`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Application/Control No.
`
`13/732,761
`
`Examiner
`
`THO G. PHAN
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`U.S. PATENT DOCUMENTS
`
`Name
`
`A
`
`US-6, 154, 176 A
`
`11-2000
`
`Fathy et al.
`
`B US-6,727,855 B1
`C US-7,659,864 B2
`D US-8,369,950 B2
`E US-8,427,373 B2
`US-2013/0194153 A 1
`
`F
`G US-
`H US-
`US-
`
`I
`
`04-2004
`
`02-2010
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`02-2013
`
`Nalbandian, Vahakn
`
`Chen et al.
`
`Rawat et al.
`
`04-2013
`
`Jiang et al.
`
`08-2013
`
`Puente Baliarda et al.
`
`*
`*
`*
`*
`*
`*
`*
`
`Applicant(s)/Patent Under
`Reexamination
`PUENTE BALIARDA ET AL.
`
`Art Unit
`
`2845
`
`Page 1 of 1
`
`Classification
`
`343/700MS
`
`343/700MS
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`343/860
`
`607/32
`
`343/700MS
`
`343/860
`
`US-
`
`J
`K US-
`US-
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`L
`M US-
`
`*
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`FOREIGN PATENT DOCUMENTS
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`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
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`*
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`N
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`0
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`P
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`Q
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`R
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`S
`
`T
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`U
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`V
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`W
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`X
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`* A copy of this reference IS not being furnished with this Office action. (See MPEP § 707.05(a).)
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`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
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`Notice of References Cited
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`Part of Paper No. 20141020
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`ZTE V Fractus
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`ZTE
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`C
`Reee~f~fPtf~le: 01/25/2013
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`I Carles Puente Baliarda
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`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
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`42
`
`6348892
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`2002-02-19
`
`Annamaa, et a!.
`
`43
`
`6351241
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`2002-02-26
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`Wass
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`44
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`6352434
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`2002-03-05
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`45
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`6353443
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`2002-03-05
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`6360105
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`2002-03-19
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`Nakada, et al.
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`47
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`F roctor, Jr., et a!.
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`48
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`Isohata!a, et al.
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`49
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`2002-04-09
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`Carter, et al.
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`50
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`2002-04-16
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`l\.ostoker, et aL
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`I
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`0690.0016C12
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`13732761 - GAU: 2845
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`20
`
`6297711
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`2001-10-02
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`Seward et al
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`21
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`6300910
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`2001-10-09
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`Kim
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`22
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`6300914
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`2001-10-09
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`Yang
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`23
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`6304220
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`2001-10-16
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`Herve et al
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`24
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`6304222
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`2001-10-16
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`Smith et al
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`25
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`6307511
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`2001-10-23
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`26
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`6307512
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`2001-10-23
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`27
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`6310578
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`2001-10-30
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`Zhinong Ying
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`28
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`6317083
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`2001-11-13
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`Johnson et al
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`2001-11-27
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`
`I
`Attorney Docket Number
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`0690.0016C12
`
`13732761 - GAU: 2845
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`20
`
`7312762
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`2007-12-25
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`21
`
`7342553
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`2008-03-11
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`Soler
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`22
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`7388549
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`2008-06-17
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`Kuo Ching Chiang
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`25
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`7403159
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`2008-07-22
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`Gooshchin
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`26
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`7528782
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`2009-05-05
`
`FI~ell~e
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`Daliarda, et al.
