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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`ZTE (USA), INC.
`
`Petitioner,
`v.
`FRACTUS, S.A.
`
`Patent Owner.
`
`
`Case No.: IPR2018-01461
`Patent No. 9,054,421
`Issue Date: June 9, 2015
`
`
`
`__________________________________________________________________
`
`PETITIONER’S RESPONSE TO PATENT OWNER’S MOTION
`FOR DISTRICT COURT-TYPE CLAIM CONSTRUCTION
`UNDER 37 C.F.R. §42.20
`__________________________________________________________________
`
`
`
`
`
`
`
`
`

`

`Case No.: IPR2018-01461
`U.S. Patent No. 9,054,421
`
`Pursuant to the Board’s email dated December 10, 2018, Petitioner submits
`
`this response to Patent Owner’s Motion for District Court-Type Claim Construction
`
`Under 37 C.F.R. §42.20.
`
`Petitioner agrees with Patent Owner that the underlying patent will expire
`
`within 18 months from the entry of the Notice of Filing Date Accorded to the instant
`
`Petition. Accordingly, the Petitioner agrees that the Board should construe the
`
`claims under the framework laid out in the Phillips v. AWH Corp., 415 F.3d 1303
`
`(Fed. Cir. 2005).
`
`While Petitioner recognizes the recent revisions to Rule 37 C.F.R. §42.100(b)
`
`(effective date November 13, 2018), 83 Fed. Reg. 51340, 51340 (Oct. 11, 2018), are
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`not applicable to the instant petition1, in promulgating the revisions to Rule 37 C.F.R.
`
`§42.100(b), the Patent Office provided commentary shedding light on the manner in
`
`which prior claim construction determinations would be applied by the Board. 83
`
`Fed. 51340, 51355. Specifically, the Patent Office explained, “The suggestion that
`
`the PTAB must necessarily defer to prior claim constructions are not adopted.” Id.
`
`(Response to Cmt. 30.) The Patent Office further explained, in its October 11, 2018
`
`commentary, that “[n]on exclusive factors to be considered [when determining the
`
`appropriate weight to give prior claim construction determinations] may include for
`
`
`1 Petitioner filed its Petition on August 3, 2018.
`1
`
`
`
`

`

`Case No.: IPR2018-01461
`U.S. Patent No. 9,054,421
`
`example, how thoroughly reasoned the prior decision is and the similarities between
`
`the record in the district court . . . and the record before the PTAB. It also be may
`
`be relevant whether the prior claim construction is final or interlocutory.” Id.
`
`The current IPR record does not include the parties’ district court claim
`
`construction briefs,2 the Eastern District of Texas’ claim constructions are
`
`interlocutory and have not been affirmed by the Federal Circuit Court of Appeals,
`
`and the underlying case has been transferred from the Eastern District of Texas to
`
`the Northern District of Texas3. As of the filing of this Response, no scheduling
`
`order has issued from the Northern District of Texas, and the new court has not
`
`indicated whether it will adopt the previously issued claim construction order or
`
`perform any additional claim construction analysis.
`
`In view of the above, Petitioner respectfully requests that the Board conduct
`
`its own independent claim construction analysis under the Phillips standard to
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`delineate the meaning of the claim terms and the scope of the claimed invention in
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`view of “the words of the claims themselves, the remainder of the specification, the
`
`
`2 Upon approval from the Board, the Petitioner can file the parties’ claim
`
`construction briefs so that the Board has a complete record of information that was
`
`submitted to the district court.
`
`3 See, e.g., Patent Owner’s Updated Mandatory Notices (Paper 7) in IPR2018-01451.
`
`
`
`2
`
`

`

`Case No.: IPR2018-01461
`U.S. Patent No. 9,054,421
`
`prosecution history, and extrinsic evidence concerning relevant scientific principles
`
`the meaning of technical terms, and the state of the art.” Phillips, 415 F.3d at 1314.
`
`
`
`Dated: January 4, 2019
`
`Respectfully submitted,
`BRINKS GILSON & LIONE
`
`/James R. Sobieraj/
`James R. Sobieraj
`Counsel for Petitioner
`
`
`
`
`
`3
`
`

`

`
`
`Case No.: IPR2018-01461
`U.S. Patent No. 9,054,421
`
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. §42.6(e), the undersigned hereby certifies that
`
`PETITIONER’S RESPONSE TO PATENT OWNER’S MOTION FOR DISTRICT
`
`COURT-TYPE CLAIM CONSTRUCTION UNDER 37 C.F.R. §42.20 was served
`
`on January 4, 2019, upon the following counsel of record for Patent Owner by
`
`electronic mail.
`
`Jason Shapiro
`Edell, Shapiro and Finnan, LLC
`9801 Washingtonian Boulevard
`Suite 750
`Gaithersburg, Maryland 20878
`js@usiplaw.com
`
`
`Patrick Finnan
`Edell, Shapiro and Finnan, LLC
`9801 Washingtonian Boulevard
`Suite 750
`Gaithersburg, Maryland 20878
`pjf@usiplaw.com
`
`Mark J. DeBoy
`Edell, Shapiro and Finnan, LLC
`9801 Washingtonian Boulevard
`Suite 750
`Gaithersburg, Maryland 20878
`mjd@usiplaw.com
`
`
`
`
`
`
`
`
`
`
`
`Dated: January 4, 2019
`
`/James R. Sobieraj/
`James R. Sobieraj
`Counsel for Petitioner
`
`
`
`

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