`Approved for use through 07/31/2012. 0MB 0651—0031
`us. Patent and Trademark onice; us. DEPARTMENT OF COMMERCE
`. Reduction Actof 1995, no n-rsonsare -uiredto res. vtoacollection otinformation unless itd‘ m avalid own control ntlnber.
`
`Underthe p .-
`
`Name of Patentee
`
`Docket Number (Optimal)
`
`DISCLAIMER IN PATENT UNDER 37 CFR 1.321 (a)
`
`7,394,432
`
`July 1, 2008 (Reexam. Cert. Issued: April 7, 2015)
`
`Title of Invention
`
`Multilevel Antennae
`
`I hereby disclaim the following complete claims in the above identified patent:_5—
`
`The extent of my interest in said patent is (if assignee of record, state liber and page, or reel and frame,
`Where assignment is recorded):Assi nee of record of the entire interest Reel: 025482, Frame: 0058 .
`
`The fee for this disclaimer is set forth in 37 CFR 1.20(d).
`
`El Patentee claims small entity status. See 37 CFR 1.27.
`
`D Small entity status has already been established in this case, and is still proper.
`
`El A check in the amount of the fee is enclosed.
`
`Payment by credit card. Form PTO-2038 is attached.
`
`The Director is hereby authorized to charge any fees which may be required or credit any
`overpayment to Deposit Account No.
`05-0460
`.
`
`WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038.
`
`City, State. Zip Code or Foreign Country as applicable
`
`Signed at 5amgnsnurg
`
`, State of Maryland
`
`,
`
`this 231::
`
`day of
`
`November
`
`[E I
`
`.
`
`I E.
`I
`Signature
`
`I
`
`Patrick J. Finnan
`Typed or printed name of patentee/ attorney or agent of record
`
`EECI!!!
`
`l' |'
`
`| El ZEU
`El
`Address
`
`Gaithersburg, MD 20878
`
`Registration Number, if
`applicable
`
`301424—3540
`Telephone Number
`
`This collection of infomtation is required by 37 CFR 1.321. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an appication. Confidentiality is governed by 35 use 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amomt of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer. US. Patent and Trademark Office, US. Department of Commerce, Po. Box 1450, Alexandria, VA 223134450. DO NOT SEND FEES 0R
`COMPLETED FORMS To THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`fractus S.A.
`Ex. 2026
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option
`
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018—01461
`
`Page 1 of 8
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 2 of 8
`
`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`34383656
`
`11550256
`
`International Application Number:
`
`Confirmation Number:
`
`8378
`
`Title of Invention:
`
`MULTILEVEL ANTENNAE
`
`First Named Inventor/Applicant Name:
`
`CARLES PUENTE BALIARDA
`
`Customer Number:
`
`27896
`
`Filer:
`
`Patrick J. Finnan
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`0690.0003L
`
`23-NOV-2018
`
`17-OCT-2006
`
`18:25:26
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
`
`yes
`
`CARD
`
`$
`
`160
`
`112618INTEFSW18261100
`
`Deposit Account
`Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 3 of 8
`
`
`
`File Listing:
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`1
`
`Statutory disclaimers per MPEP 1490
`
`432_Statutory_Disclaimer.pdf
`
`Warnings:
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`Warnings:
`Information:
`
`401945
`
`14f26955f9a6c2b3740b28daee1cc57bf778
`082b
`
`30170
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`61c1e320141c170dfec298a4510d18b0faa3
`48f7
`
`no
`
`no
`
`2
`
`2
`
`Total Files Size (in bytes):
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`432115
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 4 of 8
`
`
`
`PTO/$3143 (0709)
`Approved for use through 07/31/2012. 0MB 0651—0031
`us. Patent and Trademark onice; us. DEPARTMENT OF COMMERCE
`. Reduction Actof 1995, no n-rsonsare -uiredto res. vtoacollection ofinformation unless itd‘ m avalid own control ntlnber.
`
`Underthe p .-
`
`Name of Patentee
`
`Docket Number (Optimal)
`
`DISCLAIMER IN PATENT UNDER 37 CFR 1.321 (a)
`
`Patent Number
`
`Title of Invention
`
`Multilevel Antennae
`
`Date Patent Issued
`
`I hereby disclaim the following complete claims in the above identified patent:W
`
`The extent of my interest in said patent is (if assignee of record, state liber and page, or reel and frame,
`where assignment is recorded):Assi nee of record of the entire interest Reel: 025126 Frame: 0023 .
`
`The fee for this disclaimer is set forth in 37 CFR 1.20(d).
`
`El Patentee claims small entity status. See 37 CFR 1.27.
`
`D Small entity status has already been established in this case, and is still proper.
`
`El A check in the amount of the fee is enclosed.
`
`Payment by credit card. Form PTO-2038 is attached.
`
`The Director is hereby authorized to charge any fees which may be required or credit any
`overpayment to Deposit Account No.
`05-0460
`.
`
`WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038.
`
`City, State. Zip Code or Foreign Country as applicable
`
`Signed at Gaithersburg
`
`, State of Magland
`
`,
`
`this .23LL day of Nmmmr
`
`2013
`
`.
`
`[El-IIE'
`Signature
`
`!
`
`Patrick J. Finnan
`Typed or printed name of patentee/ attorney or agent of record
`
`9801 Washingtonian Blvd., Suite 750
`Address
`
`Gaithersburg, MD 20878
`
`EEIEB
`Registration Number, if
`applicable
`
`301 -424-3640
`Telephone Number
`
`This collection of infomration is required by 37 CFR 1.321. The information is required to obtain or retain a benefit by the public which is to file (aid by the
`USPTO to process) an appication. Confidentiality is governed by 35 use 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amomt of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer. US. Patent and Trademark Office, US. Department of Commerce, Po. Box 1450, Alexandria, VA 223134450. DO NOT SEND FEES 0R
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`fractus S.A.
`Ex. 2026
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option
`
`ZTE (USA), Inc. v. Fractus S.A.; |PR2018—01461
`
`Page 5 of 8
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 6 of 8
`
`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`34383651
`
`11179257
`
`International Application Number:
`
`Confirmation Number:
`
`1926
`
`Title of Invention:
`
`MULTILEVEL ANTENNAE
`
`First Named Inventor/Applicant Name:
`
`Carles Puente Baliarda
`
`Customer Number:
`
`27896
`
`Filer:
`
`Patrick J. Finnan
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`0690.0004L
`
`23-NOV-2018
`
`12-JUL-2005
`
`18:21:18
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
`
`yes
`
`CARD
`
`$
`
`160
`
`112618INTEFSW18225500
`
`Deposit Account
`Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 7 of 8
`
`
`
`File Listing:
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`1
`
`Statutory disclaimers per MPEP 1490
`
`431_Statutory_Disclaimer.pdf
`
`Warnings:
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`Warnings:
`Information:
`
`537251
`
`f7035b5cac16b610ebff37c5206ec0e604c4
`5d87
`
`30147
`
`e32e2163544a48882b2d4ffda4c6275a2e93
`e4a3
`
`no
`
`no
`
`2
`
`2
`
`Total Files Size (in bytes):
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`567398
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Fractus S.A.
`Ex. 2026
`ZTE (USA), Inc. v. Fractus S.A.; IPR2018-01461
`Page 8 of 8
`
`