throbber
IPR2018-01477
`Patent 7,848,439
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`Apple Inc., and
`ZTE (USA) Inc.,
`Petitioners
`
`v.
`
`INVT SPE, LLC
`Patent Owner
`_____________________
`
`Case: IPR2018-01477
`
`United States Patent No. 7,848,439
`_____________________
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`DECLARATION OF DR. BRANIMIR VOJCIC
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`IPR2018-01477
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`I, BRANIMIR VOJCIC, hereby declare as follows:
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`1.
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`I am competent to testify, and, if called upon during an Inter Partes
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`Review (IPR) proceeding, would do so. If called upon as a witness, I could
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`competently testify to the truth of each statement herein.
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`2.
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`I was asked to provide an opinion on the Petition asserted in IPR2018-
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`01477, regarding U.S. Patent No. 7,848,439 (’439 patent) (Ex. 1001), statements
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`made in the Petition, and exhibits in support of the Petition, including the
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`declaration of Dr. Andrew Singer (Ex. 1003). In particular, I was asked to provide
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`an opinion on the Petition’s Ground 1, which asserts unpatentability based on a
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`combination of the Li patent (Ex. 1004) and the Walton patent (Ex. 1005), and the
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`Petition’s Ground 2, which asserts unpatentability based on the combination of Li,
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`Walton, further in view of the Vijayan patent (Ex. 1006).
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`3. My opinion is based upon my knowledge and experience, and my
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`review of the ’439 patent, the Petition, and exhibits in support of the Petition.
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`I.
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`BACKGROUND
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`4.
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`I am an expert in wireless technology and other areas of
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`telecommunications, signal processing, and electrical engineering. I am presently a
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`Professor Emeritus of Engineering and Applied Science at The George
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`Washington University. I retired from the university in May 2015, where I was a
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`member of the faculty since September 1, 1991. In addition, I have served as a
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`consultant for a number of companies in the wireless communications industry in
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`various technology areas. I have also served on numerous committees and as a
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`reviewer and editor for several journals, conferences, and organizations.
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`5.
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`I am presently President of Xplore Wireless, LLC, a small
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`telecommunication consulting company. I am also a co-founder, Director, CEO
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`and CTO of LN2, a startup in the telecommunication space.
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`6.
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`I received my Diploma of Engineering, Master of Science, and Doctor
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`of Science degrees in Electrical Engineering from the University of Belgrade in
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`Yugoslavia in 1981, 1986, and 1989, respectively. The primary focus of my Doctor
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`of Science studies was on Code Division Multiple Access (CDMA) and spread
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`spectrum communications technologies.
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`7.
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`In 1991, I joined The George Washington University as an Assistant
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`Professor and was promoted to Associate Professor and Professor in 1997 and
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`2000, respectively. From 2001 to 2004, I served as the Chairman of the Electrical
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`and Computer Engineering Department at The George Washington University.
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`During my tenure at The George Washington University, until May 2015, I taught
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`many different courses on communications theory and networks, wireless
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`communications, and I was a course director for a number of courses in
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`communications. I have supervised students mostly in the areas of communications
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`and coding theory, wireless communications/networks, including CDMA
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`(including IS-95, CDMA2000, WCDMA/HSDPA/HSUPA), and OFDM/LTE and
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`have been a thesis director for a number of Doctor of Science candidates, who now
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`have successful careers in academia, industry, and government.
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`8. My research in the areas I just mentioned has been supported by the
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`communications industry and various Government agencies, such as the Advanced
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`Research Project Agency (ARPA), National Science Foundation (NSF), and
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`National Security Agency (NSA). Much of this research concerns communications
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`theory, performance evaluation, modeling wireless networks, multi-user detection,
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`adaptive antenna arrays, and ad-hoc networks.
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`9.
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`I have authored or co-authored numerous journal and conference
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`papers, contributed to various books, and served as a co-editor of a book on
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`wireless communications, entitled “Multiaccess, Mobility and Teletraffic in
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`Wireless Communications, Volume III,” Kluwer Academic Publishers, Norwell,
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`Massachusetts, 1998. My CV includes a detailed listing of my publications. Ex.
