throbber
(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY(PCT)
`
`(19) World Intellectual Property Organization { A
`
`International Bureau
`
`(43) International Publication Date
`29 November 2007 (29.11.2007)
`
` fe) TANIA MIURATT
`
`(10) International Publication Number
`WO 2007/136281 Al
`
`(51) International Patent Classification:
`
`Notclassified
`
`(21) International Application Number:
`PCT/NZ2007/000122
`
`(22) International Filing Date:
`
`24 May 2007 (24.05.2007)
`
`(25) Filing Language:
`
`(26) Publication Language:
`
`English
`
`English
`
`(30) Priority Data:
`547429
`
`24 May 2006 (24.05.2006) NZ
`
`(71) Applicant (for all designated States except US): INDUS-
`TRIAL RESEARCH LIMITED [NZ/NZ]; Gracefield
`Research Centre, 69 Gracefield Road, Lower Hutt (NZ).
`
`(72) Inventors; and
`(75) Inventors/Applicants (for US only): CATCHPOLE,
`Owen John [NZ/NZ]; 14/189 The Terrace, Wellington
`(NZ). GREY, John Bertram [NZ/NZ]; 146 Barnard
`Street, Wadestown, Wellington (NZ). MACKENZIE,An-
`drew Douglas [NZ/NZ]; 27 MonowaiRoad, Johnsonville,
`Wellington (NZ). TALLON,Stephen John [NZ/NZ]; 60
`Glen Road, Stokes Valley, Lower Hutt (NZ).
`
`(74) Agent: BALDWINS; P O Box 852, Wellington (NZ).
`
`(81) Designated States (unless otherwise indicated, for every
`kind of national protection available): AE, AG, AL, AM,
`AT, AU, AZ, BA, BB, BG, BH, BR, BW, BY, BZ, CA, CH,
`CN, CO, CR, CU, CZ, DE, DK, DM, DZ, EC, EE, EG, ES,
`FI, GB, GD, GE, GH, GM, GT, HN, HR, HU,ID,IL, IN,
`IS, JP, KE, KG, KM, KN, KP, KR, KZ, LA, LC, LK, LR,
`LS, LT, LU, LY, MA, MD, ME, MG, MK, MN, MW, Mx,
`MY, MZ, NA, NG, NI, NO, NZ, OM, PG, PH, PL, PT, RO,
`RS, RU, SC, SD, SE, SG, SK, SL, SM, SV, SY, TJ, TM,
`TN, TR, TT, TZ, UA, UG, US, UZ, VC, VN, ZA, ZM, ZW.
`
`(84) Designated States (unless otherwise indicated, for every
`kind of regional protection available): ARIPO (BW, GH,
`GM, KE, LS, MW, MZ, NA, SD, SL, SZ, TZ, UG, ZM,
`ZW), Eurasian (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM),
`European (AT, BE, BG, CH, CY, CZ, DE, DK, EE,ES, FT,
`FR, GB, GR, HU,IE,IS, IT, LT, LU, LV, MC, MT, NL, PL,
`PT, RO, SE, SI, SK, TR), OAPI (BF, BJ, CF, CG, CI, CM,
`GA, GN, GQ, GW, ML, MR, NE, SN, TD, TG).
`
`Published:
`
`with international search report
`before the expiration of the time limit for amending the
`claims and to be republished in the event of receipt of
`amendments
`
`For two-letter codes and other abbreviations, refer to the "Guid-
`ance Notes on Codes and Abbreviations" appearing at the begin-
`ning of each regular issue of the PCT Gazette.
`
`(54) Title: EXTRACTION OF HIGHLY UNSATURATEDLIPIDS WITH LIQUID DIMETHYL ETHER
`
`(57) Abstract: A process for obtaining lipids containing highly unsaturated fatty acids from plant or animal material, including
`contacting the material with liquid dimethyl ether to give a dimethyl ether solution containing lipids and a residue of plant or animal
`material, separating the solution from the residue of plant or animal material, and recovering lipids from the solution.
