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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O.Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
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`APPLICATION NO.
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`FILING DATE
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`FIRST NAMED INVENTOR
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`ATTORNEY DOCKETNO.
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`CONFIRMATIONNO.
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`13/590,423
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`08/21/2012
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`Aleksandar Modrag Tasic
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`121973
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`9482
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`QUALCOMM INCORPORATED
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`5775 MOREHOUSEDR.
`SAN DIEGO, CA 92121
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`Lvs
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`TRAN, KHANH C
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`ART UNIT
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`2631
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`PAPER NUMBER
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`NOTIFICATION DATE
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`DELIVERY MODE
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`12/26/2014
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`ELECTRONIC
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`Please find below and/or attached an Office communication concerning this application or proceeding.
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`The time period forreply, if any, is set in the attached communication.
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`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`us-docketing @qualcomm.com
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`PTOL-90A (Rev. 04/07)
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`-[-
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`INTEL 1018
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`Application No.
`13/590,423
`Office Action Summary Examiner
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`KHANH C. TRAN
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`Applicant(s)
`TASIC ET AL.
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`Status
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`2631 I AIA (First Inventor to File)
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`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE� MONTHS FROM THE MAILING DATE OF
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`Art Unit
`No
`address -­
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`a ppears on the cover sheet with the correspondence
`Period for Reply
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`THIS COMMUNICATION.
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`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
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`Failure to reply within the set or ex1ended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
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`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduoe any
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`earned patent term adjustment. See 37 CFR 1.704(b).
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`Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed
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`Status
`1)[gl Responsive to communication(s) filed on 10/30/2014.
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`0 A declaration(s)/affidavit(s) was/were filed on __ . under 37 CFR 1.130(b)
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`2a)[gl This action is FINAL.
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`2b)0 This action is non-final.
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`__ ; the restriction requirement and election have been incorporated into this action.
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`closed in accordance with the practice under 1935 C.D. 11, 453 O.G. 213.
`Ex parte Quayle,
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`3)0 An election was made by the applicant in response to a restriction requirement set forth during the interview on
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`4)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
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`Disposition of Claims*
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`5)[gl Claim(s) 1-20 is/are pending in the application.
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`5a) Of the above claim(s) __ is/are withdrawn from consideration.
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`6)0 Claim(s) __ is/are allowed.
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`?)[gl Claim(s) 1, 11, 12, 14, 17 and 19is/are rejected.
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`8)[gl Claim(s) 2-10, 13, 15, 16, 18 and 20 is/are objected to.
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`9)0 Claim(s) __ are subject to restriction and/or election requirement.
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`participating intellectual property office for the corresponding application. For more information, please see
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`http://\w,rw.usoto.qov/patents/init events/pph/index.isp
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`or send an inquiry to PPHteedback(rouspto.aov.
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`at a* If any claims have been determined allowable, you may be eligible to benefit from the Patent Prosecution Highway program
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`Application Papers
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`10)0 The specification is objected to by the Examiner.
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`11 )0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
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`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
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`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
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`or (f).12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d)
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`Priority under 35 U.S.C. § 119
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`Certified copies:
`a)O All b)O Some** c)O None of the:
`1.0
`Certified copies of the priority documents have been received.
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`Certified copies of the priority documents have been received in Application No. __ .
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`Copies of the certified copies of the priority documents have been received in this National Stage
`3.0
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`application from the International Bureau (PCT Rule 17.2(a)).
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`** See the attached detailed Office action for a list of the certified copies not received.
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`Attachment(s)
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`1)0 Notice of References Cited (PT0-892)
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`Summary (PT0-413)
`3)0 Interview
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`Paper No(s)/Mail Date. __ .
`(PTO/SB/08a and/or PTO/SB/08b) 2)[gl Information Disclosure Statement(s)
`4) 0 Other: __ .
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`Paper No(s)/Mail Date __ .
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`U.S. Patent and Trademark Office
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`PTOL-326 (Rev. 11-13)
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`Office Action Summary - 1 -
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`Part of Paper No./Mail Date 20141220
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 2
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`DETAILED ACTION
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`1. The present application is being examined underthe pre-AlA first to invent
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`provisions.
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`2. The Amendment filed on 10/30/2014 has been entered. Claims 1-20 arestill
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`pending in this Office action.
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`Response to Arguments
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`3. Applicant's argumentsfiled 10/30/2014 have been fully considered but they
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`are not persuasive for the following reasons:
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`In response to Applicants’ arguments on page 7 that Regarding independentclaims
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`1 and 17, Applicant's independent claims 1 and 17 recite, inter alia, "fa first amplifier stage configured to
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`... amplify/amplifying ... with a first amplifier stage] ... when the first amplifier stage is enabled ... and [a
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`second amplifier stage configured to ... amplify/amplifying ... with a second amplifier stage] ... when the
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`second amplifier stage is enabled," which is not disclosed in Kaukovuori’.”
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`The Examiner's responseis that Kaukovuori FIG. 15 embodimentdiscloses that
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`RFIC1 amplifier and RFIC2 amplifier both are inherently enabled {Emphasis Added}
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`(see further in column 10 lines 22-46).
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 3
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`In response to Applicants’ arguments on page 8 that Kaukovuori discloses: one
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`potential method of receiving non-contiguous carrier aggregation signals is to receive
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`separate clusters of componentcarriers in separate receiver chains, each having a LO
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`signal of its own. This is depicted in FIG. 15, where Cluster 1 and Cluster 2 are each
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`handled by a separate respective receiver chain, as shown in FIG. 15. (Kaukovuori,
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`col.10, Ins. 23-28; emphasis added).
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`The Examiner's responseis that Kaukovuori FIG. 15 embodiment, indeed,
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`teaches method of receiving non-contiguous carrier aggregation signals is to receive
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`separate clusters of component carriers in separate receiver chains, each having a LO
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`signal of its own. FIG. 15 discloses a Radio Frequency Integrated Circuit (RFIC1) 1
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`including a first amplifier stage LNA, corresponding to the claimedfirst amplifier stage,
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`to provide a first output RF signal (corresponding to the claimedfirst output RF signal, to
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`a digital data path (corresponding to the claimedfirst load circuit). Furthermore, FIG. 15
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`discloses a Radio FrequencyIntegrated Circuit (RFIC2) 2 including a second amplifier
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`stage LNA, corresponding to the claimed second amplifier stage, to provide a second
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`output RF signal (corresponding to the claimed second output RF signal, to a different
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`digital data path (corresponding to the claimed second loadcircuit). In column 10 lines
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`22-30, each separate received cluster (e.g. clusters 1 and 2) includes component
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`carries that correspond to the claimedatleasta first carrier of the multiple carrier and to
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`the claimed at least a second carrier of the multiple carrier.
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 4
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`InresponsetoApplicants’argumentson page8 that when the clusters have unequal
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`bandwidths, the choice of bandwidth (BW) setups for both receiver chains may be performedin order to
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`reconfigure the receiver such that receiver performanceis optimal. Typically, the first branch may be
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`configured in a first mode to haveafirst bandpassfilter bandwidth to give first bandpassfiltered inphase
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`and quadrature components, and may be configured in a second mode to havea first lowpass
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`filter bandwidth to give first lowpassfiltered inphase and quadrature components. In the first mode, a
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`second branch may be configured, for example as shownin FIG. 24 within the dashed lines, and for
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`example as shown in FIG. 10 or FIG. 11, to have a second bandpassfilter bandwidth, different from the
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`first bandpassfilter bandwidth, to give second bandpassfiltered inphase and quadrature components. In
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`the second mode, the first branch may be used as a conventional DCR receiver, for example to receive
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`single carrier or contiguous carrier signals, and the second branch, also referred to as an
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`additional branch, may be not used, for example by being disconnected or turned off. (Kaukovuori, col.
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`13, Ins. 28-46; emphasis added).
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`The Examiner's responseis that, as recited in last Office action, Kaukovuori FIG.
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`15 embodiment the two clusters are each received with different bandwidthfilter (see
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`column 10, lines 22-53). Kaukovuori foregoing disclosure teaches the claimed features
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`“at least a first carrier of the multiple carrier and to the claimed at least a second carrier
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`of the multiple carrier’. Applicants’ arguments using FIG. 10 FIG. 11 and FIG. 24 are
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`irrelevant since those figures represent different embodiments, which the current
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`rejection is not relied on, in Kaukovuori teachings.
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`In response to Applicants’ arguments on page 9 that
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`35 U.S.C. § 103(a) Obviousness Rejections NOTE: The rejection of claim 19 in the Office
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`Action appears to contain a typographical error. Specifically, the Office Action rejected claims 1, 11, 12,
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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 5
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`14 and 17 under 35 U.S.C. § 102 based on a newly cited reference to Kaukovuori, however, the Office
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`Action appears, in error, to continue to recite Hirose, cited in the previous office action, in rejecting claim
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`19. Accordingly, Applicant assumes the Examiner meantto also reject claim 19 based on the newly cited
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`reference to Kaukovuori.
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`The Examiner’s response is that the rejection did not contain any typographical
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`error as argued by Applicants. On the contrary, the rejection recites the correct
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`Kaukovuori reference for claim 19 under 35 U.S.C. 103(a) obviousnessrejection.
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`In response to Applicants’ arguments on page 10 that regarding independent claim 19,
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`Applicant's independent claim 19 includes claim elements not taught or suggested in the cited reference.
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`Applicant's independent claim 19 recites, inter alia, "a first means for amplifying configured to amplify ...
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`whenthe first means for amplifying is enabled ... and a second means for amplifying configured to amplify
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`... when the second meansfor amplifying is enabled." Applicant respectfully asserts that Kaukovuori does
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`not teach or suggest Applicant's invention as presently claimed in independentclaim 19.”.
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`The Examiner's response is that using the same discussion as recited above and
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`repeated here, Kaukovuori FIG. 15 embodimentdiscloses that RFIC1 amplifier and
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`RFIC2 amplifier both are inherently enabled {Emphasis Added} (see further in column
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`10 lines 22-46).
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`In response to Applicants’ arguments on pages 10-11 that Finality of Next Office
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`Action Precluded. Applicant has traversed the rejection of claims 1, 11, 12, 14, 17 and 19 by argument
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 6
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`and not amendment. Therefore, the finality of the next office action would be improper as Applicant
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`is entitled to an examination on the merits and to amend as a matter of right.
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`The Examiner’s responseis that although Applicants traversed the rejection of
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`claims 1, 11-12, 14, 17 and 19 by argument and not amendment, however, Applicant's
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`arguments are not persuasive for the reasons as discussed above. Since the
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`Examiner maintained the rejection of claims 1, 11-12, 14, 17 and 19 using the
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`same argumentsin the last Office action, this Office action is madefinal.
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`Claim Rejections - 35 USC § 102
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`The following is a quotation of the appropriate paragraphs of pre-AlA 35 U.S.C.
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`102 that form the basis for the rejections underthis section madein this Office action:
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`A person shall be entitled to a patent unless —
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`(e) the invention was described in (1) an application for patent, published under section
`122(b), by another filed in the United States before the invention by the applicant for patent or
`(2) a patent granted on an application for patent by another filed in the United States before
`the invention by the applicant for patent, except that an international application filed under
`the treaty defined in section 351(a) shall have the effects for purposes of this subsection of an
`application filed in the United States only if the international application designated the United
`States and was published under Article 21 (2) of such treaty in the English language.
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`4. Claims 1, 11-12, 14 and 17 are rejected under pre-AlA 35 U.S.C. 102(e) as
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`being anticipated by Kaukovuori et al. U.S. Patent 8,442,473.
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`Regarding claim 1, Kaukovuori et al. discloses an apparatus (FIG. 15
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`embodiment) comprising:
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`a first amplifier stage configured to receive and amplify an input radio frequency
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`(RF) signal and providea first output RF signal to a first load circuit whenthe first
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 7
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`amplifier stage is enabled, the input RF signal employing carrier aggregation comprising
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`transmissions sent on multiple carriers at different frequencies to a wireless device, the
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`first output RF signal including at least a first carrier of the multiple carriers (Kaukovuori
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`et al. teaches a methodof receiving data transmitted via a combination of atleast a
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`plurality of radio frequency signals using carrier aggregation (see column 2 lines 44-
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`49). FIG. 15 discloses a Radio FrequencyIntegrated Circuit (RFIC1) 1
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`including first
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`amplifier stage LNA to provideafirst output RF signal to a digital data path. The two
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`clusters are each received with different bandwidth filter (see column 10, lines 22-53).
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`and a second amplifier stage configured to receive and amplify the input RF
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`signal and provide a second output RF signal to a second load circuit when the second
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`amplifier stage is enabled, the second output RF signal including at least a second
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`carrier of the multiple carriers different than the first carrier (similarly, FIG. 15 further
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`discloses a Radio FrequencyIntegrated Circuit (RFIC1) 1
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`including second amplifier
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`stage LNA to provide a second output RF signal to a digital data path. The two clusters
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`are each received with different bandwidth filter (see column 10, lines 22-53)).
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`Regarding claim 11, Kaukovuori et al. further discloses an input matching circuit
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`coupledto the first and second amplifier stages and configured to receive a receiver
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`input signal and provide the input RF signal (FIG. 15 discloses an RF FEM coupled to
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`the RFIC1 and RFIC2 and configured to provide an RF input (see column 10 lines 25-
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`35).
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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 8
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`Regarding claim 12, Kaukovuoriet al. further discloses the input matching circuit
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`being tunable and comprising at least one adjustable circuit component (FIG. 15
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`discloses an RF FEM configured to split the RF input signal (see column 10 lines 25-
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`35).
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`Regarding claim 14, Kaukovuoriet al. further disclosesthe first amplifier stage
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`configured to receive and amplify the input RF signal and provide the first output RF
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`signal to the first load circuit when the first amplifier stage is enabled (as recited in claim
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`1 rejection, FIG. 15 discloses a Radio Frequency Integrated Circuit (RFIC1) 1
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`including
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`first amplifier stage LNA to provideafirst output RF signal to a digital data path. The two
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`clusters are each received with different bandwidth filter (see column 10, lines 22-53)).
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`and the second amplifier stage configured to receive and amplify the input RF
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`signal and provide the second output RF signal to the second loadcircuit when the
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`second amplifier stage is enabled (similarly, FIG. 15 further discloses a Radio
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`Frequency Integrated Circuit (RFIC1) 1
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`including second amplifier stage LNA to provide
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`a second output RF signal to a digital data path. The two clusters are each received
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`with different bandwidth filter (see column 10, lines 22-53))
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`Note: the rejection is based on the input RF signal (not a second input RF
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`signal).
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`Regarding claim 17, claim is rejected on the same ground asfor claim 1 because
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`of similar scope.
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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 9
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`Claim Rejections - 35 USC § 103
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`The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis
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`for all obviousnessrejections set forth in this Office action:
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`(a) A patent may not be obtained though the invention is notidentically disclosed or described
`as set forth in section 102 of this title, if the differences between the subject matter sought to
`be patented and the prior art are such that the subject matter as a whole would have been
`obvious at the time the invention was made to a person having ordinary skill in the art to which
`said subject matter pertains. Patentability shall not be negatived by the manner in which the
`invention was made.
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`The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148
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`USPQ 459 (1966), that are applied for establishing a backgroundfor determining
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`obviousness under pre-AlA 35 U.S.C. 103(a) are summarized as follows:
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`1. Determining the scope and contents of the prior art.
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`2. Ascertaining the differences between the prior art and the claims at issue.
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`3. Resolving the level of ordinary skill in the pertinentart.
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`4. Considering objective evidence presentin the application indicating
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`obviousness or nonobviousness.
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`5. Claim 19 is rejected under pre-AlA 35 U.S.C. 103(a) as being unpatentable
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`over Kaukovuori et al. U.S. Patent 8,442,473.
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`Regarding claim 19, claim is rejected on the same ground asfor claim 1 because
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`of similar scope. However, Kaukovuori et al. does not expressly disclose the first means
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`for amplifying and the second means for amplifying as set forth in the application claim.
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`Nevertheless, since FIG. 15 RFIC1 and RFIC2 employ LNAs (low noise amplifiers) as
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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 10
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`amplifying stages, therefore, one of ordinary skill in the art at the time the invention was
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`made would have recognized the interchangeability of the LNAs, as taughtin
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`Kaukovuori et al. invention, for the claimed first means and second means for
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`amplifying.
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`Allowable Subject Matter
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`6. Claims 2-10, 13, 15-16, 18 and 20 are objected to as being dependent upon a
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`rejected base claim, but would be allowable if rewritten in independent form including all
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`of the limitations of the base claim and any intervening claims.
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`Conclusion
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`7. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of
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`time policy as set forth in 37 CFR 1.136(a).
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`A shortenedstatutory period for reply to this final action is set to expire THREE
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`MONTHS from the mailing date of this action.
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`In the eventa first replyis filed within
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`TWO MONTHS ofthe mailing date of this final action and the advisory action is not
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`mailed until after the end of the THREE-MONTH shortened statutory period, then the
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`shortened statutory period will expire on the date the advisory action is mailed, and any
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`extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 11
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`the advisory action.
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`In no event, however, will the statutory period for reply expire later
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`than SIX MONTHS from the mailing date ofthis final action.
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`8. Any inquiry concerning this communication or earlier communications from the
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`examiner should be directed to KHANH C. TRAN whosetelephone numberis (571)272-
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`3007. The examiner can normally be reached on Monday- Friday from 08:00 AM -
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`05:00 PM.
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`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
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`supervisor, Shuwang Liu can be reached on 571-272-3036. The fax phone numberfor
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`the organization where this application or proceeding is assigned is 571-273-8300.
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`Information regarding the status of an application may be obtained from the
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`Patent Application Information Retrieval (PAIR) system. Status information for
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`published applications may be obtained from either Private PAIR or Public PAIR.
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`Status information for unpublished applications is available through Private PAIR only.
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`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
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`you have questions on access to the Private PAIR system, contact the Electronic
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`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
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`system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
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`KCT
`
`/KHANH C TRAN/
`Primary Examiner, Art Unit 2631
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`

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`Application/Control Number: 13/590,423
`Art Unit: 2631
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`Page 12
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