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`2002.
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`10.
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`I have also received awards for my work. In 1995, I received the
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`prestigious National Science Foundation Faculty Early CAREER Development
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`Award. The award is given annually by NSF to a select group of young professors
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`nationwide to promote excellence in teaching and research.
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`11.
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`I have served as a consultant for numerous companies in the wireless
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`communications industry in technology areas, in the areas of 2G/3G/4G mobile
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`technologies, Wireless LANs, new generation broadcast systems, advanced mobile
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`satellite systems and other aspects of modern communication systems. I have also
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`taught academic courses as well as short courses for the industry and government
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`on various aspects of communications in the areas of 2G, 2.5G, 3G, and 4G
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`cellular standards.
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`12.
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`I am a Senior Member of the IEEE and was an Associate Editor for
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`IEEE Communications Letters and Journal on Communications and Networks. I
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`served as a member of technical program committees, as a session organizer for
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`many technical conferences and workshops, and as a reviewer of technical papers
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`for many journals and conferences. These also include conference submissions on
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`“Adaptive modulation in ad-hoc DS/CDMA packet radio networks,” at Proc. IEEE
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`GLOBECOM (Dec. 2003) and IEEE Trans. on Communications (Apr. 2006). Ex.
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`2002 at 7 and 11.
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`13.
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`I am a co-inventor of U.S. Patent No. 6,523,147, entitled “Method and
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`Apparatus for Forward Error Correction Coding for an AM In-Band On-Channel
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`Digital Audio Broadcasting System,” US Patent No. 8,595,590 B1, entitled
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`“Systems and Methods for Encoding and Decoding Check-Irregular Non-
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`Systematic IRA Codes,” and applications, “Joint Source-Channel Decoding with
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`Source Sequence Augmentation,” US 20140153654 A1, Jun 5, 2014, “Systems and
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`Methods for Advanced Iterative Decoding and Channel Estimation of
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`Concatenated Coding Systems,” US 20140153625 A1, Jun 5, 2014, “Advanced
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`Decoding of High/Medium/Low Density Parity Check Codes,” PCT/US13/72883,
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`and International Application Number PCT/CA01/01488, entitled “Multi-User
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`Detector For Direct Sequence - Code Division Multiple Access (DS/CDMA)
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`Channels.”
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`14. A copy of my CV is attached as Exhibit 2002.
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`II. THE ’439 PATENT
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`15.
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`I have reviewed, among other things, the ’439 patent (Ex. 1001), the
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`prosecution file (Ex. 1002), the Petition, the Singer declaration (Ex. 1003), the Li
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`patent (Ex. 1004), the Walton patent (Ex. 1005), the Vijayan patent (Ex. 1006), and
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`all other documents filed in this proceeding.
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`16. The invention in the ’439 patent relates to communication
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`apparatuses, systems, and methods for carrying out adaptive modulation and
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`coding in adaptive transmission technology in subcarrier communication systems.
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`Ex. 1001 at 1:7-12. In particular, the communication systems in the ’439 patent are
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`wireless communication orthogonal frequency division multiplexing systems or
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`“OFDM” systems. Ex. 1001 at 1:12-14.
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`17. Wireless communication systems are used in cellular networks that
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`service modern day cellular phones. Cellular networks received their name because
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`their coverage areas are divided into regions called “cells.” Typically, cellular
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`towers within each cellular network each have one or more base stations, which
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`communicate with cellular phones within the cell, and each base station may be
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`assigned a unique frequency band from neighboring base stations to avoid
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`unnecessary interference, among other things. In general terms, a cellular call is
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`established when a cellular phone transmits RF signals to the base station on its
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`particular frequency band, wherein those signals are then routed to a second,
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`receiving cellular phone. In exemplary OFDM systems, a base station’s allocated
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`frequency band can be divided into multiple orthogonal subcarriers used to
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`communicate with one or more cellular devices.
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`18. Base stations must be able to communicate with numerous cellular
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`phones at the same time while accounting for a whole host of changing conditions,
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`including constantly moving callers, unfavorable weather conditions, and other
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`factors that can interfere with the call signal. OFDM systems can employ “adaptive
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`modulation/coding technology” which “is capable of effectively improving a
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`throughput and an error rate (BER) of a system.” Ex. 1001 at 1:37-40. “The basic
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`concept of AMC technology is adaptively changing one or more types of
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`transmission power, symbol transmission rate, coordinate size, coding rate and
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`coding mechanism.” Ex. 1001 at 1:43-46. This means, “when channel conditions
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`are good, transmitting a large amount of information to increase spectrum
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`utilization rate, and, when channel conditions are poor, transmitting a small
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`amount of information to ensure a certain receiving BER request.” Ex. 1001 at
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`1:46-52.
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`19. The ’439 patent identifies two types of adaptive modulation and
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`coding (AMC) that existed at the time: “AMC based on subcarriers and AMC
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`based on subbands.” Ex. 1001 at 2:3-4. AMC based on subcarriers refers to
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`“carrying out transmission using a modulation method and a coding method that
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`are different per OFDM subcarrier taking each subcarrier as a minimum unit of
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`adaptivity.” Ex. 1001 at 2:4-8. It was well-known in the art that such techniques
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`were very difficult to implement in an actual system. The second method of
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`conducting AMC based on subbands was more typically used. “Subbands” as
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`defined in the ’439 patent refers to subcarrier groups comprised of subcarriers in
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`neighboring positions on the frequency domain. Ex. 1001 at 2:19-21.
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`20. AMC based on subbands had several drawbacks. To address this, the
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`communication apparatus disclosed in claim 1 of the ’439 patent used “a pattern
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`storage section that stores in advance patterns for selecting subbands constituting
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`the subband groups” where each subband group is “comprised of the subbands
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`selected based on the patterns stored in the pattern storage section.” Ex. 1001 at
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`13:21-27. The ’439 patent disclosed that these subband grouping patterns were “a
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`fixed rule to as to give several subband groups, and then selecting modulation and
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`coding parameters for use during joint coding with respect to each subband group.”
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`Ex. 1001 at 5:40-44.
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`21. Storing patterns in advance of channel estimation meant that both the
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`cellular device and the base station know beforehand which subbands (and, by
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`implication, subcarriers) are used to transmit reference signals, thereby decreasing
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`the amount of information that must be sent between the two devices. This has the
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`potential advantages of reducing power consumption and increasing battery life
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`within the cellular device and improving the network capacity on the base station
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`side for the wireless provider.
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`III. PERSONS SKILLED IN THE ART
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`22.
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`I believe that a person skilled in the art of the technology described in
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`the ’439 patent would at least have both a bachelor’s degree in Electrical
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`Engineering (or an equivalent field) and three (3) years’ experience in wireless
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`communications or an MSc degree in Electrical Engineering (or an equivalent
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`field) and one (1) year of experience in wireless communications.
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`23.
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`In light of the above, I am a person skilled in the art of the technology
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`described in the ’439 patent. I am also a person skilled in the art of the technology
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`of the ’439 patent under the perspective of such a hypothetical person advanced by
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`Dr. Singer. Ex. 1003 ¶ 33.
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`IV. LEGAL PRINCIPLES
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`24.
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`I have been informed that expert opinion testimony is generally
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`permitted where the expert’s scientific, technical, or other specialized knowledge
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`will help the trier of fact to understand the evidence or to determine a fact in issue.
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`The expert witness must be qualified as an expert by knowledge, skill, experience,
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`training, or education to testify in the form of an opinion.
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`25.
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`I understand that there is no requirement of a perfect match between
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`the expert’s experience and the relevant field. A person may not need to be a
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`person of ordinary skill in the art in order to testify as an expert, but rather must be
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`“qualified in the pertinent art.” For example, the absence of an advanced degree in
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`a particular field may not preclude an expert from providing testimony that is
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`helpful to the Board, so long as the expert’s experience provides sufficient
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`qualification in the pertinent art.
