`
`(REV. 92006)
`
`
`
`U.S. PATENT AND TRADEMARK OFFICE; U.S. DEPARTMENT OF COMMERCE
`
`TRANSMITTAL LETTER TO THE UNITED STATES
`
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`
`ATTORNEY'S DOCKET NUMBER 7
`
`L9289.07161
`
`
`U.S. APPLICATION NO. (If known, see 37 CFR 1.5)
`
`
`
`PCT/JP2005/021246
`'
`TITLE OF INVENTION
`‘
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`November 18, 2005
`
`‘
`
`November 19, 2004
`
`Z This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission must include items (5), (6),
`(9) and (25) indicated below.
`
`
`
`4.
`
`The US has been elected (Article 31).
`
`X A copy of the International Application as filed (35 U.S.C. 371 (c)(2))
`
`a.
`is attached hereto (required only if not communicated by the International Bureau).
`
`
`
`
`
`b. X
`
`c.
`
`has been communicated by the International Bureau.
`is not required, as the application was filed in the United States Receiving Office (RO/US).
`
`are attached hereto (required only if not communicated by the International Bureau).
`
`have been communicated by the International Bureau.
`have not been made; however, the time limit for making such amendments has NOT expired.
`have not been made and will not be made.
`
`
`
` _
`
`I:
`
`
`
`
`
`
`
`
`
`
`FOR DO/EO/US
`. PPLICANT(S)
`
`
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other Information:
`
`
`This is a FIRST submission of items concerning a submission under 35 U.S.C. 371.
`
`
`
`
`This is a SECOND or SUBSEQUENT submission of items concerning a submission under 35 U.S.C. 371.
`
`
`
`
`
`
`
`
`
`
`
`
`An English language translation of the InternationaEApplication as filed (35 U.S.C. 371(c)(2)).
`>3
`6.
`
`
`
`a.
`*3
`is attached hereto.
`
`
`b. 3
`has been previously submitted under 35 U.S.C. 154(d)(4).
`
`
`
`
`
`7.
`Amendments to the claims of the International Application under PCT Article 19 (35 U.S.C. 371 (c)(3))
`
`
`$19.09)
`
`
`3 An Engilsh language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371(c)(3)).
`
`
`Z An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4)).
`I:
`An English language translation of the annexes to the International Preliminary Examination Report under PCT
`
`Article 36 (35 U.S.C. 371 (c)(5)).
`
` A copy of the International Preliminary Examination Report (PCT/IPEA/409).
`
`
`A copy of the International Search Report (PCT/ISA/210).
`
`
`Items 13 to 23 below concern document(s) or information included:
`
`
`
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`
`
`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
`
`
`A FIRST preliminary amendment.
`
`
`
`j A SECOND or SUBSEQUENT preliminary amendment.
`16.
`17. E An Application Data Sheet under 37 CFR 1.76.
`
`
`
`18.
`A substitute specification.
`
`
`
`
`'
`
`
`
`
`
`
`
`
`9.
`
`
`
`
`
`
`19,
`
`20,
`
`21,
`
`
`
`
`:
`
`A power of attorney and/or change of address letter.
`
`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.2 and 37 CFR 1.821 - 1.825.
`
`I:
`
`: A second copy ofthe published International Application under 35 U.S.C. 154(d)(4).
`A second copy of the English language translation of the International Application under 35 U.S.C. 154(d)(4).
`
`
`
`Express Mail Label No.
`
`Page 1 of 3
`
`PCTUS1IREVOB
`
`|PR2018-01477
`
`Apple Inc. EX1002 Page 1
`
`IPR2018-01477
`Apple Inc. EX1002 Page 1
`
`
`
`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007. OMB 0651—0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`U.S. APPLICATION NO (if known, see 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`A'I'l'ORNEY'S DOCKET NUMBER
`PCT/JP2005/021246
`L9289.07161
`
`24.
`Other items or information:
`
`PCT/RO/101
`
`
`
`The following fees have been submitted:
`CALCULATIONS
`PTO USE
`25.
`Basic national fee (37 CFR 1.492(a)) .............................
`$300
`$
`$300.00
`
`
`$200.00
`
`$400.00
`
`
`
`fl
`Examination fee (37 CFR 1.492(c))
`26.