`
`27
`
`7903034
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`2011-03-08
`
`Anguera
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`28
`
`7911014
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`2011-03-22
`
`Doan
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`29
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`H001631
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`1997-02-04
`
`Montgomery
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`Receipt date: 01/25/2013
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`IN FORMATION DISCLOSU RE
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`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`42
`
`6039583
`
`2000-03-21
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`Korsunsky et al
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`43
`
`6040803
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`2000-03-21
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`Spall
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`44
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`6043783
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`2000-03-28
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`Endo et al
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`45
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`6049314
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`49
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`2000-06-06
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`Papatheodorou
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`50
`
`6075485
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`2000-06-13
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`Lilly et al
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`0690.0016C12
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`13732761 - GAU: 2845
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`31
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`5214434
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`1993-05-25
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`Hsu
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`32
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`5218370
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`33
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`1993-07-13
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`Oda
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`34
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`1993-07-13
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`Davis
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`35
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`36
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`Makino
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`37
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`5255002
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`1993-10-19
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`Day
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`38
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`5257032
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`1993-10-26
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`Diamond et al
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`39
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`5258765
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`1993-11-02
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`Dorrie et al
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`41
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`EFS Web 2.1.17
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`IN FORMATION DISCLOSU RE
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`I Carles Puente Baliarda
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`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`9
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`5453751
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`1995-09-26
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`Tsukamoto et al
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`10
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`IN FORMATION DISCLOSU RE
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`13732761
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`I Carles Puente Baliarda
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`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
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`12
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`0690.0016C12
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`1
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`2
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`US12/400888 - Notice of allowance dated on February 7, 2011. United States Patent and Trademark Office. February D
`7,2011
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`US12/400888 - Notice of allowance dated on April 18,2011. United States Patent and Trademark Office. April 18,
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`US12/400888 - Notice of allowance dated on June 28,2011. USPTO. June 28, 2011
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`US13/044189 - Office action dated on August 08, 2011. USPTO. August 8, 2011
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`US13/044189 - Amendment and response to office action dated August 08, 2011. Howison & Arnott. September 1,
`2011
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`US13/044189 - Notice of allowance dated on October 11, 2011. USPTO. October 11, 2011
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`D
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`D
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`D
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`D
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`D
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`D
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`D
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`Receipt date: 02/13/2015
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`I
`Attorney Docket Number
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`0690.0016C12
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`13732761 - GAU: 2845
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`US13/044189 - Notice of Allowance dated on December 28, 2011. USPTO. December 28, 2011
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`13
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`***US13f044189 - Notice of allowance dated on February 15, 2012. USPTO. February 15, 2012
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`D
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`D
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`14
`
`US95f000586 - Request for inter partes reexamination of US patent No. 7397431 including exhibits CC1-CC6. Kyocera D
`Communication Inc .. November 12, 2010
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`15
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`US95f000586 , US95/001482 , US95f001497 - Office Action in inter partes reexamination dated on May 13, 2011 for D
`the US patent 7397431. USPTO. May 13, 2011
`
`16
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`US95/000588 - Request for inter partes reexamination of US patent No. 7394432 including exhibits CC1-CC6. Kyocera D
`Communications Inc .. November 12, 2010
`
`17
`
`US95/000589 - Request for inter partes reexamination of US patent No. 7015868 including exhibits CC 1-CC5. Kyocera D
`Communications Inc .. November 16, 2010
`
`18
`
`US95/000591 - Request for inter partes reexamination of US patent No. 7123208 including exhibits CC1-CC4. Kyocera D
`Communication Inc .. November 16, 2010
`
`19
`
`US95/000595 - Request for inter partes reexamination of US patent No. 7528782 including exhibits CC1-CC4. Kyocera D
`Communications Inc .. November 17, 2010
`
`20
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`US95/000595, US95/001499 , US95f001455 - Decision sua sponte to merge reexamination proceedings of US patent D
`7528782. USPTO. May 24, 2011
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`21
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`US95/001389 - Request for inter partes reexamination of US patent No. 7123208 including exhibits CC-A - CC-C and D
`OTH-B. Samsung Electronics Co. Ltd .. July 1,2010
`
`22
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`US95/001389 - Office Action for the US patent 7123208 dated on August 12, 2010. USPTO. August 12, 2010
`
`D
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`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
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`Receipt date: 02/13/2015
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`IN FORMATION DISCLOSU RE
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`( Not for submission under 37 CFR 1.99)
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`23
`
`US95/001389 - Response to the Office Action dated on August 12, 2010. Sterne, Kessler, Goldstein & Fox PLLC.
`November 12, 2010
`
`D
`
`24
`
`US95/001389 - Third party requester's replacement comments to patent owner's reply of November 12, 2010 for US D
`patent 7123208. Samsung. March 7, 2011
`
`25
`
`US95/001389 - Corrected patent owner's response to first office action dated on August 12, 2010 with exhibit. Sterne, D
`Kessler, Goldstein & Fox. April 11, 2011
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`26
`
`US95/001389 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7123208.
`Samsung. April 29, 2011
`
`D
`
`27
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`US95/001389 , US95/001501 , US951000591 - Decision sua sponte to merge reexamination proceedings of US patent D
`7123208. USPTO. June 1, 2011
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`28
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`July 1, 2011
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`29
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`US patent 7123208. Sterne Kess I er. October 3, 2011
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`30
`
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`Defendants. December 19, 2011
`
`31
`
`US95/001390 - Request for inter partes reexamination of US patent No. 7015868 including exhibits CC-A - CC-G and D
`OTH-A - OTH-B. Samsung Electronics Co. Ltd .. July 2,2010
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`32
`
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`
`D
`
`33
`
`US95/001390 - Response to the Office Action for the US patent 7015868 dated on August 19, 2010. Sterne, Kessler, D
`Goldstein & Fox PLLC. November 19, 2010
`
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`Receipt date: 02/13/2015
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`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`34
`
`US95/001390 - Third party requester's replacement comments to patent owner's reply of November 19, 2010 for US D
`patent 7015868. Samsung. March 7, 2011
`
`35
`
`US95/001390 - Corrected response to office action dated on August 19, 2010. Sterne Kessler Goldstein & Fox, PLLC ; D
`Fractus. April 11, 2011
`
`36
`
`US95/001390 - Corrected response to office action dated on August 19, 2010 - Exhibit 1. Sterne Kessler; Fractus.
