`Samsung Electronics Co., Ltd.
`
`Inter Partes Review of
`U.S. Patent No. 5,699,275
`
`IPR2018-01552
`IPR2018-01553
`Oral Hearing: November 4, 2019
`
`1
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`SAMSUNG EXHIBIT 1043
`Samsung Electronics Co., Ltd. v. Iron Oak Technologies, LLC
`IPR2018-01553
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`Page 1 of 43
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`Instituted Grounds
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`• IPR2018-01552:
`o Claim 1 as anticipated by Sugita
`o Claim 1 as obvious over Sugita and Wortham
`o Claim 1 as obvious over Ballard and Shimizu
`• IPR2018-01553:
`o Claim 1 as obvious over Hapka and Parrillo
`o Claim 1 as obvious over Hapka, Parrillo, and Wortham
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`-01552 Institution Decision (Paper 9) at 26; -01553 Institution Decision (Paper 9) at 19
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`2
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`The ’275 Patent: Claim 1
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`Ex. 1001 at Claim 1
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`The ’275 Patent: Claim 14
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`Ex. 1001 at Claim 14
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`4
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`Claim Construction
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`• Petitioner’s Proposed Constructions:
`o “mobile unit”
`o “operating code”
`o “[manager host operable to] initiate transmission [through a wireless
`communication network of at least one discrete patch message defining
`at least one patch]”
`o “merging the at least one patch with current operating code”
`o “[manager host is further operable to] address [the at least one discrete
`patch message]”
`
`-01552 Petition (Paper 1) at 8-16; -01553 Petition (Paper 1) at 9-16;
`-01552 Institution Decision (Paper 9) at 4; -01553 Institution Decision (Paper 9) at 4
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`Claim Construction
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`•
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`Institution Decision Constructions:
`o “merging the at least one patch with current operating code”
` Construction: “incorporating the at least one patch into the current
`operating code, without replacing the entire current operating code”
`
`o “[manager host is further operable to] address [the at least one
`discrete patch message]”
` Construction: “[manager host is further operable to] decide which
`specific mobile unit to send [the at least one discrete patch
`message] to before beginning transmission” of the message
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`o No other terms were expressly construed by the Board
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`-01552 Institution Decision (Paper 9) at 4-7; -01553 Institution Decision (Paper 9) at 4-7
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`Claim Construction
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`• Patent Owner’s Implied Interpretations:
`o Second Mobile Unit
`“[A] mobile unit whose operating code has been updated by the patch
`
`message cannot be a ‘second mobile unit’because that unit no longer is
`‘operable to create patched operating code by merging the at least one
`patch with current operating code.’”
`
`
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`
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`“the Board failed to recognize that claim 1 requires that at the time of
`transmission of the patch message by the manager host both mobile units
`must be operable to create patched operating code from current operating
`code”
`
`“And, this same patch message is what the Second Mobile Unit must be
`operable to create ‘patched operating code’ from. If the alleged Second
`Mobile Unit cannot create patched operating code from that patch message
`(such as because the operating code is already patched) that unit cannot be
`the ‘Second Mobile Unit’ of claim 1 for purposes of that patch message.”
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`-01552 PO Response (Paper 16) at 6-7; PO Sur-Reply (Paper 21) at 3
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`Claim Construction
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`• The ’275 Patent Specification:
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`Ex. 1001 at 3:61-62, 5:14-25
`-01552 Petitioner Reply (Paper 20) at 7-8
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`Unpatentability Issues
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`•
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`•
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`IPR2018-01552:
`o Sugita discloses the claimed “manager host” and “second mobile unit”
`features
`o Ballard in view of Shimizudisclosed the claimed “manager host” and
`“second mobile unit” features
`
`IPR2018-01553:
`o Hapka in view of Parrillo discloses the claimed “manager host” and
`“second mobile unit” features
`
`-01552 PO Response (Paper 16) at 7; Petitioner Reply (Paper 20) at 9-18; PO Sur-Reply (Paper 21) at 2-9
`-01553 PO Response (Paper 18) at 3-9; Petitioner Reply (Paper 20) at 3-16; PO Sur-Reply (Paper 21) at 2-9
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`Unpatentability Issues
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`•
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`•
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`IPR2018-01552:
`o Sugita discloses the claimed “manager host” and “second mobile unit”
`features
`o Ballard in view of Shimizudisclosed the claimed “manager host” and
`“second mobile unit” features
`
`IPR2018-01553:
`o Hapka in view of Parrillo discloses the claimed “manager host” and
`“second mobile unit” features
`
`-01552 PO Response (Paper 16) at 7; Petitioner Reply (Paper 20) at 9-18; PO Sur-Reply (Paper 21) at 2-9
`-01553 PO Response (Paper 18) at 3-9; Petitioner Reply (Paper 20) at 3-16; PO Sur-Reply (Paper 21) at 2-9
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Patent Owner:
`o Sugita’s group ID features do not disclose the claimed
`“manager host” and “second mobile unit” features
`o Sugita’s individual ID features do not disclose the claimed
`“manager host” and “second mobile unit”
`
`-01552 PO Response (Paper 16) at 4-19; PO Sur-Reply (Paper 21) at 2-12
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita:
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`Sugita (Ex. 1005) at Fig. 2
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`Unpatentability (IPR2018-01552)
`Sugita
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`U.S. Patent No. 5,699,275
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`Sugita
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`Ex. 1001 at 3:6-31
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`Sugita (Ex. 1005) at ¶¶ 11, 36, 49
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita’s Group ID Features:
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`-01552 Petition (Paper 1) at 37-38; Petitioner Reply (Paper 20) at 9-12
`Sugita (Ex. 1005) at ¶¶ 12, 13
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita’s Group ID Features:
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`-01552 Petition (Paper 1) at 37-38; Petitioner Reply (Paper 20) at 9-12
`Sugita (Ex. 1005) at ¶¶ 14, 15
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita’s Individual ID Features:
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`-01552 Petition (Paper 1) at 38-39; Petitioner Reply (Paper 20) at 13-16
`Sugita (Ex. 1005) at ¶¶ 12, 13
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita’s Individual ID Features:
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`-01552 Petition (Paper 1) at 38-39; Petitioner Reply (Paper 20) at 13-16
`Sugita (Ex. 1005) at ¶¶ 14, 15, 41
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita’s Individual ID Features:
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`-01552 Petition (Paper 1) at 38-39; Petitioner Reply (Paper 20) at 13-16
`Sugita (Ex. 1005) at ¶ 48, [Figure 4]
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Petition: “first mobile unit”
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`-01552 Petition (Paper 1) at 30-35; Bederson Decl. (Ex. 1002) at ¶¶ 23-28, 31-32, 45-48, 91-97
`Sugita (Ex. 1005) at ¶¶ 13, 25, 28, 43-48
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Petition: “second mobile unit”
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`-01552 Petition (Paper 1) at 36; Bederson Decl. (Ex. 1002) at ¶¶ 23-28, 31-32, 45-48, 99
`Sugita (Ex. 1005) at ¶¶ 11-15, 17, 43-47
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Petition: “manager host”
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`-01552 Petition (Paper 1) at 37-38
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`Unpatentability (IPR2018-01552)
`Sugita
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`• Sugita:
`o Group ID
` Sugita discloses a “manager host” that sends a patch message to a
`“first mobile unit” (in one group), but not a “second mobile unit”
`(in a different group), where each unit is operable as claimed
`o Individual ID
` Sugita discloses a “manager host” that sends a patch message to a
`“first mobile unit” (individually, one at a time), but not a “second
`mobile unit” (unit subsequent in the list to be updated individually),
`where each unit is operable as claimed
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`-01552 Petitioner Reply (Paper 20) at 9-18; Petition (Paper 1) at 30-38
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`Unpatentability Issues
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`•
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`•
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`IPR2018-01552:
`o Sugita discloses the claimed “manager host” and “second mobile unit”
`features
`o Ballard in view of Shimizudisclosed the claimed “manager host” and
`“second mobile unit” features
`
`IPR2018-01553:
`o Hapka in view of Parrillo discloses the claimed “manager host” and
`“second mobile unit” features
`
`-01552 PO Response (Paper 16) at 7; Petitioner Reply (Paper 20) at 9-18; PO Sur-Reply (Paper 21) at 2-9
`-01553 PO Response (Paper 18) at 3-9; Petitioner Reply (Paper 20) at 3-16; PO Sur-Reply (Paper 21) at 2-9
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Patent Owner:
`o Ballard-Shimizu combination does not disclose the claimed
`“manager host” and “second mobile unit” features
`o Patent Owner’s sur-reply did not address Petitioner’s reply
`arguments regarding Ballard-Shimizu
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`-01552 PO Response (Paper 16) at 21-23; Petitioner Reply (Paper 20) at 17-18; Patent Owner Sur-Reply (Paper 21)
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Patent Owner:
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`-01552 PO Resp. (Paper 16) at 21-22
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Ballard:
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`-01552 Petition (Paper 1) at 45-70; Ballard (Ex. 1006), Fig. 1
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Ballard:
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`-01552 Petition (Paper 1) at 45-70; Ballard (Ex. 1006) at 2:1-5, 4:13-15
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Ballard-Shimizu: “manager host”