`Ifthe written opinion prepared by [SA/US or the international preliminary examination report
`prepared by IPEA/US indicates all claims satisfy provisions of PCT Article
`$0
`
`All other situations ................................................... $200
`27. E!
`Search fee (37 CFR1.492(b))
`If the written opinion of the ISA/US or the International preliminary examination report prepared
`by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)—(4). .
`.
`$0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO
`as an International Searching Authority ..............................
`$100
`International Search Report prepared by an ISA other than the US and provided to the Office or
`previously communicated to the US by the IB .........................
`$400
`All other situations ...................................................
`$500
`
`
`
`$TOTAL OF 25, 26 and 27 = $900.00
`
`I: Additional fee for specification and drawings filed in paper over 100 sheets (excluding
`sequence listing in compliance with 37 CFR 1.821(c) or (e) in an electronic medium or
`computer program listing in an electronic medium) (37 CFR 1.492(j)).
`The fee is $250 for each additional 50 sheets of paper or fraction thereof.
`
`
`$
`
`$
`
`RATE
`Number of each additional 50 or
`Extra Sheets
`Total Sheets
`fraction thereof (round up to a whole
`
`— 100 =
`o
`150 =
`0
`x
`$250.00
`$
`$0.00
`
`
`Surcharge of $130.00 for furnishing any of the search fee, examination fee, or the oath or
`$
`
` declaration after the date of commencement of the national stage (37 CFR 1.492(h)).
`CLAIMS
`NUMBER FILED
`NUMBER EXTRA
`RATE
`
`Total claims
`12
`— 20 =
`O
`X
`$50.00
`$
`$0.00
`
`Independent claims
`3
`-
`3 =
`0
`X
`$200.00
`$
`$0.00
`
`
`MULTIPLE DEPENDENT CLAIMS (if applicable)
`C!
`+
`$360.00
`$
`0
`
`TOTAL OF ABOVE CALCULATIONS =
`3;
`$900.00
`
`
`I: Applicant claims small entity status. See 37 CFR 1.27. Fees above are reduced by
`$
`$0 00
`1/2.
`.
`
`SUBTOTAL =
`$
`$900.00
`
`Processing fee776f$13w0foo for furnishing the English translation later than 30 months from
`$
`$0 00
`
`the earliest claimed priorityfldate (37 CFR 1._492(i)).
`__
`'
`TOTAL NATIONAL FEE =
`$
`$90000
`
`
`Fee for recording the enclosed assignment (37 CFR 1.21 (h)). The assignment must be
`$
`$0 00
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40 per property
`+
`'
`
`$TOTAL FEES ENCLOSED = $900.00
`
`
`
`Amount to be 3;
`Amount to be
`
`
`
`Page 2 of 3
`
`PCTUS1/REV08
`
`IPR2018—01477
`
`Apple Inc. EX1002 Page 2
`
`IPR2018-01477
`Apple Inc. EX1002 Page 2
`
`
`
`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displaysa vatid OMB control number.
`
`aE]
`
`11E]
`
`6.-
`
`d.Ei
`
`A check in the amount of $
`
`to cover the above fees is enclosed.
`
`Piease charge my Deposit Account No.
`A duplicate copy ofthis sheet is enclosed.
`
`in the amount of $
`
`to cover the above fees.
`
`The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment
`to Deposit Account No.
`19-4375
`. A duplicate copy of this sheet is enclosed
`
`Fees are to be charged to a credit card. WARNING: Information on this form may become public, Credit card
`information should not be included on this form. Provide credit card information and authorization on PTO—2038. The
`PTO—2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOT be faxed to the USPTO,
`
`ADVISORY: if filing by EFS—Web. do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission.
`Piease
`
`be advised that this is not recommended and by doing so your credit card information may be displayed via PAIRI'To
`
`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been me
`must be filed and granted to restore the International Application to pendin
`
`: tition to revive (37 CFR 1.137(a) or (b))
`
`
`
`
`
`SEND ALL CORRESPONDENCE TO:
`
`James E. Ledbetter
`
`STEVENS, DAVIS, MILLER & MOSHER, LLP
`1615 L. STREET, NW, SUITE 850
`WASHINGTON, DC 20036
`
`
`
`Jam es E. Ledbetter
`
`NAME
`
`
`28,732
`REGISTRATION NUMBER
`
`
`May 17, 2007
`DATE
`
`
`Page 3 of 3
`
`PCTUSIIREVDB
`
`|PR2018—01477
`
`Apple Inc. EX1002 Page 3
`
`IPR2018-01477
`Apple Inc. EX1002 Page 3
`
`
`
`u.s. PATENT AND TRADEMARK OFFICE; u.s. DEPARTMENT OF COMMERCE
`{SER/Mngggeiaeo (Modified)
`TRANSMITTAL LETTER TO THE UNITED STATES
`
`ATTORNEY'S DOCKET NUMBER
`L9289~07161
`
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`
`u.s. APPLICATION NO. (If known, see 37 CFR1.5)
`
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`INTERNAIONAL APPLICATION NO.
`INTERNATIONAL FILING DATE
`PCT/JP2005/021246
`November 18, 2005
`TITLE OF INVENTION
`
`PRIORITY DATE CLAIMED
`November 19, 2004
`
`‘
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`. PPLICANT(S) FOR DO/EO/US
`Xiaoming SHE
`Jifeng LI
`
`ppiicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information:
`
`
`Z This is a FERST submission of items concerning a submission under 35 U.S.C. 371,
`
`This is a SECOND or SUBSEQUENT submission of items concerning a submission under 35 U.S.C. 371.
`X This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission must include items (5), (
`
`(9) and (25) indicated below.
`
`),
`
`The US has been elected (Article 31).
`
`A copy of the International Application as filed (35 U.S.C. 371 (c)(2))
`
`a.
`is attached hereto (required only if not communicated by the international Bureau).
`
`
`
`b. X
`
`
`C.
`
`
`
`
`
`
`
`
`has been communicated by the International Bureau.
`
`is not required, as the application was filed in the United States Receiving Office (RO/US).
`
`has been previously submitted under 35 U.S.C. 154(d)(4).
`
`An English language translation of the InternationaIApplication as filed (35 U.S.C. 371(c)( )).
`is attached hereto.
`
`
`
`
`
`
`
`
`
`
`dments to the Claims ofthe International Application under PCT Article 19 (35 U.S.C. 371 (C)(3))
`
`are attached hereto (required only if not communicated by the International Bureau).
`
`have been communicated by the International Bureau.
`
`have not been made; however, the time limit for making such amendments has NOT expired.
`have not been made and will not be made.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`An English language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371(c)(3)).
`An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4)).
`
`An English language translation of the annexes to the International Preliminary Examination Report under PCT
`Article 36 (35 U.S.C. 371 (c)(5)).
`
`A copy of the International Preliminary Examination Report (PCT/IPEA/409).
`A copy of the International Search Report (PCT/ISA/210).
`
`
`
`
`
`12.
`
`Items 13 to 23 below concern document(s) or information included:
`
`
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
`
`A FIRST preliminary amendment.
`
`A SECOND or SUBSEQUENT preliminary amendment.
`
`An Application Data Sheet under 37 CFR 1.76.
`
`A substitute specification.
`A power of attorney and/or change of address letter.
`
`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.2 and 37 CFR 1.821 - 1.825.
`
`A second copy of the published International Application under 35 U.S.C. 154(d)(4).
`A second copy of the English language translation of the International Application under 35 U.S.C. 154(d)(4).
`
`Express Mail Label No.
`
`Page 1 of 3
`
`PCTUSl/REVOB
`
`|PR2018-01477
`
`Apple Inc. EX1002 Page 4
`
`IPR2018-01477
`Apple Inc. EX1002 Page 4
`
`
`
`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007. OMB 0651—0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`U.S. APPLICATION NO (if known, see 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`A'I'l'ORNEY'S DOCKET NUMBER
`PCT/JP2005/021246
`L9289.07161
`
`24.
`Other items or information:
`
`PCT/RO/101
`
`
`
`The following fees have been submitted:
`CALCULATIONS
`PTO USE
`25.
`Basic national fee (37 CFR 1.492(a)) .............................
`$300
`$
`$300.00
`
`
`$200.00
`
`$400.00
`
`
`
`fl
`Examination fee (37 CFR 1.492(c))
`26.
`Ifthe written opinion prepared by [SA/US or the international preliminary examination report
`prepared by IPEA/US indicates all claims satisfy provisions of PCT Article
`$0
`
`All other situations ................................................... $200
`27. E!
`Search fee (37 CFR1.492(b))
`If the written opinion of the ISA/US or the International preliminary examination report prepared
`by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)—(4). .
`.
`$0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO
`as an International Searching Authority ..............................
`$100
`International Search Report prepared by an ISA other than the US and provided to the Office or
`previously communicated to the US by the IB .........................
`$400
`All other situations ...................................................
`$500
`
`
`
`$TOTAL OF 25, 26 and 27 = $900.00
`
`I: Additional fee for specification and drawings filed in paper over 100 sheets (excluding
`sequence listing in compliance with 37 CFR 1.821(c) or (e) in an electronic medium or
`computer program listing in an electronic medium) (37 CFR 1.492(j)).
`The fee is $250 for each additional 50 sheets of paper or fraction thereof.
`
`
`$
`
`$
`
`RATE
`Number of each additional 50 or
`Extra Sheets
`Total Sheets
`fraction thereof (round up to a whole
`
`— 100 =
`o
`150 =
`0
`x
`$250.00
`$
`$0.00
`
`
`Surcharge of $130.00 for furnishing any of the search fee, examination fee, or the oath or
`$
`
` declaration after the date of commencement of the national stage (37 CFR 1.492(h)).
`CLAIMS
`NUMBER FILED
`NUMBER EXTRA
`RATE
`
`Total claims
`12
`— 20 =
`O
`X
`$50.00
`$
`$0.00
`
`Independent claims
`3
`-
`3 =
`0
`X
`$200.00
`$
`$0.00
`
`
`MULTIPLE DEPENDENT CLAIMS (if applicable)
`C!
`+
`$360.00
`$
`0
`
`TOTAL OF ABOVE CALCULATIONS =
`3;
`$900.00
`
`
`I: Applicant claims small entity status. See 37 CFR 1.27. Fees above are reduced by
`$
`$0 00
`1/2.
`.
`
`SUBTOTAL =
`$
`$900.00
`
`Processing fee776f$13w0foo for furnishing the English translation later than 30 months from
`$
`$0 00
`
`the earliest claimed priorityfldate (37 CFR 1._492(i)).
`__
`'
`TOTAL NATIONAL FEE =
`$
`$90000
`
`
`Fee for recording the enclosed assignment (37 CFR 1.21 (h)). The assignment must be
`$
`$0 00
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40 per property
`+
`'
`
`$TOTAL FEES ENCLOSED = $900.00
`
`
`
`Amount to be 3;
`Amount to be
`
`
`
`Page 2 of 3
`
`PCTUS1/REV08
`
`IPR2018—01477
`
`Apple Inc. EX1002 Page 5
`
`IPR2018-01477
`Apple Inc. EX1002 Page 5
`
`
`
`PTO-1390 (Rev. 09-2006)
`Approved for use through 3/31/2007. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displaysa vatid OMB control number.
`
`aE]
`
`11E]
`
`6.-
`
`d.Ei
`
`A check in the amount of $
`
`to cover the above fees is enclosed.
`
`Piease charge my Deposit Account No.
`A duplicate copy ofthis sheet is enclosed.
`
`in the amount of $
`
`to cover the above fees.
`
`The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment
`to Deposit Account No.
`19-4375
`. A duplicate copy of this sheet is enclosed
`
`Fees are to be charged to a credit card. WARNING: Information on this form may become public, Credit card
`information should not be included on this form. Provide credit card information and authorization on PTO—2038. The
`PTO—2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOT be faxed to the USPTO,
`
`ADVISORY: if filing by EFS—Web. do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission.
`Piease
`
`be advised that this is not recommended and by doing so your credit card information may be displayed via PAIRI'To
`
`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been me
`must be filed and granted to restore the International Application to pendin
`
`: tition to revive (37 CFR 1.137(a) or (b))
`
`
`
`
`
`SEND ALL CORRESPONDENCE TO:
`
`James E. Ledbetter
`
`STEVENS, DAVIS, MILLER & MOSHER, LLP
`1615 L. STREET, NW, SUITE 850
`WASHINGTON, DC 20036
`
`
`
`Jam es E. Ledbetter
`
`NAME
`
`
`28,732
`REGISTRATION NUMBER
`
`
`May 17, 2007
`DATE
`
`
`Page 3 of 3
`
`PCTUSIIREVDB
`
`|PR2018—01477
`
`Apple Inc. EX1002 Page 6
`
`IPR2018-01477
`Apple Inc. EX1002 Page 6
`
`
`
`PTO/SBI14 (08-05)
`Approved for use through 0781/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.5. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number L9289.07161
`
`.
`.
`Application Number
`
`
`
`
`
`
`
`Title of Invention
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`
`|:| Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`A licant Information:
`
`
`Applicant 1
`
`Applicant Authority @Inventor | OLegal Representative under 35 U.S.C. 117
`IOParty of Interest under 35 U.S.C. 118
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`
`Residence Information (Select One) O US Residency
`6) Non US Residency O Active US Military Service
`
`
`City
`BEIJING
`Country Of Residencei
`CN
`Citizenship under 37 CFR 1.41(b) i
`ON
`
`Xiaoming
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`clo Panasonic R&D Center 00., Ltd.
`
`18th F|_, N027 Zhongguancun St, Haidian District
`
`
`
`
`
`
`Applicant 2
`
`Applicant Authority @Inventor | OLegal Representative under 35 U.S.C. 117
`|OParty of Interest under 35 U.S.C. 118
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`Residence Information (Select One) 0 US Residency
`(9 Non US Residency 0 Active US Military Service
`
`
`
`City
`
`KANAGAWA
`
`Country Of Residencei
`
`Citizenship under 37 CFR 1.41(b) i
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`clo Panasonic Mobile Communications Co., Ltd.
`
`600, Saedo—cho, Tsuzuki-ku, Yokohama—shi
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`
`generated within this form by selecting the Add button.
`Add
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`
`For further information see 37 CFR 1.33(a). |:| An Address is being provided for the correspondence Information of this applicnflfliz01 8-01477
`
`EFSWeb2.0
`
`Apple Inc. EX1002 Page 7
`
`IPR2018-01477
`Apple Inc. EX1002 Page 7
`
`
`
`PTO/SBI14 (08-05)
`Approved for use through 07f31i'2006. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number
`
`L9289.07161
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`Title of Invention
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`
`Application Number
`
`
`
`
`
`Customer Number
`
`52989
`
`Email Address
`
`
`
`ledbetter@stevensdavis.com
`
`Add Email
`
`Application Information:
`
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`Title of the Invention
`
`Attorney Docket Number L9289.07161
`| Small Entity Status Claimed
`|:|
`
`
`
`Nonprovisional
`Application Type
`
`
`Utility
`Subject Matter
` Suggested Class (if any)
`
`
`Sub Class (if any)
`
`
`Suggested Technology Center (if any)
`
`_ Suggested Figure for Publication (if any)
`
`
`
`Total Number of Drawing Sheets (if any)
`Publication Information:
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`I:I
`
`Request Not to Publish.
`I hereby request that the attached application not be published under 35 U.S.C. 122(b)
`and certify that the invention disclosed in the attached application has not been and will not be the subject of an
`application filed in another country, or under a multilateral agreement, that requires publication at eighteen months
`after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Enter
`either Customer Number
`or
`complete
`the
`Representative Name
`section
`below.
`If
`both
`are completed the Customer Number will be used for the Representative Information during processing.
`
`sections
`
`52989
`
`Please Select One:
`
`@ Customer Number
`
`O US Patent Practitioner O US Representative (37 CFR 11.9)
`
`Customer Number
`
`Domestic Priority Information:
`
`This section allows for the applicant to claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(0). Providing this information in the
`application data sheet constitutes the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)
`(4), and need not otherwise be made part of the specification.
`
`
`Prior Application Status
`
`
`
`
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD)
`
`
`
`
`Additional Domestic Priority Data may be generated within this form by selecting
`the Add button.
`
`a 371 of international
`
`PCT/JP2005/021246
`
`
`
`
`
`
`2005-11-18
`
`Add
`
`Foreign Priority Information:
`—tPR‘2018:0T477—
`
`EFSWeb2.0
`
`Apple Inc. EX1002 Page 8
`
`IPR2018-01477
`Apple Inc. EX1002 Page 8
`
`
`
`PTO/SBI14 (08-05)
`Approved for use through 0781/2006. OMB 0651-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`Application Number
`
`L9289.0T161
`
`
`
`
`
`Title of Invention
`COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, AND COMMUNICATION METHOD
`
`
`
`
`
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Remove
`
`Application Number
`
`Parent Filing Date (-YYYY MM-DD}
`
`Priority Claimed 200410094967] _ 2004——1119
`
`(9 Yes O No
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`
`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
`
`
`Assignee 1
`
`If the Assignee is an Organization check here.
`
`Organization Name
`MATSUSHITA ELECTRIC INDUSTRIAL 00., LTD.
`
`Mailing Address Information:
`
`
`Address 1
`1006, OAZA KADOMA, KADOMA-SHI
`
`Address 2
`
`
`
`City
`OSAKA
`StateIProvince
`
`Country i
`JP
`Postal Code
`571-8501
`Phone Number
`Fax Number
`
`Email Address
`
`
`Additional Assignee Data may be generated within this form by selecting the Add
`Add
`button.
`
`
`Signature:
`
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`James/Edward/Ledbetter
`
`Date (YYYY-MM-DD)
`
`Signature First Name
`
`Ledbetter
`
`Registration Number
`
`2007-05-17
`
`28732
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/0r suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFSWeb2.0
`
`|PR2018—O1477
`
`Apple Inc. EX1002 Page 9
`
`IPR2018-01477
`Apple Inc. EX1002 Page 9
`
`
`
`Privacy Act Statement
`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`
` The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`
`
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`|PR2018—01477
`
`EFS Web 2.0
`
`Apple Inc. EX1002 Page 10
`
`IPR2018-01477
`Apple Inc. EX1002 Page 10
`
`
`
`P035889P0
`
`
`
`
`
`EfififififlmidflflfimEEE
`mfimxafitcEE’EE?~5$EE¢¢0E¢)
`
`
`1/3
`
`EEEIEEEAW
`EllEEtHFJfEE 53'"
`
`0“1
`
` 0
`
`
`
` E
`l‘1’ i741)
`
`
`044
`Will} PCT/RO/lOl
`
`EUDEEWEJJ EXQUEEQEEHEEEEEE
`0—4—1
`JEEBiZJt/in’fifiiéflto
`JPO~PAS
`
`0330
`
`
`
`0—5
`'IJL7:
`
`LL:i’EAii ,Wlfllfim wE75"‘i‘ifszmflxfiG
`
`5:1EOVCflEFéz/LZJLETKufi/kfzb
`
`
`ILHJFEAlon/pffami‘fbtxflii BF?
`0 6
`
`EZlSEI‘vTEE‘FT
`(RD/JP)
`
`H‘li’fiAXllififlilAUD’affifid5'
`
`
`P035889P0
`
`
`
`
`
`
`
`E$EJP
`06—6908—1473
`
`06—6909—0053
`
`000005821
`
`
`
`
`
`
`HjfifiixliZFEEEEEETEEBES (applicant and inventor)
`
`fiéEJODJ+ (US only)
`
`YEA IJ\Bfi
`
`SHE, Xiaoming
`
`
`
`|PR2018-01477
`
`Apple Inc. EX1002 Page 11
`
`
`
`
`
`EEEE EEVXEAEUEEEE
`
`(applicant only)
`tlzllEEA'G‘ZlfiZf)
`*EIEBE<$'CODEEEI
`(all designated States
`except US)
`EPA "FEEEEEEEKEH:
`
`LTD.