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`26.
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`I also understand that expert testimony may have many uses. For
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`example, it may be used to explain the relevant technology to the panel. It may also
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`be used to establish the level of skill in the art and describe the person of ordinary
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`skill in the art. Experts may testify about the teachings of the prior art and how
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`they relate to the patentability of the challenged claims. Expert testimony may also
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`be offered on the issue of whether there would have been a reason to combine the
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`teachings of references in a certain way, or if there may have been a reasonable
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`expectation of success in doing so.
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`27.
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`I have been informed that the question of whether a patent claim is
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`obvious is an objective test, and that it follows the following analysis: first, a
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`determination of the differences between the prior art and the claims at issue is
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`made; and the level of ordinary skill in the art is determined. Against this
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`backdrop, the obviousness or nonobviousness of the claim is determined. I have
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`also been advised that, as part of this obviousness analysis, it can be important to
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`identify a reason why a person of ordinary skill would have been a reason to
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`combine the teachings of references in a certain way, or if there may have been a
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`reasonable expectation of success in doing so. I further have been advised that it is
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`critical that the obviousness analysis not be made in hindsight, but rather from the
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`perspective of a person of ordinary skill in the art at the time of the invention.
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`28. These legal standards help me understand the issues on which I have
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`been asked to opine. I am not an attorney, however, and legal standards are not
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`necessary, nor did they play a role, in the development of my opinions in this
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`matter. My role, as I understand it, is to help the Board and the parties understand
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`the technology and the issues addressed herein.
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`V.
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`INACCURACIES IN THE PETITION AND SINGER
`DECLARATION
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`29. The Petition’s Ground 1 is based on a combination of the Li patent
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`(Ex. 1004) and the Walton patent (Ex. 1005). The Petition’s Ground 2 is based on
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`a combination of Li, Walton, and the Vijayan patent (Ex. 1006). The Petition and
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`the accompanying Singer declaration make a number of inaccurate statements with
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`respect to its claims regarding obviousness and motivation to combine. I have
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`included a discussion of several inaccuracies I have identified to date below.
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`A.
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`Inaccuracies with Respect to Li
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`30. With respect to the Li reference, the Petition and Singer declaration
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`arbitrarily mix and match several incompatible embodiments from Li to try to
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`prove, with the benefit of a hindsight, that Li discloses different limitations in the
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`’439 patent. For example, for element 1(f), the Petition relies on its discussion
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`related to element 1(b), to demonstrate that Li teaches “joining subbands/clusters
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`into groups” which constitute “patterns stored in advance. Petition at 27. Element
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`1(b) relies on Figure 6 in Li, shown below, to demonstrate that “Li teaches that
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`subbands/clusters can be further joined into cluster groups”:
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`Petition at 18.
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`31. However, the predetermined clusters in Figure 6 are incompatible
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`with the clusters that the Petition relies on for element 1(a). That is, the clusters
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`used for element 1(a), as described above, are provided by the base station to the
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`subscriber unit on the fly in real time, and they are not based on a predetermined
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`pattern that is stored in advance, because the broadcasted availability occurs on a
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`per cluster basis. This is clear from the Petition, which states:
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`Li teaches channel estimation across the full frequency
`bandwidth:
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`For downlink channels, each subscriber first measures
`the channel and interference information for all the
`subcarriers . . . The feedback may comprise channel and
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`interference information (e.g., signal-to-interference-
`plus-noise-ratio information) on all subcarriers or just a
`portion of subcarriers.
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`Petition at 14 (emphasis in original). When first introducing the Li patent, the
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`Petition also cites to the disclosure in Li stating that:
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`“The techniques disclosed herein are described using
`OFDMA” wherein “each subscriber first measures the
`channel and interference information for all the
`subcarriers and then selects multiple subcarriers with
`good performance (e.g., a high signal-to-interference plus
`noise ratio (SINR)) and feeds back the information on
`these candidate subcarriers to the base station.”
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`Petition at 9-10 (emphasis in original). Again, this is significantly different and
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`incompatible with the method of selecting subbands disclosed by the ’439 patent,
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`which selects subbands (and, therefore, subcarriers) based on predetermined
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`subband grouping patterns that are stored in advance and known to both the
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`cellular device and base station.
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`B.
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`Inaccuracies with Respect to Li and Walton
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`32. The Petition cites a portion of Li that discloses groups of subcarrier
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`clusters. Petition at 11 (citing Ex. 1004 at 11:61-67) (“The clusters may be
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`allocated in groups.”). The Petition claims that these collections of clusters are
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`analogous to the “subband groups” of the ’439 patent, but admits that Li does not
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`teach “choosing the same parameters for all clusters within the group as required
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`by the Challenged Claims.” Petition at 11-12. For example, for the embodiments in
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`Li used by the Petition to prove the existence of a “subband group,” the Petition
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`admits that SINR values for each cluster is reported, rather than modulation and
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`coding parameters. Petition at 18 (“Li teaches that the handset knows which
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`clusters are included in a group and that both a group index and SINR values for
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`each cluster within a selected group are communicated to the base station”); Ex.
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`1004 at 12:9-19.
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`33. To cure that deficiency in Li, the Petition relies on the Walton patent,
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`and states that:
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`Walton describes “[t]echniques . . . to select the proper
`transmission mode for a data transmission in a multi-
`channel communication system with multiple
`transmission channels having varying SNRs. A suitable
`transmission mode may be determined for each data
`stream to be independently processed (e.g., coded and
`modulated) and transmitted on a designated group of
`transmission channels.”
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`Petition at 12 (citing Ex. 1005 at 2:21-27).
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`34.
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`I note that Walton uses transmission channels, i.e., subcarriers, for its
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`OFDM communication system. Ex. 1005 at 10:25-46. Walton states: “An OFDM
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`system effectively partitions the overall system bandwidth into multiple (N)
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`orthogonal subbands, which may also be referred to as tones, bins, and frequency
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`channels.” Ex. 1005 at 4:13-15. Thus, when Walton refers to OFDM channels or
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`subbands, he actually refers to subcarriers, similar to Vijayan (see below).
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`35. Therefore, Walton does not disclose selecting “modulation parameters
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`and coding parameters per subband group” as repeatedly stated throughout the
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`claims. See, e.g., Ex. 1001 at 13:1-2 (emphasis added). This is because Walton at
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`most only teaches parameter selection and reporting on a single set of subcarriers
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`(i.e., a subband), rather than parameter selection and reporting for an entire group
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`of subbands.
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`36. The Petition incorrectly states that “Walton, like Li and the ’439
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`Patent, discloses an OFDM communication system directed to minimizing AMC
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`feedback overhead by selecting modulation and coding parameters for an entire
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`group of subcarriers.” Petition at 13. The ’439 patent is not “selecting modulation
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`and coding parameters for an entire group of subcarriers,” but rather selecting
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`“modulation parameters and coding parameters per subband group” as repeatedly
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`stated throughout the claims. See, e.g., Ex. 1001 at 13:1-2 (emphasis added).
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`Therefore, neither Li nor Walton discloses this limitation from the ’439 patent.
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`37. The Petition also relies on the Walton patent to prove other
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`limitations, such as the limitation in claims 8 and 11 of the ’439 patent that states:
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`“a number of information bits obtained by assigning a weight per subband group to
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`a sum of information bits that are able to be assigned to all of the subbands within
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`the subband group, is assigned to the subband group.” The Petition states that “the
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`back-off factor described in Walton is such a weighting value . . . .” Petition at 31,
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`33-34, 41.
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`38. For the same reasons discussed above, Walton also fails to disclose
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`this limitation. Specifically, Walton discloses that the “back-off factor” is
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`determined and applied to “a group of transmission channels with varying SNRs,”
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`i.e., a group of subcarriers, rather than determined and applied to an entire group
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`of subbands, i.e., a subband group. Ex. 1005 at 8:30-46.
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`C.
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`Inaccuracies with Respect to Vijayan
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`39. The Petition relies on Vijayan for Ground 2 for claims 2 and 4.
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`Petition at 41-46.
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`40. The ’439 patent defines “subbands” as groups of “subcarriers in
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`neighboring positions on the frequency domain.” Ex. 1001 at 2:20-22. I note that
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`publications within the field sometimes use the term “subband” to refer to what are
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`actually “subcarriers” (as defined in the ’439 patent). Walton is one such
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`publication, where a subband is referred to a frequency-bin, frequency subchannel
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`or subcarrier. Ex. 1005 at 4:13-18.
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`41. Vijayan is another such publication. Although Vijayan uses the word
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`“subband,” that term in Vijayan actually refers to individual “subcarriers” instead
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`of “groups of subcarriers.” For example, Vijayan expressly states: “These
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`subbands are also referred to as tones, carriers, subcarriers, bins, and frequency
`
`channels.” Ex. 1006 at 1:29-30. I understand that the Petition agrees that Vijayan’s
`
`use of the term “subband” actually refers to subcarriers: “Vijayan uses the word
`
`‘subband,’ which is equivalent to a subcarrier in the ’439 Patent.” Petition at 16.
`
`42. Moreover, Vijayan relates to the allocation of data resources to
`
`physical layer channels (PLCs), where a PLC is defined as “a data channel, a
`
`traffic channel, or some other terminology.” Ex. 1006 at 4:16-19. These PLCs/data
`
`channels are not the same as the ’439 patent’s subband groups, which consist of
`
`multiple subbands and each subband consists of multiple carriers.
`
`43. Dr. Singer and the Petition rely upon an incorrect understanding of
`
`Vijayan for a number of limitations, including for limitations related to “subband
`
`groups.” In particular, Dr. Singer claims that Vijayan discloses “combining
`
`subbands into subband groups.” Ex. 1003 ¶ 39. However, Dr. Singer’s
`
`characterization of Vijayan is incorrect because the PLC of Vijayan is not
`
`equivalent to a “subband group” of the ’439 patent, and Vijayan does not cure this
`
`deficiency in Li or Walton. Moreover, subbands in a group could exhibit different
`
`channel behaviors and performance (as disclosed in the ’439 patent), and it would
`
`then be necessary to determine modulation and coding parameters for the entire
`
`
`
`18
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`IPR2018-01477
`Apple v. INVT
`INVT Exhibit 2001 - Page 18
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`

`

`IPR2018-01477
`Patent 7,848,439
`
`
`subband group accounting for these differences. Ex. 1001 at 11:19-65. Dr. Singer
`
`does not explain how to address the problem of selecting a joint modulation and
`
`coding scheme in such a situation.
`
`VI. A PERSON OF ORDINARY SKILL WOULD NOT COMBINE THE
`LI PATENT WITH THE WALTON PATENT.
`
`44. A POSITA would not be motivated to combine Li and Walton
`
`because of the incompatibility between the two references. Specifically, the
`
`Petition relies on the embodiment of Figure 6 in Li for the group of subbands
`
`(clusters), as stated above. Petition at 18, 27, 29. Li expressly states the objective
`
`of separating clusters in frequency domain to provide frequency diversity, i.e., the
`
`clusters within a group do not occupy adjacent frequencies, or else they would not
`
`facilitate the desired frequency diversity within a group, i.e., the probability that at
`
`least some clusters would provide high signal-to-noise ratio (SNR). Ex. 1004 at
`
`11:54-61.
`
`45.
`
`In Walton, all subcarriers in a group of subcarriers occupy a
`
`contiguous space in the frequency domain, which is contrary to the stated objective
`
`in Li. Ex. 1005 at 12:25-46. Moreover, the use of an average SNR, with back-off,
`
`over all subcarriers in Walton wastes power and frequency-time resources
`
`compared to Li (and also of the ‘439 patent). That is because, in Walton, data is
`
`sent through subcarriers with an SNR below the average SNR, but such data
`
`
`
`19
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`IPR2018-01477
`Apple v. INVT
`INVT Exhibit 2001 - Page 19
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`

`

`IPR2018-01477
`Patent 7,848,439
`
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`cannot be decoded. Conversely, data is sent through subcarriers with an SNR
`
`above such a threshold, such that resources are wasted because less information is
`
`transmitted than the amount possible. For the stated reasons, a POSITA would not
`
`be motivated to combine Li and Walton.
`
`VII. A PERSON OF ORDINARY SKILL WOULD NOT COMBINE THE
`LI PATENT WITH THE VIJAYAN PATENT.
`
`46. The Petition and the Singer declaration both conclude that a person of
`
`ordinary skill in the art would have been motivated to combine the teachings in Li,
`
`Walton, and Vijayan. Ex. 1003 ¶¶ 49-51. I disagree with this conclusion, because a
`
`person of ordinary skill would not have been motivated to combine these
`
`references, for at least the reasons above and further below.
`
`47. As discussed above, the Petition relies on Figure 6 in Li for the
`
`“patterns for selecting subbands constituting the subband groups.” Petition at 18,
`
`27, 29. The relevant disclosure in Li states that the clusters in Figure 6 “are spaced
`
`far apart over the entire bandwidth.” Ex. 1004 at 11:52-53 and Fig. 6.
`
`48. The clusters within a group do not occupy adjacent frequencies, or
`
`else they would not facilitate the desired frequency diversity within a group, i.e.,
`
`the probability that at least some clusters would provide high signal-to-noise ratio
`
`(SNR). Ex. 1004 at 11:54-61.
`
`49. Vijayan teaches that its PLCs are rectangular shapes comprised of
`
`
`
`20
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`IPR2018-01477
`Apple v. INVT
`INVT Exhibit 2001 - Page 20
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`

`

`IPR2018-01477
`Patent 7,848,439
`
`
`contiguous subcarriers, thereby reducing the amount of overhead signaling
`
`necessary to define such rectangles by requiring only four parameters, such as the
`
`starting and ending positions in frequency and time, respectively. Ex. 1006 at 10:7-
`
`20. Although Vijayan has an embodiment with uniformly spaced subcarriers in
`
`frequency domain, this arrangement is discouraged by Walton in favor of
`
`rectangular shapes comprised of contiguous subcarriers, because of its stated
`
`objective of reducing signaling overhead, which is also an objective in Li and the
`
`’439 patent and because of conflicting design goals with respect to power
`
`consumption (on time), diversity, bit rate, and buffering. Ex. 1006 at 9:21-47 and
`
`10:7-20. Li’s arrangement with clusters that are widely spaced over the entire
`
`frequency band would be incompatible with Vijayan’s stated objective reducing
`
`overhead signaling for these shapes, as Li’s arrangement would require a manifold
`
`increase of overhead signaling compared to that of Vijayan, because Li feedbacks
`
`SINR information for all clusters. Ex. 1004 at 12:10-11.
`
`50. Moreover, the contiguous spacing of subbands (subcarriers) in the
`
`rectangles of Vijayan contradicts Li’s express motivation of spacing subbands
`
`further apart to achieve frequency diversity. Ex. 1004 at 11:54-61. Combining Li
`
`and Vijayan, as suggested by Singer, would be undesirable to a person of ordinary
`
`skill in the art, who would recognize that the two configurations would be
`
`
`
`21
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`IPR2018-01477
`Apple v. INVT
`INVT Exhibit 2001 - Page 21
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`

`

`IPR2018-01477
`Patent 7,848,439
`
`
`incompatible.
`
`
`
` I
`
` declare under penalty of perjury under the laws of the United States of America
`
`that the foregoing is true and correct.
`
`
`
`
`
`
`
`December 13, 2018
`
`
`
`
`22
`
`IPR2018-01477
`Apple v. INVT
`INVT Exhibit 2001 - Page 22
`
`

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