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`Application Number
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`13732761
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`2013-01-02
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`I Carles Puente Baliarda
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`0690.0016C12
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
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`I Carles Puente Baliarda
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`Art Unit
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`1
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`US95/001455, US95/000595 , US95f001499 - Office Action for US patent 7528782 dated on July 29,2011. USPTO. D
`July 29, 2011
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`2
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`3
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`4
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`US95/001455, US95/000595 , US95f001499 - Response to office action dated on July 29,2011 of US patent
`application 7528782. Fractus. October 31,2011
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`D
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`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782. Defendants. February 1,2012
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`US95/001455, US95/000595 - Third party requester's comments to patent owner's reply of October 31,2011 pursant D
`to 37 CFR 1947 for US patent 7528782 - Exhibits. Defendants. February 1,2012
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`US95/001482 - Request for inter partes reexamination of US patent No. 7397431 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
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`D
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`US95/001482, US95/000586 , US95f001497 - Decision sua sponte to merge reexamination proceedings of US patent D
`7397431. USPTO. May4, 2011
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`US95/001482, US95/000586 , US95f001497 - Exhibits of response to first office action dated on May 13, 2011 for US D
`patent 7397431. Sterne Kessler. August 15, 2011
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`US95/001482, US95/000586 , US95f001497 - Response to first office action dated on May 13, 2011 for US patent
`7397431. Sterne Kessler. August 15, 2011
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`D
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`US95/001482 - Third party requester's comments to patent owner's reply of August 15, 2011 for US patent 7397431. D
`Defendants. September 14, 2011
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`10
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`US95/001482 - Action closing prosecution for US patent 7397431 dated on December 01,2011. USPTO. December 1, D
`2011
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`11
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`US95/001482, US95/000586 - Patent owner's response to the Action Closing Prosecution of December 1, 2011 for
`US patent 7397431. Sterne Kessler. January 3, 2012
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
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`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
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`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`12
`
`US95/001482, US95/000586 , US95f001497 - Third party requester's comments to patent owner's reply of January 3, D
`2012 for US patent 7397431. Defendants. February 2, 2012
`
`13
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`US95/001483 - Request for inter partes reexamination of US patent No. 7394432 including exhibits CC-A - CC-L.
`Samsung Electronics Co. Ltd. November 11,2010
`
`D
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`14
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`US95/001483, US95/000588 , US95f001500 - Decision sua sponte to merge reexamination proceedings of US patent D
`7394432. USPTO. March 17, 2011
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`15
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`US95/001483, US95/000588 , US95f001500 - Office action in inter partes reexamination for the US patent 7394432. D
`USPTO. April 7, 2011
`
`16
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`US95/001483, US95/000588 , US95f001500 - Response to office action dated on April 07 , 2011 for US7394432.
`Sterne Kessler. July 7, 2011
`
`US95/001483 , US95/000588 , US95f001500 - Third party requester's comments to patent owner's reply of July 07,
`2011 of US patent 7394432. Samsung. August 8,2011
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`17
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`D
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`D
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`18
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`US95/001483, US95/000588 , US95f001500 - Exhibits from Third party requester's comments to patent owner's reply D
`of July 07, 2011 of US patent 7394432. Defendants. August 8,2011
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`19
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`US95/001483, US95/000588 , US001500 - Action closing prosecution for US patent 7394432 dated on November 04, D
`2011. USPTO. November 4, 2011
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`20
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`US95/001483, US95/000588 - Patent owner's response to the Action Closing Prosecution of November 4, 2011 for
`US patent 7394432. Sterne Kessler. January 4,2012
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`D
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`21
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`US95/001483, US95/000588 , US95f001500 -Third party requester's comments to patent owner's reply of January 4, D
`2012 pursant to 37 CFR 1947 for US patent 7394432. Defendants. February 3, 2012
`
`22
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`***US95f001483 , US95f001500 , US95/000588 - Action closing prosection for US patent 7394432 dated on March 7, D
`2012
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Application Number
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`Filing Date
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`13732761
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`2013-01-02
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`First Named Inventor
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`I Carles Puente Baliarda
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`Art Unit
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`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`23
`
`***US95f001483 , US95f000588 - Reply to the action closing prosecution dated on March 7, 2012 for the US patent
`7394432. Sterne Kessler. April 9, 2012
`
`D
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`24
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`US95f001497 - Request for inter partes reexamination of US patent No. 7397431 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`25
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`US95f001498 - Request for inter partes reexamination of US patent No. 7015868 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
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`D
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`D
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`26
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`US95f001498 , US95f000589 , US95f001390 - Decision sua sponte to merge reexamination proceedings of US patent D
`7015868. USPTO. May 23,2011
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`27
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`US95f001499 - Request for inter partes reexamination of US patent No. 7528782 including exhibits C1-C6. HTC
`Corporation - HTC America Inc. December 3,2010
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`28
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`US95f001500 - Request for inter partes reexamination of US patent No. 7394432 including exhibits C1-C5. HTC
`Corporation - HTC America Inc. December 3,2010
`
`29
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`US95f001501 - Request for inter partes reexamination of US patent No. 7123208 including exhibits C1-C7. HTC
`Corporation - HTC America Inc. December 3,2010
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Application Number
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`Filing Date
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`13732761
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`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`Examiner Cite
`Initial*
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`Kind
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`Issue Date
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`u.s. PATENTS
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`Remove
`
`1
`
`5995064
`
`1999-11-30
`
`Yanagisawa
`
`2
`
`6133879
`
`2000-10-17
`
`Grangeat
`
`3
`
`7755546
`
`2010-07-13
`
`Ishimiya
`
`4
`
`7663556
`
`2010-02-16
`
`Desclos
`
`5
`
`7403165
`
`2008-07-22
`
`Oi
`
`6
`
`7265724
`
`2007-09-04
`
`Tan
`
`7
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`7209081
`
`2007-04-24
`
`Chang
`
`8
`
`7102577
`
`2006-09-05
`
`Richard
`
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`9
`
`7075483
`
`2006-07-11
`
`Okado
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`
`T5
`
`1
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`Document 1113 - Memorandum Opinion and Order, dated June 28,2012
`
`2
`
`Document 1114 - Final Judgement, dated June 28,2012
`
`3
`
`Document 1143 - Notice of appeal dated on August 23, 2012.USPTO. August 08,2012
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`4
`
`US95/001389, US95/000591 - Response to the Action Closing Prosecution mailed on April 27, 2012 for US7123208, D
`dated on June 27,2012
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`5
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`US95/001389, US95/000591 - Action Closing Prosecution for US7123208, dated July 26,2012
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`D
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`D
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`D
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`D
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`6
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`7
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`8
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`9
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`US95/001389 - US95/000591 - Patent owner's reply to action closing prosecution mailed on July 26, 2012. Edell ,
`Shapiro & Finnan, LLC. August 27,2012
`
`US95/001389 - US95/000591 - Third party requester's comments to patent owner's ACP reply of August 27, 2012
`dated on August 31, 2012.Edell Shapiro & Finnan, LLC. August 27,2012
`
`US95/001389 - US95/000591 - Petition for suspension of inter-partes reexamination proceedings including exhibits
`0-1 through 0-19.Edell , Shapiro & Finnan, LLC. October 01 ,2012
`
`US95/001390, US95/000589 - Response to the Action Closing Prosecution mailed on April 26, 2012 for US7015868, D
`dated June 26,2012
`
`10
`
`US95/001390, US95/000589 - Action Closing Prosecution for US7015868, dated July 26,2012
`
`11
`
`US95/001390 - US95/000589 - Patent owner's reply to action closing prosecution mailed on July 26, 2012. Edell ,
`Shapiro & Finnan, LLC. August 27,2012
`
`12
`
`US95/001390, US95/000589 - Third party requester's comments to patent owner's ACP reply of August 27,2012.
`Edell , Shapiro & Finnan LLC. August 31, 2012
`
`D
`
`D
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`D
`
`13
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`US95/001390 - US95/000589 - Petition for suspension of interpartes reexamination proceedings including exhibits 0-1 D
`through 0-19.Edell , Shapiro & Finnan, LLC. October 01 , 2012
`
`14
`
`US95/001455, US95/000595 - Response to the Action Closing Prosecution mailed on April 26, 2012 for US7528782, D
`dated June 26,2012
`
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
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`13732761
`
`2013-01-02
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`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`US95/001455, US95/000595 - Action Closing Prosecution for US7528782, dated July 27,2012
`
`15
`
`16
`
`US95/001455 - US95/000595 - Patent owner's reply to action closing prosecution mailed on July 27, 2012.Edell ,
`Shapiro & Finnan, LLC. August 27,2012
`
`17
`
`US95/001455, US95/001595 - Third party requester's comments to patent owner's reply of August 27,2012.
`Defendants. September 26, 2012
`
`18
`
`US95/001482, US95/000586 - Right of Appeal Notice for US7397431, dated June 01,2012
`
`D
`
`D
`
`D
`
`D
`
`19
`
`US95/001482 - US95/000586 - Patent Owner amendment in response to the right of appeal notice mailed on June 1, D
`2012.Edell , Shapiro & Finnan, LLC. July 2,2012
`
`20
`
`US95/001482, US95/000586 - Third party requester's notice of cross-appeal US7397431, dated July 06,2012
`
`D
`
`21
`
`US95/001482 - US95/000586 - Petition to terminate Inter Partes Reexamination dated on July 31, 2012.Edell, Shapiro D
`and Finnan, LLC. July 31,2012
`
`22
`
`US95/001482 - US95/000586 - Petition for suspension of inter partes reexamination proceedings dated on August 1, D
`2012.Edell, Shapiro & Finnan, LLC. August 01,2012
`
`23
`
`US95/001482, US95/000586 - Right of appeal notice for US7397431, dated August 9,2012
`
`24
`
`US95/001482 - US95/000586 - Third party requester's opposition to patent owner's petition for suspension for US
`patent 7397431 dated on August 30, 2012.Defendants. August 30,2012
`
`25
`
`US95/001482 - US95/000586 - Response to the Right of Appeal Notice (RAN) mailed on August 9, 2012.Edell ,
`Shapiro & Finnan, LLC. September 10, 2012
`
`D
`
`D
`
`D
`
`EFS Web 2.1.17
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1019.0010
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`26
`
`US95/001482 - US95/000586 - Third party requester's notice of cross-appeal. Defendants. September 11,2012
`
`D
`
`27
`
`US95/001483, US95/000588 - Corrected Third party requester's comments to patent owner's reply of April 9, 2012 for D
`the US7394432, dated May 09,2012
`
`28
`
`US95/001483, US95/000588 - Action closing prosecution for US7394432, dated August 2,2012
`
`29
`
`US95/001483 - US95/000588 - Reply to ACP including exhibits 0-1 through 0-10.Edell , Shapiro & Finnan, LLC.
`October 02,2012
`
`D
`
`D
`
`30
`
`US95/001483 - US95/000588 - Petition for suspension of Interpartes Reexamination Proceedings including exhibits
`0-1 through 0-19.Edell , Shapiro & Finnan, LLC. October 05,2012
`
`D
`
`31
`
`**US95/001389 - US95/000591 - Right of appeal notice. USPTO. December 10, 2012
`
`32
`
`**US95/001389 - US95/000591 - Patent owner's notice of appeal in interpartes reexamination for the US patent
`7123208. Edell, Finnan & Shapiro. January 10, 2013
`
`33
`
`**US95/001390 - US95/000589 - Right of appeal notice. USPTO. December 10, 2012
`
`34
`
`**US95/001390 - US95/000589 - Patent owner's notice of appeal in inter partes reexamination for the US patent
`7015868. Edell, Finnan & Shapiro. January 10, 2013
`
`35
`
`**US95/001455 - US95/000595 - Right of appeal notice. USPTO. December 10, 2012
`
`36
`
`**US95/001455 - US95/000595 - Patent owner's notice of appeal in inter partes reexamination for the US patent
`7528782. Edell, Finnan & Shapiro. January 10, 2013
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`EFS Web 2.1.17
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1019.0011
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`37
`
`**US95f001482 - US95/000586 - Third party requester's petition for limited waiver. USPTO. December 13, 2012
`
`D
`
`38
`
`**US95f001482 - US95/000586 - Patent owner's Appeal Brief for US patent 7397431. Edell, Shapiro & Finnan, LLC. D
`November 13, 2012
`
`39
`
`**US95f001482 - US95/000586 - Patent owner's Appeal Brief - Exhibits - for US patent 7397431. Edell, Shapiro &
`Finnan, LLC. November 13,2012
`
`40
`
`**US95f001483 - US95/000588 - Right of appeal notice. USPTO. December 10, 2012
`
`D
`
`D
`
`41
`
`**US95f001483 - US95/000588 - Response to the right of appeal notice for the US patent 7394432. Edell, Shapiro & D
`Finnan. January 13, 2013
`
`42
`
`**US13f411212 - Amendment and response to office action dated on May 31, 2012. Howison and Arnott, June 21,
`2012
`
`43
`
`**US13f411212 - Notice of allowance dated on August 8, 2012. USPTO. August 8, 2012
`
`44
`
`**US13f411212 - Office action dated on May 31, 2012. USPTO. May 31,2012
`
`D
`
`D
`
`D
`
`45
`
`**EP1 0185339 - Grounds for decision at the oral proceedings dated on November 20,2012. EPO. January 2,2013 D
`
`46
`
`**US13f669916 - Notice of allowance. USPTO. December 17, 2012
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`
`EFS Web 2.1.17
`
`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1019.0012
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`EXAMINER SIGNATURE
`
`Examiner Signature I
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. Z Enter office that issued the document, by the two-leiter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is altached.
`
`EFS Web 2.1.17
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`ZTE V Fractus
`IPR2018-01461
`
`ZTE
`Exhibit 1019.0013
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13732761
`
`2013-01-02
`
`First Named Inventor
`
`I Carles Puente Baliarda
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`0690.0016C12
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`D
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e )(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`D See attached certification statement.
`D The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`[8J A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`[Patrick J. Finnan!
`
`Patrick J. Finnan
`
`Date (YYYY -M M-DD)
`
`2013-01-28
`
`Registration Number
`
`39189
`
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`VA 22313-1450.
`
`EFS Web 2.1.17
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`ZTE V Fractus
`IPR2018-01461
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`ZTE
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