`April 11, 2011
`
`37
`
`US95/001390 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7015868.
`Samsung. May 2, 2011
`
`D
`
`D
`
`38
`
`US95/001390, US95/001498 , US951000589 - Office action for US patent 7015868 dated on July 01,2011. USPTO. D
`July 1, 2011
`
`39
`
`US95/001390 - Exhibits of patent owner's reponse to first office action of US patent 7015868 dated on July 01,2011. D
`Sterne Kessler. October 3,2011
`
`40
`
`US95/001390 - Patent owner's reponse to first office action of US patent 7015868 dated on July 01, 2011. Sterne
`Kessler. October 3, 2011
`
`41
`
`US95/001390 - Third party requester's comments to patent owner's reply of April 11, 2011 for US patent 7015868.
`Defendants. December 19, 2011
`
`42
`
`US95/001414 - Third party requester's comments to patent owner's reply dated on January 10, 2011 for US patent
`7202822. Samsung. February 9,2011
`
`43
`
`US95/001455 - Request for inter partes reexamination of US patent No. 7528782 including exhibits CCA-CCN.
`Samsung Electronics Co. Ltd. September 30,2010
`
`44
`
`US95/001455 - Office action dated on November 19, 2010. USPTO. November 19, 2010
`
`D
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`D
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`D
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`D
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`D
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
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`Receipt date: 02/13/2015
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`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
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`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`45
`
`US95/001455 - Response to office action dated on November 19, 2010. Sterne Kessler. February 22,2011
`
`46
`
`US95/001455 - Response to office action for US patent 7528782 dated on November 19, 2010 - Exhibits. Sterne
`Kessler. February 22, 2011
`
`0
`
`0
`
`47
`
`US95/001455 - Third party requester's comments to patent owner's reply of February 22, 2011 for US patent 7528782 0
`-. Samsung. March 24, 2011
`
`48
`
`US95/001455 - Corrected patent owner's response to office action dated on November 19, 2010. Sterne Kessler. April 0
`12,2011
`
`49
`
`US95/001455 - Corrected patent owner's response to office action dated on November 19, 2010 - Exhibit 1. Sterne
`Kessler. April 12, 2011
`
`50
`
`US95/001455 - Third party requester's comments to patent owner's reply of February 22, 2011 for US patent no.
`7528782. Defendants. April 28, 2011
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`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
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`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. Z Enter office that issued the document, by the two-leiter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is altached.
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
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`ZTE V Fractus
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`Exhibit 1020.0014
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`
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`13732761 - GA~102i~
`I§&Ft~dp',~ate: 02/13/2015
`Approved for use through 07/31/2012. OMB 0651-0031
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`I
`Attorney Docket Number
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`0690.0016C12
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`13732761 - GAU: 2845
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`1
`
`US95/001455, US95/000595 , US951001499 - Office Action for US patent 7528782 dated on July 29,2011. USPTO. D
`July 29, 2011
`
`2
`
`3
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`4
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`5
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`6
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`7
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`8
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`9
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`US95/001455, US95/000595 , US951001499 - Response to office action dated on July 29,2011 of US patent
`application 7528782. Fractus. October 31,2011
`
`D
`
`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782. Defendants. February 1,2012
`
`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782 - Exhibits. Defendants. February 1,2012
`
`US95/001482 - Request for inter partes reexamination of US patent No. 7397431 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
`
`D
`
`US95/001482, US95/000586 , US951001497 - Decision sua sponte to merge reexamination proceedings of US patent D
`7397431. USPTO. May 4,2011
`
`US95/001482, US95/000586 , US951001497 - Exhibits of response to first office action dated on May 13, 2011 for US D
`patent 7397431. Sterne Kessler. August 15, 2011
`
`US95/001482, US95/000586 , US951001497 - Response to first office action dated on May 13, 2011 for US patent
`7397431. Sterne Kessler. August 15, 2011
`
`D
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`US95/001482 - Third party requester's comments to patent owner's reply of August 15, 2011 for US patent 7397431. D
`Defendants. September 14, 2011
`
`10
`
`US95/001482 - Action closing prosecution for US patent 7397431 dated on December 01,2011. USPTO. December 1, D
`2011
`
`11
`
`US95/001482, US95/000586 - Patent owner's response to the Action Closing Prosecution of December 1, 2011 for
`US patent 7397431. Sterne Kessler. January 3, 2012
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`D
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
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`Exhibit 1020.0016
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`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
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`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`12
`
`US95/001482, US95/000586 , US951001497 - Third party requester's comments to patent owner's reply of January 3, D
`2012 for US patent 7397431. Defendants. February 2,2012
`
`13
`
`US95/001483 - Request for inter partes reexamination of US patent No. 7394432 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
`
`D
`
`14
`
`US95/001483, US95/000588 , US951001500 - Decision sua sponte to merge reexamination proceedings of US patent D
`7394432. USPTO. March 17, 2011
`
`15
`
`US95/001483, US95/000588 , US951001500 - Office action in inter partes reexamination for the US patent 7394432. D
`USPTO. April 7, 2011
`
`16
`
`US95/001483, US95/000588 , US951001500 - Response to office action dated on April 07 , 2011 for US7394432.
`Sterne Kessler. July 7, 2011
`
`US95/001483, US95/000588 , US95/001500 - Third party requester's comments to patent owner's reply of July 07,
`2011 of US patent 7394432. Samsung. August 8, 2011
`
`17
`
`D
`
`D
`
`18
`
`US95/001483, US95/000588 , US951001500 - Exhibits from Third party requester's comments to patent owner's reply D
`of July 07, 2011 of US patent 7394432. Defendants. August 8, 2011
`
`19
`
`US95/001483, US95/000588 , US001500 - Action closing prosecution for US patent 7394432 dated on November 04, D
`2011. USPTO. November 4, 2011
`
`20
`
`US95/001483, US95/000588 - Patent owner's response to the Action Closing Prosecution of November 4, 2011 for
`US patent 7394432. Sterne Kessler. January 4,2012
`
`D
`
`21
`
`US95/001483, US95/000588 , US95/001500 -Third party requester's comments to patent owner's reply of January 4, D
`2012 pursant to 37 CFR 1947 for US patent 7394432. Defendants. February 3, 2012
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`22
`
`***US95f001483 , US95f001500 , US95/000588 - Action closing prosection for US patent 7394432 dated on March 7, D
`2012
`
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`Exhibit 1020.0017
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`
`
`Receipt date: 02/13/2015
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`13732761 - GAU: 2845
`
`23
`
`***US95f001483 , US95f000588 - Reply to the action closing prosecution dated on March 7, 2012 for the US patent
`7394432. Sterne Kessler. April 9, 2012
`
`D
`
`24
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`US95f001497 - Request for inter partes reexamination of US patent No. 7397431 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`25
`
`US95f001498 - Request for inter partes reexamination of US patent No. 7015868 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
`
`D
`
`D
`
`26
`
`US95f001498 , US95/000589 , US95f001390 - Decision sua sponte to merge reexamination proceedings of US patent D
`7015868. USPTO. May 23,2011
`
`27
`
`US95/001499 - Request for inter partes reexamination of US patent No. 7528782 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
`
`28
`
`US95/001500 - Request for inter partes reexamination of US patent No. 7394432 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`29
`
`US95/001501 - Request for inter partes reexamination of US patent No. 7123208 including exhibits C1-C7. HTC
`Corporation - HTC America Inc. December 3,2010
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`Examiner Signature I
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`!Tho Phan! (04/17/2015)
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. Z Enter office that issued the document, by the two-leiter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is altached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. ITPI
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1020.0018
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`
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`13732761 - GA~102i~
`I§&Ft~dp',~ate: 02/13/2015
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`IN FORMATION DISCLOSU RE
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`13732761
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`I Carles Puente Baliarda
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`0690.0016C12
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`
`1
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`5995064
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`1999-11-30
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`Yanagisawa
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`2
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`6133879
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`2000-10-17
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`Grangeat
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`3
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`7755546
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`2010-07-13
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`Ishimiya
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`4
`
`7663556
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`2010-02-16
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`Desclos
`
`5
`
`7403165
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`2008-07-22
`
`Oi
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`6
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`7265724
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`2007-09-04
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`Tan
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`7
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`7209081
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`2007-04-24
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`Chang
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`8
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`7102577
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`2006-09-05
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`Richard
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`IN FORMATION DISCLOSU RE
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`13732761
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`2013-01-02
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`I Carles Puente Baliarda
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`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
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`0690.0016C12
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`13732761 - GAU: 2845
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`9
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`7075483
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`2006-07-11
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`Okado
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