throbber
Notice of References Cited
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Application/Control No.
`
`13/732,761
`
`Examiner
`
`THO G. PHAN
`
`U.S. PATENT DOCUMENTS
`
`Name
`
`A
`
`US-6, 154, 176 A
`
`11-2000
`
`Fathy et al.
`
`B US-6,727,855 B1
`C US-7,659,864 B2
`D US-8,369,950 B2
`E US-8,427,373 B2
`US-2013/0194153 A 1
`
`F
`G US-
`H US-
`US-
`
`I
`
`04-2004
`
`02-2010
`
`02-2013
`
`Nalbandian, Vahakn
`
`Chen et al.
`
`Rawat et al.
`
`04-2013
`
`Jiang et al.
`
`08-2013
`
`Puente Baliarda et al.
`
`*
`*
`*
`*
`*
`*
`*
`
`Applicant(s)/Patent Under
`Reexamination
`PUENTE BALIARDA ET AL.
`
`Art Unit
`
`2845
`
`Page 1 of 1
`
`Classification
`
`343/700MS
`
`343/700MS
`
`343/860
`
`607/32
`
`343/700MS
`
`343/860
`
`US-
`
`J
`K US-
`US-
`
`L
`M US-
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`*
`
`N
`
`0
`
`P
`
`Q
`
`R
`
`S
`
`T
`
`U
`
`V
`
`W
`
`X
`
`* A copy of this reference IS not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20141020
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0001
`
`