`
`MATSUSHITA ELECTRlC lNDUSTRiAL 00.,
`5718501
`Ell-(El
`KEEFEEEXEFEE 1 O 0 SEE
`
`1006, Oaza Kadoma, Kadoma—shi, Osaka
`5718501
`Japan
`EIZlEEI JP
`
`0‘2
`
`El 53% ttlE'E Fl
`
`
`
`
`
`
`
`EBB 03X: 1%
`
`WE’A
`:(DJEllCEEEfilZl/TCEE
`
`
`
`
`
`I45en
`
`176
`
`[“7
`
`i~8
`
`1'9
`
`{—1 1
`
`il~1
`[l-lfl
`
`ii~~1~2
`
`II~1—-/1ja
`11—-
`1~4cn
`
`Il’l 'Sja
`Ilwl—Sen
`ll‘l‘6
`“‘1‘7
`
`EwfitfimowrmeATEE
`
`4: BF
`Name:
`
`351%:
`
`Address:
`
`Elfe’rfiEléfl)
`
`lEEFfi(EWz)
`
`77%ViUEE’iE'
`
`EVE/K3336 7
`
`’5'}
`
`7c0>iifl®mififiAXii§éWEE
`:mfifiiZEEEi‘zL/Tciéfi:
`
`E®EElEiZOWT®EilEEAT$>5n
`
`EEéZICfifiééS)
`
`Name (LAST, First):
`
`$31—45
`Address:
`133% (EMS)
`
`FF)? (E1441)
`
`IPR2018-01477
`Apple Inc. EX1002 Page 11
`
`
`
`
`
`
`
`
`
`
`WE, W:
`EEAEEEI CN
`
`
`
`
`VH
`EEEELEEIEEJEEEEGSA)
`BXEI'HEEH‘FF (ISA/JP
`
`
`V
`mfif
`\
`
`
`
`
`V‘II-l
`E‘Efififiwifiifldflfi‘é [$7.1
`
`EEFEL1>40+MEIJ iahéEJE‘i E
`
`
`
`‘1)2:
`[111313 [€3o1f6H1FEAODE1rE1EJ“T/Z>
`
`
`EmmmmEEEEEEEEWE,
`
`
`
`'dgj.
`E [3 335177; [flJEEAKIDiE1E1CIE1’r6
`
`EEWJETEEEONHZTWfiEflEEiEIE ‘_
`EEEEE)
`[5&ng
`_.
`VDWJfi’HCBQ‘J‘é KP if
`
`“H WE”
`V‘I‘Z mwgfl’
`
`
`
`VIII 2
`
`VHfi
`
`VII-4
`VIII 5
`
`P035889P0
`
`
`$E§$1flfi¥§$§11fi6< IISfj-EHEIEEJEEE
`$ij1lctégb (1i
`
`2/3
`
` iii? ,%,¥_;‘Hgflifimk7£0 ET)
`
`KETJE
`Address:
`51%(11156)
`
`EH? ([3145)
`{JCEEAXEEEEUDREE\ Efilapéb‘téz:
`’anmEci EILEHEFEI [:an “CE
`.aa):'<mE/\0>7:sz>:HEJEF’Q
`V—Hja EEJIIFEIE)
`v—1»10nName(LAST, First):
`
`111-2
`11142—1
`
`'II«~2M2
`
`%®E®EEAXE%EE
`:OJJHEE] [ziETBfilZl/Tzffi‘fi
`
`EwififiEEIK/erwmfifijxfihéa
`
`[I 2 4ja
`II—2—4en
`
`EEéiz (114E431)
`
`Name (LAST, First):
`
`II-2m5ja
`11~2~50n
`11‘2-6
`II<2a7
`VE1
`
`V41‘2ja AME.
`
`WWW/“dress:
`
`1V~1‘3
`
`
`Gay—WEE:
`
`HjfiEAZiUfiBEfi’Gfié (applicant and inventor)
`*Elwfi
`(US only)
`"i
`EEIIE
`
`LI, Jifeng
`
`~
`REA (agent)
`gag
`IL}—
`WASHIDA Kimihito
`
`5
`
`2060034
`BEE
`“
`EEEBEEEEEW1TE 2 4 ~1¥fifififfit psi—t»
`5th Floor Shintoshicenter Bldg. , 24-1, Tsurumak
`E 1-chome Tama—shl, Tokyo
`2060034
`
`I
`
`Japan
`042—338—4600
`
`
`
`042—338—4605
`100105050
`
`
`77aviUEEE
`IVM1~4
`IV'1—6
`[EEEAEEEEEEE
`
`v
`[::Emmi:
`vA1
`’0JJEE31EHEwTéEL/LE [5E3 HWEE 5W1
`
`4.9(a) :E‘é’j‘e“ FTVWJF‘EOJHEILVCWHQE
`EEZQQTODPCTWE’JIJMLHEL [MEL5%;
`EDEEEEEEEMEEEEE: )EU‘EE—m
`s‘ffirqifiiiELDWEEEUD?JJEER Z;
`EJBE’EtJIJEHEZ:
`imfflwwfifiézgd<ffififiéfi$fi
`
`
`
`
`
`v —1
`
`2004513 11E 19E!
`200410094967.7
`
`(19.11.2004)
`
`
`
`
`EEIHUEWEL\Efifimiifiifll
`
`
`|