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UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`HTC CORPORATION, HTC AMERICA, INC.,
`and APPLE INC.,
`Petitioners,
`
`v.
`
`INVT SPE LLC,
`Patent Owner.
`_____________
`
`Case Nos. IPR2018-01555 and IPR2018-01581
`U.S. Patent No. 7,848,439
`_____________
`
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`Petitioners’ Updated Exhibit List
`(IPR2018-01555 and IPR2018-01581)
`
`
`LIST OF EXHIBITS
`
`EXHIBIT
`
`1001
`
`DESCRIPTION
`
`DATE
`
`U.S. Patent No. 7,848,439 to She et al. (“the
`’439 Patent”)
`
`December 7, 2010
`
`1002
`
`File History of the ’439 Patent
`
`n/a
`
`1003
`
`U.S. Patent No. 6,904,283 to Li et al. (“Li”)
`
`June 7, 2005
`
`1004
`
`1005
`
`1006
`
`U.S. Patent No. 7,221,680 to Vijayan et al.
`(“Vijayan”)
`
`May 22, 2007
`
`U.S. Patent No. 6,721,569 to Hashem et al.
`(“Hashem”)
`
`April 13, 2004
`
`U.S. Patent No. 5,596,604 to Cioffi et al.
`(“Cioffi”)
`
`January 21, 1997
`
`1007
`
`Declaration of Zhi Ding, Ph.D.
`
`August 22, 2018
`
`1008
`
`Curriculum Vitae of Zhi Ding, Ph.D.
`
`n/a
`
`1009
`
`U.S. Patent No. 6,167,031 to Olofsson et al. December 26, 2000
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`Complaint, Inventergy, Inc. v. HTC
`Corporation, and HTC America, Inc., C.A.
`No.: 17-cv-200-VAC-CJB (D. Del. 2017)
`
`February 27, 2017
`
`Inventergy’s Voluntary Dismissal Without
`Prejudice
`
`May 25, 2017
`
`Complaint, INVT SPE LLC v. HTC
`Corporation, and HTC America, Inc., 2:17-
`cv-03740-JMV-JBC (D.N.J. 2017)
`
`May 25, 2017
`
`HTC Corp. and HTC America, Inc.’s Motion
`To Transfer
`
`March 9, 2018
`
`INVT’S Opposition to HTC Corp. and HTC
`America, Inc.’s Motion to Transfer
`
`March 23, 2018
`
`
`
`
`
`
`- 1 -
`
`
`
`
`
`

`

`Petitioners’ Updated Exhibit List
`(IPR2018-01555 and IPR2018-01581)
`
`
`EXHIBIT
`
`1015
`
`DESCRIPTION
`
`DATE
`
`HTC Corporation and HTC America, Inc.’s
`Reply Brief In Support Of Their Motion To
`Transfer
`
`April 2, 2018
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`Declaration of Zhi Ding, Ph.D. in Support of
`Petitioners’ Consolidated Reply to Patent
`Owner’s Consolidated Response
`
`October 30, 2019
`
`Transcript of Deposition of Dr. Branimir
`Vojcic in this consolidated inter partes
`review proceeding
`
`Jacky S. Chow, Jerry C. Tu, and John M.
`Cioffi, A Discrete Multitone Transceiver
`System for HDSL Applications, IEEE
`JOURNAL ON SELECTED AREAS IN
`COMMUNICATIONS, Vol. 9, No. 6, Pgs. 895-
`908
`
`October 3, 2019
`
`August 1991
`
`N.M. Maslin, High data rate transmissions
`over h.f. links, Radio and Electronic
`Engineer, Vol. 52, No. 2, Pgs. 75-87
`
`February 1982
`
`Sections 6.3.10.1, 6.3.17.4 and 8.1.4.1.2.5
`from the IEEE 802.16-2004 Standard
`
`October 1, 2004
`
`2011
`
`1995
`
`Section 3.7 of Erik Dahlman, Stefan
`Parkvall, and Johan Sköld, 4G LTE/LTE-
`ADVANCED FOR MOBILE BROADBAND
`
`Peter S. Chow, John M. Cioffi, and John
`A.C. Bingham, A Practical Discrete
`Multitone Transceiver Loading Algorithm
`for Data Transmission over Spectrally
`Shaped Channels, IEEE TRANSACTIONS ON
`COMMUNICATIONS, Vol. 43, No. 2/3/4, Pg.
`773
`
`
`
`
`
`
`- 2 -
`
`
`
`
`
`

`

`EXHIBIT
`
`1023
`
`1024
`
`1025
`
`1026
`
`Petitioners’ Updated Exhibit List
`(IPR2018-01555 and IPR2018-01581)
`
`
`DESCRIPTION
`
`DATE
`
`Andreas Czylwik, Adaptive OFDM for
`wideband radio channels, PROCEEDINGS OF
`1996 IEEE GLOBAL TELECOMMUNICATIONS
`CONFERENCE, Vol. 1, pp. 713-718
`
`1996
`
`Alexander M. Wyglinski, Fabrice Labeau,
`and Peter Kabal, An Efficient Bit Allocation
`Algorithm for Multicarrier Modulation,
`IEEE WIRELESS COMMUNICATIONS AND
`NETWORKING CONFERENCE, Pg. 1194, 1195
`
`Liastos Christos, Koutitas George, Virtual
`Labs #2: ‘Fading Process-Channel
`Characterization’: Documentation,
`International Helenic University
`
`March 21-25, 2004
`
`September 2010
`
`Ranjeet Mohapatra, Sameer Ranjan Behera,
`Application of Visual Simulation in
`Communication Systems, National Institute
`of Technology
`
`2007-2008
`
`
`
`Dated: October 31, 2019
`
`
`
`Respectfully submitted,
`
`/Stephen S. Korniczky/
`Stephen S. Korniczky (Reg. No. 34,853)
`SHEPPARD, MULLIN, RICHTER & HAMPTON LLP
`12275 El Camino Real, Suite 200
`San Diego, CA 92130
`Tel.: (858) 720-8900
`Fax: (858) 509-3691
`
`
`
`
`
`
`
`
`
`
`
`
`- 3 -
`
`
`
`
`
`

`

`Petitioners’ Updated Exhibit List
`(IPR2018-01555 and IPR2018-01581)
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on October 31,
`
`2019, a complete and entire copy of the Petitioners’ Updated Exhibit List was served
`
`via email to all parties to this proceeding at the addresses indicated:
`
`FOR PATENT OWNER:
`Cyrus A. Morton (Reg. No. 44,954)
`Bryan J. Vogel (Reg. No. 44,389)
`CMorton@RobinsKaplan.com
`BVogel@RobinsKaplan.com
`Christopher A. Seidl (Pro Hac Vice)
`Derrick J. Carman (Reg. No. 68,935)
`CSeidl@RobinsKaplan.com
`DCarman@RobinsKaplan.com
`John K. Harting (Pro Hac Vice)
`ROBINS KAPLAN LLP
`JHarting@RobinsKaplan.com
`399 Park Avenue, Suite 3600
`Shui Li (Reg. No. 74,617)
`New York, NY 10022
`SLi@RobinsKaplan.com
`
`Mary Pheng (Pro Hac Vice)
`Li Zhu (Reg. No. 73,465)
`MPheng@RobinsKaplan.com
`LZhu@RobinsKaplan.com
`ROBINS KAPLAN LLP
`ROBINS KAPLAN LLP
`800 LaSalle Ave., Suite 2800
`2440 West El Camino Real
`Minneapolis, MN 55402
`Suite 100
`
`Mountain View, CA 94040
`FOR CO-PETITIONER APPLE INC.
`Adam P. Seitz (Reg. No. 52,206)
`
`Adam.Seitz@eriseip.com
`Paul R. Hart (Reg. No. 59,646)
`Paul.Hart@eriseip.com
`ERISE IP, P.A.
`7015 College Blvd., Suite 700
`Overland Park, Kansas 66211
`
`
`Date: October 31, 2019
`
`
`
`
`
`/Stephen S. Korniczky/
`Stephen S. Korniczky (Reg. No. 34,853)
`
`
`
`
`
`
`
`
`- 4 -
`
`
`
`
`
`

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