`
`AKER EXHIBIT 2019 Page 1
`
`
`
`
`
`2007/136281Ac.IMMVTIITUMIUNATTAANCTOEI
`
`AKER EXHIBIT 2019 Page 1
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`1
`
`EXTRACTION OF HIGHLY UNSATURATEDLIPIDS WITH LIQUID DIMETHYL ETHER=eEENARAIPIEIQUIDDIMETHYLETHER
`
`
`
`
`
`TECHNICAL FIELD
`
`the invention relates to the
`In particular,
`This invention relates to separation technology.
`extraction of materials, such as dried or partially dried plants or seeds (including marine or
`terrestrial species), or animal products (including marine or terrestrial species), with liquid
`dimethyl ether (DME), and optionally also with near-critical carbon dioxide, to obtain an extract
`rich in highly unsaturated lipids, especially highly unsaturated complex lipids, and optionally, a
`residue that is useful as a nutraceutical or for extracting watersoluble enzymes and/orproteins.
`
`BACKGROUND
`Highly unsaturatedlipids (lipids having 3 or more sites of unsaturation, and 18 or more carbons
`in the fatty acid chain) have a variety of metabolic roles within the human body. They are
`essential in the development of the brain and eyesight for infants, and may also be beneficial for
`cardiovascular health, mental health, and immune and inflammatory conditions. The biological
`properties of theselipids are usually dependent on the type of fatty acids that are present, and
`those containing highly unsaturated fatty acids are the most bioactive.
`In general, these highly
`unsaturated fatty acids are only found in significant quantities in complex lipids of terrestrial
`plants and animals, but may also appearin both neutral and complex lipids of marine animals.
`
`Phospholipids are a subset of complexlipids. They are essential componenisof all mammalian
`cell membranes,and play an importantrole in maintaining the fluidity of the cell membrane, and
`passage of molecules through the membrane. The highly unsaturated arachidonic acid (C20:4
`w-6) is absent from, or present in very low concentrationsin, secondary products derived from
`animals, such as phospholipids from non-human milk. Arachidonic acid is vital
`for the
`developmentof infants, and so infant formula made from non-human milk is supplemented with
`this fatty acid. There is a need, therefore, to obtain sourcesofthis fatty acid for this purpose.
`The complex lipids of many animal tissues, especially organs and glands,are rich in arachidonic
`acid, as are eggs.
`
`Mosses and ferns are also known to contain high levels of arachidonic acid in complex lipid
`form.
`It is therefore desirable to find an extraction technology which can recover this highly
`unsaturated fatty acid (HUFA) in a complexlipid form, especially since the complexlipid form of
`the fatty acid gives protection against oxidation.
`
`Marine organisms (micro and macro algae, fish flesh, eggs and livers, molluscs, invertebrates)
`are rich sources of the HUFAseicosapentaenoic (C20:5 w-3) and docosahexaenoic acid (C20:6
`
`AKER EXHIBIT 2019 Page 2
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 2
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`w-3) in neutral and/or complexlipid form. These fatty acids are also required for infant formula
`supplementation, and for use in controlling neurological disorders, cardiovascular disease,
`inflammation, and lipid content in the blood.
`It is also desirable to find an extraction technology
`which can recover these polyunsaturated fatty acids.
`
`Similarly, seeds from certain plants, especially those from pinus and podocarp trees, contain
`complexlipids rich in non-methylene interrupted polyunsaturated fatty acids (C20:3 and C20:4).
`Non-methylene interrupted fatty acids are used for controlling satiety and as possible anti-
`inflammatory agents. There is a need therefore to find an extraction technology which can
`recover these polyunsaturated fatty acids.
`
`The extraction of neutrallipids using supercritical CO2 is well known, especially in the extraction
`of seed oils. A disadvantage of these processes in generalis that large high pressure vessels
`(typically 300 bar or higher pressure is used) are required to contain the raw material, which
`makesthe production plant very expensive. High flow rates and long extraction times are also
`required, as the oils have very low solubility in supercritical CO2 (typically 1 g of oil per 100 g of
`solvent). There are fewer publications concerning the extraction of lipids from marine species.
