throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE INC.
`Petitioner
`
`v.
`
`INVT SPE LLC
`Patent Owner
`____________
`
`Case No. 2018-01473
`U.S. Patent No. 6,611,676
`____________
`
`DECLARATION OF DR. ANDREW C. SINGER
`
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`I, Andrew C. Singer, hereby declare the following:
`
`I.
`
`INTRODUCTION
`
`1.
`
`I, Andrew C. Singer, have been retained by counsel for Petitioner as a
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`technical expert in the above-captioned case. Specifically, I have been asked to
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`render certain opinions in regards to the IPR petition with respect to U.S. Patent No.
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`6,611,676 (“the ’676 Patent”). I understand that the Challenged Claims are claims
`
`1-11. My opinions are limited to those Challenged Claims.
`
`2. My compensation in this matter is not based on the substance of my
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`opinions or the outcome of this matter nor do I have any financial interest in the
`
`outcome of this proceeding. I am being compensated at an hourly rate of $500 for
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`my analysis and testimony in this case.
`
`3.
`
`In reaching my opinions in this matter, I have reviewed the following
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`materials:
`
`• Exhibit 1001 – U.S. Patent No. 6,611,676 to Ue (“the ’676 Patent”);
`• Exhibit 1004 – International Application WO 95/10145 to Keskitalo et al.
`(“Keskitalo”);
`• Exhibit 1005 – U.S. Patent No. 5,524,275 to Lindell (“Lindell”);
`• Exhibit 1006 – U.S. Patent No. 5,822,318 to Tiedemann et al.
`(“Tiedemann”);
`• Exhibit 1007 – Vijay K. Garg, Kenneth Smolik, Joseph E. Wilkes,
`Applications of CDMA in Wireless/Personal Communications, Prentice
`Hall (October 1996) (“Garg”); and
`• Exhibit 1008 – John C. Proakis and Masoud Salehi, Communication
`Systems Engineering, Prentice Hall (1994) (“Proakis”);
`
`A. Background and Qualifications
`
`
`
`
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`4.
`
`I am currently a Professor in the Department of Electrical and Computer
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`Engineering, where I hold a Fox Family endowed Professorship. I also serve as
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`Associate Dean for Innovation and Entrepreneurship for the College of Engineering
`
`at the University of Illinois at Urbana Champaign.
`
`5.
`
`I received a Bachelor of Science degree in Electrical Engineering and
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`Computer Science from Massachusetts Institute of Technology in 1990; a Master of
`
`Science degree in Electrical Engineering and Computer Science from Massachusetts
`
`Institute of Technology in 1992; and a Ph.D. in Electrical Engineering from
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`Massachusetts Institute of Technology in 1996.
`
`6.
`
`Since 1990, I have been active in the signal processing and
`
`communications fields. I have authored and/or co-authored numerous publications,
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`including books and refereed journal publications and conference articles on the
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`topic of signal processing and communication systems and devices. A focus of many
`
`of these publications is on methods for interference mitigation, adaptive modulation
`
`and coding, and channel estimation, as well as methods for reducing power and
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`preserving battery life in mobile applications.
`
`7.
`
`I have designed, built, and patented various components of
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`communication and signal processing systems. These include various radio-
`
`frequency, SONAR, LIDAR, air-acoustic and underwater acoustic signal processing
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`systems as well as wire-line, wireless, optical and underwater acoustic
`
`
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`communication systems. An important aspect in many of these systems is the design
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`of interference mitigation, adaptive modulation and coding, and channel estimation,
`
`as well as methods for reducing power and preserving battery life in mobile
`
`applications.
`
`8.
`
`I have taught both undergraduate and graduate level courses in signal
`
`processing, and communication systems. For example, I have taught Digital Signal
`
`Processing and Embedded DSP Laboratory classes. Additional examples of courses
`
`I have taught at the University of Illinois at Urbana Champaign include: Advanced
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`Digital Signal Processing; Digital Signal Processing; Digital Signal Processing
`
`Laboratory; Probability with Engineering Applications; Random Processes; Optical
`
`Communication Systems; Advanced Lectures in Engineering Entrepreneurship;
`
`Embedded DSP Laboratory; Developing Design Thinking; Technology
`
`Commercialization; and Senior Design Laboratory. I have also overseen numerous
`
`PhD and Master’s students researching topics related to signal processing and
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`communication systems.
`
`9.
`
`I was the co-founder and CEO of Intersymbol Communications, Inc., a
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`communications component manufacturer focused on the development of signal
`
`processing-enhanced components used in optical communication networks.
`
`Intersymbol Communications, Inc. was acquired by Finisar Corporation, the world's
`
`largest supplier of optical communication modules and subsystems.
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`
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`10.
`
`I was appointed Associate Dean for Innovation and Entrepreneurship in
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`the College of Engineering, where I direct a wide range of entrepreneurship
`
`activities, including the campus-wide Illinois Innovation Prize, celebrating our most
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`innovative students on campus, as well as our annual Cozad New Venture
`
`Competition. I am also the Principal Investigator for the National Science
`
`Foundation’s Innovation Corps Sites program at the University of Illinois, working
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`with faculty and student startup companies.
`
`11. My research and commercial experience led to my authoring of
`
`numerous papers. I have authored over 200 papers on digital signal processing and
`
`communication systems, several of which were voted "Best Paper of the Year" by
`
`technical committees of the IEEE. Citing these and other contributions, I was elected
`
`Fellow of the Institute of Electrical and Electronics Engineers ("IEEE") “for
`
`contributions to signal processing techniques for digital communication.” I was also
`
`selected as a Distinguished Lecturer of the Signal Processing Society.
`
`12.
`
`I hold ten granted U.S. patents, all in the field of communication
`
`systems.
`
`13.
`
`In summary, I have over 25 years of experience related to signal
`
`processing and communication systems.
`
`14.
`
`I have attached my curriculum vitae as Appendix A, which includes a
`
`list of all publications I have authored within the last ten years.
`
`
`
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`II. LEGAL FRAMEWORK
`15.
`I am a technical expert and do not offer any legal opinions. However,
`
`counsel has informed me that in proceedings before the USPTO the claims of an
`
`unexpired patent are to be given their broadest reasonable interpretation in view of
`
`the specification from the perspective of one skilled in the art. The broadest
`
`reasonable interpretation does not mean the broadest possible interpretation. Rather,
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`the meaning given to a claim term must be consistent with the ordinary and
`
`customary meaning of the term (unless the term has been given a special definition
`
`in the specification), and must be consistent with the use of the claim term in the
`
`specification and drawings. Further, the broadest reasonable interpretation of the
`
`claims must be consistent with the interpretation that those skilled in the art would
`
`reach. I have been informed that the ’676 patent has not expired.
`
`16.
`
`I have also been informed that the Patent Trial and Appeal Board
`
`(“PTAB”) may soon apply the standard applied by Article III courts (i.e., the Phillips
`
`standard). With the exception of a number of means-plus-function claim limitations
`
`discussed in the Petition to which my Declaration is filed in support, I have applied
`
`the plain and ordinary meaning of all remaining claim terms. I believe the plain and
`
`ordinary meanings I’ve applied are consistent with both the BRI and Phillips
`
`standards, and I do not believe any claim terms other than the means-plus-function
`
`
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`limitations require express construction to resolve the proposed grounds of rejection
`
`discussed herein.
`
`17.
`
`I have also been informed that the implicit or inherent disclosures of a
`
`prior art reference may anticipate the claimed invention. Specifically, if a person
`
`having ordinary skill in the art at the time of the invention would have known that
`
`the claimed subject matter is necessarily present in a prior art reference, then the
`
`prior art reference may “anticipate” the claim. Therefore, a claim is “anticipated” by
`
`the prior art if each and every limitation of the claim is found, either expressly or
`
`inherently, in a single item of prior art.
`
`18. Counsel has also informed me that a person cannot obtain a patent on an
`
`invention if his or her invention would have been obvious to a person of ordinary
`
`skill in the art at the time the invention was made. A conclusion of obviousness may
`
`be founded upon more than a single item of prior art. In determining whether prior
`
`art references render a claim obvious, counsel has informed me that courts consider
`
`the following factors: (1) the scope and content of the prior art, (2) the differences
`
`between the prior art and the claims at issue, (3) the level of skill in the pertinent art,
`
`and (4) secondary considerations of non-obviousness. In addition, the obviousness
`
`inquiry should not be done in hindsight. Instead, the obviousness inquiry should be
`
`done through the eyes of one of skill in the relevant art at the time the patent was
`
`filed.
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`
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`19.
`
`In considering whether certain prior art renders a particular patent claim
`
`obvious, counsel has informed me that courts allow a technical expert to consider
`
`the scope and content of the prior art, including the fact that one of skill in the art
`
`would regularly look to the disclosures in patents, trade publications, journal articles,
`
`industry standards, product
`
`literature and documentation,
`
`texts describing
`
`competitive technologies, requests for comment published by standard setting
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`organizations, and materials from industry conferences. I believe that all of the
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`references that my opinions in this IPR are based upon are well within the range of
`
`references a person of ordinary skill in the art would consult to address the type of
`
`problems described in the Challenged Claims.
`
`20.
`
`I have been informed that the United States Supreme Court’s most
`
`recent statement on the standard for determining whether a patent is obvious was
`
`stated in 2007 in the KSR decision. Specifically, I understand that the existence of
`
`an explicit teaching, suggestion, or motivation to combine known elements of the
`
`prior art is a sufficient, but not a necessary, condition to a finding of obviousness.
`
`Thus, the teaching suggestion-motivation test is not to be applied rigidly in an
`
`obviousness analysis. In determining whether the subject matter of a patent claim is
`
`obvious, neither the particular motivation nor the avowed purpose of the patentee
`
`controls. Instead, the important consideration is the objective reach of the claim. In
`
`other words, if the claim extends to what is obvious, then the claim is invalid. I
`
`
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`further understand the obviousness analysis often necessitates consideration of the
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`interrelated teachings of multiple patents, the effects of demands known to the
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`technological community or present in the marketplace, and the background
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`knowledge possessed by a person having ordinary skill in the art. All of these issues
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`may be considered to determine whether there was an apparent reason to combine
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`the known elements in the fashion claimed by the patent.
`
`21.
`
`I also understand that in conducting an obviousness analysis, a precise
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`teaching directed to the specific subject matter of the challenged claim need not be
`
`sought out because it is appropriate to take account of the inferences and creative
`
`steps that a person of ordinary skill in the art would employ. I understand that the
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`prior art considered can be directed to any need or problem known in the field of
`
`endeavor at the time of invention and can provide a reason for combining the
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`elements of the prior art in the manner claimed. In other words, the prior art need
`
`not be directed towards solving the same specific problem as the problem addressed
`
`by the patent. Further, the individual prior art references themselves need not all be
`
`directed towards solving the same problem. Under the KSR obviousness standard,
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`common sense is important and should be considered. Common sense teaches that
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`familiar items may have obvious uses beyond their primary purposes.
`
`22.
`
`I also understand that the fact that a particular combination of prior art
`
`elements was “obvious to try” may indicate that the combination was obvious even
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`
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`if no one attempted the combination. If the combination was obvious to try
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`(regardless of whether it was actually tried) or leads to anticipated success, then it is
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`likely the result of ordinary skill and common sense rather than innovation. I further
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`understand that in many fields it may be that there is little discussion of obvious
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`techniques or combinations, and it often may be the case that market demand, rather
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`than scientific literature or knowledge, will drive the design of an invention. I
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`understand that an invention that is a combination of prior art must do more than
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`yield predictable results to be non-obvious.
`
`23.
`
`I understand that for a patent claim to be obvious, the claim must be
`
`obvious to a person of ordinary skill in the art at the time of the invention. I
`
`understand that the factors to consider in determining the level of ordinary skill in
`
`the art include (1) the educational level and experience of people working in the field
`
`at the time the invention was made, (2) the types of problems faced in the art and the
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`solutions found to those problems, and (3) the sophistication of the technology in the
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`field.
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`24.
`
`I understand that at least the following rationales may support a finding
`
`of obviousness:
`
`•
`
`•
`
`•
`
`Combining prior art elements according to known methods to yield
`predictable results;
`Simple substitution of one known element for another to obtain
`predictable results;
`Use of a known technique to improve similar devices (methods, or
`products) in the same way;
`
`
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`•
`
`•
`
`•
`
`•
`
`•
`
`•
`
`
`25.
`
`Applying a known technique to a known device (method, or product)
`ready for improvement to yield predictable results;
`“Obvious to try”—choosing from a finite number of identified,
`predictable solutions, with a reasonable expectation of success;
`A predictable variation of work in the same or a different field of
`endeavor, which a person of ordinary skill would be able to implement;
`If, at the time of the alleged invention, there existed a known problem
`for which there was an obvious solution encompassed by the patent’s
`claim;
`Known work in one field of endeavor may prompt variations of it for
`use in either the same field or a different one based on technological
`incentives or other market forces if the variations would have been
`predictable to one of ordinary skill in the art; and/or
`Some teaching, suggestion, or motivation in the prior art that would
`have led one of ordinary skill to modify the prior-art reference or to
`combine prior-art reference teachings to arrive at the claimed invention.
`
`I understand that even if a prima facie case of obviousness is established,
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`the
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`final determination of obviousness must also consider “secondary
`
`considerations” if presented. In most instances, the patentee raises these secondary
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`considerations of non-obviousness. In that context, the patentee argues an invention
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`would not have been obvious in view of these considerations, which include: (a)
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`commercial success of a product due to the merits of the claimed invention; (b) a
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`long-felt, but unsatisfied need for the invention; (c) failure of others to find the
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`solution provided by the claimed invention; (d) deliberate copying of the invention
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`by others; (e) unexpected results achieved by the invention; (f) praise of the
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`invention by others skilled in the art; (g) lack of independent simultaneous invention
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`
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`within a comparatively short space of time; (h) teaching away from the invention in
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`the prior art.
`
`26.
`
` I further understand that secondary considerations evidence is only
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`relevant if the offering party establishes a connection, or nexus, between the
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`evidence and the claimed invention. The nexus cannot be based on prior art features.
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`The establishment of a nexus is a question of fact. While I understand that Patent
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`Owner has not offered any secondary considerations at this time, I will supplement
`
`my opinions in the event that Patent Owner raises secondary considerations during
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`the course of this proceeding.
`
`III. OPINION
`A. Background of the Technology
`
`27. Electrical communication systems send information from a source to
`
`one or more destinations. Ex. 1008, Proakis at 5. As shown in the following
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`functional block diagram, the typical communication system consists of an
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`information source, a transmitter, a physical channel, a receiver, and an output
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`transducer:
`
`
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`Id.
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`
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`28. The physical channel is the physical medium that is used to send the
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`signal from the transmitter to the receiver. Id. at 7. In wireless communications
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`systems, the physical channel is the atmosphere. Id. In radio communications, an
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`antenna radiates electromagnetic energy into the atmosphere in a specified frequency
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`range. Id. at 15.
`
`29.
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` Noise in the atmosphere (e.g., lightning, rain, thermal noise, etc.) and
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`other man-made noises can degrade the quality of the signal. Id. at 7, 19. Other
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`sources of channel quality degradation include interference between nearby users of
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`a wireless system.
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`30. CDMA (Code Division Multiple Access) is a commonly used multiple
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`access scheme between a base station and a mobile station that allows multiple users
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`to communicate at the same time. In a CDMA system, users are able to communicate
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`on all frequencies within a given frequency band at any time without concern for
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`interfering with other users within that frequency band. This is in contrast to a
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`Frequency Division Multiple Access (FDMA) system in which users communicate
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`on separate frequencies from one another, or with a Time Division Multiple Access
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`(TDMA) system where users communicate in separate time blocks from one another,
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`in a serial manner. Id.
`
`31. For several decades, researchers have been devising ways to decrease
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`the effects of noise, fading, and other adverse channel conditions in order to improve
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`channel conditions and maximize system throughput. In a CDMA system, like many
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`communication systems, researchers are faced with a tradeoff. When faced with low
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`quality channels, communicating increasing transmission power can improve system
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`throughput by improving the ability of the receiver to correctly receive the signal
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`and distinguish it from noise. But using a higher power can also have an opposite
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`impact by causing interference between nearby users, which decreases system
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`capacity. Transmission power control methods have thus been developed to ensure
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`transmission power is not increased above certain thresholds as a means of
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`preventing interference between nearby users.
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`32.
`
`In addition to transmission power control methods to address variable
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`channel quality, researchers have also utilized data rate control methods to optimize
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`system throughput. For example, if channel quality is extremely high, data rates can
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`
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`be increased as a means of increasing overall system throughput. Conversely, when
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`channel quality is low, a data rate can be decreased as a means of ensuring that
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`transmitted data is not misinterpreted even though channel distortions will have
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`increased in view of the poor channel qualities. In a CDMA system, a user’s data is
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`modulated using a spreading code, which allows a user’s communication signal to
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`be identified uniquely amongst other users at a receiver by decoding the spreading
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`code. This process is referred to as despreading. A spreading code is generally used
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`to represent a single symbol, or word, of information that comprises one or more bits
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`of data. The spreading code is composed of a number of elements, each referred to
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`as a “chip,” and the number of chips per second modulated at the transmitter is called
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`a “chip rate.” The end-to-end information rate is the rate at which bits are transferred
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`from one side of the communication path to the other (i.e., pre-encoding to post-
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`decoding), while the symbol rate is the rate at which multi-bit symbols are modulated
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`onto the spreading code. Similarly, the rate at which the spreading code sequences
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`through the individual chips that make up the spreading code is called the chip rate.
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`The chip rate is always higher than the symbol rate because a single multi-chip
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`spreading code represents only a single symbol, comprising several bits of
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`information. The relationship between the chip rate and the symbol transmission
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`rate is called a spreading factor. The larger the spreading factor, the lower the
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`throughput of the system because more chips are transmitted per symbol, and hence
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`per information bit, thus yielding a lower throughput. However, for a given chip
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`rate, with a larger spreading factor, the robustness of the system is increased because
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`the communication is less prone to error when there is deteriorated channel quality.
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`The increased robustness comes at the cost of a decrease in system throughput.
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`Conversely, a smaller spreading factor yields less robust communication while
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`providing higher throughput.
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`33. These concepts described in the preceding paragraphs, including
`
`transmission power control, data rate control for communications systems were
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`already well developed by April 19, 1997
`
`B.
`
`34.
`
`Level of a Person Having Ordinary Skill in the Art
`
`I was asked to provide my opinion as to the level of skill of a person
`
`having ordinary skill in the art (“POSITA”) of the ’676 Patent at the time of the
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`claimed invention, which counsel has told me to assume is April 19, 1997. In
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`determining the characteristics of a hypothetical person of ordinary skill in the art of
`
`the ’676 Patent, I considered several factors, including the type of problems
`
`encountered in the art, the solutions to those problems, the rapidity with which
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`innovations are made in the field, the sophistication of the technology, and the
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`education level of active workers in the field. I also placed myself back in the time
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`frame of the claimed invention and considered the colleagues with whom I had
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`worked at that time.
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`35.
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`In my opinion, a person of ordinary skill in the art would have been a
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`person having a Bachelor’s degree in electrical engineering or the equivalent plus
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`three years of experience working with digital communication systems or in network
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`engineering or a Master’s degree in electrical engineering with an emphasis on
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`communication systems or the equivalent plus one year of experience working with
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`digital communication systems or in network engineering.
`
`36. My opinion is based on my experience in hiring and leading technical
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`teams in areas related to the ’676 Patent and its supporting technologies, and on
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`working with others in these same technical fields. Additionally, I was at least a
`
`person having ordinary skill in the art as of the priority date of the ’676 Patent.
`
`C. Summary of Prior Art
`
`Keskitalo
`1.
`37. Keskitalo describes a CDMA cellular radio system in which a
`
`transmission rate and transmission power are independently adjusted in response to
`
`changing channel quality conditions. Like many systems at the time, Keskitalo
`
`describes standard transmission power adjustment techniques by which “the mobile
`
`stations adjust their transmit power according to control signals supplied by the base
`
`station.” Keskitalo (Ex. 1004) at 5:23-4. But Keskitalo also recognizes that there is
`
`a limit to how much transmission power can be increased, noting that “if the mobile
`
`station is already transmitting with its highest power,” further increase in power is
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`
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`disadvantageous to the entire system.” Id. at 3:19-29. Describing a transmission rate
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`solution to improving system fidelity once this maximum power threshold has been
`
`reached, Keskitalo teaches that the signal quality can be improved “without
`
`increasing the transmit power and the interference to other connections in the cell.”
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`Id. at 4:18-5:2. This is accomplished by adjusting “the spreading ratio of the
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`connection.” Id.
`
`38. Both Keskitalo and the ’676 Patent describe CDMA systems where
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`power control and transmission rate adjustments are made independently in response
`
`to changing channel conditions. Additionally, both Keskitalo and the ’676 Patent
`
`describe
`
`transmission rate adjustments made by modifying
`
`the spreading
`
`factor/ratio. Thus, Keskitalo is in the same field of endeavor and is reasonably
`
`pertinent to the claims in the ’676 Patent.
`
`Lindell
`2.
`39. Lindell describes monitoring average transmission power in a mobile
`
`station and comparing that average transmission power value with a predetermined
`
`allowable power value. Lindell (Ex. 1005) at Abstract. Additionally, Lindell
`
`discloses an average power determining circuit, such as an integrating circuit. Id. at
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`4:7-10, 9:30-33. Lindell also discloses a comparator for comparing the average
`
`power to a predetermined maximum power threshold. Id. at 4:17-21, 5:57-63, 7:4-
`
`22. Like the ’676 Patent, Lindell discloses a cellular radio system in which the
`
`
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`transmission power of a mobile station, such as a hand-held radio telephone, is
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`monitored and adjusted when a transmission power exceeds a maximum
`
`transmission power threshold. Thus, Lindell is in the same field of endeavor as the
`
`’676 Patent and is reasonably pertinent to the claims in the ’676 patent.
`
`Tiedemann
`3.
`40. Tiedemann describes a “method and apparatus for controlling
`
`transmission power in a variable rate” CDMA communication system. Tiedemann
`
`(Ex. 1006) at 1:8-21. Similar to the ’676 Patent, Tiedemann discloses reducing a
`
`transmission rate instead of increasing the transmission power of the link to
`
`strengthen a data link. Id. at 5:66-6:1. Additionally, Tiedemann discloses
`
`decreasing a transmission rate for the reverse link if “a mobile station detects its
`
`power is at a maximum” and increasing a transmission rate if a mobile station
`
`“detects its power is lower than a threshold for the reverse link.” Id. at 5:35-65. Both
`
`Tiedemann and the ’676 Patent disclose CDMA systems with transmission power
`
`control and transmission rate control based on channel quality between a mobile
`
`station and a base station. Therefore, Tiedemann is in the same field of endeavor
`
`and is reasonably pertinent to the claims in the ’676 Patent.
`
`D. Obvious to Combine Keskitalo and Lindell
`
`41.
`
`I have been asked to consider whether claims 1-3, 5-9, and 11 are
`
`obvious over Keskitalo in view of Lindell. It is my opinion that they are indeed
`
`
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`IPR2018-01473
`Apple Inc. EX1003 Page 19
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`

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`
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`obvious and that the combination of Keskitalo and Lindell teaches all elements of
`
`claims 1-3, 5-9, and 11 as set forth in the Petition.
`
`42. Keskitalo discloses transmission power limits, but does not specify
`
`whether those limits are based on a set transmission power level or an average power.
`
`It would have been obvious, however, to implement Keskitalo such that its
`
`transmitter would have included an integrator function for monitoring average
`
`transmission power in accordance with the teachings well known in the prior art.
`
`One such example is Lindell, which discloses an integrator and an average power
`
`determining circuit that calculate average transmission power at a mobile station.
`
`Lindell (Ex. 1005) at Abstract, 4:5-15, 5:57-61, 8:53-61, 9:30-62, Figs 1, 3. It would
`
`have been apparent to one of ordinary skill that Lindell’s integrator function could
`
`be incorporated into Keskitalo’s transmitter to monitor average transmission power
`
`of a mobile station. Imposing a maximum transmission power limit in a
`
`communications system would allow a system to comply with FCC regulations
`
`regarding RF exposure to a user of a mobile handset. Such RF exposure regulations
`
`were well known at the time and system designers were well aware that cellular
`
`systems should be designed to accommodate such regulations. In fact, Lindell
`
`expressly recognizes that “new guidelines . . . encompass land-mobile systems, such
`
`as cellular radio, pocket and hand-held radio telephones” and can be exempted “if
`
`the radiated power is below a certain level.” A POSITA would have been motivated
`
`
`
`IPR2018-01473
`Apple Inc. EX1003 Page 20
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`

`

`
`
`by this express teaching and by the widely recognized deign guidelines that the
`
`system described by Keskitalo should limit power exposure over a period of time.
`
`Additionally, a POSITA would have recognized that limiting transmission power
`
`over time would reduce power consumption, which would increase usage time for a
`
`handset before requiring charging its power supply or changing its battery. As I
`
`discussed above in ¶¶ 29, 31, in a CDMA system transmission power of mobile
`
`stations causes interference to other users, such that reducing transmission power
`
`reduces interference. It would have been apparent to a POSITA that the system of
`
`Keskitalo could incorporate an average power as the maximum power threshold
`
`instead of an instantaneous maximum power threshold. Such a modification would
`
`have permitted the additional benefit of ensuring RF exposure of a user remains
`
`below FCC mandated levels while having no negative impact on minimizing power
`
`consumption or interference.
`
`43. Such a modification to Keskitalo would be straightforward, not requiring
`
`undue experimentation, and would produce predictable results. Lindell itself even
`
`acknowledges that its described technology “can be implemented in preexisting
`
`system designs through an easily made software modification or through a slight
`
`circuit modification, such as the inclusion of an integrator circuit.” Lindell (Ex.
`
`1005) at 2:13-17. I agree. It would have involved nothing more than ordinary skill
`
`
`
`IPR2018-01473
`Apple Inc. EX1003 Page 21
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`

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`
`
`and common sense to implement Keskitalo with the average power transmission
`
`teachings of Lindell.
`
`44. Claim 1 recites the limitation, “allowable transmission power holding
`
`means for holding a predetermined allowable transmission power value.” As
`
`discussed in the Petition, the corresponding structure for the allowable transmission
`
`power holding means is a processor or other circuitry programmed or designed to
`
`hold a predetermined allowable transmission power value. The combination of
`
`Keskitalo and Lindell satisfies this limitation. As discussed above, Keskitalo
`
`discloses a predetermined allowable transmission power value (Keskitalo (Ex. 1004)
`
`at 3:19-35, 6:8-16) and it would have been obvious modify Keskitalo such that its
`
`predetermined thresholds for transmission power are average transmission power
`
`values in accordance with the teachings of Lindell. A POSITA would have
`
`recognized that the threshold setting circuit as taught by Lindell is a processor or
`
`other circuitry programmed or designed to hold an allowable transmission power
`
`value. Lindell (Ex. 1005) at 4:17-25, 7:4-26, 9:34-35.
`
`
`
`IPR2018-01473
`Apple Inc. EX1003 Page 22
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`
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`Id. at Fig. 1.
`
`45. Claim 1 recites the limitation, “comparing means for comparing the
`
`average value with the allowable transmission power value.” As discussed in the
`
`Petition, the corresponding structure for the allowable transmission power holding
`
`means is a processor or other circuitry programmed or

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