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`Cisco Systems, Inc.
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`v.
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`TracBeam, LLC
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`§
`§
`§
`§
`§
`§
`§
`
`Petition for Inter Partes Review
`of U.S. Patent No. 7,525,484
`
`Issued: April 28, 2009
`
`Title: “Gateway and Hybrid Solutions
`for Wireless Location”
`
`Declaration of Dr. William Michalson
`
`Under 37 C.F.R. § 1.68
`
`I, Dr. William Michalson, do hereby declare:
`
`1.
`
`I am making this declaration at the request of Cisco Systems, Inc., in
`
`the matter of the Inter Partes Review of U.S. Patent No. 7,525,484 (“the ’484
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`Patent”) to Dupray et al.
`
`2.
`
`I am being compensated for my work in this matter. My
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`compensation in no way depends upon the outcome of this proceeding.
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`3.
`
`In the preparation of this declaration, I have studied:
`
`a) the ’484 Patent, CSCO-1001, and
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`b) the prosecution history of the ’484 Patent, CSCO-1002, and
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`c) the prior art references discussed below.
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`4.
`
`In forming the opinions expressed below, I have considered:
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`a) the documents listed above,
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`b) the additional documents and references cited in the analysis below,
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`c) the relevant legal standards, including the standard for obviousness
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`provided in KSR International Co. v. Teleflex, Inc., 550 U.S. 398
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`(2007) and any additional authoritative documents as cited in the body
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`of this declaration, and
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`d) my knowledge and experience based upon my work in this area as
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`described below.
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`Qualifications and Professional Experience
`
`5.
`
`My qualifications are set forth in my curriculum vitae, a copy of
`
`which is submitted as Exhibit CSCO-1004.
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`6.
`
`I received a Ph.D. in Electrical Engineering from the Worcester
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`Polytechnic Institute (“Worcester”) in 1989. I also received a Master of Science
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`degree in Electrical Engineering in 1985 from Worcester, and a Bachelor of
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`Science Degree in Electrical Engineering in 1981 from Syracuse University.
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`7.
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`From 1981 to 1991, I worked for Raytheon. At this company, I held a
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`variety of positions from Engineer in multiple departments to the Engineer of
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`Design and Development, the highest title available for my level of education and
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`experience. During that time, I worked on a variety of projects involved with
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`hardware and software design and debugging. One of those projects was the design
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`and debugging of vector displays which were used in air traffic control
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`applications. My other projects involved development and design of real-time
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`computer systems intended for long-duration spaceborne applications, simulation
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`models that predicted system performance, and use of neural networks to detect
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`presence of objects in high clutter environments as well as a number of projects
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`involving the design of hardware and software for terrestrial and satellite-based
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`communications systems.
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`8.
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`In 1985, I was one of two people awarded an Aldo Miccioli
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`Fellowship, allowing me to pursue my Ph.D. between 1985 and 1988.
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`9.
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`I am currently employed as a professor at the Department of Electrical
`
`and Computer Engineering at Worcester Polytechnic Institute. I have worked for
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`Worcester Polytechnic Institute since 1991, starting as an Adjunct Assistant
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`Professor and eventually being promoted to full tenured Professor. I also hold
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`collaborative appointments as a Professor in the Computer Science Department,
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`the Mechanical Engineering Department, and the Robotics Engineering Program.
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`10.
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`I have taught numerous courses in navigation, robotics, computer
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`architecture, and systems engineering, including a course called “Fundamentals of
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`Navigation Systems” and a course on mobile robot navigation and localization. In
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`these courses, students are introduced to the different types of navigation systems
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`and methods for interpreting sensor data for navigation system errors. We explore
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`a variety of case studies in this course, including some related to differential and
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`assisted GPS. Additionally, I have advised many undergraduate and graduate
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`projects involving the hardware and software design of systems for navigation and
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`communications.
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`11. Since 1992, GPS and GPS technologies have constituted the bulk of
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`my research at Worcester Polytechnic Institute. I directed the Center for Advanced
`
`Integrated Radio Navigation which focused on hybrid techniques for navigation in
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`both indoor and outdoor environments. This laboratory, currently named the
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`Robot Communications and Navigation Laboratory continues to focus on
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`communications and navigation for autonomous air, land and sea vehicles.
`
`12.
`
`In 1994, I co-authored a book chapter called "An Approach for
`
`Implementing a Reconfigurable Optical Interconnection Network for Massively
`
`Parallel Computers," in Optical Interconnection - Foundations and Approaches,
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`which was published that same year.
`
`13.
`
`In 1995, I started receiving grant funding for my research related to
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`Global Positioning Systems. This included a $200,000 Supplemental Funding I
`
`grant for research entitled “Integrity of the Global Positioning System,” for which I
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`served as the co-Principal Investigator.
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`14.
`
`In 1996, I received the ION Best Paper Award – GPS-96 for my paper
`
`titled “A GPS-Based Hazard Detection and Warning System.” This paper
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`described a remote hazard detection system that used GPS and radio
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`communication technologies to identify hazards to an engineer operating a freight
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`train. For the same paper, I came in first place for the Electrical and Computer
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`Engineering Department Major Qualifying Projects Award for my GPS Hazard
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`Detector.
`
`15.
`
`I have published extensively in the fields of GPS, geolocation and
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`navigation. Below is a list of my papers that were published in the 1995 timeframe,
`
`a year prior to the earliest priority date of the ’484 Patent:
`
` J. Bernick and W. R. Michalson, “UDSRAIM: An Innovative
`Approach to Increasing RAIM Availability,” ION GPS 95, 8th
`International Meeting of the Satellite Division of the Institute of
`Navigation, Sep 12-15, Palm Springs, CA., pp. 1965-1973, 1995;
` W. R. Michalson, D. B. Cox, and H. Hua, “GPS Carrier-Phase
`RAIM,” ION GPS 95, 8th International Meeting of the Satellite
`Division of the Institute of Navigation, Palm Springs, CA., pp. 1975-
`1984, Sep 12-15, 1995;
` D. B. Cox and W. R. Michalson, “Use of Uncorrected GPS Carrier
`Phase Measurements for Incremental RAIM with WAAS,” ION 51st
`Annual Meeting, Jun 5-7, Colorado Springs, CO., pp. 515-520, 1995;
` W. Michalson, et. al., “RAIM Availability for Augmented GPS-Based
`Navigation Systems,” ION GPS-94, 7th International Meeting of the
`Satellite Division of the Institute of Navigation, pp. 587-95, Sep 20-
`23, 1994; and
` V. G. Virball, W. Michalson, et. al., “A GPS Integrity Channel Based
`Fault Detection and Exclusion Algorithm Using Maximum Solution
`Separation,” Proceedings of the 1994 IEEE Position Location and
`Navigation Symposium (PLANS-94), pp. 747-54, Las Vegas, Apr 11-
`15, 1994.
`
`16.
`
`In 1995 I founded a company called Research Associates, LLC.
`
`Through Research Associates, I perform engineering and litigation related
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`consulting services, including services in the computer systems, communication,
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`and navigation areas.
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`17.
`
`I also have extensive experience in computer software languages,
`
`including C/C++, Java, JavaScript, PHP, HTML, and MySQL among others. I
`
`used these languages to develop software applications for my various computer
`
`related projects, including those in the field of telecommunication and navigation.
`
`18.
`
`I have been awarded several United States patents, and I have several
`
`patent applications pending in the fields of hand-held GPS mapping, indoor geo-
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`location, device tracking, etc. I include the following examples of patents and
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`patent applications:
`
` U.S. Patent Publication No. 2017/0322629, “Haptic glove as a
`
`wearable force feedback user interface”,
`
` U.S. Patent No. 8,928,459, “Precision location methods and systems”,
`
` U.S. Patent Publication No. 2014/0274115, “Tracking device and
`
`remote monitoring system”,
`
` U.S. Patent No. 8,284,711, “Multi-channel electrophysiologic signal
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`data acquisition system on an integrated circuit”,
`
` U.S. Patent No. 7,896,807, “Methods and apparatus for high
`
`resolution positioning”,
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` U.S. Patent No. 7,079,025, “A Reconfigurable Indoor Geolocation
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`System”,
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` U.S. Patent No. 7,158,643, “Auto-Calibrating Surround System”,
`
` U.S. Patent No. 5,987,380, “Hand-held GPS-mapping device”, and
`
` U.S. Patent No. 5,902,347, “Hand-held GPS-mapping device”.
`
`Relevant Legal Standards
`
`19.
`
`I have been asked to provide my opinions regarding whether the
`
`claims of the ’484 Patent are anticipated or would have been obvious to a person
`
`having ordinary skill in the art at the time of the alleged invention, in light of the
`
`prior art. It is my understanding that, to anticipate a claim under 35 U.S.C. § 102,
`
`a reference must teach every element of the claim. Further, it is my understanding
`
`that a claimed invention is unpatentable under 35 U.S.C. § 103 if the differences
`
`between the invention and the prior art are such that the subject matter as a whole
`
`would have been obvious at the time the invention was made to a person having
`
`ordinary skill in the art to which the subject matter pertains. I also understand that
`
`the obviousness analysis takes into account factual inquiries including the level of
`
`ordinary skill in the art, the scope and content of the prior art, and the differences
`
`between the prior art and the claimed subject matter.
`
`20.
`
`It is my understanding that the Supreme Court has recognized several
`
`rationales for combining references or modifying a reference to show obviousness
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`of claimed subject matter. Some of these rationales include the following:
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`combining prior art elements according to known methods to yield predictable
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`results; simple substitution of one known element for another to obtain predictable
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`results; use of a known technique to improve a similar device (method, or product)
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`in the same way; applying a known technique to a known device (method, or
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`product) ready for improvement to yield predictable results; choosing from a finite
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`number of identified, predictable solutions, with a reasonable expectation of
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`success; and some teaching, suggestion, or motivation in the prior art that would
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`have led one of ordinary skill to modify the prior art reference or to combine prior
`
`art reference teachings to arrive at the claimed invention.
`
`The ’484 Patent
`
`21. The ’484 Patent relates to “locating people and/or objects” in a
`
`wireless communication system. CSCO-1001, 7:66-8:1. This system and method
`
`provides “location capabilities using the measurements from wireless signals
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`communicated between mobile stations and network base stations.” CSCO-1001,
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`8:3-5. The system and method of the ’484 Patent can “be readily incorporated into
`
`existing commercial wireless telephony systems,” “use the native electronics of
`
`typical commercially available, or likely to be available, telephony wireless mobile
`
`stations (e.g., handsets) as location devices,” and “utilize a plurality of wireless
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`location estimators based on different wireless location technologies.” CSCO-
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`1001, 8:14-19, 8:34-35.
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`22. Fig. 4 illustrates the wireless location network of the ’484 Patent:
`
`
`
`
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`CSCO-1001, Figure 4.
`
`23. Claim 25 is an example independent claim and provides an overview
`
`of the claimed subject matter:
`
`A method for estimating, for each mobile station M of a
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`plurality of mobile stations, an unknown terrestrial location (LM) for
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`M using wireless signal measurements obtained via transmissions
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`between said mobile station M and a plurality of fixed location
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`terrestrial communication stations,
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`wherein each of said communications stations is substantially
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`co-located with one or more of a transmitter and a receiver for
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`wirelessly communicating with said mobile station M, comprising:
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`initiating a plurality of requests for information related to the
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`location of said mobile station M, the requests provided to each of at
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`least two mobile station location evaluators,
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`wherein there is at least a first of the requests provided to a first
`
`of the location evaluators and a second of the requests, different from
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`the first request, provided to a second of the location evaluators, such
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`that when said location evaluators are supplied with corresponding
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`input data having values obtained using wireless signal measurements
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`obtained via two way wireless communication between said mobile
`
`station M, and the communication stations, each of said first and
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`second location evaluators determine corresponding location
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`information related to LM, and
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`wherein for at least one location L of one of the mobile stations,
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`said first location evaluator and said second location evaluator output,
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`respectively, first and second position information related to the one
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`mobile station being at L wherein neither of the first and second
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`position information is dependent upon the other;
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`obtaining a first collection of location information of said
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`mobile station M, wherein the first collection includes first location
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`information from the first location evaluator, and second location
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`information from the second location evaluator;
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`determining resulting information related to the location LM of
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`the mobile station M, wherein the resulting information is dependent
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`on geographical information in each of the first and second location
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`information; and
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`transmitting, to a predetermined destination via a
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`communications network, the resulting information.
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`File History – U.S. Provisional App. No. 09/770,838
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`24. The ’484 Patent was filed on January 26, 2001 as a utility Application
`
`No. 09/770,838 (the ’838 Application). The ’838 Application is a continuation of
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`Application No. 09/194,367 (the ’367 Application), filed as Application No.
`
`PCT/US97/15892 on Sep. 8, 1997. The ’838 Application claims priority to a
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`provisional Application No. 60/056,590 (the ’590 Application) filed on August 20,
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`1997, provisional Application No. 60/044,821 (the ’821 Application) filed on April
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`25, 1997, and provisional Application No. 60/025,855 (the ’855 Application) filed
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`on September 9, 1996.
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`25. The ’838 Application was filed with 124 claims (numbered one
`
`through 124). Together with the ’838 Application, a preliminary amendment was
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`filed making syntax related amendments to the specification, cancelling claims one
`
`through 124 and adding new claims 125-220. CSCO-1002 at 2369-2390.
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`26. On July 12, 2005, the Examiner issued a non-final Office Action
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`indicating that the specification and the previously presented claims were lost.
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`CSCO-1002 at 1175. In a Response filed on December 12, 2005, Applicant re-
`
`submitted a copy of the response filed on July 2, 2002 that included the ’838
`
`Application with the claims filed in the ’367 Application. CSCO-1002 at 863-864.
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`27. On February 8, 2006, the Examiner issued a non-final Office Action
`
`indicating the claims have been lost and requesting a copy of the last currently
`
`amended claims. CSCO-1002 at 772-773. In a Response filed on March 22, 2006,
`
`Applicant re-submitted a copy of the Preliminary Amendment initially filed on
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`February 20, 2002 cancelling claims 1-124 and adding new claims 125 to 220.
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`CSCO-1002 at 679-753.
`
`28.
`
`In a response to an Office Action filed on March 31, 2006, the
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`Applicant cancelled claims 125-220 and added claims 221-295. CSCO-1002 at
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`651-674.
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`29. On June 15, 2006, the Examiner issued a Notice of Allowability,
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`allowing claims 221-295, renumbered as claims 1-75. CSCO-1002 at 633-635.
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`Applicant paid the issue fee on April 28, 2007. CSCO-1002 at 590.
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`30. On May 23, 2007, the Examiner issued another Notice of
`
`Allowability. CSCO-1002 at 555. In response, Applicant filed an amendment after
`
`the Notice of Allowance on August 23, 2007, amending independent claims 221,
`
`245, 247, 268, 278, 292, and 295, adding 10 new dependent claims and deleting 8
`
`dependent claims. CSCO-1002 at 457-482. Claims 245, 265, 285 of the ’838
`
`Application are claims 25, 49, and 57 of the ’484 Patent that are challenged in this
`
`IPR.
`
`31. On December 12, 2008, the Examiner issued another Notice of
`
`Allowability, allowing claims 221-251, 253-256, 258, 259, 262-272, 276-280 and
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`282-305. CSCO-1002 at 170-173.
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`32. On March 16, 2009, the Applicant paid an issue fee and on April 28,
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`2009 and on December 14, 2010 the ’838 Application issued as the ’484 Patent.
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`CSCO-1002 at 164.
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`33. On April 21, 2011 Applicant filed terminal disclaimers shortening the
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`term of the ’484 Patent to extend no further than the terms of U.S. Patent Nos.
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`7,764,231, 6,249,252, 7,298,327, and 7,274,332. CSCO-1002 at 152, 158-162.
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`File History – Effective Priority Date
`34. As noted above, the ’484 Patent claims priority to the ’367
`
`Application (filed as PCT/US97/15892), on September 8, 1997, ’590 Application
`
`filed on August 20, 1997, ’821 Application filed on April 25, 1997, and ’855
`
`Application filed on September 9, 1996. Because all of the prior art relied upon in
`
`my analysis below predates even this provisional filing date, I have not evaluated
`
`whether any of the claims of the ’484 Patent are entitled to the benefit of the earlier
`
`filed applications’ filing dates.
`
`Level of Ordinary Skill in the Art
`35.
`I understand that the level of ordinary skill may be reflected by the
`
`prior art of record, and that a POSITA to which the claimed subject matter pertains
`
`would have the capability of understanding the scientific and engineering
`
`principles applicable to the pertinent art. I understand that one of ordinary skill in
`
`the art has ordinary creativity, and is not a robot.
`
`36.
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`I understand there are multiple factors relevant to determining the
`
`level of ordinary skill in the pertinent art, including (1) the levels of education and
`
`experience of persons working in the field at the time of the invention; (2) the
`
`sophistication of the technology; (3) the types of problems encountered in the field;
`
`and (4) the prior art solutions to those problems. There are likely a wide range of
`
`educational backgrounds in the technology field pertinent to the ’484 Patent.
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`37.
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`I am familiar with the knowledge and capabilities that a POSITA in
`
`the computer programming and communications arts would have possessed in the
`
`period around 1996. For example, my research and teaching during that period
`
`allowed me to become personally familiar with the level of skill of individuals and
`
`the general state of the art. Unless otherwise stated, my testimony below refers to
`
`the knowledge of one of ordinary skill in the computing programming and
`
`communications arts in the period around 1996, the period that includes the earliest
`
`claimed priority date of the ’484 Patent.
`
`38.
`
`In my opinion, a POSITA is someone knowledgeable of and familiar
`
`with computer programming, network communications, and location determination
`
`techniques. In particular, the level of ordinary skill in the art needed to have the
`
`capability of understanding the scientific and engineering principles applicable to
`
`the ’484 Patent is (i) a Bachelor’s degree in Computer or Electrical Engineering, or
`
`Computer Science, with an emphasis on communication systems, and (ii) at least
`
`three years of experience working in the field of radio communications and/or
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`navigation. Lack of work experience can be remedied by additional education or
`
`training, and vice versa. Such academic and industry experience would be
`
`necessary to appreciate what was obvious and/or anticipated in the industry and
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`what a POSITA would have thought and understood at the time. For example, the
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`’484 Patent describes in its background section topics such as wireless cellular
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`communication systems including navigation techniques (CSCO-1001, 1:27-28,
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`3:36-61), signal strength and time of arrival (“TOA”), (CSCO-1001, 1:44, 58),
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`terrestrial base stations (CSCO-1001, 10:26-27), radio frequency propagation
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`(CSCO-1001, 1:44, 1:58-59, 2:21-63),and various location estimation techniques
`
`that use signal strength, time-of-arrival (“TOA”), global positioning satellite
`
`(“GPS”), triangulation (CSCO-1001, 11:21-24, 8:24-27, 8:36-37), and pattern
`
`matching (CSCO-1001, 11:29-41). A POSITA would have been familiar with
`
`such technologies and would have understood how they work. As a consequence
`
`of my commercial and academic work I believe I possessed such experience and
`
`knowledge well before 1996, and therefore believe I am qualified to opine on the
`
`’484 Patent.
`
`39. For purposes of this Declaration, in general, and unless otherwise
`
`noted, my statements and opinions, such as those regarding my experience and the
`
`understanding of a POSITA generally (and specifically related to the references I
`
`consulted herein), reflect the knowledge that existed in the field as of around 1996.
`
`Claim Construction
`40.
`It is my understanding that in order to properly evaluate the ’484
`
`Patent, the terms in the claims must first be interpreted. It is my understanding that
`
`the ’484 Patent has expired. Accordingly, the claims are to be given their ordinary
`
`and customary meaning as would a person of ordinary skill in the art.
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`41.
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`In order to construe the claims, I have reviewed the entirety of the
`
`’484 Patent and its prosecution history.
`
`mobile station location estimator
`
`42.
`
`It is my understanding that the term mobile station location estimator
`
`is purely functional language, and the claims do not recite a corresponding
`
`structure. For that reason, the term was construed as a means-plus-function term
`
`under 35 U.S.C. § 112, ¶ 6 by the court in TracBeam LLC v. Cisco Systems, Inc.,
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`No. 6:17-cv-525 (CSCO-1011). CSCO-1016, p. 2. In the litigation, the Petitioner
`
`and the Patent Owner agreed that the mobile station location estimator should be
`
`construed under § 112, ¶ 6. The corresponding function of this term was
`
`preliminarily construed as “estimating [a] mobile station location.” CSCO-1011, p.
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`1. The ’484 Specification describes the “estimating” as “inputting the generated
`
`target MS [mobile station] location data to one or more MS location estimating
`
`models” so that “each such model may use the input target MS location data for
`
`generating a ‘location hypothesis’ providing an estimate of the location of the
`
`target MS 140.” CSCO-1001, 38:9-14.
`
`43. The court preliminarily construed the structure of the “mobile station
`
`location estimator” as a “location hypothesizing model (FOM) implemented on or
`
`by a location center or mobile base station.” CSCO-1011, p. 1. The ’484 patent
`
`discloses “location hypothesizing models (denoted First Order Models, or FOMs),
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`each of which yields a location estimate or location hypothesis related to the
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`location of the target [mobile station] MS.” CSCO-1001, 13:33-35. Example
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`FOMs for making this estimation include “[a] GPS location technique,” [a]
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`technique for computing a mobile station location that is dependent upon
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`geographical offsets of the mobile station from one or more terrestrial
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`transceivers,” “[v]arious wireless signal pattern matching, associative and/or
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`stochastic techniques,” “[i]ndoor location techniques,” techniques where fixed
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`location transceivers “are utilized for determining the mobile station’s location
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`(e.g., intersecting such coverage areas for determining a location,” “[l]ocation
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`techniques that use communications from low power, low functionality base
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`stations,” and “[a]ny other location techniques that may be deemed worthwhile to
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`incorporate into an embodiment of the present invention.” CSCO-1001, 11:11,
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`11:14-16, 11:29-30, 11:43-49, 11:50-55.
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`44. Accordingly, for the purposes of this IPR proceeding, the term
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`“mobile station location estimator” should be construed under 35 U.S.C. 112, ¶ 6,
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`with the function being estimating [a] mobile station location, and the structure
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`being a location hypothesizing model (FOM) implemented on or by a location
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`center or mobile base station.
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`mobile station location evaluator
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`45.
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`It is my understanding that the term “mobile station location
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`evaluator” is purely functional language, and the claims do not recite a
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`corresponding structure. For that reason, the term was construed as a means-plus-
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`function term under 35 U.S.C. 112, ¶ 6 by the court in TracBeam LLC v. Cisco
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`Systems, Inc., No. 6:17-cv-525 (CSCO-1011). In the litigation, the Petitioner and
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`the Patent Owner agreed that the term “mobile station location evaluator” should
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`be construed under § 112, ¶ 6. CSCO-1016, p. 2. The corresponding function of
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`this term was preliminarily construed as “determining [a] mobile station location.”
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`CSCO-1011, p. 1. The ’484 Specification describes the “determining” as “inputting
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`the generated target MS [mobile station] location data to one or more MS location
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`estimating models” so that “each such model may use the input target MS location
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`data for generating a ‘location hypothesis’ providing an estimate of the location of
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`the target MS 140.” CSCO-1001, 37:44-45, 38:9-14.
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`46. The court preliminarily construed the structure of the “mobile station
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`location evaluator” as a “location hypothesizing model (FOM) implemented on or
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`by a location center or mobile base station.” CSCO-1011, p. 1. The ’484 patent
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`discloses “location hypothesizing models (denoted First Order Models, or FOMs),
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`each of which yields a location estimate or location hypothesis related to the
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`location of the target [mobile station] MS.” CSCO-1001, 13:33-35. Example
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`FOMs for making this determination include “[a] GPS location technique,” [a]
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`technique for computing a mobile station location that is dependent upon
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`geographical offsets of the mobile station from one or more terrestrial
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`transceivers,” “[v]arious wireless signal pattern matching, associative and/or
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`stochastic techniques,” “[i]ndoor location techniques,” techniques where fixed
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`location transceivers “are utilized for determining the mobile station’s location
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`(e.g., intersecting such coverage areas for determining a location,” “[l]ocation
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`techniques that use communications from low power, low functionality base
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`stations,” and “[a]ny other location techniques that may be deemed worthwhile to
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`incorporate into an embodiment of the present invention.” CSCO-1001, 11:11,
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`11:14-16, 11:29-30, 11:43-49, 11:50-55.
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`47. Accordingly, for the purposes of this IPR proceeding, the term
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`“mobile station location evaluator” should be construed under 35 U.S.C. 112, ¶ 6
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`with the function being determining [a] mobile station location, and the structure
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`being a location hypothesizing model (FOM) implemented on or by a location
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`center or mobile base station.
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`at least one of the substeps (B1) through (B2)
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`48. This term appears in claim 47.
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`49. Claim 47 recites determining a resulting location estimate of said one
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`mobile station, wherein said step of determining includes at least one of the
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`substeps (B1) through (B2) following:. CSCO-1001, 179:30-33.
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`50.
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`It is my opinion that (B1) and (B2) of at least one of the substeps (B1)
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`through (B2) recite two different ways that determine the “resulting location
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`estimate” from the first and second information. Accordingly, the ordinary and
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`customary meaning of the term at least one of the substeps (B1) through (B2) is at
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`least substep (B1) or at least substep (B2).
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`Challenge #1: Claim 25 is anticipated by Sheffer under 35 U.S.C. § 102(e)
`Summary of Sheffer
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`51.
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`“Sheffer” is a U.S. Patent No. 5,844,522 titled “Mobile Telephone
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`Location System and Method.” Sheffer was filed on October 13, 1995 and
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`published on December 1, 1998. Accordingly, it is my understanding that Sheffer
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`is prior art to the ’484 Patent.
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`52. Sheffer is exhibit CSCO-1005.
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`53. Sheffer discloses a wireless network based location system. Sheffer,
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`Abstract. This location system is configured “to locate the position of any active
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`phone or transceiver unit in the network.” Sheffer, Abstract. Figure 1 of Sheffer
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`(below) shows an exemplary network “incorporating a location system.”
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`Sheffer, Figure 1.
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`54.
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` The wireless network location system includes a “plurality of agile
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`vector sensor units” (AVSs) that may be installed at each of a plurality of antenna
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`sites in the network. Sheffer, Abstract. The AVSs lock onto a reverse voice
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`channel signal transmitted from an active phone or a transceiver. Sheffer, Abstract.
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`The AVSs transmit this determined azimuth and the received signal strength
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`information (RSSI) data with an identification code called a number assignment
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`module (NAM) to a communication and dispatch center (CDC). Sheffer, 2:8-9,
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`9:45, 16:8-14. At the CDC, a workstation uses at least three techniques to estimate
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`the location of the cellular phone. Sheffer, 17:31-36, 18:15-31, 18:46-56. These
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`estimation techniques are independent and use different input (i.e., azimuth, RSSI,
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`and cell tower data). See Sheffer, 17:31-36, 18:15-31, 18:32-45. Furthermore, none
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`of the techniques relies on output data from the other techniques. See Sheffer,
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`17:31-36, 18:15-31, 18:32-45.
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`55.
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`In a first example, the CDC workstation uses azimuth readings “to
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`triangulate and find the smallest intersection area, i.e., the most likely location of
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`the cellular phone,” shown as area A in Figure 9 (annotated below). Sheffer, 17:33-
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`36.
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`Area A
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`Sheffer, Figure 9, annotated.
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`56.
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`In a second example, the CDC workstation uses the RSSI readings
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`from the AVS that detected the call to determine the approximate location area,
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`shown shaded in Figure 11 as annotated below and referred to as area B. Sheffer,
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`18:15-31.
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`Area B
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`Sheffer, Figure 11, annotated.
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`57.
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`In a third example, the CDC workstation uses cell site and sector data
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`received from the originating cellphone to calculate area C in Figure 12 (annotated
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`below). Sheffer, 18:32-45.
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`Area C
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`Sheffer, Figure 12, annotated.
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`58. Sheffer also discusses methods to compare the various area
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`approximations to determine the accuracy and an associated “confidence level” of
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`the location area. Sheffer, 18:57-59. For example, if an area does not agree with
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`the others that were independently estimated, it is assigned a lower confidence
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`level. Sheffer, 18:68-19:2. For example, if a majority of triplet azimuth positions
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`agree, but area A “does not agree with B or C, the azimuth determined position is
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`used as the location and is assigned a lower confidence level.” Sheffer, 18:67-19:2.
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`As another example, if “there is no majority agreement in the azimuth positions”
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`then areas B and C are compared and “the result is used as the location and
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`assigned a confidence level” but if areas B and C do not agree, the “RSSI position
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`B is used for the location and assigned a lower confidence level.” Sheff