`US 6,083,536 describes a process for the extraction of non-polarlipids from crude freeze-dried
`mussel powder to give a non-polar lipid fraction useful for the treatment of inflammatory
`conditions.
`Fresh mussel
`is stabilised with tartaric acid prior to freeze-drying and CO,
`extraction. No compositional data of the extract is given, and no complex lipids are extracted,
`as they are insoluble in COz.
`
`US 4,367,178 describes a process for purifying crude soy lecithin by using supercritical CO, to
`extract neutral
`lipids and leave behind insoluble phospholipids,
`thereby concentrating the
`phospholipids
`in the lecithin.
`The crude lecithin had been produced by conventional
`degummingof soy oil. The use of co-solvents such as ethanol to increase the solvent powerof
`supercritical CO2 has been proposed to overcomethelimitations of COp.
`
`EP 1,004,245 A2 describes a process in which dried eggis first extracted with supercritical CO,
`to remove neutrallipids, and is then either extracted with supercritical CO, and an organic co-
`solvent (ethanol) that is a liquid at room temperature or the organic solvent (without CO.) to
`extract the phospholipids. Both options have the disadvantage of incomplete phospholipid
`extraction.
`In addition, both leave solvent residues in the defatted egg powder, which results in
`denaturation of protein. The neutral egg lipids obtained by supercritical CO, extraction have
`negligible levels of highly unsaturated fatty acids, as shown in example 3.
`
`15
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 3
`
`AKER EXHIBIT 2019 Page 3
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`3
`
`Arntfield et al. (JAOCS, 69, 1992, 823 — 825) show that egg proteinis substantially denatured
`after extraction with CO. and methanol as a co-solvent. The use of ethanol with supercritical
`CO, results in incomplete extraction of phospholipids. Phosphatidyl choline is the most readily
`extracted phospholipid, but all other phospholipids have very low or no solubility and are not
`extracted (Teberliker et al, JAOCS, 78, 2002, 115 — 119). Schriener ef al. (Journal of Food
`Lipids, 13, 2006, 36 — 56) show that the majority of highly unsaturated fatty acids in egg yolk
`lipids are in phosphatidyl ethanolamine, which is not extracted in this process.
`
`PCT publication WO 02/092540 discloses medicinal uses ofpolarlipids containing HUFAs, and
`biends of polarlipids with other oils. The extraction method is disclosed as using alcohol and
`centrifugation, but no further details are given.
`It
`is also disclosed that the polarlipid-rich
`fraction could be obtained as a by-productof edible seed oil extraction by the industrial process
`of degumming.
`
`A processfor the extraction of phospholipids containing HUFA from wet phospholipid-containing
`maierial
`is described in PCT publication WO 2005/072477. An aliphatic alcohol, and in
`particular,
`isopropanol and/or n-propanol,
`is used. The material containing phospholipids is
`contacted with a waier soluble aliphatic alcohol at a temperature sufficiently high that the
`phospholipids dissolve in the solvent, while the proteins, which become denatured, precipitate
`from solution.
`
`DMEhaspreviously been usedin the extraction oflipids from raw egg yolk (US 4,157,404) and
`dried egg powder (US 4,234,619). The process causesthefractionation of the lipid and protein
`components into separate streams. US 4,157,404 describes the extraction of lipids from raw
`egg yolk (50-55 % moisture content), but the proteins are denatured in the process. The
`described process also requires that the lipid and water mixture recovered is then dehydrated to
`a water content of 20 % or less, which then results in phase separation of neutral-rich and
`complexlipid/water-rich phases. US 4,234,619 discloses that proteins are not denaturedif the
`egg is dry, but the phospholipids can then only be partially extracted.
`In the processes
`described, DME was used in a temperature range of -30°C to 40°C, spray dried whole egg
`powder was used and only a maximum 70 % yield of phospholipids was obtained. The desired
`product of the invention was an egg powder that contained at
`least 30 % ofits original
`phospholipids content, and no cholesterol. A process for the recovery and concentration of
`highly unsaturated fatty acids is not disclosed. Further, the separation of neutral lipids and
`complexlipids in the totallipid extract into separate fractions was not discovered because of the
`low extraction and separation temperatures used.
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 4
`
`AKER EXHIBIT 2019 Page 4
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`4
`
`PCT publication WO 2004/066744 describes the extraction oflipids from an aqueous dairy
`stream using nearcritical extraction where DMEis the solvent. The publication also discloses
`that neither supercritical CO nor liquid DME can extractlipids in useful yields from dry whey
`protein concentrate (WPC) dairy powders. The process does not disclose a method for
`extracting HUFA polarlipids from dry animal or plant tissue. Whey proteins are not found in
`animal orplant tissues, andthelipids obtained do not contain highly unsaturated fatty acids.
`
`NZ 535894 describes the extraction oflipids from spray dried dairy products containing milk fat
`globular membraneproteins, which is a dairy lipoprotein/lipid/lactose mixture arising from the
`production of skim milk powder. The proteins are associated with the cream fraction of milk,
`and are not found in animal orplant tissue. Attempts to extract lipids from this dairy powder
`stream with high lactose contents (where high lactose content means at least 30% by mass of
`the total powder) by extraction using liquid DME were unsuccessful, and it was necessary to
`reduce the lactose content prior to production of the powder. There is no disclosure of a
`method for extracting HUFAlipids from dry animalor plant tissue, because the lipids contain no
`HUFAs. The residual powderafter extraction still contains around 6 — 8 % complexlipids.
`
`PCT publication WO 2006/058382 broadly describes a process for obtaining an extract from a
`range of materials using liquid DME. There is, however, no description of the extraction of
`HUFAs, nor the separation of complex lipids from neutral lipids. The process described is a
`simple conventional process which usesliquid DME.
`Indeed, the sole process described in any
`detail is a process that usesliquid DME for obtaining an extract from Jojoba seeds which do not
`contain HUFAs.
`
`is evident that the type of proteins and other complex carbohydrates present in products
`It
`derived from animal and plant materials (and the method by which the material
`is dried)
`determines whether or notlipids can be successfully extracted. The proteins and complex
`carbohydrates that are presentin plant or animal tissuesdiffer substantially from those found in
`secondary products derived from animals, such as milk.
`It is therefore generally not possible to
`predict with any certainty whether extraction oflipids, and especially complex lipids containing
`highly unsaturated fatty acids,
`is possible from plant or animal tissue containing proteins and
`carbohydrates associated with cells and tissue using dimethyl ether.
`
`liquid DME can be used as an efficient
`the applicant has discovered that
`Surprisingly,
`extractant for obtaining HUFAsfrom plant or animal material, andin particular that residual DME
`in a lipid extract consisting of neutral and complex lipids enables formation of a gum-like phase
`containing complexlipids whichis then easily separated from the neutrallipids.
`
`AKER EXHIBIT 2019 Page 5
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 5
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`is an object of the invention to provide a process for obtaining lipids containing highly
`It
`unsaturated fatty acids, or at least to provide a useful alternative to other processes.
`
`STATEMENTSOF INVENTION
`
`the invention provides a process for obtaining lipids containing highly
`In a first aspect
`unsaturated fatty acids from plant or animal material, including the steps:
`(i)
`contacting the material with liquid dimethyl ether to give a dimethyl ether solution
`containinglipids and a residue of plant or animal material:
`separating the solution from the residue of plant or animal material; and
`recoveringlipids from the solution.
`
`(ii)
`(iii)
`
`In certain preferred embodiments of the invention, the solution formed after contact with the
`material in step (i) contains neutral lipids and complexlipids.
`
`Preferably the neutral lipids are recovered from the solution together with the complex lipids.
`The neutrallipids are then preferably separated from the complexlipids.
`
`The complex lipids may form a gum phase with dissolved dimethyl ether during the recovery
`Step (iii). Preferably the gum phase containing complexlipids is separated from the solution
`containing neutrallipids.
`
`lipids are separated from the complex lipids by phase separation.
`Preferably the neutral
`Centrifugation may also be used to aid separation. Heating may be used priorto centrifugation.
`The complexlipids are then preferably dried by vacuum drying.
`,
`
`The process of the invention also preferably includes treating the lipids recovered from the
`solution in step(iii) with supercritical CO. according to the following steps:
`(iv)
`contacting the lipids recovered from the solution in step(iii) with supercritical CO. to
`give a COzsolution containing neutrallipids and a residue of complexlipids:
`separating the CO, solution containing neutral lipids from the residue of complex
`lipids; and
`
`(v)
`
`(vi)
`
`recovering the neutrallipids from the COzsolution.
`
`In certain embodiments of the invention, the plant or animal material to be contacted with liquid
`dimethyl etherin step(i) is first treated with near-critical CO, according to the following steps:
`
`15
`
`20
`
`25
`
`30
`
`AKER EXHIBIT 2019 Page 6
`
`AKER EXHIBIT 2019 Page 6
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`6
`
`a. contacting the material with near-critical CO, to give a CO, solution containing
`neutrallipids and a residue of plant or animal material:
`separating the CO,solution from the residue of plant or animal material; and’
`recovering the neutral lipids from the CO. solution.
`
`b.
`c.
`
`In a preferred process of the invention, the plant or animal material is dried or partially dried
`before use. Preferably the plant or animal material is dried to less than 30 % by weight of water
`in the material, more preferably to not
`less than 5% by weight of water in the material.
`Preferably the plant or animal material is dried by freeze drying or by spray drying.
`
`In certain embodiments of the invention, the plant or animal material is wet biomass that has
`been frozen. Typically, the frozen wet biomassis ground prior to extraction.
`
`Preferably one or more of the complex lipids are phospholipids, gangliosides, glycolipids,
`cerebrosides, or sphingolipids, typically phospholipids. The phospholipids may include any one
`or more
`of
`phosphatidyl
`choline,
`phosphatidyl
`serine,
`phosphatidyl
`ethanolamine,
`
`
`sphingomyelin, cardiolipin,—plasmalogens, alkylacyiphospholipids,|phosphonolipids,
`lysophospholipids, ceramide aminoethylphosphonate and phosphatidic acid. The glycolipids
`may include galactolipids, gangliosides,
`sulphoquinovoysldiacylglycerides,
`tauroglycolipds,
`glycosphingophospholipids, and mannosy|lipids.
`
`20
`
`Preferably the highly unsaturated fatty acids contained in the complex lipids include, but are not
`limited to, any one or more of arachidonic acid (AA), alpha- and gamma-linolenic acid, pinolenic
`acid, sciadonic acid, columbinic acid, dihomolinolenic acid, eicosatetraenoic acid, juniperonic
`acid,
`stearidonic acid, eicosapentaenoic acid (EPA), docosapentaenoic acid (DPA), and
`docosahexaenoic acid (DHA).
`
`is obtained from any one of the group
`is also preferred that the plant or animal material
`lt
`consisting of animal organs, animal glands, marine macro- and micro-algae,lipid-bearing micro-
`organisms cultured by fermentation, especially filamentous fungi, algae, yeast and bacteria;
`Shellfish, fish, marine invertebrates, eggs, plant seeds, plant leaves, plant needles, fern fronds,
`mossand lichen.
`
`25
`
`30
`
`In preferred embodiments of the invention, the liquid dimethyl ether is near-critical dimethy!
`ether.
`
`35
`
`AKER EXHIBIT 2019 Page 7
`
`AKER EXHIBIT 2019 Page 7
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`7
`
`In another aspectthe invention provideslipids containing highly unsaturated fatty acids obtained
`by the processof the invention.
`
`In a further aspect the invention provides complex lipids obtained by the process of the
`invention.
`
`In another aspect the invention provides neutrallipids obtained by the processofthe invention.
`
`In yet another aspect the invention provides plant or animal material from which lipids containing
`highly unsaturated fatty acids have been extracted by the process ofthe invention.
`
`The invention also provides the use of the plant-or animal material, from which complexlipids
`containing highly unsaturated fatty acids have been extracted by the process of the invention,
`as a nutraceutical, a food supplement, or as a source of enzymes.
`
`DETAILED DESCRIPTION
`
`Definitions
`
`20
`
`25
`
`30
`
`35
`
`Fatty acid means any saturated or unsaturated aliphatic carboxylic acid typically having a
`hydrocarbon chain of 6 or more carbon atoms. Fatty acids are classified according to the
`numberof carbon atoms (e.g. C20), numberof sites of unsaturation (e.g. C20:4), the position of
`the first site of unsaturation from the methyl end of the fatty acid (e.g. C20:4 w-3), and how
`many carbons separate the sites of unsaturation. Normally one carbon separates the sites of
`unsaturation, (known as “methyleneinterrupted’), and is signified in the shortened nomenclature
`only whenit is conjugated (no carbons separating thesites of unsaturation), orit is separated by
`more than one carbon (known as “non-methylene interrupted”) and the positions of the carbons
`from the methyl end of the fatty acid are noted (e.g. 5,11,14 C20:3).
`Fatty acids are
`constituents of both neutral and complexlipids.
`In neutral lipids, only fatty acids are bound to
`glycerol via an ester or ether bond. Fatty acids can also be present in an unbound state, and
`are then referred to as “free fatty acids”.
`In complex lipids, fatty acids and other (polar)
`constituents are attached to glycerol.
`
`Polyunsaturated fatty acid (PUFA) meansa fatty acid having 2 or moresites of unsaturation.
`
`Highly unsaturated fatty acid (HUFA) means a fatty acid having 3 or more sites of
`unsaturation, and 18 or more carbon atoms in the fatty acid chain. Examples include
`arachidonic acid (AA), alpha- (ALA) and gammaz-linolenic acid (GLA), pinolenic acid, sciadonic
`acid, columbinic acid, dihomolinolenic acid, dihomopinolenic acid, juniperonic acid, stearidonic
`
`AKER EXHIBIT 2019 Page 8
`
`AKER EXHIBIT 2019 Page 8
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`9
`
`,
`
`acid, eicosapentaenoic acid (EPA), docosapentaenoic acid (DPA), and docosahexaenoic acid
`(DHA).
`
`Complexlipidsarelipids consisting of at least three building blocks,including fatty acids (and
`closely related ether, amine and hydrocarbon derivatives); a polar phosphorous group (usually a
`phosphate ester or acid), and/or amino alcohols, and/or carbohydrates; and glycerol. Complex
`lipids include, but are notlimited to, phospholipids, gangliosides, glycolipids, cerebrosides, and
`sphingolipids.
`Examples of phospholipids include phosphatidyl choline (PC), phosphatidyl
`serine (PS), phosphatidyl ethanolamine (PE), phosphatidyl inositol (Pl), sphingomyelin (SM),
`cardiolipin (CL), plasmalogens, lysophospholipids, and phosphatidic acid.
`
`Neutrallipids are lipids consisting of one or two building blocks, neither of which contain polar
`phosphorous groupsor carbohydrates. The building blocks includefatty acids, glycerol, sterols,
`fatty alcohols, amines, carotenoids and naturally occurring hydrocarbons. Neutrallipids include,
`but are not
`limited to,
`fatty acids, mono-,
`di- and triacyiglycerides,
`ceramides, N-
`acylethanolamines, sterols and sterol esters, carotenoids and carotenoid esters.
`
`DME-hydrated complex lipid means a complexlipid that has formed a weak association with
`DME, analogousto a lipid hydrated with water molecules.
`
`Critical point means the point at which the liquid and vapour state of a substance become
`identical.
`
`Supercritical means the pressure-temperature region above the critical point of a substance.
`-Above, but close to, the critical point of a substance, the substanceis in a fluid state that has
`properties of both liquids and gases. The fluid has a density similar to a liquid, and viscosity
`and diffusivity similar to a gas.
`
`Subcritical means the pressure-temperature region equal to or above the vapourpressure for a
`substance, but below the critical temperature. The terms “liquefied gas” and “compressed
`liquefied gas” can be used to describe the same region, in which the vapour pressure of the gas
`is at least 3 bar at the extraction temperature.
`
`Near-critical means the pressure-temperature region close to the critical point of a substance,
`and thus includes both subcritical and supercritical.
`Near-critical
`includes the reduced
`temperature range 0.70 < T, < 1.25 (where T,
`is the temperature divided by the critical
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 9
`
`AKER EXHIBIT 2019 Page 9
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`temperature, T. of the DME); and the pressure ranges P > P, (where P,is the vapour pressure)
`for T < T, and P > P, (where P,is the critical pressure) for T = T,.
`
`Nutraceutical means a productisolated or purified from foods, and generally sold in medicinal
`forms not usually associated with food and demonstrated to have a physiological benefit or
`provide protection against chronic disease.
`
`The Invention
`
`The invention provides a process for obtaining lipids containing highly unsaturated fatty acids
`from plant or animal material, including the steps:
`(i)
`contacting the material with liquid dimethyl ether to give a dimethyl ether solution
`containing lipids and a residue of plant or animal material:
`separating the solution from the residue of plant or animal material; and
`recovering lipids from the solution.
`
`(ii)
`(iii)
`
`The plant or animal material may be any animal tissue or plant tissue that contains lipids having
`HUFAs.
`In particular, the process is directed to animal organs and glands, marine macro and
`microalgae,
`lipid-bearing micro-organisms cultured by fermentation, especially filamentous
`fungi, algae, yeast and bacteria; small marine animals (shellfish and invertebrates), eggs, and
`seeds of plants. The plant or animal tissue may include parts or the whole material of a plant or
`animal that includes cellular material, protein,
`lipid and carbohydrate, but does not
`include
`secondary products derived from plant or animals such as milk.
`
`DMEis a gas at normal room temperatures and pressures, but in liquid form is known to be an
`effective solvent for the extraction of substances from natural products. The liquid DME usedin
`the processofthe invention is typically near-critical DME. Preferably, the pressure of the liquid
`DMEis at least equal to the vapour pressure at the temperature of the extraction, and more
`preferably is at least 10 bar greater than the vapour pressure. The temperature is preferably in
`the range 273 — 373 K, and more preferably in the range 313 — 353 K. Higher extraction
`temperatures give higher yields of complexlipids that are enriched in highly unsaturated fatty
`acids. A typical extraction temperature is approximately 333 K. A typical extraction pressure at
`this temperature is 40 bar, which is sufficiently above the vapour pressure of DME to ensure
`maximum extraction of water if the biomass is wet.
`
`20
`
`25
`
`30
`
`The lipids obtained by the process are generally a mixture of complexlipids having a range of
`associated HUFAs. The composition of the mixture will be largely dependent on the source of
`
`35
`
`AKER EXHIBIT 2019 Page 10
`
`AKER EXHIBIT 2019 Page 10
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`10
`
`If the plant or animal material also contains neutrallipids,
`the plant or animal material used.
`then the neutrallipids will also be extracted in the process.
`
`The applicant has discovered that residual DME inalipid extract consisting of neutral and
`complexlipids gives rise to the formation of a gum-like phase containing complexlipids and a
`liquid phase containing neutral
`lipids, providing that the neutral
`lipids do not contain high
`concentrations (more than 5 % by mass) of free fatty acids and/or partial glycerides. The gum
`phase is a semi-solid liquid of higher density than the liquid phase containing neutrallipids.
`It is
`postulated that DME can form a weak association with complexlipids (especially phospholipids)
`similar to that formed between water and phospholipids. The so-called DME-hydrated complex
`lipids in the gum-like phase can easily be separated from the neutrallipids.
`
`10
`
`The use of heat during the recovery of the extract, the ratio of neutral to complexlipids in the
`lipid mixture, and the composition of the neutral lipids are important factors for promoting the
`formation of DME-hydrated complexlipids.
`If the total lipid mixture contains around 50 — 90 %
`neutrallipids without high levels of free fatty acids and/or partial glycerides, and the lipid mixture
`is liquid at room temperature, the process of recovery of the extract, and subsequent degassing
`of DME from the extract by pressure loss and/or heating can give rise to the formation of the
`complex. Separation of the gum-like and liquid phases is accelerated by the use of heating
`and/or centrifuging. The DME-hydrated complex lipid phase thus obtainedstill contains some
`neutral
`lipids, but
`the neutral
`lipid phase is free from complex lipids.
`This discovery is
`particularly applicable to egglipids, and fish headlipids.
`
`Liquid DME can be used to extract both the neutral and complex lipids from both wet or dry
`biomass, giving a mixed extract after separation from the DME. When the biomassis wet,
`waier will also be extracted, and is separated from the lipid by conventional means, such as
`evaporation under vacuum, membrane separation, or phase separation especially by
`centrifuging. There is then the option of further extraction of the mixed extract using near-critical
`carbon dioxide to separate and recover the neutral lipids to give an extract further enrichedin
`complexlipids that contain HUFAs. The complexlipids are not hydrated and do not require
`further processing to remove water or DME.
`
`The plant or animal material may be extracted with near-critical carbon dioxide to remove
`neutral lipids before the extraction with liquid DME. This order of processing steps also enables
`an extract enriched in complex lipids to be obtained.
`
`20
`
`25
`
`30
`
`35
`
`AKER EXHIBIT 2019 Page 11
`
`AKER EXHIBIT 2019 Page 11
`
`

`

`WO 2007/136281
`
`PCT/NZ2007/000122
`
`11
`
`Preferably the near-critical carbon dioxide pressure is at least 73.2 bar and the temperatureis in
`the range 304.2 to 373 K (supercritical region); or the carbon dioxide pressureis greater than or
`equal to the vapour pressure, and the temperature is in the range 273 to 304.1 K (subcritical
`region). More preferably, the carbon dioxide pressure is at least 250 bar, and the temperature
`in the range 313 to 353 K.
`|
`
`10
`
`A key elementof certain embodimentsof the invention is the drying or partial drying of the plant
`or animal material prior to extraction with liquid DME. Plant and animal materials typically have
`a water content of 60-80% by weight of the total material. Removal of at least some of that
`waiter prior to extraction has the practical advantage that for a fixed volume of the material, the
`yields of lipid are larger because the amount of water has been reduced. There is therefore
`either a reduced need for large volume processing apparatus, or a greater throughput andlipid
`yield for a fixed volume processing plant. However, the process is also applicable to wet
`biomass, which can be advantageousin avoiding drying costs, and deactivating enzymes that
`can degradelipids or result in their encapsulation within the dry biomass matrix that prevents
`their extraction.
`
`is advantageous to dry the plant or animal
`The applicant has also importantly found that it
`maierial but not remove the water altogether. When the water content of the material to be
`20
`extracted is reduced to belowalevel of 30 % by weight of the total material, then the processof
`the invention can be performed without significant degradation or denaturation of enzymes and
`other proteins present
`in the material. The residue of plant or animal material following
`extraction may therefore be particularly useful
`in various applications such as nutritional
`supplements that are enriched in proteins and reduced in fat, for example body building
`products such as defatted bovine liver; as a source of enzymes such as proteases, lipases,
`transglutaminases. Degradation of the enzymes would limit the usefulness of the residue.
`
`25
`
`Complex lipids vary widely in their polarity, and soit is difficult to find a solvent or solvent
`mixture in which the majority of phospholipids present in a plant or animal tissue can be
`extracted.
`It is even moredifficult to find a solvent system which does not denature the residual
`proteins and/or complex non-lipid molecules during the extraction process, so that the defatted
`residual material can be used to extract non-lipid components such as enzymes, or use the
`defatted residual material as a nutraceutical. Surprisingly, the applicant has found that liquid
`DME used at a temperat

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket