3GPP TS 23.060 V7.0.0 (2006-03)
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`Technical Specification
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`3rd Generation Partnership Project;
`Technical Specification Group Services and System Aspects;
`General Packet Radio Service (GPRS);
`Service description;
`Stage 2
`(Release 7)
`
`GLOBAL SYSTEM FOR
`MOBILE COMMUNICATIONS
`
`R
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`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
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`The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
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`HTC EXHIBIT 1014
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`Release 7
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`3GPP TS 23.060 V7.0.0 (2006-03)
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`Keywords
`GSM, GPRS, UMTS, Packet mode
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`3GPP
`
`Postal address
`
`
`3GPP support office address
`650 Route des Lucioles - Sophia Antipolis
`Valbonne - FRANCE
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2006, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
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`3GPP TS 23.060 V7.0.0 (2006-03)
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`Contents
`Foreword .......................................................................................................................................................... 10
`1
`Scope ...................................................................................................................................................... 11
`2
`References .............................................................................................................................................. 11
`3
`Definitions, abbreviations and symbols ................................................................................................. 14
`3.1
`Definitions ........................................................................................................................................................... 14
`3.2
`Abbreviations ...................................................................................................................................................... 15
`3.3
`Symbols ............................................................................................................................................................... 17
`4
`Main Concept ......................................................................................................................................... 17
`5
`General GPRS Architecture and Transmission Mechanism .................................................................. 18
`5.1
`GPRS Access Interfaces and Reference Points .................................................................................................. 18
`5.2
`Network Interworking ......................................................................................................................................... 19
`5.2.1
`Internet (IP) Interworking ............................................................................................................................. 19
`5.3
`High-Level Functions ......................................................................................................................................... 19
`5.3.1
`Network Access Control Functions .............................................................................................................. 19
`5.3.1.1
`Registration Function .............................................................................................................................. 19
`5.3.1.2
`Authentication and Authorisation Function ............................................................................................ 20
`5.3.1.3
`Admission Control Function ................................................................................................................... 20
`5.3.1.4
`Message Screening Function ................................................................................................................... 20
`5.3.1.5
`Packet Terminal Adaptation Function .................................................................................................... 20
`5.3.1.6
`Charging Data Collection Function ........................................................................................................ 20
`5.3.1.7
`Operator Determined Barring Function .................................................................................................. 20
`5.3.2
`Packet Routeing and Transfer Functions ...................................................................................................... 20
`5.3.2.1
`Relay Function ......................................................................................................................................... 20
`5.3.2.2
`Routeing Function ................................................................................................................................... 20
`5.3.2.3
`Address Translation and Mapping Function ........................................................................................... 21
`5.3.2.4
`Encapsulation Function ........................................................................................................................... 21
`5.3.2.5
`Tunnelling Function ................................................................................................................................ 21
`5.3.2.6
`Compression Function ............................................................................................................................. 21
`5.3.2.7
`Ciphering Function .................................................................................................................................. 21
`5.3.2.8
`Domain Name Server Function ............................................................................................................... 21
`5.3.3
`Mobility Management Functions .................................................................................................................. 21
`5.3.4
`Logical Link Management Functions (A/Gb mode) .................................................................................... 21
`5.3.4.1
`Logical Link Establishment Function ..................................................................................................... 21
`5.3.4.2
`Logical Link Maintenance Functions ..................................................................................................... 22
`5.3.4.3
`Logical Link Release Function ............................................................................................................... 22
`5.3.5
`Radio Resource Management Functions ...................................................................................................... 22
`5.3.6
`Network Management Functions .................................................................................................................. 22
`5.4
`Logical Architecture ........................................................................................................................................... 22
`5.4.1
`GPRS Core Network Nodes .......................................................................................................................... 22
`5.4.2
`GPRS Packet Domain PLMN Backbone Networks ..................................................................................... 23
`5.4.3
`HLR ............................................................................................................................................................... 24
`5.4.4
`SMS-GMSC and SMS-IWMSC ................................................................................................................... 24
`5.4.5
`Mobile Stations (A/Gb mode) ....................................................................................................................... 24
`5.4.6
`Mobile Stations (Iu mode) ............................................................................................................................ 25
`5.4.7
`Charging Gateway Functionality .................................................................................................................. 25
`5.5
`Assignment of Functions to General Logical Architecture ............................................................................... 26
`5.6
`User and Control Planes ...................................................................................................................................... 27
`5.6.1
`User Plane (A/Gb mode) ............................................................................................................................... 27
`5.6.1.1
`MS – GGSN ............................................................................................................................................. 27
`5.6.1.2
`GSN – GSN ............................................................................................................................................. 28
`5.6.2
`User Plane (Iu mode) ..................................................................................................................................... 28
`5.6.2.1
`MS – GGSN user plane with GERAN in Iu mode ................................................................................. 28
`5.6.2.2
`MS – GGSN user plane with UTRAN .................................................................................................... 28
`5.6.2.3
`GSN – GSN ............................................................................................................................................. 29
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`5.6.3
`5.6.3.1
`5.6.3.2
`5.6.3.3
`5.6.3.4
`5.6.3.5
`5.6.3.6
`5.6.3.7
`5.6.3.8
`5.6.3.8.1
`5.6.3.8.2
`5.7
`5.8
`5.9
`6
`6.1
`6.1.1
`6.1.1.1
`6.1.1.2
`6.1.1.3
`6.1.1.4
`6.1.2
`6.1.2.1
`6.1.2.2
`6.1.2.3
`6.1.2.4
`6.1.2.4.1
`6.2
`6.2.1
`6.2.2
`6.2.3
`6.3
`6.3.1
`6.3.2
`6.3.3
`6.3.3.1
`6.3.4
`6.3.4.1
`6.3.5
`6.3.6
`6.3.7
`6.4
`6.5
`6.5.1
`6.5.2
`6.5.3
`6.6
`6.6.1
`6.6.2
`6.6.2.1
`6.6.2.2
`6.7
`6.8
`6.8.1
`6.8.1.1
`6.8.1.2
`6.8.2
`6.8.2.1
`6.8.2.2
`6.8.2.3
`6.8.2.4
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`Control Plane ................................................................................................................................................. 29
`MS – SGSN (A/Gb mode)....................................................................................................................... 29
`MS – SGSN (Iu mode) ............................................................................................................................ 29
`SGSN - HLR ............................................................................................................................................ 30
`SGSN - MSC/VLR .................................................................................................................................. 31
`SGSN - EIR ............................................................................................................................................. 31
`SGSN - SMS-GMSC or SMS-IWMSC .................................................................................................. 31
`GSN - GSN .............................................................................................................................................. 32
`GGSN - HLR ........................................................................................................................................... 32
`MAP-based GGSN - HLR Signalling ............................................................................................... 32
`GTP and MAP-based GGSN - HLR Signalling ................................................................................ 33
`Functionality Needed for Mobile IP Using IPv4................................................................................................ 33
`Functionality for Intra Domain Connection of RAN Nodes to Multiple CN Nodes ......................................... 33
`Functionality for network sharing ...................................................................................................................... 34
`Mobility Management Functionality ...................................................................................................... 34
`Definition of Mobility Management States ........................................................................................................ 34
`Mobility Management States (A/Gb mode) ................................................................................................. 34
`IDLE (GPRS) State ................................................................................................................................. 34
`STANDBY State ..................................................................................................................................... 34
`READY State........................................................................................................................................... 35
`State Transitions and Functions .............................................................................................................. 36
`Mobility Management States (Iu mode) ....................................................................................................... 37
`PMM-DETACHED State ........................................................................................................................ 37
`PMM-IDLE State .................................................................................................................................... 37
`PMM-CONNECTED State ..................................................................................................................... 37
`State Transitions and Functions .............................................................................................................. 38
`Handling of Un-synchronous States in the UE and the Network ..................................................... 39
`Mobility Management Timer Functions ............................................................................................................. 40
`READY Timer Function (A/Gb mode) ........................................................................................................ 40
`Periodic RA Update Timer Function ............................................................................................................ 40
`Mobile Reachable Timer Function ............................................................................................................... 41
`Interactions Between SGSN and MSC/VLR ...................................................................................................... 41
`Administration of the SGSN - MSC/VLR Association ................................................................................ 41
`Combined RA / LA Updating ....................................................................................................................... 43
`CS Paging (A/Gb mode) ............................................................................................................................... 43
`Paging Co-ordination in A/Gb mode ...................................................................................................... 44
`CS Paging (Iu mode) ..................................................................................................................................... 45
`Network Operation Modes for Iu mode .................................................................................................. 45
`Non-GPRS Alert ............................................................................................................................................ 46
`MS Information Procedure ............................................................................................................................ 46
`MM Information Procedure .......................................................................................................................... 47
`MM Procedures ................................................................................................................................................... 47
`GPRS Attach Function ........................................................................................................................................ 47
`A/Gb mode GPRS Attach Procedure ............................................................................................................ 48
`Iu mode GPRS Attach Procedure ................................................................................................................. 48
`Combined GPRS / IMSI Attach procedure .................................................................................................. 48
`Detach Function .................................................................................................................................................. 52
`MS-Initiated Detach Procedure ..................................................................................................................... 53
`Network-Initiated Detach Procedure ............................................................................................................ 54
`SGSN-Initiated Detach Procedure .......................................................................................................... 54
`HLR-Initiated Detach Procedure ............................................................................................................. 55
`Purge Function .................................................................................................................................................... 56
`Security Function ................................................................................................................................................ 56
`Authentication ............................................................................................................................................... 56
`GSM Authentication procedure .............................................................................................................. 56
`UMTS Authentication procedure ............................................................................................................ 57
`User Identity Confidentiality ........................................................................................................................ 58
`User Identity Confidentiality (A/Gb mode) ............................................................................................ 58
`User Identity Confidentiality (Iu mode) .................................................................................................. 58
`P-TMSI Signature .................................................................................................................................... 59
`P-TMSI Reallocation Procedure ............................................................................................................. 59
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`6.8.3
`6.8.3.1
`6.8.3.2
`6.8.3.3
`6.8.4
`6.8.5
`6.9
`6.9.1
`6.9.1.1
`6.9.1.2
`6.9.1.2.1
`6.9.1.2.2
`6.9.1.3
`6.9.1.3.1
`6.9.1.3.2
`6.9.2
`6.9.2.1
`6.9.2.2
`6.9.2.2.1
`6.9.2.2.2
`6.9.2.2.3
`6.9.2.2.4
`6.9.3
`6.9.4
`6.10
`6.10.1
`6.10.2
`6.11
`6.11.1
`6.11.1.1
`6.11.1.2
`6.12
`6.12.1
`6.12.2
`6.13
`6.13.1
`6.13.1.1
`6.13.1.2
`6.13.1.3
`6.13.1.3.1
`6.13.1.3.2
`6.13.2
`6.13.2.1
`6.13.2.2
`6.14
`6.14.1
`6.14.1.1
`6.14.1.2
`6.14.2
`7
`8
`8.1
`8.1.1
`8.1.2
`8.1.3
`8.1.3.1
`8.1.3.2
`8.1.3.2.1
`8.1.4
`8.1.5
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`User Data and GMM/SM Signalling Confidentiality ................................................................................... 59
`Scope of Ciphering .................................................................................................................................. 59
`Ciphering Algorithm ............................................................................................................................... 60
`Start of Ciphering .................................................................................................................................... 60
`Identity Check Procedures ............................................................................................................................ 60
`Data Integrity Procedure (Iu mode) .............................................................................................................. 60
`Location Management Function ......................................................................................................................... 60
`Location Management Procedures (A/Gb mode) ......................................................................................... 61
`Cell Update Procedure ............................................................................................................................. 61
`Routeing Area Update Procedure ............................................................................................................ 62
`Intra SGSN Routeing Area Update ................................................................................................... 62
`Inter SGSN Routeing Area Update ................................................................................................... 63
`Combined RA / LA Update Procedure ................................................................................................... 66
`Combined Intra SGSN RA / LA Update ........................................................................................... 66
`Combined Inter SGSN RA / LA Update ........................................................................................... 68
`Location Management Procedures (Iu-mode) .............................................................................................. 71
`Routeing Area Update Procedure ............................................................................................................ 72
`Serving RNS Relocation Procedures ...................................................................................................... 77
`Serving RNS Relocation Procedure .................................................................................................. 78
`Combined Hard Handover and SRNS Relocation Procedure ........................................................... 83
`Combined Cell / URA Update and SRNS Relocation Procedure .................................................... 89
`SRNS Relocation Cancel Procedure ................................................................................................. 94
`Periodic RA and LA Updates ........................................................................................................................ 95
`PS Handover Procedure ................................................................................................................................ 95
`Tunnelling of non-GSM Signalling Messages Function (A/Gb mode) ............................................................. 96
`Uplink Tunnelling of non-GSM Signalling Messages Procedure ................................................................ 96
`Downlink Tunnelling of non-GSM Signalling Messages Procedure ........................................................... 97
`Subscriber Management Function ...................................................................................................................... 97
`Subscriber Management Procedures ............................................................................................................. 97
`Insert Subscriber Data Procedure ............................................................................................................ 97
`Delete Subscriber Data Procedure .......................................................................................................... 98
`Service Request Procedure (Iu mode) ................................................................................................................ 98
`MS Initiated Service Request Procedure ...................................................................................................... 99
`Network Initiated Service Request Procedure ............................................................................................ 100
`Intersystem Change ........................................................................................................................................... 102
`Intra SGSN Intersystem Change ................................................................................................................. 102
`Iu mode to A/Gb mode Intra SGSN Change ........................................................................................ 102
`A/Gb mode to Iu mode Intra-SGSN Change ........................................................................................ 105
`Selective RA Update ............................................................................................................................. 108
`Uplink Signalling or Data Transmission ......................................................................................... 108
`Downlink Signalling or Data Transmission .................................................................................... 108
`Inter-SGSN Inter-system Change ............................................................................................................... 108
`Iu mode to A/Gb mode Inter-SGSN Change ........................................................................................ 108
`A/Gb mode to Iu mode Inter-SGSN Change ........................................................................................ 114
`Classmark Handling .......................................................................................................................................... 118
`Radio Access Classmark ............................................................................................................................. 119
`MS Radio Access Capability (A/Gb mode) .......................................................................................... 119
`UE Capability (Iu mode) ....................................................................................................................... 119
`MS Network Capability .............................................................................................................................. 120
`Network Management Functionality .................................................................................................... 120
`Radio Resource Functionality .............................................................................................................. 120
`Radio Resource Functionality (A/Gb mode) .................................................................................................... 120
`Cell Selection and Reselection .................................................................................................................... 120
`Discontinuous Reception ............................................................................................................................ 120
`Radio Resource Management ..................................................................................................................... 120
`Layer Functions ..................................................................................................................................... 120
`Model of Operation ............................................................................................................................... 121
`Dynamic Allocation of Radio Resources ........................................................................................ 121
`Paging for GPRS Downlink Transfer ......................................................................................................... 121
`RAN Information Management (RIM) procedures .................................................................................... 122
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`General ................................................................................................................................................... 122
`8.1.5.1
`Addressing, routeing and relaying ........................................................................................................ 122
`8.1.5.2
`Addressing ....................................................................................................................................... 122
`8.1.5.2.1
`Routeing ........................................................................................................................................... 122
`8.1.5.2.2
`Relaying ........................................................................................................................................... 122
`8.1.5.2.3
`Void ........................................................................................................................................................ 123
`8.1.5.3
`Void ........................................................................................................................................................ 123
`8.1.5.4
`Applications using the RIM Procedures ............................................................................................... 123
`8.1.5.5
`BSS Paging Co-ordination .......................................................................................................................... 123
`8.1.6
`Radio Resource Functionality (Iu mode) ......................................................................................................... 123
`8.2
`Radio Resource Management ..................................................................................................................... 123
`8.2.1
`RRC State Machine ..................................................................................................................................... 123
`8.2.2
`Discontinuous Reception ............................................................................................................................ 124
`8.2.3
`Paging Initiated by CN ................................................................................................................................ 124
`8.2.4
`PS Paging Initiated by 3G-SGSN without RRC Connection for CS ................................................... 125
`8.2.4.1
`PS Paging Initiated by 3G-SGSN With RRC Connection for CS ........................................................ 126
`8.2.4.2
`Paging Initiated by RAN ............................................................................................................................. 126
`8.2.5
`Packet Routeing and Transfer Functionality ........................................................................................ 127
`9
`Definition of Packet Data Protocol States ........................................................................................................ 127
`9.1
`INACTIVE State ......................................................................................................................................... 127
`9.1.1
`ACTIVE State ............................................................................................................................................. 128
`9.1.2
`PDP Context Activation, Modification, Deactivation, and Preservation Functions ....................................... 128
`9.2
`Static and Dynamic PDP Addresses ........................................................................................................... 129
`9.2.1
`Dynamic IPv6 Address Allocation ........................................................................................................ 129
`9.2.1.1
`Activation Procedures ........................................................................