`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`2855.0050000
`James J. FALLON
`
`Attorney Docket No.
`
`First Named Inventor
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`Title
`
`Video Data Compression Systems
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Express Mail Label No.
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fee Transmittal Form
`(PTO/S[3/17 or equivalent)
`
`2.1
`
`3.
`
`5.
`
`Drawing(s) (35 U.S.C. 113)
`
`Applicant asserts small entity status.
`See 37 CFR 1.27
`Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`35
`4.1)(1 Specification
`[Total Pages
`Both the claims and abstract must start on a new page.
`(See MPEP 3 608,01(a) for information on the preferred arrangement)
`4
`[Total Sheets
`2
`
`[Total Pages
`6. Inventor's Oath or Declaration
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e))
`Newly executed (original or copy)
`
` ]
`
`10.
`
`ACCOMPANYING APPLICATION PAPERS
`Assignment Papers
`(cover sheet & document(s))
`Name of Assignee Realtime Data, LLC
`
`37 CFR 3.73(c) Statement
`(when there is an assignee)
`
`English Translation Document
`(if applicable)
`
`[R-1 Power of Attorney
`
`Information Disclosure Statement
`(PTCVSB/08 or PTO-1449)
`y I Copies of citations attached
`I Preliminary Amendment
`I Return Receipt Postcard
`(MPEP 3 503) (Should be specifically itemized)
`
`14.
`
`15.
`
`16.
`
`I Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`17. LJ Nonpublication Request
`Under 35 U.S.C. 12.2(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`18. X Other: Authorization under 37 CFR 1.136(03)
`
`a.
`
`b.
`X
`
`7.
`
`8.
`
`A copy from a prior application (37 CFR 1.63(d))
`
`* See note below.
`Application Data Sheet
`See 37 CFR 1.76 (PTO/A1A/14 or equivalent)
`
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`
`Landscape Table on CD
`
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. are required)
`Computer Readable Form (CRF)
`
`a.
`
`Specification Sequence Listing on:
`CD-ROM or CD-R {2 copies); or
`
`1.
`
`ii. E1 Paper
` Statements verifying identity of above copies
`
`c. 1
`
`s under 1.55 must be included in an Application Data Sheet (ADS).
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claim
`lust contain an ADS specifying the applicant if the applicant is an
`{2) For applications filed under 35 U.S.C. 111, the application
`on to assign, or person who otherwise shows sufficient proprietary
`assignee, person to whom the inventor is under an obligati
`interest in the matter. See 37 CFR 1.46(b).
`
`XI The address associated with Customer Number:
`
`OR
`
`Correspondence address below
`
`19. CORRESPO NDENCE ADDRESS
`26111
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`State
`
`Telephone
`
`Zip Code
`
`
`Date
`
`Registration No.
`Name
`'TA V. Messinger
`(Attorney/Agent) 37,575
`
`(Print/Type)
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12. minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 1
`
`NETFLIX, INC
`Exhibit 1002
`IPR2018-01630
`
`
`
`Doc Code: TRACkl.REQ
`Document Description: TrackOne Request
`
`PTO/AEA/424 (04-14)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`First Named
`Inventor:
`Title of
`Invention:
`
`James J. FALLON
`
`Nonprovisional Application Number (if
`known):
`
`To Be Assigned
`
`Video Data Compression Systems
`
`APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTS PRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1) and the prioritized examination fee set forth in
`37 CFR 1.17(c) have been filed with the request. The publication fee requirement is met
`because that fee, set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee are filed with the request or have been already been paid. I understand
`that any required excess claims fees or application size fee must be paid for the application.
`
`2. I understand that the application may not contain, or be amended to contain, more than four
`independent claims, more than thirty total claims, or any multiple dependent claims, and that
`any request for an extension of time will cause an outstanding Track I request to be dismissed.
`
`3. The applicable box is checked below:
`
`Original Application (Track One) - Prioritized Examination under § 1.102(e)(1)
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the utility application via EFS-Web.
`---OR---
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the plant application in paper.
`
`ii. An executed inventor's oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1.53(f)(3)(i) is
`filed with the application.
`
`II.
`
`I I Request for Continued Examination - Prioritized Examination under § 1.102(e)(2)
`
`i. A request for continued examination has been filed with, or prior to, this form.
`ii. If the application is a utility application, this certification and request is being filed via EFS-Web.
`iii. The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a), or is
`a national stage entry under 35 U.S.C. 371.
`iv. This certification and request is being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`v. No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`Signature
`
`Name
`(Print/Typed) Michael V. Messinger
`
`Date
`
`Practitioner
`Registration Number 37,575
`
`Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Submit multiple forms if more than one signature is required. *
`
`X
`
`*Total of
`
`1
`
` forms are submitted.
`
`Page 2
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inventors: FALLON et al.
`
`Applicant: Realtime Data, LLC
`
`Application No.: To Be Assigned
`
`(Continuation of Appl. No. 14/733,565; Filed:
`June 8, 2015
`Filed: Herewith
`
`Title: Video Data Compression Systems
`
`Confirmation No.: To Be Assigned
`
`Art Unit: To Be Assigned
`
`Examiner: To Be Assigned
`
`Atty. Docket: 2855.005000C
`
`Authorization to Treat a Reply as Incorporating an
`Extension of Time Under 37 C.F.R. § 1.136(a)(3)
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`The U.S. Patent and Trademark Office is hereby authorized to treat any concurrent or future
`
`reply that requires a petition for an extension of time under this paragraph for its timely submission,
`
`as incorporating a petition for extension of time for the appropriate length of time. The U.S. Patent
`
`and Trademark Office is hereby authorized to charge all required extension of time fees to our
`
`Deposit Account No. 19-0036, if such fees are not otherwise provided for in such reply.
`
`Respectfully submitted,
`
`STERW,
`
`.1
`S LER_ GOLDSTEIN & 1,:ox P.L.L.0
`,
`•••
`
`.....
`Mii ;el V. Messinger
`Attorney for Applicant
`Registration No. 37,575
`
`;.;
`
`Cs
`
`Date:
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`Page 3
`
`
`
`Doc Code: PA..
`Document Description: Power of Attorney
`
`PTO/AIA/82A (07-13)
`Approved for use through 11/30/2014. OMB 0651-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B) to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form. If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Title
`
`To Be Assigned
`
`Herewith
`
`James J. FALLON
`
`Video Data Compression Systems
`
`Art Unit
`
`To Be Assigned
`
`Examiner Name
`To Be Assived
`
`Attorney Docket Number 2855.005000C
`...:
`litant or Patent Practitioner
`SIGNATURE of A
`. •..—,
`Signature
`,
`
`,
`
`Name
`
`Title (if Applicant is a
`juristic entity)
`
`Michael V. Messinger
`
`Applicant Name (if Applicant is a juristic entity)
`
`Date (Optional)
`
`Registration
`Number
`
`..
`'s 0 i
`
`I
`..,
`•0*.;
`is
`
`
`
`t
`,e,,,
`/ z":- • • --
`
`37,575
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`one applicant, use multiple forms.
`more than
`
`X
`
`*Total of 1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 4
`
`
`
`Doc Code: PA..
`Document Description: Power of Attorney
`
`PTO/AIA/820 (07-13)
`Approved for use through 11/30/2014. OMB 0051-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`POWER OF ATTOhNEY BY APPLICANT
`
`I hereby revoke all previous powers of attorney given in the application identn:ed inItther the attached transmittal letter or
`the boxes below.
`
`Application Number
`
`Filing Date
`
`X
`
`(Note: The boxes above may be left blank if information is provided on form PTO/AIA/82A.)
`i hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmittal letter (form PTO/AIA/82A) or identified above: :
`OR
`I hereby appoint Practitioner(s) named in the attached list (form PTO/AIA/82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AlA/82A) or identified above. (Note: Complete form PTO/AIA/82C.)
`
`26111
`
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`letter or the boxes above to:
`The address associated with the above-mentioned Customer Number
`X
` OR
`The address associated with Customer Number: I
`OR
`Firm or
` Individual Name
`
`
`
`t
`
`
`
`261111
`
`
`
`Address
`
`
`
`Cif!,
`Country
`Telephone
`1 am the Applicant (if the Applicant is a juristic entity, list the Applicant name in the box):
`
`I State
`
`
`
` Zip
`
`
`X
`
`Realtime Data, LLC
`Inventor or Joint Inventor (title not required below)
`Legal Representative of a Deceased or Legally Incapacitated Inventor (title not required below)
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer's title if applicant is a juristic entity)
`Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR 1.46(b)(2) was granted in the
`application or is concurrently being filed with this document) (provide signer's title if applicant is a juristic entity)
`SIGNATURE of Applicant for Patent
`sutgptted below) is authorized to act on behalf of the applicant (e.g., where the applicant is a juristic entity).
`Date (Optional) 1 . et
`
`The undersigned (whose title
`Signature
`Name
`
`ti
`Falion
` I)irector. Reaitime Data. LLC
`Title
`
`. „
`.. „
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`and certifications. If more than one applicant. use multiple forms.
`
`1
`forms are submitted.
`A. ,.` A. Total of
`
`• . , „„, NN G C G
`- ,,,,,,,,,,,,
`,,,....,*,,,m,,,,,,,,,,,,,,
`This collection of information is requires -,ii,, :37 C.l-R 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by the public whi0iis to See (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent arid Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313.1450.
`If you need assistance in completing the fomi, call I -B00-PTO-9199 and select option 2
`
`, . VW... ,
`
`,,,,,
`
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`
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`
`Page 5
`
`
`
`PTOtAIA/01 (06-12)
`Approved for use-through 01.131=14. OMB 0651 0032
`U.S Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`WyeW.4444Zre.agZ
`
`,,,,,,,
`
`Title
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`of
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`Bandwidth Sensitive Data Compression and Decompression
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`As the below named inventor, I hereby declare that
`
`This declaration
`is directed to:
`
`The attached application, or
`
`0
`
`United States application or PCT international application number
`
`
`
`filed on
`
`The above-identified application was made or authorized to be made by me.
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`WARNING:
`filed in a patent application that may
`Potifioner/applicant is cautioned to avoid submitting personal information in documents
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application. If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
`
`USPTO.
`
` ••••••••••••......W.
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`
`LEGAL NAME OF INVENTOR
`
`James J. FALLON
`
`
`
`
`
`
`
`Date
`
`(Optional)
`
`
`
`7/./k
`
`Inventor:
`
`Signature:
`
` I,
`
`,
`
`•
`
`•
`
`Note: An application data sheet {PTO/SS/14 or equivalent), Including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional P fO/AIA/01 form for each additional inventor.
`
`This collection of information is required hy 35 U.S.C. 115 and 37 CFR 1.63. Tito information is required to obtain or retain a benefit by the public which o to file (and
`by the USPTO In process) an application. Contidentiality is governed by 35 0 S.C. 122 and 37 CFR 1.11 and 1.14. This soilaelion is estimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of lime you require to complete this form and/or suggestions for reducing this burden, should be son! to the Chief Information Offioet, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS IC)
`THIS AoortEss. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`It you need assktince in Completing the form call 1-800-P:04199 anctseled (*We Z
`
`1740936.1
`
`Page 6
`
`
`
`PTOIAIA/01 (C6-12)
`Approved for use through 01131/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduce= Act of 1995. no Pers"mt• are requred to respond to a collection of information unless it displays a valid OMB control number.
`DECLARATION (37 (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`
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`
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`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`The attached application, or
`
`El
`Ei United States application or PCT international application number
`
`filed on
`
`The above-identified application was made or authorized to be made by me.
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years. or both.
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit-card authorization form PTO-203& submitted for payment purposes) is never required by the uspTo
`to support a pettion or an application. If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`1.;SPTO, Petitioner/applicant is advised that the record of a patent application is availaole to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also bo available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card autnorization forms
`PTO-2038 submitted for payment purposes are not retained In the application file and therefore are not publicly available.
`
`• •••••••••••••••••••
`
`•••••••••
`
`•••••••••••••••••••••••
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`LEGAL NAME OF INVENTOR
`
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`Inventor: 5 TFpfriAli1J. M ifZ.Lyvtl
`\
`•
`
`Signature:
`
`
`
`is
`
`
`
`Date (Optional) :
`
`I L.
`
`.0.
`
`•
`
`Note: An application data sheet (PTO/SB/14 or equivalent), Including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO/AIA/01 form for each additional inventor.
`
`11::: and 37 CFR 1.63. The information Is required to obtain or retsina benefit by the public which Is to file (and
`This collection of Informations required by 35
`by the USPTO to process) an application. Conidentirdity is governed by 35 U.S.C. 122 and 37 CFR 1.11 end 1.14. This collection Is estimated to take 1 minute to
`complete. including gathering. preparing, and submitting the completed application foes to the USPTO. Time will vary depending upon the indhedual case. Any
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`1740936.1
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`Page 7
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`• ......... .....
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`
`PTO/AIA/14..(07-14)
`Appitved fix use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office7. U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid O.MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.005000C
`
`Application Number
`
`Title of Invention
`
`Video Data Compression Systems
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor 1
`Legal Name
`
`Remove
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`J.
`James
`Residence Information (Select One) ® US Residency
`Armonk.
`State/Province
`City
`
`I FALLON
`0 Non US Residency a Active US Military Service
`US
`NY
`Country of Residencd
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`City
`Postal Code
`
`2
`Inventor
`Legal Name
`
`11 Wampus Close
`
`Armonk
`
`10504
`
`State/Province
`Country i
`US
`
`NY
`
`R.:3rr:ov;.:
`
`,
`..
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`J.
`Stephen
`Residence Information (Select One) OF US Residency
`State/Province
`City
`Astoria
`
`MCERLAIN
`0 Non US Residency 0 Active US Military Service
`US
`NY
`
`Country of Residencd
`
`Mailing Address of Inventor:
`
`Address 1
`
`2454 37th Street
`
`i #4F
`
`Astoria
`
`Address 2
`State/Province
`City
`US
` Country i
`11103
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`NY
`
`
`
`A*,, L
`
`J
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2,12
`
`Page 8
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`
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`PTO/AtA/14 (07-14)
`AppriVed.:Thr use Through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office: 'U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reductfon Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.0050000
`
`Application Number
`
`Title of Invention
`
`Video Data Compression Systems
`
`II An Address is being provided for the correspondence Information of this application.
`
`Customer Number
`
`26111
`
`Email Address
`
`Application Information:
`
`Title of the Invention
`
`Video Data Compression Systems
`
`Attorney Docket Number 2855.0050000
`
`Small Entity Status Claimed
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`i Rq: rue, ,,, iimail
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`Suggested Figure for Publication (if any)
`
`4
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`i
`Intellectual Property Authority or Country
`
`Filing date (YYYY-MM-DD)
`
`Application number of the previously
`filed application
`
`Publication Information:
` Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
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`® Customer Number
`26111
`
`1 0 US Patent Practitioner
`
`Q
`
`Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2 12
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`Page 9
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`
`
`PTO/AIA/14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number I 2855.0050000
`
`Application Number
`
`Title of Invention
`
`Video Data Compression Systems
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate National
`Stage entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference
`required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78,
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status Pending
`
`L .,..,/,c,....:::.,_ j
`-.-.7
`-..
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Prior Application Status Abandoned
`
`Continuation of
`
`14733565
`
`2015-06-08
`
`I Remove
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`14733565
`
`Continuation of
`
`14577286
`
`2014-12-19
`
`Prior Application Status Patented
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`L Reny :',Lej
`Issue Date
`(YYYY-MM-DD)
`
`Patent Number
`
`14577286
`
`Continuation of
`
`14134933
`
`2013-12-19
`
`8929442
`
`2015-01-06
`
`Prior Application Status Patented.
`
`E•z.,.,:vt.:::,.:::
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DO)
`
`14134933
`
`Continuation of
`
`14033245
`
`2013-09-20
`
`8934535
`
`2015-01-13
`
`Re:. .losiLl
`
`Prior Application Status Patented
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`14033245
`
`Continuation of
`
`13154239
`
`2011-06-06
`
`8553759
`
`2013-10-08
`
`Prior Application Status Patented
`
`Remove
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`I
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`13154239
`
`Continuation of
`
`12123081
`
`i 2008-05-19
`
`8073047
`
`2011-12-06
`
`Prior Application Status Patented
`---T
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`12(i.,rno \.::. j
`Issue Date
`(YYYY-MM-DD)
`
`Patent Number
`
`12123081
`
`Continuation of
`
`10076013
`
`2002-02-13
`
`7386046
`
`2008-06-10
`
`Prior Application Status Expired
`
`I Romvd
`
`Application Number
`
`Continuity Type
`
`Prior Application Number I Filing Date (YYYY-MM-DD)
`
`10076013
`
`Claims benefit of provisional
`
`60268394
`
`1 2001-02-13
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Foreign Priority Information:
`
`EF$Web2.2.12
`
`Page 10
`
`
`
`PTO/AIA/14 (07-14)
`Approved for :Use .through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.005000C
`
`Application Number
`
`Title of Invention
`
`Video Data Compression Systems
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)1 the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by th