UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/418,925
`
`ISSUE DATE
`
`01102/2018
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9857568
`
`COREPH-0080 US CIP
`
`5957
`
`92342
`7590
`12/13/2017
`Nathan & Associates Patent Agents Ltd
`P.O.Box 10178
`Tel Aviv, 6110101
`ISRAEL
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
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`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
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`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Michael Dror, Nes Ziona, ISRAEL;
`Corephotonics Ltd., Tel-Aviv, ISRAEL;
`Ephraim Goldenberg, Ashdod, ISRAEL;
`Gal Shabtay, Tel Aviv, ISRAEL;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Apple v. Corephotonics
`
`Page 1 of 334
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`

`

`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`TTORNEY DOCKET NO. CONFIRMATION NO.
`
`15/418,925
`
`01/30/2017
`
`Michael Dror
`
`COREPH-0080 US CIP
`
`5957
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`12/01/2017
`7590
`Nathan & Associates Patent Agents Ltd
`P.O.Box 10178
`Tel Aviv, 6110101
`IS RAEL
`
`EXAMINER
`
`LESTER, EVELYN A
`
`ART UNIT
`
`PAPER NUMBER
`
`2872
`
`NOTIFICATION DA TE
`
`DELIVERY MODE
`
`12/01/2017
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS) filed JI. ()1. io 17 in the above-identified application fails to
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`placed in the file, but the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`0 The IDS lacks a statement as specified in 37 CFR 1.97(e).
`
`0 The IDS lacks the fee set forth in 37 CFR 1.17(p ) .
`
`. . The IDS was filed after the issue fee was paid. Applicant may wish to consider filing a petition to
`withdraw the application from issue under 37 CFR 1.313(c) to have the IDS considered. See
`MPEP 1308.
`
`571-272-4200 or 1-888-786-0101
`Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327·B (Rev. 02108)
`
`Page 1 of 1
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`Apple v. Corephotonics
`
`Page 2 of 334
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`

`

`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15418925
`
`2017-01-30
`
`First Named Inventor
`
`I Michael Dror
`
`Art Unit
`
`2872
`
`Examiner Name
`
`I Lester Evelyn A
`
`Attorney Docket Number
`
`COREPH-0080 US GIP
`
`U.S.PATENTS
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`8395851
`
`2013-03-12
`
`Tang et al.
`
`2
`
`8508860
`
`2013-08-13
`
`Tang et al.
`
`3
`
`8072695
`
`2011-12-06
`
`Lee et al.
`
`4
`
`7826151
`
`2010-11-02
`
`Tsung-Han Tsai
`
`5
`
`5946142
`
`A
`
`1999-08-31
`
`Hirata et al.
`
`6
`
`8233224
`
`82
`
`2012-07-31
`
`Chen
`
`7
`
`8310768
`
`82
`
`2012-11-13
`
`Lin et al.
`
`8
`
`5172235
`
`A
`
`1992-12-15
`
`Wilm etal
`
`EFS Web 2.1.17
`
`Apple v. Corephotonics
`
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15418925
`
`2017-01-30
`
`First Named Inventor
`
`I Michael Dror
`
`Art Unit
`
`2872
`
`Examiner Name
`
`I Lester Evelyn A
`
`Attorney Docket Number
`
`COREPH-0080 US GIP
`
`9
`
`8046026
`
`82
`
`2011-10-25
`
`Koa
`
`10
`
`8731390
`
`82
`
`2014-05-20
`
`Goldenberg et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20100254029
`
`2010-10-07
`
`Yoshikazu Shinohara
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`20120314296
`
`A1
`
`2012-12-13
`
`Shabtay et al.
`
`20070229987
`
`A1
`
`2007-10-04
`
`Shinohara
`
`20130038947
`
`A1
`
`2013-02-14
`
`Tsai et al.
`
`20070229987
`
`A1
`
`2007-10-04
`
`Tang et al.
`
`20120087020
`
`A1
`
`2010-04-12
`
`Deng et al.
`
`20110115965
`
`A1
`
`2011-05-19
`
`Engelhardt et al.
`
`EFS Web 2.1.17
`
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`
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15418925
`
`2017-01-30
`
`First Named Inventor
`
`I Michael Dror
`
`Art Unit
`
`2872
`
`Examiner Name
`
`I Lester Evelyn A
`
`Attorney Docket Number
`
`COREPH-0080 US GIP
`
`8
`
`9
`
`20080166115
`
`A1
`
`2008-07-10
`
`Sachs et al.
`
`20150085174
`
`A1
`
`2015-03-24
`
`2015-03-24
`
`10
`
`20150029601
`
`A1
`
`2015-01-29
`
`Dror et al.
`
`11
`
`20060187312
`
`A1
`
`2006-08-24
`
`Labaziewicz et al.
`
`12
`
`20110080487
`
`A1
`
`2011-04-07
`
`Vankataraman et al.
`
`13
`
`20090002839
`
`A1
`
`2009-01-01
`
`Sato Kenichi
`
`14
`
`20080218613
`
`A1
`
`2008-09-11
`
`Jenson Wilbert F et. al.
`
`15
`
`20080187310
`
`A1
`
`2008-08-24
`
`Jenson Wilbert F et. al.
`
`16
`
`20100277269
`
`A1
`
`2010-11-04
`
`Scarff Lawrence
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages, Columns, Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`Ts
`
`EFS Web 2.1.17
`
`Apple v. Corephotonics
`
`Page 5 of 334
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15418925
`
`2017-01-30
`
`First Named Inventor
`
`I Michael Dror
`
`Art Unit
`
`2872
`
`Examiner Name
`
`I Lester Evelyn A
`
`Attorney Docket Number
`
`COREPH-0080 US GIP
`
`1
`
`2013063097
`
`WO
`
`A1
`
`2013-05-02
`
`Cahall et al.
`
`2
`
`2014199338
`
`WO
`
`A2
`
`2014-12-18
`
`COREPHOTONICS LTD
`
`3
`
`5741395
`
`JP
`
`2015-07-01
`
`KONICA MINOLTA
`ADVANCED LAYERS Inc
`
`4
`
`2013105012
`
`WO
`
`A2
`
`2013-07-18
`
`Goldenberg et al.
`
`5
`
`2015015383
`
`WO
`
`A2
`
`2015-02-05
`
`Shabtay et al.
`
`D
`
`D
`
`[El
`
`D
`
`D
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Ts
`
`1
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`Examiner Signature I
`
`I Date Considered
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). J For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. s Applicant is to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.17
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`
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`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`15418925
`
`2017-01-30
`
`First Named Inventor
`
`I Michael Dror
`
`Art Unit
`
`2872
`
`Examiner Name
`
`I Lester Evelyn A
`
`Attorney Docket Number
`
`COREPH-0080 US GIP
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
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`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`D See attached certification statement.
`~ The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
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`~ A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the forrr
`of the signature.
`
`Signature
`
`Name/Print
`
`/Menachem Nathan/
`
`MENACHEM NATHAN
`
`Date (YYYY-MM-DD)
`
`2017-11-09
`
`Registration Number
`
`65392
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
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`22313-1450.
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
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`

`PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Panerwork Reduction Act of 1995 no nersons are renuired to resnond to a collection of information unless it disnlavs a valid OMB control number
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`Title
`
`MINIATURE TELEPHOTO LENS ASSEMBLY
`
`Attorney Docket No. COREPH-0080 US Cl P"
`First Named Inventor Michael Dror
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Express Mail Label No.
`
`r
`
`\...
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`i .D Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`
`2.0 Applicant asserts small entity status.
`See 37 CFR 1.27
`
`3.o Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
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`10. D
`
`Assignment Papers
`(cover sheet & document(s))
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`[Total Pages
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`Both the claims and abstract must start on a new page.
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`a. D
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`Newly executed (original or copy)
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`*See note below.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
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`8.
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`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
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`Landscape Table on CD
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`D
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`a. D Computer Readable Form (CRF)
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`ii.D Paper
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`c. D
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`0
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`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
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`19. CORRESPONDENCE ADDRESS
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`The address associated with Customer Number: 92342
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`0
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`ORD Correspondence address below
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`Name
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`Address
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`City
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`Country
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`Signature
`
`Name
`(Print/Type)
`
`State I
`I
`I Telephone I
`11-09-2017
`/Menachem Nathan/
`Registration No. 65,392
`MENACHEM NATHAN
`(Atta rn ey I Agent)
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`Apple v. Corephotonics
`
`Page 9 of 334
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`
`Apple v. Corephotonics
`
`Page 10 of 334
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`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15418925
`
`30-Jan-2017
`
`Title of Invention:
`
`MINIATURE TELEPHOTO LENS ASSEMBLY
`
`First Named Inventor/Applicant Name:
`
`Michael Dror
`
`Filer:
`
`Menachem Nathan
`
`Attorney Docket Number:
`
`COREPH-0080 US CIP
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Apple v. Corephotonics
`
`Page 11 of 334
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`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Miscellaneous:
`
`SUBMISSION- INFORMATION DISCLOSURE STMT
`
`2806
`
`1
`
`90
`
`90
`
`Total in USO($)
`
`90
`
`Apple v. Corephotonics
`
`Page 12 of 334
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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`30906963
`
`15418925
`
`International Application Number:
`
`Confirmation Number:
`
`5957
`
`Title of Invention:
`
`MINIATURE TELEPHOTO LENS ASSEMBLY
`
`First Named Inventor/Applicant Name:
`
`Michael Dror
`
`Customer Number:
`
`92342
`
`Filer:
`
`Menachem Nathan
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`COREPH-0080 US CIP
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`09-NOV-2017
`
`30-JAN-2017
`
`16:15:18
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`CARD
`
`$90
`
`RAM confirmation Number
`
`1113171NTEFSW16171600
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Apple v. Corephotonics
`
`Page 13 of 334
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`Apple Ex. 1002
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`

`File Listing:
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`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
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`Apple v. Corephotonics
`
`Page 14 of 334
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`Apple Ex. 1002
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`

`Information:
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`Form (SB08)
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`IDS.pdf
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New AQQlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International AQQlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International AQQlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
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`the application.
`
`Apple v. Corephotonics
`
`Page 15 of 334
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`Apple Ex. 1002
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`

`

`JP 5741395 B22015.7.1
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`(19) 841tli!Mi!Ff.f (JP)
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`Apple v. Corephotonics
`
`Page 16 of 334
`
`Apple Ex. 1002
`
`

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