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`-01552 Petition (Paper 1) at 68; Ballard (Ex. 1006) at 4:14-18
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Petition: Ballard-Shimizu (“manager host”)
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`• Ballard:
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`-01552 Petition (Paper 1) at 68; Ballard (Ex. 1006) at 4:24-27
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Petition: Ballard-Shimizu
`(“manager host”)
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`• Ballard:
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`-01552 Petition (Paper 1) at 69-70; Ballard (Ex. 1006) at 4:27-34
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`Unpatentability (IPR2018-01552)
`Ballard-Shimizu
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`• Petitioner’s Reply:
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`-01552 Petitioner’s Reply (Paper 20) at 17-18
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`
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`The ’275 Patent: Claim 1
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`Ballard
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`Claim 1
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`Ballard (Ex. 1006) at 4:14-18, 4:27-34
`Ex. 1001 at Claim 1
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`
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`The ’275 Patent: Claim 1
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`Ballard
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`Claim 1
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`Ballard (Ex. 1006) at Fig. 1 (excerpt)
`Ex. 1001 at Claim 1
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`Unpatentability Issues
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`•
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`•
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`IPR2018-01552:
`o Sugita discloses the claimed “manager host” and “second mobile unit”
`features
`o Ballard in view of Shimizudisclosed the claimed “manager host” and
`“second mobile unit” features
`
`IPR2018-01553:
`o Hapka in view of Parrillo discloses the claimed “manager host” and
`“second mobile unit” features
`
`-01553 PO Response (Paper 18) at 3-9; Petitioner Reply (Paper 20) at 3-16; PO Sur-Reply (Paper 21) at 2-9
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Patent Owner:
`o “Petitioner’s Reply argues that the ‘operable to’ claim phrasing . . . means that
`any prior art that discloses a reasonable capability of updating software
`discloses this claim element.”
`
`o “A prior art reference that discloses a reasonable capability to create patched
`operating code without also disclosing that the patched operating code is created
`by merging the at least one patch with current operating code, without
`replacing the current operating code cannot disclose that it is ‘reasonably
`capable of operating so as to meet the claim limitations.’”
`
`o “[N]owhere does Hapka disclose that [its] ‘software’ or ‘firmware’ is modified,
`let alone ‘patched’ as required by Claim 1.”
`
`o “Neither Petitioner nor its expert separately argues how or where Hapka
`discloses that the alleged ‘second’ mobile unit was operable to be updated by
`the same patch (i.e., ‘the at least one discrete patch message’) that updated the
`first mobile unit, as required by claim 1.”
`
`-01553 PO Sur-Reply (Paper 21) at 4, 5, 7, 8
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Hapka:
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`-01553 Petition (Paper 1) at 48-55; Hapka (Ex. 1008), Figs. 1a, 1b
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`36
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Hapka’s “first mobile unit” and “second mobile unit”:
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`-01553 Petition (Paper 1) at 48-55; Petitioner Reply (Paper 20) at 9-11; Hapka (Ex. 1008) at 4:5-37
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Hapka’s “first mobile unit” and “second mobile unit”:
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`-01553 Petition (Paper 1) at 48-55; Petitioner Reply (Paper 20) at 9-11; Hapka (Ex. 1008) at 8:33-61
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Parrillo:
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`-01553 Petition (Paper 1) at 56-57; Petitioner Reply (Paper 20) at 15-16
`-01553 Parrillo (Ex. 1009) at Fig. 1, 2:10-14, 4:60-5:2, 5:14-19
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Petition: Parrillo
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`-01553 Petition (Paper 1) at 56-57; Petitioner Reply (Paper 20) at 15-16
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`• Petition: Hapka-Parrillo
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`-01553 Petition (Paper 1) at 54, 57-58; Petitioner Reply (Paper 20) at 15-16
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`-01553 Petitioner Reply (Paper 20) at 13
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`Unpatentability (IPR2018-01553)
`Hapka-Parrillo
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`•
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`IPR2018-01553:
`
`o Hapka-Parrillo discloses a “manager host” (e.g., computer 12 operated
`by a fleet manager) that can selectively address a “first mobile unit”
`(system 36 on a first targeted vehicle in the fleet) to send a patch
`message, but not a “second mobile unit” (system 36 on a non-targeted
`vehicle in the fleet), where each unit is operable as claimed
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`-01553 Petitioner Reply (Paper 20) at 3-16; Petition (Paper 1) at 17-61
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