throbber
RIMFROST AS VS.
`AKER BIOMARINE ANTARCTIC AS
`
`STEPHEN TALLON
`December 12, 2018
`
`Original File 254594.TXT
`Min-U-Script® with Word Index
`
`AKER EXHIBIT 2022 Page 0
`
`

`

`1
`
`
`
` 1 UNITED STATES PATENT AND TRADEMARK OFFICE
`
` 2 BEFORE THE PATENT TRIAL AND APPEAL BOARD
` ------------------------------------------------x
` 3 RIMFROST AS,
`
` 4 Petitioner,
`
` 5 -against-
`
` 6 AKER BIOMARINE ANTARCTIC AS,
`
` 7 Patent Owner.
`
` 8 Case No. IPR2018-00295
` U.S. Patent 9,320,765 B2
` 9 Issue Date: April 26, 2016
` Title: Bioeffective Krill Oil Compositions
`10 ------------------------------------------------x
`
`11
`
`12 6 Campus Drive
` Parsippany, New Jersey
`13
` December 12, 2018
`14 8:58 a.m.
`
`15
`
`16 Deposition of STEPHEN TALLON held
`
`17 at the officeS of HOFFMANN & BARON, LLP, before
`
`18 Amy A. Rivera, CSR, RPR, CLR, and a Notary
`
`19 Public of the States of New York, New Jersey, and
`
`20 Delaware.
`
`21
`
`22
`
`23 ELLEN GRAUER COURT REPORTING CO, LLC
` 126 East 56th Street, Fifth Floor
`24 New York, New York 10022
` 212-750-6434
`25 REF: 254594
`
`AKER EXHIBIT 2022 Page 1
`
`

`

`2
`
`
`
` 1 A P P E A R A N C E S:
`
` 2
`
` 3 HOFFMANN & BARON, LLP
`
` 4 Attorneys for Petitioner
`
` 5 6 Campus Drive
`
` 6 Parsippany, New Jersey 07054
`
` 7 BY: MICHAEL I. CHAKANSKY, ESQ.
`
` 8 JAMES F. HARRINGTON, ESQ.
`
` 9
`
`10 CASIMIR JONES, S.C.
`
`11 Attorneys for Patent Owner
`
`12 2275 Deming Way, Suite 310
`
`13 Middleton, Wisconsin 53562
`
`14 BY: J. MITCHELL JONES, ESQ.
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`AKER EXHIBIT 2022 Page 2
`
`

`

`3
`
`
`
` 1 ------------------- I N D E X -------------------
`
` 2 WITNESS EXAMINATION BY PAGE
`
` 3 STEPHEN TALLON MR. JONES 4, 176
`
` 4 MR. CHAKANSKY 152
`
` 5
`
` 6
`
` 7 ---------------- E X H I B I T S ----------------
`
` 8 PREV. MARKED DESCRIPTION PAGE
`
` 9 Exhibit 1009 Catchpole patent 11
`
`10 Exhibit 1014 Tanaka I 95
`
`11 Exhibit 1015 Tanaka II 6
`
`12 Exhibit 1070 Krill Bill label 146
`
`13 Exhibit 1075 Neptune GRAS 148
`
`14 Exhibit 1086 Reply in opposition 5
`
`15 declaration of Stephen
`
`16 Tallon
`
`17 Exhibit 1089 Aker GRAS 139
`
`18 Exhibit 1094 Marathe paper 104
`
`19 Exhibit 2009 Blank paper 118
`
`20 Exhibit 2010 Hartvigsen paper 127
`
`21
`
`22
`
`23 (EXHIBITS RETAINED BY COUNSEL)
`
`24
`
`25
`
`AKER EXHIBIT 2022 Page 3
`
`

`

`4
`
`
` 1 S T E P H E N T A L L O N,
`
` 2 having been duly sworn, testified as follows:
`
` 3
`
` 4 EXAMINATION
`
` 5 BY MR. JONES:
`
` 6 Q. Good morning, Dr. Tallon.
`
` 7 So we've been through this a number of
`
` 8 times. You remember that -- you're familiar now
`
` 9 with the overall process, correct?
`
`10 A. Yes.
`
`11 Q. Good.
`
`12 So did you do any preparation for this
`
`13 deposition?
`
`14 A. Yes.
`
`15 Q. And did you review any documents in
`
`16 preparation for this deposition?
`
`17 A. Yes. I went through some of the
`
`18 key -- key documents, some of the exhibits.
`
`19 Q. And what documents were those?
`
`20 A. Well, I went through the -- a number
`
`21 of documents. I went through my original
`
`22 declaration on this and my reply declaration, and
`
`23 I looked through the -- the patent owner's reply
`
`24 and motion to amend the claims.
`
`25 Q. Is there anything else you can recall
`
`AKER EXHIBIT 2022 Page 4
`
`