`

`C
`Reee~f~fPtf~le: 01/25/2013
`o document,
`t
`'IDI~F0RMATION DISCLOSU RE
`/
`/~TEMENT BY APPLICANT
`2
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`42
`
`6348892
`
`2002-02-19
`
`Annamaa, et a!.
`
`43
`
`6351241
`
`2002-02-26
`
`Wass
`
`44
`
`6352434
`
`2002-03-05
`
`Lmmert
`
`45
`
`6353443
`
`2002-03-05
`
`Ying
`
`46
`
`6360105
`
`2002-03-19
`
`Nakada, et al.
`
`47
`
`6362790
`
`2002-03-26
`
`F roctor, Jr., et a!.
`
`48
`
`6366243
`
`2002-04-02
`
`Isohata!a, et al.
`
`49
`
`6367939
`
`2002-04-09
`
`Carter, et al.
`
`50
`
`6373447
`
`2002-04-16
`
`l\.ostoker, et aL
`
`If you wish to add additional U.s. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0002
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`20
`
`6297711
`
`2001-10-02
`
`Seward et al
`
`21
`
`6300910
`
`2001-10-09
`
`Kim
`
`22
`
`6300914
`
`2001-10-09
`
`Yang
`
`23
`
`6304220
`
`2001-10-16
`
`Herve et al
`
`24
`
`6304222
`
`2001-10-16
`
`Smith et al
`
`25
`
`6307511
`
`2001-10-23
`
`Ying et al
`
`26
`
`6307512
`
`2001-10-23
`
`Geeraert
`
`27
`
`6310578
`
`2001-10-30
`
`Zhinong Ying
`
`28
`
`6317083
`
`2001-11-13
`
`Johnson et al
`
`c
`291' d 6320543
`PP le
`range(s) 2
`:c documen ,
`t
`'ID.D/
`/
`;,
`/6/2015
`
`6323811
`
`30
`
`2001-11-20
`
`Ohata, et al.
`
`2001-11-27
`
`Tsubaki et al
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0003
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`20
`
`7312762
`
`2007-12-25
`
`Puente Baliarda et al
`
`21
`
`7342553
`
`2008-03-11
`
`Soler
`
`22
`
`7388549
`
`2008-06-17
`
`Kuo Ching Chiang
`
`c range(s) 2
`
`23
`pplied
`
`7394432
`
`2008-07-01
`
`Paelltc
`
`Daliarda, et al.
`
`t
`·r rinrllmt"n·
`'[D.D/
`/
`/6/2015
`)
`
`24
`
`7397431
`
`2008-07-08
`
`fi!jel'lt@
`
`Daliarda, et al.
`
`25
`
`7403159
`
`2008-07-22
`
`Gooshchin
`
`26
`
`7528782
`
`2009-05-05
`
`FI~ell~e
`
`Daliarda, et al.
`
`27
`
`7903034
`
`2011-03-08
`
`Anguera
`
`28
`
`7911014
`
`2011-03-22
`
`Doan
`
`29
`
`H001631
`
`1997-02-04
`
`Montgomery
`
`If you wish to add additional U.s. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0004
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`42
`
`6039583
`
`2000-03-21
`
`Korsunsky et al
`
`43
`
`6040803
`
`2000-03-21
`
`Spall
`
`44
`
`6043783
`
`2000-03-28
`
`Endo et al
`
`45
`
`6049314
`
`2000-04-11
`
`Munson et al
`
`46
`c
`range(s) 2 pplied
`J
`,
`t
`'LD.D/
`/
`;, /6/2015
`
`47
`
`~~~~ ,~
`
`6054953
`
`2000-04-25
`
`Lindmark
`
`6057801
`
`2000-05-02
`
`Declos et al
`
`48
`
`6069592
`
`2000-05-30
`
`Wass
`
`49
`
`6072434
`
`2000-06-06
`
`Papatheodorou
`
`50
`
`6075485
`
`2000-06-13
`
`Lilly et al
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0005
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`31
`
`5214434
`
`1993-05-25
`
`Hsu
`
`32
`
`5218370
`
`1993-06-08
`
`Blaese
`
`33
`
`5227804
`
`1993-07-13
`
`Oda
`
`34
`
`5227808
`
`1993-07-13
`
`Davis
`
`35
`
`5245350
`
`1993-09-14
`
`Sroka
`
`36
`
`5248988
`
`1993-09-28
`
`Makino
`
`37
`
`5255002
`
`1993-10-19
`
`Day
`
`38
`
`5257032
`
`1993-10-26
`
`Diamond et al
`
`39
`
`5258765
`
`1993-11-02
`
`Dorrie et al
`
`c range(s) 2
`
`40
`pplied
`
`5262791
`
`~~~ ~ .~
`
`~~~~,,~
`
`Tsuda, et al. November 16, 199)
`
`t
`:r rincllmt"'n
`'[D.D/
`/
`/6/2015
`)
`
`41
`
`5300936
`
`1994-04-05
`
`Izadian
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0006
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`9
`
`5453751
`
`1995-09-26
`
`Tsukamoto et al
`
`10
`
`5453752
`
`1995-09-26
`
`Wang
`
`11
`
`5457469
`
`1995-10-10
`
`Diamond et al
`
`12
`
`5471224
`
`1995-11-28
`
`Barkeshli
`
`13
`
`5493702
`
`1996-02-20
`
`Crowley et al
`
`14
`
`5495261
`
`1996-02-27
`
`Baker et al
`
`15
`
`5508709
`
`1996-04-16
`
`Krenz et al
`
`16
`
`5534877
`
`1996-07-09
`
`Sorbello et al
`
`17
`
`5537367
`
`1996-07-16
`
`Lockwood et al
`
`18
`
`5557293
`
`1996-09-17
`
`McCoy
`
`Ce.--hange(s) applie
`o docume 19
`rt,
`AD.D./
`7-{~£~kS1117
`
`ZTE V Fractus
`IPR2018-01461
`
`5559524
`
`12IS8 11 24
`
`Takei et al
`
`September 2+, 1'}'}6
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE
`Exhibit 1020.0007
`
`

`

`Receipt date: 01/25/2013
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`12
`
`20020109633
`
`2002-08-15
`
`Ow
`
`13
`
`20020126054
`
`2002-09-12
`
`Fuerst et al.
`
`14
`
`20020126055
`
`2002-09-12
`
`Lindenmeier et al.
`
`15
`pplied
`
`C range(s) 2
`t
`·r rinrllmt"n·
`'[D.D/
`/
`)
`/19/2015
`
`20020140615
`
`2002-10-03
`
`Pae,itc
`
`Carles, Fue nte Daliarda j et al.
`
`16
`
`20020171601
`
`2002-11-21
`
`Puente
`
`17
`
`20020190904
`
`2002-12-19
`
`Cohen
`
`18
`
`20020175866
`
`2002-11-28
`
`Gram
`
`19
`
`20030160723
`
`2003-08-28
`
`Cohen
`
`20
`
`20030201942
`
`2003-10-30
`
`Poilasne et al
`
`21
`
`20040145529
`
`2004-07-29
`
`Iguchi et al
`
`22
`
`20060001576
`
`2006-01-05
`
`Contopanagos
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0008
`
`

`

`13732761 - GA~102i~
`I§&Ft~dp',~ate: 02/13/2015
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S. PATENTS
`
`Remove
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`Remove
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`
`Remove
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s},
`publisher, city and/or country where published.
`
`D
`
`T5
`
`, -
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018·01461
`
`ZTE
`Exhibit 1020.0009
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`1
`
`2
`
`US12/400888 - Notice of allowance dated on February 7, 2011. United States Patent and Trademark Office. February D
`7,2011
`
`US12/400888 - Notice of allowance dated on April 18,2011. United States Patent and Trademark Office. April 18,
`2011
`
`3
`
`US12/400888 - Notice of allowance dated on June 28,2011. USPTO. June 28, 2011
`
`4
`
`US13/036819 - Notice of allowance dated on June 27 , 2011. USPTO. June 27, 2011
`
`5
`
`US13/036819 - Notice of allowance dated on September 06, 2011. USPTO. September 6,2011
`
`6
`
`US13/036819 - Notice of allowance dated on September 21, 2011. USPTO. September 21,2011
`
`7
`
`US13/036819 - Notice of allowance dated on December 28,2011. USPTO. December 28,2011
`
`8
`
`***US13f036819 - Notice of allowance dated on February 15, 2012. USPTO. February 15, 2012
`
`9
`
`US13/044189 - Office action dated on August 08, 2011. USPTO. August 8, 2011
`
`10
`
`US13/044189 - Amendment and response to office action dated August 08, 2011. Howison & Arnott. September 1,
`2011
`
`11
`
`US13/044189 - Notice of allowance dated on October 11, 2011. USPTO. October 11, 2011
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0010
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`12
`
`US13/044189 - Notice of Allowance dated on December 28, 2011. USPTO. December 28, 2011
`
`13
`
`***US13f044189 - Notice of allowance dated on February 15, 2012. USPTO. February 15, 2012
`
`D
`
`D
`
`14
`
`US95f000586 - Request for inter partes reexamination of US patent No. 7397431 including exhibits CC1-CC6. Kyocera D
`Communication Inc .. November 12, 2010
`
`15
`
`US95f000586 , US95/001482 , US95f001497 - Office Action in inter partes reexamination dated on May 13, 2011 for D
`the US patent 7397431. USPTO. May 13, 2011
`
`16
`
`US95/000588 - Request for inter partes reexamination of US patent No. 7394432 including exhibits CC1-CC6. Kyocera D
`Communications Inc .. November 12, 2010
`
`17
`
`US95/000589 - Request for inter partes reexamination of US patent No. 7015868 including exhibits CC 1-CC5. Kyocera D
`Communications Inc .. November 16, 2010
`
`18
`
`US95/000591 - Request for inter partes reexamination of US patent No. 7123208 including exhibits CC1-CC4. Kyocera D
`Communication Inc .. November 16, 2010
`
`19
`
`US95/000595 - Request for inter partes reexamination of US patent No. 7528782 including exhibits CC1-CC4. Kyocera D
`Communications Inc .. November 17, 2010
`
`20
`
`US95/000595, US95/001499 , US95f001455 - Decision sua sponte to merge reexamination proceedings of US patent D
`7528782. USPTO. May 24, 2011
`
`21
`
`US95/001389 - Request for inter partes reexamination of US patent No. 7123208 including exhibits CC-A - CC-C and D
`OTH-B. Samsung Electronics Co. Ltd .. July 1,2010
`
`22
`
`US95/001389 - Office Action for the US patent 7123208 dated on August 12, 2010. USPTO. August 12, 2010
`
`D
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0011
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`23
`
`US95/001389 - Response to the Office Action dated on August 12, 2010. Sterne, Kessler, Goldstein & Fox PLLC.
`November 12, 2010
`
`D
`
`24
`
`US95/001389 - Third party requester's replacement comments to patent owner's reply of November 12, 2010 for US D
`patent 7123208. Samsung. March 7, 2011
`
`25
`
`US95/001389 - Corrected patent owner's response to first office action dated on August 12, 2010 with exhibit. Sterne, D
`Kessler, Goldstein & Fox. April 11, 2011
`
`26
`
`US95/001389 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7123208.
`Samsung. April 29, 2011
`
`D
`
`27
`
`US95/001389 , US95/001501 , US951000591 - Decision sua sponte to merge reexamination proceedings of US patent D
`7123208. USPTO. June 1, 2011
`
`28
`
`US95/001389 , US95/001501 , US951000591 - Office action for US patent 7123208 dated on July 01, 2011. USPTO. D
`July 1, 2011
`
`29
`
`US95/001389 , US95/000591 , US951001501 - Patent owner's response to first office action dated on July 01, 2011 of D
`US patent 7123208. Sterne Kess I er. October 3, 2011
`
`30
`
`US95/001389 - Third party requester's comments to patent owner's reply of October 03, 2011 for US patent 7123208. D
`Defendants. December 19, 2011
`
`31
`
`US95/001390 - Request for inter partes reexamination of US patent No. 7015868 including exhibits CC-A - CC-G and D
`OTH-A - OTH-B. Samsung Electronics Co. Ltd .. July 2,2010
`
`32
`
`US95/001390 - Office Action for the US patent 7015868 dated August 19, 2010. USPTO. August 19, 2010
`
`D
`
`33
`
`US95/001390 - Response to the Office Action for the US patent 7015868 dated on August 19, 2010. Sterne, Kessler, D
`Goldstein & Fox PLLC. November 19, 2010
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0012
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`34
`
`US95/001390 - Third party requester's replacement comments to patent owner's reply of November 19, 2010 for US D
`patent 7015868. Samsung. March 7, 2011
`
`35
`
`US95/001390 - Corrected response to office action dated on August 19, 2010. Sterne Kessler Goldstein & Fox, PLLC ; D
`Fractus. April 11, 2011
`
`36
`
`US95/001390 - Corrected response to office action dated on August 19, 2010 - Exhibit 1. Sterne Kessler; Fractus.
`April 11, 2011
`
`37
`
`US95/001390 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7015868.
`Samsung. May 2, 2011
`
`D
`
`D
`
`38
`
`US95/001390, US95/001498 , US951000589 - Office action for US patent 7015868 dated on July 01,2011. USPTO. D
`July 1, 2011
`
`39
`
`US95/001390 - Exhibits of patent owner's reponse to first office action of US patent 7015868 dated on July 01,2011. D
`Sterne Kessler. October 3,2011
`
`40
`
`US95/001390 - Patent owner's reponse to first office action of US patent 7015868 dated on July 01, 2011. Sterne
`Kessler. October 3, 2011
`
`41
`
`US95/001390 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7015868.
`Defendants. December 19, 2011
`
`42
`
`US95/001414 - Third party requester's comments to patent owner's reply dated on January 10, 2011 for US patent
`7202822. Samsung. February 9,2011
`
`43
`
`US95/001455 - Request for inter partes reexamination of US patent No. 7528782 including exhibits CCA-CCN.
`Samsung Electronics Co. Ltd. September 30,2010
`
`44
`
`US95/001455 - Office action dated on November 19, 2010. USPTO. November 19, 2010
`
`D
`
`D
`
`D
`
`D
`
`D
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0013
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`45
`
`US95/001455 - Response to office action dated on November 19, 2010. Sterne Kessler. February 22,2011
`
`46
`
`US95/001455 - Response to office action for US patent 7528782 dated on November 19, 2010 - Exhibits. Sterne
`Kessler. February 22, 2011
`
`0
`
`0
`
`47
`
`US95/001455 - Third party requester's comments to patent owner's reply of February 22, 2011 for US patent 7528782 0
`-. Samsung. March 24, 2011
`
`48
`
`US95/001455 - Corrected patent owner's response to office action dated on November 19, 2010. Sterne Kessler. April 0
`12,2011
`
`49
`
`US95/001455 - Corrected patent owner's response to office action dated on November 19, 2010 - Exhibit 1. Sterne
`Kessler. April 12, 2011
`
`50
`
`US95/001455 - Third party requester's comments to patent owner's reply of February 22, 2011 for US patent no.
`7528782. Defendants. April 28, 2011
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`
`EXAMINER SIGNATURE
`
`0
`
`0
`
`Examiner Signature I
`
`!Tho Phalli (04/18/2015)
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. Z Enter office that issued the document, by the two-leiter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is altached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0014
`
`

`

`13732761 - GA~102i~
`I§&Ft~dp',~ate: 02/13/2015
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S. PATENTS
`
`Remove
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`Remove
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`
`Remove
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s},
`publisher, city and/or country where published.
`
`D
`
`T5
`
`, -
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018·01461
`
`ZTE
`Exhibit 1020.0015
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`1
`
`US95/001455, US95/000595 , US951001499 - Office Action for US patent 7528782 dated on July 29,2011. USPTO. D
`July 29, 2011
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`US95/001455, US95/000595 , US951001499 - Response to office action dated on July 29,2011 of US patent
`application 7528782. Fractus. October 31,2011
`
`D
`
`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782. Defendants. February 1,2012
`
`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782 - Exhibits. Defendants. February 1,2012
`
`US95/001482 - Request for inter partes reexamination of US patent No. 7397431 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
`
`D
`
`US95/001482, US95/000586 , US951001497 - Decision sua sponte to merge reexamination proceedings of US patent D
`7397431. USPTO. May 4,2011
`
`US95/001482, US95/000586 , US951001497 - Exhibits of response to first office action dated on May 13, 2011 for US D
`patent 7397431. Sterne Kessler. August 15, 2011
`
`US95/001482, US95/000586 , US951001497 - Response to first office action dated on May 13, 2011 for US patent
`7397431. Sterne Kessler. August 15, 2011
`
`D
`
`US95/001482 - Third party requester's comments to patent owner's reply of August 15, 2011 for US patent 7397431. D
`Defendants. September 14, 2011
`
`10
`
`US95/001482 - Action closing prosecution for US patent 7397431 dated on December 01,2011. USPTO. December 1, D
`2011
`
`11
`
`US95/001482, US95/000586 - Patent owner's response to the Action Closing Prosecution of December 1, 2011 for
`US patent 7397431. Sterne Kessler. January 3, 2012
`
`D
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0016
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`12
`
`US95/001482, US95/000586 , US951001497 - Third party requester's comments to patent owner's reply of January 3, D
`2012 for US patent 7397431. Defendants. February 2,2012
`
`13
`
`US95/001483 - Request for inter partes reexamination of US patent No. 7394432 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
`
`D
`
`14
`
`US95/001483, US95/000588 , US951001500 - Decision sua sponte to merge reexamination proceedings of US patent D
`7394432. USPTO. March 17, 2011
`
`15
`
`US95/001483, US95/000588 , US951001500 - Office action in inter partes reexamination for the US patent 7394432. D
`USPTO. April 7, 2011
`
`16
`
`US95/001483, US95/000588 , US951001500 - Response to office action dated on April 07 , 2011 for US7394432.
`Sterne Kessler. July 7, 2011
`
`US95/001483, US95/000588 , US95/001500 - Third party requester's comments to patent owner's reply of July 07,
`2011 of US patent 7394432. Samsung. August 8, 2011
`
`17
`
`D
`
`D
`
`18
`
`US95/001483, US95/000588 , US951001500 - Exhibits from Third party requester's comments to patent owner's reply D
`of July 07, 2011 of US patent 7394432. Defendants. August 8, 2011
`
`19
`
`US95/001483, US95/000588 , US001500 - Action closing prosecution for US patent 7394432 dated on November 04, D
`2011. USPTO. November 4, 2011
`
`20
`
`US95/001483, US95/000588 - Patent owner's response to the Action Closing Prosecution of November 4, 2011 for
`US patent 7394432. Sterne Kessler. January 4,2012
`
`D
`
`21
`
`US95/001483, US95/000588 , US95/001500 -Third party requester's comments to patent owner's reply of January 4, D
`2012 pursant to 37 CFR 1947 for US patent 7394432. Defendants. February 3, 2012
`
`22
`
`***US95f001483 , US95f001500 , US95/000588 - Action closing prosection for US patent 7394432 dated on March 7, D
`2012
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0017
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`23
`
`***US95f001483 , US95f000588 - Reply to the action closing prosecution dated on March 7, 2012 for the US patent
`7394432. Sterne Kessler. April 9, 2012
`
`D
`
`24
`
`US95f001497 - Request for inter partes reexamination of US patent No. 7397431 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`25
`
`US95f001498 - Request for inter partes reexamination of US patent No. 7015868 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
`
`D
`
`D
`
`26
`
`US95f001498 , US95/000589 , US95f001390 - Decision sua sponte to merge reexamination proceedings of US patent D
`7015868. USPTO. May 23,2011
`
`27
`
`US95/001499 - Request for inter partes reexamination of US patent No. 7528782 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
`
`28
`
`US95/001500 - Request for inter partes reexamination of US patent No. 7394432 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`29
`
`US95/001501 - Request for inter partes reexamination of US patent No. 7123208 including exhibits C1-C7. HTC
`Corporation - HTC America Inc. December 3,2010
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`
`EXAMINER SIGNATURE
`
`D
`
`D
`
`D
`
`Examiner Signature I
`
`!Tho Phan! (04/17/2015)
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. Z Enter office that issued the document, by the two-leiter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is altached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0018
`
`

`

`13732761 - GA~102i~
`I§&Ft~dp',~ate: 02/13/2015
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`u.s. PATENTS
`
`Remove
`
`1
`
`5995064
`
`1999-11-30
`
`Yanagisawa
`
`2
`
`6133879
`
`2000-10-17
`
`Grangeat
`
`3
`
`7755546
`
`2010-07-13
`
`Ishimiya
`
`4
`
`7663556
`
`2010-02-16
`
`Desclos
`
`5
`
`7403165
`
`2008-07-22
`
`Oi
`
`6
`
`7265724
`
`2007-09-04
`
`Tan
`
`7
`
`7209081
`
`2007-04-24
`
`Chang
`
`8
`
`7102577
`
`2006-09-05
`
`Richard
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE v Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0019
`
`

`

`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`9
`
`7075483
`
`2006-07-11
`
`Okado
`
`If you wish to add additional U.s. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.s. Published Application citation information please click the Add button. Add
`Remove
`
`FOREIGN PATENT D

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket