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`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`MICROSOFT CORPORATION,
`Petitioner
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`v.
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`.
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`SAINT REGIS MOHAWK TRIBE,
`Patent Owner
`_______________________
`IPR2018-01605
`Patent No. 7,620,800
`__________________________
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8(a)(3)
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`Under 37 C.F.R. § 42.8(a)(3), Patent Owner Saint Regis Mohawk Tribe hereby
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`submits the following mandatory notices:
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`A. Real Party-In-Interest – 37 CFR § 42.8(b)(1)
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`Saint Regis Mohawk Tribe (the “Tribe”) hereby makes a special appearance1 as
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`Patent Owner and Real Party-In-Interest. By making this special appearance, the
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`Tribe is not consenting to the Board’s jurisdiction or to this proceeding.
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`B. Related Matters – 37 C.F.R. § 42.8(b)(2)
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`The following judicial matters may affect or be affected by a decision in this
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`proceeding:
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` SRC Labs, LLC and Saint Regis Mohawk Tribe v. Microsoft
`Corporation, Case No. 2:18-cv-00321-JLR, WDWA
` SRC Labs, LLC and Saint Regis Mohawk Tribe v. Amazon Web
`Services, Inc., Amazon.Com, Inc., and Vadata, Inc., Case No. 2:18-cv-
`00317-JLR, WDWA
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`1 See Friends of Amador County v. Salazar, 554 Fed.Appx. 562, 564 (9th Cir. 2014)
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`(tribe made special appearance before district court so as not to waive immunity to
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`present Rule 19 motion); Saginaw Chippewa Indian Tribe of Michigan v. NLRB, 838
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`F.Supp.2d 598, 601 (E.D. Mich. 2011) (tribe made special appearance before NLRB
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`to challenge jurisdiction on immunity grounds).
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`1
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`Paper No. 3
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`C. Lead and Back-up Counsel – 37 C.F.R. § 42.8(b)(3)
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`The Tribe is represented in this proceeding by the following:
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`LEAD COUNSEL
`Alfonso Chan, Reg. No. 45,964
`Shore Chan DePumpo LLP
`901 Main Street, Suite 3300
`Dallas, TX 75202
`Telephone: (214) 593-9110
`Email: achan@shorechan.com
`Fax: (214) 593-9111
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`D. Electronic Service
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`BACKUP COUNSEL
`Joseph DePumpo, Reg. No. 38,124
`Shore Chan DePumpo LLP
`901 Main Street, Suite 3300
`Dallas, TX 75202
`Telephone: (214) 593-9110
`Email: jdepumpo@shorechan.com
`Fax: (214) 593-9111
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`The Tribe consents to service by email. Please address all correspondence and
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`service to counsel as listed above.
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`Dated: September 20, 2018
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`Respectfully submitted,
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` /s/ Alfonso Chan
`Alfonso Chan
`Reg. No. 45,964
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`Paper No. 3
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`CERTIFICATE OF SERVICE
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`The undersigned certifies that on September 20, 2018, a complete and entire
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`copy of this PATENT OWNER’S MANDATORY NOTICES PURSUANT TO
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`37 C.F.R. § 42.8(a)(3) was provided via electronic service to the Petitioner by
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`serving the correspondence address of record as follows:
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`Joseph A. Micallef
`jmicallef@sidley.com
`Scott M. Border
`sborder@sidley.com
`SIDLEY AUSTIN LLP
`1501 K Street N.W.
`Washington, DC 20005
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`Jason P. Greenhut
`jgreenhut@sidley.com
`SIDLEY AUSTIN LLP
`1 South Dearborn
`Chicago, IL 60603
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` /s/ Alfonso Chan
`Alfonso Chan
`Shore Chan DePumpo LLP
`901 Main Street, Suite 3300
`Dallas, TX 75202
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