`

`5
`
`
` 1 TALLON
`
` 2 reviewing?
`
` 3 A. I might have looked through just a
`
` 4 number of the exhibits that are referenced in the
`
` 5 different declarations.
`
` 6 Q. And any ones in particular that you
`
` 7 recall?
`
` 8 A. Nothing in particular, but it
`
` 9 includes -- well, the Catchpole patent, which on
`
`10 the CO and ethanol extraction.
`
`11 Q. Okay. So -- let's see, I'm going to
`
`12 give you Exhibit 1086, which is your reply in
`
`13 opposition declaration.
`
`14 (Exhibit 1086, reply in opposition
`
`15 declaration of Stephen Tallon, previously
`
`16 marked for identification, shown at this
`
`17 time.)
`
`18 Q. And as in the previous depositions,
`
`19 you know, we'll be referring to that probably
`
`20 throughout the entire deposition.
`
`21 A. Okay.
`
`22 MR. CHAKANSKY: And the Exhibit 1086
`
`23 is the reply in opposition declaration of
`
`24 Stephen Tallon.
`
`25 Q. And I think, to get started, I'm also
`
`AKER EXHIBIT 2022 Page 5
`
`

`

`6
`
`
` 1 TALLON
`
` 2 going to give you Rimfrost Exhibit 1015, which is
`
` 3 the Tanaka II reference.
`
` 4 (Exhibit 1015, Tanaka II, previously
`
` 5 marked for identification, shown at this
`
` 6 time.)
`
` 7 BY MR. JONES:
`
` 8 Q. And then -- so I think I could direct
`
` 9 you to -- in your reply declaration, you discuss
`
`10 Tanaka II, Exhibit 1015, and, you know, beginning
`
`11 around paragraph 30, so if I could direct you to
`
`12 that portion of your declaration, and then I'll
`
`13 have some questions.
`
`14 MR. CHAKANSKY: Are you talking about
`
`15 paragraph 30 on page 17?
`
`16 MR. JONES: Sorry. I think the next
`
`17 paragraph, in paragraph 31.
`
`18 A. Thirty-one?
`
`19 Q. Yeah.
`
`20 A. Okay. Okay.
`
`21 Q. And paragraph 32 of your
`
`22 declaration -- of your reply declaration, you
`
`23 state that CO2 plus ethanol is known to extract,
`
`24 both TGs and phospholipids, and that according
`
`25 to -- and then you quote Tanaka, that almost all
`
`AKER EXHIBIT 2022 Page 6
`
`

`

`7
`
`
` 1 TALLON
`
` 2 lipids were extracted from the salmon roe FD with
`
` 3 SC-CO2, and 20 percent ethanol mixture.
`
` 4 Was that a one-step supercritical
`
` 5 extraction or a two-step critical extraction?
`
` 6 A. I need to refer back to Tanaka just to
`
` 7 be sure, if you're happy for me to do that?
`
` 8 Q. Yes.
`
` 9 A. Okay. If you can remind me of the
`
`10 question.
`
`11 Q. Yeah. So with the supercritical fluid
`
`12 extraction that you refer to in paragraph 32 of
`
`13 your reply declaration, was that a one-step
`
`14 supercritical fluid extraction or a two-step
`
`15 supercritical fluid extraction?
`
`16 A. The section quoted is referring to a
`
`17 one-step process where they used CO2 and ethanol
`
`18 to do the extraction.
`
`19 Q. And so there was no prior step where
`
`20 they extracted with neat CO2?
`
`21 A. Not on that particular example.
`
`22 There are other examples that Tanaka
`
`23 is in the publication.
`
`24 Q. Correct. But this example is the
`
`25 one-step CO2 extraction?
`
`AKER EXHIBIT 2022 Page 7
`
`

`

`8
`
`
` 1 TALLON
`
` 2 A. Yes. This example is demonstrating
`
` 3 that if you use CO2 with ethanol co-solvent, that
`
` 4 it extracts both phospholipids and triglycerides.
`
` 5 Q. And is that different from the
`
` 6 extraction procedure used in Catchpole?
`
` 7 A. Catchpole also uses a second-stage
`
` 8 extraction that uses CO2 and ethanol and, well,
`
` 9 the connection with Tanaka is that we know that
`
`10 those solvent conditions would extract both
`
`11 neutral lipids and phospholipids.
`
`12 Q. So if I'm correct, Catchpole utilized
`
`13 a first fraction set of conditions used in neat
`
`14 CO2?
`
`15 MR. CHAKANSKY: Is that a question?
`
`16 MR. JONES: Correct.
`
`17 Q. Is that correct?
`
`18 A. The -- excuse me -- you're referring
`
`19 to the -- just to make sure we're clear on what
`
`20 we're referring to, there's an example in the
`
`21 Catchpole page that refers to extraction of krill.
`
`22 Q. Okay. Great.
`
`23 And there are two steps to that
`
`24 extraction process.
`
`25 And in the process in paragraph 32,
`
`AKER EXHIBIT 2022 Page 8
`
`

`

`9
`
`
` 1 TALLON
`
` 2 that's a one-step extraction process?
`
` 3 A. Tanaka is a one-step CO2 and ethanol
`
` 4 extraction example.
`
` 5 Q. And that's what you're referring to in
`
` 6 paragraph 32 of your declaration?
`
` 7 A. That's correct.
`
` 8 Q. Okay.
`
` 9 I'd like to refer you to paragraph 34
`
`10 of your reply declaration.
`
`11 A. Okay.
`
`12 Q. There in paragraph 32, you cite --
`
`13 A. Thirty-four.
`
`14 Q. Sorry. Paragraph 34, you cite to
`
`15 Tanaka II and a series of extractions that used
`
`16 10 percent or 15 percent ethanol entrainer.
`
`17 Were those single-step extractions
`
`18 and -- in that example as well?
`
`19 A. Again, if you want me to take a minute
`
`20 to peruse the actual section.
`
`21 Okay. If you could repeat your
`
`22 question?
`
`23 Q. Yeah.
`
`24 So in paragraph 34 of your
`
`25 declaration, are the extractions -- the
`
`AKER EXHIBIT 2022 Page 9
`
`

`

`10
`
`
` 1 TALLON
`
` 2 supercritical fluid extractions referred to in
`
` 3 that paragraph single-step extractions or two-step
`
` 4 extractions?
`
` 5 A. The section referred to in
`
` 6 paragraph 34 is a succession of extractions using
`
` 7 different levels of ethanol. It starts with CO2
`
` 8 and the 5 percent concentration, and then the
`
` 9 steps led up to higher levels.
`
`10 Q. And is the data for that provided in
`
`11 Table 1 of Tanaka II?
`
`12 A. That's my interpretation of Table 1,
`
`13 correct.
`
`14 Q. And what do you mean by "successive
`
`15 extractions"?
`
`16 A. Let me just confirm here what
`
`17 Tanaka --
`
`18 MR. CHAKANSKY: Take your time. Make
`
`19 sure you got the right table and the right
`
`20 section.
`
`21 A. Okay. On closer reading it, those
`
`22 particular results described as sort of single
`
`23 extractions each with different levels of ethanol,
`
`24 ethanol co-solvent.
`
`25 Q. So to summarize then, are the
`
`AKER EXHIBIT 2022 Page 10
`
`

`

`11
`
`
` 1 TALLON
`
` 2 extractions that are described in Table 1 of
`
` 3 Tanaka and referred to in paragraph 34 of your
`
` 4 reply declaration single-step extractions using an
`
` 5 ethanol co-solvent?
`
` 6 MR. CHAKANSKY: Objection to form.
`
` 7 A. Yeah. The -- yes, those results
`
` 8 referred to in Section 34 are a series of
`
` 9 single-step extractions.
`
`10 Q. Okay.
`
`11 In paragraph 36 of your reply
`
`12 declaration, you refer to Example 18 of Catchpole,
`
`13 correct?
`
`14 A. Correct.
`
`15 Q. All right.
`
`16 I'm going to provide you with
`
`17 Exhibit 1009, which is --
`
`18 MR. CHAKANSKY: Catchpole.
`
`19 Q. -- the Catchpole patent. PCT
`
`20 application.
`
`21 (Exhibit 1009, Catchpole patent,
`
`22 previously marked for identification, shown
`
`23 at this time.)
`
`24 BY MR. JONES:
`
`25 Q. So -- and could you refer to
`
`AKER EXHIBIT 2022 Page 11
`
`

`

`12
`
`
` 1 TALLON
`
` 2 Example 18, please.
`
` 3 MR. CHAKANSKY: C-A-T-C-H-P-O-L-E.
`
` 4 Q. And to clarify, the Catchpole
`
` 5 reference, Exhibit 1009, has two Example 18s, and
`
` 6 so I think if we could agree when we refer to
`
` 7 Example 18 from here on that we're referring to
`
` 8 title 18 fraction?
`
` 9 MR. CHAKANSKY: For further
`
`10 definition, it is -- this isn't the copy.
`
`11 MR. JONES: I think it must have got
`
`12 cut off.
`
`13 MR. CHAKANSKY: Yeah. This -- because
`
`14 the page numbers stop.
`
`15 It's on page -- this is page 0024, and
`
`16 it's lines 1 through 19. It's the first
`
`17 Example 18.
`
`18 Off the record.
`
`19 (Discussion off the record.)
`
`20 BY MR. JONES:
`
`21 Q. So in paragraph 36 of your reply
`
`22 declaration, you state that Catchpole in
`
`23 Example 18 used supercritical carbon dioxide and
`
`24 11 percent entrainer to extract lipids from
`
`25 freeze-dried krill powder, correct?
`
`AKER EXHIBIT 2022 Page 12
`
`

`

`13
`
`
` 1 TALLON
`
` 2 A. Correct.
`
` 3 Q. Did -- did example of -- in Example 18
`
` 4 of Catchpole, was there a prior step to the
`
` 5 extraction with supercritical dioxide in the
`
` 6 11 percent entrainer?
`
` 7 A. Yes.
`
` 8 Q. And what was that step?
`
` 9 A. It was extraction using CO2 by itself.
`
`10 Q. Okay. Now, then the examples that you
`
`11 cite from Tanaka II in paragraph 32 of your reply
`
`12 declaration and paragraph 34 of your reply
`
`13 declaration did not use a first step with neat
`
`14 carbon dioxide, correct?
`
`15 A. That is correct.
`
`16 Q. And so did those -- to summarize,
`
`17 those extraction procedures referred to in
`
`18 paragraphs 32 and 34 of your reply declaration are
`
`19 different extraction procedures than what's
`
`20 described in Catchpole Example 18?
`
`21 MR. CHAKANSKY: I'll object to the
`
`22 form.
`
`23 A. No. The examples in Tanaka that I'm
`
`24 referring to demonstrate the -- the sort of
`
`25 non-effect the second stage of Catchpole's
`
`AKER EXHIBIT 2022 Page 13
`
`

`

`14
`
`
` 1 TALLON
`
` 2 extraction will have. It demonstrates that, you
`
` 3 know, why triglycerides and phospholipids
`
` 4 are known to be soluble, which is the second page
`
` 5 that Catchpole's process used.
`
` 6 Q. But is it fair to say that the
`
` 7 samples -- so Tanaka II is extracting from
`
` 8 freeze-dried salmon roe, correct?
`
` 9 A. Correct.
`
`10 Q. And when the one-step procedure from
`
`11 Tanaka was utilized, that freeze-dried salmon roe
`
`12 had not been pre-extracted by neat CO2, correct?
`
`13 MR. CHAKANSKY: I'll object to the
`
`14 form. Lack of foundation.
`
`15 A. In the -- in Tanaka's examples that
`
`16 you're referring to in paragraphs 32 and 34,
`
`17 there's no pre-extraction with a -- with CO2 by
`
`18 itself.
`
`19 Q. Okay.
`
`20 A. But I describe later on in my
`
`21 declaration other examples of the -- from Tanaka
`
`22 that do include a CO2 extraction.
`
`23 Q. Correct. We'll get to those in a
`
`24 minute, yeah.
`
`25 So let's go to Example 18 on page 24
`
`AKER EXHIBIT 2022 Page 14
`
`

`

`15
`
`
` 1 TALLON
`
` 2 of Catchpole. I want to go through that example
`
` 3 really quick. I have some questions to clarify
`
` 4 some things.
`
` 5 At line -- you know, lines 4 to 6, it
`
` 6 states that 5,619.19 grams of freeze-dried krill
`
` 7 powder, containing 21.4 percent lipid and
`
` 8 considering phospholipids concentration known in
`
` 9 table -- was extracted continuously with
`
`10 supercritical CO2 at 300 bar and 313 K until no
`
`11 further extract was obtained, correct?
`
`12 A. Correct.
`
`13 Q. Then you state that this extract
`
`14 contained no phospholipids and was substantially
`
`15 all neutral lipids, correct?
`
`16 A. Correct -- well, the extract is
`
`17 referred to as "Extract 1."
`
`18 Q. Okay. We can refer to that -- well,
`
`19 strike that question.
`
`20 So next you applied -- a total of
`
`21 650 grams of that extract was obtained and 66.41
`
`22 kilograms of CO2 was used, correct?
`
`23 A. Correct.
`
`24 Q. And when you state that extract
`
`25 contained no phospholipids and was substantially
`
`AKER EXHIBIT 2022 Page 15
`
`

`

`16
`
`
` 1 TALLON
`
` 2 all neutral lipids, what will the neutral lipids
`
` 3 include?
`
` 4 MR. CHAKANSKY: I'll object.
`
` 5 It's Extract 1.
`
` 6 Q. Extract 1, so let me just state that.
`
` 7 So the Catchpole reference indicates
`
` 8 that Extract 1 contained no phospholipids, it was
`
` 9 substantially all neutral lipids, what will those
`
`10 neutral lipids include?
`
`11 A. They would include at least
`
`12 triglycerides. There will be expected to be some
`
`13 level of free fatty acids. And there may be small
`
`14 labels of partial glycerides. And there are other
`
`15 sort of neutral lipid-soluble components, which
`
`16 sometimes is referred to as "neutral lipids," but
`
`17 they include things like astaxanthin and if you
`
`18 have trace things, like sterols.
`
`19 Q. It would include free fatty acids?
`
`20 A. It will include some free fatty acid
`
`21 content.
`
`22 Q. And then after that first step where
`
`23 Extract 1 was obtained, it goes on to say, in
`
`24 Catchpole -- goes on to indicate that the residual
`
`25 powder was extracted with CO and absolute ethanol
`
`AKER EXHIBIT 2022 Page 16
`
`

`

`17
`
`
` 1 TALLON
`
` 2 using a mass ratio of ethanol to CO2 of
`
` 3 11 percent, correct?
`
` 4 A. Correct.
`
` 5 Q. And so that residual powder that's
`
` 6 referred to in Example 18 of Catchpole, is it fair
`
` 7 to say that that powder had had the neutral lipids
`
` 8 removed from it?
`
` 9 A. Some of them. The 650 grams that are
`
`10 referred to in the example.
`
`11 Q. Okay.
`
`12 So the residual powder referred to in
`
`13 Example 18 is not the same as the freeze-dried
`
`14 krill powder starting material. Is that correct?
`
`15 A. That's correct.
`
`16 Q. So while in the extract, that was
`
`17 obtained from the CO2 and 11 percent ethanol
`
`18 extraction?
`
`19 Example 18 is referred to as
`
`20 "Extract 2," correct?
`
`21 A. Correct.
`
`22 Q. So is it fair to say that Extract 1
`
`23 was obtained from freeze-dried krill powder and
`
`24 that Extract 2 was obtained from a residual powder
`
`25 that had been treated -- that had been extracted
`
`AKER EXHIBIT 2022 Page 17
`
`

`

`18
`
`
` 1 TALLON
`
` 2 with neat CO2?
`
` 3 MR. CHAKANSKY: Object to the form.
`
` 4 A. If I can resummarize it.
`
` 5 So you're saying -- well, Extract 1
`
` 6 was extracted from all freeze-dried krill powder,
`
` 7 and then Extract 2 was extracted from -- well,
`
` 8 from what was left after doing that first
`
` 9 extraction.
`
`10 Q. Okay.
`
`11 And so that material that was left
`
`12 after the first extraction is necessarily
`
`13 different from the starting material?
`
`14 A. Correct. It's 650 grams of
`
`15 substantially neutral lipids extracted from it.
`
`16 Q. Correct.
`
`17 Okay. So referring back to Tanaka II,
`
`18 so if you look at this Exhibit 1015, page 004?
`
`19 A. Yes.
`
`20 Q. So the extractions described in
`
`21 Table 1 were conducted on freeze-dried salmon roe,
`
`22 correct?
`
`23 A. Correct.
`
`24 Q. And that freeze-dried salmon roe had
`
`25 not been previously extracted with neat CO2 to
`
`AKER EXHIBIT 2022 Page 18
`
`

`

`19
`
`
` 1 TALLON
`
` 2 remove neutral lipids, correct?
`
` 3 A. Not on these examples, no.
`
` 4 Q. Okay.
`
` 5 Paragraph -- so I was going to refer
`
` 6 you to paragraph 37 of your reply declaration.
`
` 7 A. Yeah.
`
` 8 Q. There you state that Catchpole's
`
` 9 Example 18 krill powder Extract 2 would have been
`
`10 known by a POSITA to contain a decent level of
`
`11 triglycerides, correct?
`
`12 A. It goes on, but yes, correct.
`
`13 Q. What do you mean by a "decent level"?
`
`14 A. Well, referring in this case to, you
`
`15 know, reasonable interpretation that a POSITA
`
`16 would make looking at -- well, not just in
`
`17 isolation of Catchpole's example, but looking at
`
`18 other krill oil extracts, and it would be
`
`19 perfectly reasonable to expect a decent amount of
`
`20 triglyceride being in.
`
`21 And if I -- well, had to put a -- sort
`
`22 then -- well, perhaps 20 to 50 percent would be a
`
`23 reasonable description of "decent" in this case.
`
`24 Q. Okay. So we're going to move on to
`
`25 paragraph 38 your reply declaration.
`
`AKER EXHIBIT 2022 Page 19
`
`

`

`20
`
`
` 1 TALLON
`
` 2 A. Okay.
`
` 3 Q. In paragraph 38 of your reply
`
` 4 declaration, you provide that Tanaka II, it's
`
` 5 described a three-step process for lipid
`
` 6 extraction, correct?
`
` 7 A. Correct.
`
` 8 Q. And is that different from the
`
` 9 one-step processes that are exemplified by the
`
`10 data in Table 1 of Tanaka II?
`
`11 A. There are differences, yes.
`
`12 Q. And what are those differences?
`
`13 A. Probably the -- well, one of the
`
`14 differences is that in the three-step process,
`
`15 Tanaka is progressively extracting the same
`
`16 material.
`
`17 So rather than using a one-solvent
`
`18 system and producing a single extract from the
`
`19 starting material, he's using a succession of
`
`20 steps, the first one using a very modest amount of
`
`21 ethanol co-solvent, and then continued the
`
`22 extraction of the same material with an increased
`
`23 level of ethanol co-solvent.
`
`24 Q. And is it your opinion that the --
`
`25 that this three-step process described in
`
`AKER EXHIBIT 2022 Page 20
`
`

`

`21
`
`
` 1 TALLON
`
` 2 Tanaka II is comparable to the two-step process in
`
` 3 Catchpole?
`
` 4 A. Yes, there are quite a few
`
` 5 similarities.
`
` 6 The first stage in both Catchpole and
`
` 7 Tanaka is one that will -- when you extracted
`
` 8 neutral lipids and negligible of phospholipid.
`
` 9 And then the second, and, in fact,
`
`10 even the third step in Tanaka has many
`
`11 similarities to the second stage of Catchpole in
`
`12 which a high level of ethanol co-solvent is being
`
`13 used to take out a -- or to extract a lot of
`
`14 the -- any residual neutral lipid that's still
`
`15 there after the first extraction stage and a --
`
`16 and extract of the phospholipids as well.
`
`17 Q. And what are the differences between
`
`18 the three-step process of Tanaka II and the
`
`19 two-step process described in Catchpole?
`
`20 A. Is there any particular aspects you
`
`21 want me to draw on?
`
`22 I mean, I could work my way through
`
`23 the -- all of the details of all the extraction,
`
`24 and things, and itemize every difference if you
`
`25 want me to, but that could be a reasonably lengthy
`
`AKER EXHIBIT 2022 Page 21
`
`

`

`22
`
`
` 1 TALLON
`
` 2 process, or is there a particular part of it you
`
` 3 want me to comment on?
`
` 4 I mean, there are many similarities,
`
` 5 but, if we work through the details, there may be
`
` 6 slightly different parts, perhaps, but if you
`
` 7 wanted me to pick through the --
`
` 8 Q. Let's start there.
`
` 9 So Tanaka II utilized 5 percent
`
`10 ethanol in its first stage, correct?
`
`11 A. That's correct.
`
`12 Q. And Catchpole Example 18 utilized neat
`
`13 CO2, correct?
`
`14 A. That's correct.
`
`15 Q. Would you expect there to be any
`
`16 difference between the use of 5 percent ethanol in
`
`17 the first stage of Tanaka II and no ethanol in the
`
`18 first stage of Catchpole Example 18?
`
`19 A. Limited differences. It is quite
`
`20 well-known that once you go below about 13 percent
`
`21 ethanol co-sol, that CO2 with something like
`
`22 5 percent ethanol doesn't extract polar lipids,
`
`23 and you end up with a neutral lipid extract that's
`
`24 very similar to an extract using CO2 alone.
`
`25 Q. Okay. And in stage 2 of Tanaka II,
`
`AKER EXHIBIT 2022 Page 22
`
`

`

`23
`
`
` 1 TALLON
`
` 2 the ethanol percent was increased from 5 to
`
` 3 20 percent, correct?
`
` 4 A. It's correct.
`
` 5 MR. HARRINGTON: Tanaka II?
`
` 6 MR. JONES: In Tanaka II.
`
` 7 MR. CHAKANSKY: And we're talking
`
` 8 about Figure 7?
`
` 9 MR. JONES: Yeah, the three-stage
`
`10 process, yes.
`
`11 A. Page 6?
`
`12 Q. Yeah.
`
`13 And Catchpole Example 18 utilized
`
`14 11 percent ethanol in the second extraction step,
`
`15 correct?
`
`16 A. That's correct.
`
`17 Q. What differences would there be
`
`18 between using 11 percent in Catchpole and the
`
`19 second stage and increasing from 5 to 20 percent
`
`20 in the second stage of Tanaka II?
`
`21 MR. CHAKANSKY: I'll object to the
`
`22 form.
`
`23 You can answer.
`
`24 A. So extraction with either 11 percent
`
`25 or 20 percent is known to extract the
`
`AKER EXHIBIT 2022 Page 23
`
`

`

`24
`
`
` 1 TALLON
`
` 2 phospholipids that are present in krill. The key
`
` 3 differences are a higher level of ethanol
`
` 4 co-solvent might make the process run a bit
`
` 5 faster.
`
` 6 Q. Okay.
`
` 7 One more potential difference that I
`
` 8 want to try to understand. The three-stage
`
` 9 process of -- the three-step process of Tanaka II
`
`10 that you discuss at paragraph 38 of declaration --
`
`11 your reply declaration, is it correct to say that
`
`12 that was a successive extraction where the
`
`13 materials that -- you might need to help me here,
`
`14 but the materials in the reactor is extracted for
`
`15 a period of time with the 5 percent ethanol and
`
`16 CO2, and then that same -- and then just the
`
`17 amount of ethanol was increased to 20 percent?
`
`18 MR. CHAKANSKY: I'll object to -- it's
`
`19 a real long question.
`
`20 MR. JONES: Yeah.
`
`21 MR. CHAKANSKY: Could you break it
`
`22 down?
`
`23 MR. JONES: We'll break it down. Let
`
`24 me try to break it down.
`
`25
`
`AKER EXHIBIT 2022 Page 24
`
`

`

`25
`
`
` 1 TALLON
`
` 2 BY MR. JONES:
`
` 3 Q. So the three-step process of Tanaka
`
` 4 II, in the first stage, they extracted with
`
` 5 supercritical CO2 and 5 percent ethanol, correct?
`
` 6 A. Correct.
`
` 7 Q. And then in the -- then it says that
`
` 8 they increased the amount of ethanol from 5 to 20
`
` 9 percent, correct?
`
`10 A. Tanaka's exact description is from
`
`11 page 6. In the second step, the amount of ethanol
`
`12 was increased from 5 percent to 20 percent in the
`
`13 shorter time as possible, and the extraction
`
`14 progressed for a further one hour.
`
`15 Q. Then referring to Example 18 of
`
`16 Catchpole, okay, after Extract 1 was obtained, it
`
`17 says that the residual powder was then extracted,
`
`18 correct?
`
`19 A. Not in those exact words, but
`
`20 that's -- that's the effect of it, yes.
`
`21 Q. So did -- did -- in the three-stage
`
`22 process of Tanaka II, did they obtain a residual
`
`23 powder that was extracted as described?
`
`24 A. In actual fact, the extraction of
`
`25 Example 18 in Catchpole was done exactly as Tanaka
`
`AKER EXHIBIT 2022 Page 25
`
`

`

`26
`
`
` 1 TALLON
`
` 2 described. The extraction was run progressively.
`
` 3 And in the case of Tanaka's example,
`
` 4 in effect, there is a -- there is also a residual
`
` 5 powder after that first stage, but still contained
`
` 6 within the vessel, and the second stage progressed
`
` 7 immediately afterwards.
`
` 8 But at the point of that changeover
`
` 9 between stage 1 and stage 2, that residual powder
`
`10 exists.
`
`11 Q. Okay.
`
`12 MR. JONES: We've been going about 45
`
`13 minutes. Do you want to take a break?
`
`14 MR. CHAKANSKY: Do you want to take a
`
`15 break? Okay.
`
`16 (Recess taken from 9:47 a.m. until
`
`17 9:53 a.m.)
`
`18 BY MR. JONES:
`
`19 Q. Dr. Tallon, I'd like to direct you to
`
`20 paragraph 40 of your reply declaration.
`
`21 A. Forty?
`
`22 Q. Forty, 4-0, page 22. All right.
`
`23 And right above paragraph 40, you see
`
`24 calculating the amount of triglycerides present in
`
`25 Extract 2, correct?
`
`AKER EXHIBIT 2022 Page 26
`
`

`

`27
`
`
` 1 TALLON
`
` 2 A. Correct.
`
` 3 Q. And in paragraph 40, you refer to a
`
` 4 Fricke 1, Table 1?
`
` 5 A. Correct.
`
` 6 Q. And I think -- and so Fricke 1 is
`
` 7 Exhibit 1010, for the record.
`
` 8 MR. CHAKANSKY: F-R-I-C-K-E, and 1
`
` 9 after it.
`
`10 Q. And so Table 1 of Fricke 1, which is
`
`11 reproduced in your reply declaration, that
`
`12 provides the amounts of lipids from two different
`
`13 samples of krill, correct?
`
`14 They're 19, and that would be a 1977
`
`15 sample and a 1981 sample.
`
`16 MR. CHAKANSKY: Objection to form.
`
`17 MR. JONES: Okay. So I'll just start
`
`18 over.
`
`19 MR. CHAKANSKY: It's more than one
`
`20 krill in each one, that's what I'm trying to
`
`21 get to.
`
`22 BY MR. JONES:
`
`23 Q. So Table 1 of Fricke, if you refer to
`
`24 the line that says, "Sample," so there's a 1977
`
`25 sample and a 1981 sample, correct?
`
`AKER EXHIBIT 2022 Page 27
`
`

`

`28
`
`
` 1 TALLON
`
` 2 A. That's correct.
`
` 3 Q. And then Table 1 of Fricke 1 then goes
`
` 4 on to specify the amounts of phospholipids and
`
` 5 neutral lipids present in the 1977 sample and 1981
`
` 6 sample, correct?
`
` 7 A. Provides a breakdown of a number of
`
` 8 phospholipids and neutral lipid classes.
`
` 9 Q. And then referring to paragraph 42 of
`
`10 your reply declaration, you state that a POSITA
`
`11 would use references, such as Fricke 1, to get an
`
`12 understanding of the lipids contained in krill and
`
`13 the relative proportions that could be extracted
`
`14 by conventionally known methods, correct?
`
`15 A. That's correct.
`
`16 Q. And those relative proportions that
`
`17 you're referring to are those proportions in
`
`18 Table 1 of Fricke 1, correct?
`
`19 A. If POSITA was using Fricke 1 as the
`
`20 example, then yeah, it would be a reasonable
`
`21 expectation to get those proportions.
`
`22 Q. But you, in fact, use the proportions
`
`23 from Fric

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket