`1257 (Fed. Cir. 2007); Phillips v. AWH Corp., 415 F.3d 1303, 1312–14
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`(Fed. Cir. 2005) (en banc).
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`Petitioner asserts that “carrier aggregation” should be construed as
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`“simultaneous operation on multiple carriers.” Pet. 30. Patent Owner
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`“submits that no terms must be construed at this stage in the proceeding” but
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`“reserves the right to put forth constructions of particular claim terms and to
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`rebut constructions proffered in the petition as relevant to the patentability of
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`the claims should trial be instituted.” Prelim. Resp. 8.
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`Given the record before us, we do not find it necessary to engage in
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`formal claim construction at this stage. See Nidec Motor Corp. v.
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`Zhongshan Broad Ocean Motor Co. Ltd., 868 F.3d 1013, 1017 (Fed. Cir.
`
`2017) (explaining that construction is needed only for terms that are in
`
`dispute, and only to the extent necessary to resolve the controversy).
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`D. Ground 1: Jeon and Xiong
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`Ground 1 alleges that claims 1, 17, and 18 are unpatentable under 35
`
`U.S.C. § 103(a) in view of Jeon and Xiong. See Pet. 42–61.
`
`1.
`
`Jeon
`
`Jeon is a paper that describes a tunable concurrent amplifier (“TCA”)
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`for use in a concurrent dual-band receiver that receives an incoming RF
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`signal that contains two frequencies, one in a low-band (“LB”) and one in a
`
`high band (“HB”). See Jeon 2663. The TCA “amplifies, filters, and finally
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`splits the RF signal into two separate outputs; one at LB and the other at
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`HB.” Id. These two signals go through “separate double down-conversion
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`by subsequent RF and IF mixers.” Id. Figure 6 of Jeon shows how the TCA
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`receives an input signal (“RF Input”) that includes the LB and HB
`
`frequencies, where LB and HB are amplified by separate cascode amplifiers
`
`“M1-M2” and “M3-M4”:
`
`Figure 6 of Jeon is a “[s]chematic of [a] TCA with
`a single input and a dual output.” Jeon 2664.
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`2.
`
`Xiong
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`Xiong is a patent application directed to “[t]echniques for designing a
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`low-noise amplifier (LNA) for operation over a wide range of input power
`
`levels.” Xiong, Abstract. The reference describes a low-noise (“LN”) mode
`
`in which both gain paths (amplifiers) are enabled, and a high-linearity
`
`(“HL”) mode, in which the only one gain path is enabled. See id. ¶ 29. It
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`further explains that “the total gain provided to the input signal RF IN may
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`advantageously be adjusted by selectively enabling or disabling the first
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`and/or second gain paths.” Id. ¶ 30. Figure 3 of Xiong shows switches SW1
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`335 and SW2 325 controlling gain paths 301 and 302:
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`“FIG.3 illustrates an implementation of an LNA
`that adopts a dual architecture.” Xiong 9.
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`3. Mapping Independent Claim 1 to Jeon and Xiong
`
`Petitioner provides the following mapping of the limitations of
`
`claim 1 onto the combination of Jeon and Xiong. See Pet. 42–61.
`
`a.
`
`First Amplifier Stage
`
`Claim 1 recites “a first amplifier stage” that is “configured to be
`
`independently enabled or disabled” and “configured to receive and amplify
`
`an input radio frequency (RF) signal and provide a first output RF signal to a
`
`first load circuit when the first amplifier stage is enabled.”
`
`Petitioner asserts that “Jeon teaches a first amplifier stage,” as it
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`“states that ‘[t]he [tunable concurrent amplifier] is implemented in a parallel
`
`cascode configuration’” and describes how “[a]n incoming input RF signal
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`is ‘selectively amplified by two separate cascode amplifiers (M1-M2, M3-
`
`M4) that have tunable LC output loads.’” Pet. 43 (citing Jeon 2665).
`
`Petitioner acknowledges that “Jeon does not teach whether the low-
`
`band amplifier is configured to be independently enabled or disabled,” but
`
`asserts that “Xiong teaches a first amplifier stage that is independently
`
`enabled or disabled with switches.” Pet. 44. Specifically, Petitioner argues
`
`that Figure 3 of Xiong “show[s] a switch being used to selectively enable
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`and disable [a] first amplifier stage.” Id. at 46.
`
`Petitioner further argues that one would have been motivated to
`
`modify Jeon in view of Xiong so as “to turn off unused circuitry to achieve
`
`lower power consumption during single-band operation.” Pet. 48 (citing
`
`Xiong ¶ 34; Fay Decl. ¶ 85). Petitioner asserts that “[m]odifying Jeon in this
`
`way would have amounted to no more than combining the prior art elements
`
`of the amplifiers of Jeon and switches of Xiong according to known methods
`
`to yield the predictable result of an amplifier that can operate in a concurrent
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`dual-band mode or a single-band mode without consuming excess power”
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`and that “[t]here would have been a reasonable expectation of success
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`because the combinations could have been implemented with well-known
`
`circuit design and manufacturing techniques and would have produced
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`predictable results.” Id. at 48–49.
`
`Regarding the RF signals, Petitioner asserts that “Figure 6 of Jeon
`
`shows the first amplifier stage (LB amplifier) configured to receive and
`
`amplify an input RF signal (RF input) and provide a first output RF signal
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`(LB output) to a first load circuit, which Jeon explains goes to a mixer” and
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`that “[t]he LB output is an output RF signal because it has not undergone
`
`down-conversion until it reaches the RF and IF mixers.” Id. at 49–50 (citing
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`Jeon, Fig. 6; Fay Decl. ¶ 87). Petitioner argues that “[a] POSITA would
`
`have understood that [Jeon’s] first amplifier stage amplifies the input RF
`
`signal and provides an output RF signal only when the first amplifier stage is
`
`enabled,” and that, in the alternative, “[c]ombining Xiong’s
`
`enabling/disabling capability with Jeon’s amplifier stages results in an
`
`amplifier stage that amplifies and provides output ‘when enabled.’” Id. at
`
`50.
`
`b.
`
`Input RF Signal and First Output RF Signal
`
`Claim 1 next recites that “the input RF signal employ[s] carrier
`
`aggregation comprising transmissions sent on multiple carriers at different
`
`frequencies to a wireless device” and that “the first output RF signal
`
`includ[es] at least a first carrier of the multiple carriers.”
`
`Petitioner asserts that “[t]he input RF signal received by the tunable
`
`concurrent amplifier in Figure 6 of Jeon is ‘a dual-band signal containing
`
`two different frequencies concurrently, one in the low band (LB) from 6 to
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`10.4 GHz and the other in the high band (HB) from 10.4 to 18 GHz.’”
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`Pet. 51 (citing Jeon 2662). According to Petitioner, “[a] POSITA would
`
`have understood that ‘low’ and ‘high band’ refer to non-overlapping
`
`frequency ranges that include different carriers” and that “that the (first)
`
`low-band frequency in Jeon was a different carrier at a different frequency
`
`than the (second) high-band frequency.” Id. at 51–52.
`
`Petitioner further argues that “Jeon teaches ‘a dual-band signal
`
`containing two different frequencies concurrently,’ which teaches carrier
`
`aggregation under [Petitioner’s] proposed construction,” and that Jeon also
`
`includes “carrier aggregation” under a construction Patent Owner pursued in
`
`the ITC. See Pet. 52–53.
`
`c.
`
`Second Amplifier Stage
`
`Claim 1 further recites “a second amplifier stage” that is “configured
`
`to be independently enabled or disabled” and “configured to receive and
`
`amplify the input RF signal and provide a second output RF signal to a
`
`second load circuit when the second amplifier stage is enabled.”
`
`Petitioner argues that Figure 6 of Jeon “shows a second amplifier
`
`stage comprising the transistors M4 (gain transistor) coupled to M3 (cascode
`
`transistor),” and relies on Xiong for teaching “that the second amplifier stage
`
`is configured to be independently enabled or disabled,” with analysis similar
`
`to that regarding the first amplifier. See Pet. 55–57.
`
`d.
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`Second Output RF Signal
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`Finally, claim 1 recites that the second output RF signal “includ[es] at
`
`least a second carrier of the multiple carriers different than the first carrier.”
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`For this last limitation, Petitioner argues that “the HB amplifier stage
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`in Jeon ‘receive[s] a dual-band signal containing two different frequencies
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`concurrently, one in the low band (LB) from 6 to 10.4 GHz and the other in
`
`the high band (HB) from 10.4 to 18 GHz.’” Pet. 60 (citing Jeon 2662).
`
`4.
`
`Ground 1 Conclusion
`
`Patent Owner does not respond to Petitioner’s analysis of claim 1 and,
`
`on the current record, we find Petitioner has sufficiently shown that the
`
`combination of Jeon and Xiong discloses the features of claim 1. With
`
`respect to a motivation to combine, we observe that Xiong differs from what
`
`is claimed in that it uses switches to apply variable levels of gain to a signal,
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`not for purposes of selective power saving, and that paragraph 34 describes
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`the inclusion of otherwise unnecessary switch 335 to turn off “the entire
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`LNA,” not just a portion of the LNA. Nevertheless, in view of the record as
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`a whole, as developed to date, we find that Petitioner has sufficiently
`
`articulated a motivation to combine for purposes of institution.
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`For these reasons, we conclude that Petitioner has demonstrated a
`
`reasonable likelihood of prevailing on its assertion that claim 1 would have
`
`been obvious in view of Jeon and Xiong.
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`Patent Owner does not respond to Petitioner’s analysis of claims 17
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`and 18 and, for the reasons stated in the Petition (see Pet. 56–68), we
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`determine that Petitioner has shown a reasonable likelihood of prevailing as
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`to claims 17 and 18.
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`E. Ground 2: Jeon, Xiong, and Youssef
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`Ground 2 adds Youssef to the combination of Jeon and Xiong for the
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`purpose of challenging claims 9 and 10. Claim 9 adds to the apparatus of
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`claim 1 “a first attenuation circuit coupled to the first amplifier stage and
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`configured to receive the input RF signal” and “a second attenuation circuit
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`coupled to the second amplifier stage and configured to receive the input RF
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`signal.” Claim 10 is similar, adding to the claim 1 apparatus “an attenuation
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`circuit coupled to the first and second amplifier stages and configured to
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`receive the input RF signal.”
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`Petitioner argues that “Figure 1(b) of Youssef shows an RF attenuator
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`that is coupled to an amplifier stage (‘LNA’) and that receives an input RF
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`signal ‘RFin’” and that “[a] POSITA would have been motivated to couple
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`the first amplifier stage of Jeon in view of Xiong to the attenuation circuit of
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`Youssef” because Youssef’s attenuation circuit “prevent[s] a receiver from
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`clipping at large input RF signals” and “Youssef expressly recognizes that
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`an attenuation circuit can ‘protect the RF performance . . . in the presence of
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`interferer blockers.’” Pet. 66–68 (citing Youssef 1999–2000).
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`Patent Owner does not argue the merits of ground 2 at this stage and,
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`for the reasons stated above and in the Petition, we conclude Petitioner has
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`made a showing sufficient for institution that claims 9 and 10 would have
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`been obvious in view of Jeon, Xiong, and Youssef.
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`F. Grounds 3 and 4: Adding the Feasibility Study
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`Grounds 3 and 4 are the same as grounds 1 and 2, except that
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`Petitioner adds the Feasibility Study. See Pet. 72–76. The Feasibility Study
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`is a 3GPP (Third Generation Partnership Project) technical report that
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`considers technology components for the evolution of E-UTRA (Evolved
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`Universal Mobile Telecommunications System Terrestrial Radio Access).
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`See Feasibility Study 6–8.
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`Petitioner contends that “[t]o the extent Patent Owner argues that Jeon
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`in view of Xiong fails to teach an input RF signal employing carrier
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`aggregation, . . . the Feasibility Study also discloses this element.” Pet. 72.
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`Petitioner argues that “[t]he Feasibility Study teaches that ‘LTE-Advanced
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`extends LTE release 8 with support for Carrier Aggregation, where two or
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`more component carriers (CC) are aggregated in order to support wider
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`transmission bandwidths up to 100MHz and for spectrum aggregation’” and
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`that a “terminal may simultaneously receive one or multiple component
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`carriers depending on its capabilities.” Id. (citing Ex. 1104, 22; Ex. 1102
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`¶ 126). Petitioner contends that one “would have been motivated to use the
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`Feasibility Study’s carrier-aggregated input RF signal with the Jeon/Xiong
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`front-end architecture because of the benefits of carrier aggregation
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`identified in the Feasibility Study” and that “[f]or example, the Feasibility
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`Study teaches that carrier aggregation provides wider transmission
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`bandwidths and spectrum aggregation and is supported by the LTE-
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`Advanced standard.” Pet. 74 (citing Feasibility Study 8; Fay Decl. ¶¶ 128,
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`130).
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`On the record before us, we are persuaded that Petitioner has
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`sufficiently shown that the Feasibility Study teaches an “input RF signal
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`employing carrier aggregation” and that Petitioner’s motivation to combine
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`is sufficient to support the legal conclusion of obviousness.
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`For the remaining limitations of claim 1, as well as the limitations of
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`claims 9, 10, 17, and 18, Petitioner relies on its arguments with respect to the
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`combination of Jeon and Xiong. See Pet. 75. Because, as discussed above,
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`we are persuaded by those arguments, we determine that Petitioner has
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`demonstrated a reasonable likelihood of prevailing on its assertions that
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`claims 1, 17, and 18 would have been obvious over Jeon, Xiong, and the
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`Feasibility Study, and that claims 9 and 10 would have been obvious in view
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`of Jeon, Xiong, Youssef, and the Feasibility Study.
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`III. CONCLUSION
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`Petitioner demonstrates a reasonable likelihood of prevailing in
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`showing the unpatentability of claims 1, 9, 10, 17, and 18 of the ’356 patent.
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`IV. ORDER
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`In consideration of the foregoing, it is hereby:
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`ORDERED that, pursuant to 35 U.S.C. § 314(a), an inter partes
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`review is hereby instituted as to all challenged claims 1, 9, 10, 17, and 18 of
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`the ’356 patent, on all the grounds of unpatentability presented in the
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`Petition:
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`References
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`Jeon and Xiong
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`Jeon, Xiong, and Youssef
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`Basis
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`Claims
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`§ 103
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`1, 17, 18
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`§ 103
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`9 and 10
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`Jeon, Xiong, and the Feasibility Study
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`§ 103
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`1, 17, 18
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`Jeon, Xiong, Youssef, and the Feasibility Study
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`§ 103
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`9 and 10
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`FURTHER ORDERED that, pursuant to 35 U.S.C. § 314(c) and
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`37 C.F.R. § 42.4, notice is hereby given of the institution of a trial, which
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`commences on the entry date of this Decision.
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`Case IPR2019-00048
`Patent 9,154,356 B2
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`FOR PETITIONER:
`
`David Cavanaugh
`John Hobgood
`Benjamin Fernandez
`david.cavanaugh@wilmerhale.com
`john.hobgood@wilmerhale.com
`ben.fernandez@wilmerhale.com
`
`
`FOR PATENT OWNER:
`
`David B. Cochran
`Matthew W. Johnson
`Joseph M. Sauer
`Joshua R. Nightingale
`David M. Maiorana
`dcochran@jonesday.com
`mwjohnson@jonesday.com
`jmsauer@jonesday.com
`jrnightingale@jonesday.com
`dmaiorana@jonesday.com
`
`
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`
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