`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`www .uspto.gov
`
`APPLICATION NO.
`
`ISSUE DATE
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/455,623
`
`03/29/2016
`
`9299467
`
`56782.1.7.15
`
`1068
`
`22859
`
`7590
`
`FREDRIKSON & BYRON, P.A.
`INTELLECTUAL PROPERTY GROUP
`200 SOUTH SIXTH STREET, SUITE 4000
`MINNEAPOLIS, MN 55402
`
`03/09/2016
`
`ISSUE NOTIFICATION
`
`The projected patent number and issue date are specified above.
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
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`The Patent Term Adjustment is 0 day(s) . Any patent to issue from the above-identified application will include
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Stephen E. Hidem, Plymouth, MN;
`Bracco Diagnostics Inc., Monroe Township, NJ;
`Aaron M. Fontaine, Fridley, MN;
`Janet L. Gelbach, New Albany, IN;
`Patrick M. McDonald, Omaha, NE;
`Kathryn M. Hunter, Knoxville, TN;
`Rolf E. Swenson, Silver Spring, MD;
`Julius P. Zodda, Mercerville, NJ;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`SelectUSA. ~ov.
`the world to develop technology, manufacture products, and grow your business, visit
`
`IR103 (Rev. 10/09)
`
`JUBILANT EXHIBIT 1011
`Jubilant v. Bracco, IPR2018-01449
`
`1 of 408
`
`
`
`Receipt date : 08/08/2014
`
`Application Number
`
`14455623 - GAU : 3735
`
`IN FORMATION DISCLOS U RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Filing Date
`
`First Named I nventor
`
`Art Unit
`
`Examiner Name
`
`ITBD
`
`I
`Stephen E. Hidem
`
`TBD
`
`Attorney Docket Number
`
`56782.1.7.15
`
`23
`
`20090312635
`
`A1
`
`2009-12-17
`
`Shimchuk
`
`24
`
`20070080223
`
`A1
`
`2007-04-12
`
`Japuntich
`
`25
`
`20100030009
`
`A1
`
`2010-02-04
`
`Lerner
`
`26
`
`20070140958
`
`A1
`
`2007-06-21
`
`de Kemp
`
`27
`
`20080191148
`
`A1
`
`2008-08-14
`
`Gibson
`
`28
`
`20100312039
`
`A1
`
`2010-12-09
`
`Quirico
`
`29
`
`20110071392
`
`A1
`
`2011-03-24
`
`Quirico
`
`30
`
`20110172524
`
`A1
`
`2011-07-14
`
`H idem
`
`31
`
`20110209764
`
`A1
`
`2011-09-01
`
`U ber
`
`t o
`
`C t,ange(s)
`p3~ied
`a
`documen ,
`/
`.:D.X.R./
`2V2/2015
`
`33
`
`2012009s671
`2812M~e:Te I
`
`A1
`
`2012-04-26
`
`Wieczorek
`
`20120312980
`
`A1
`
`2012-12-13
`
`Whitehouse
`
`EFS Web 2 . 1 . 1 7
`
`ALL R E F E RENCES CONS I D E RE D EXC E PT WH E R E L I N ED TH ROU G H . /E. F./
`
`2 of 408
`
`
`
`PTO/SB/4 7 (03-09)
`Approved for use through 05/31/2015. OMB 065 1 -001 6
`U .S. Patent and Trademark Office; U . S . DEPARTMENT O F COMMERCE
`Under the Paperwork Reduction Act of 1 995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`"FEE ADDRESS" INDICATION FORM
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`
`P .0. Box 1450
`Alexandria, VA 22313-1450
`
`- OR -
`
`Fax to:
`
`571-273-6500
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`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form. In addition,
`only an address represented by a Customer Number can be established as the fee address for maintenance
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`When to check the first box below: If you have a Customer Number to represent the fee address. When
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`
`For the following listed application(s), please recognize as the "Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
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`0 Customer Number:
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`OR D The attached Request for Customer Number (PTO/SB/125) form.
`
`I
`
`PATENT NUMBER
`
`(if known)
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`APPLICATION NUMBER
`
`14/455,623
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`Completed by (check one):
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`/Paul J. Lavanway, Jr./
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`Signature
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`(Reg. No.)
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`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
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`Paul J. Lavanway, Jr.
`Typed or printed name
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`612-492-7387
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`Requester's telephone number
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`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
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`Frame
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`201 6-02-1 6
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`Date
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`D Applicant/Inventor
`0 Attorney or Agent of record 6461 0
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`D Assignee recorded at Reel
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`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P .0. Box 1450, Alexandria, VA 22313-1450.
`ff you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
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`0
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`* Total of
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`forms are submitted.
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`. .
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`.
`This collection of information 1s required by 37 CFR 1 .363. The information 1s required to obtain or retain a benefit by the public which 1s to file (and by the USPTO
`to process) an appl ication. Confidentiality is governed by 35 U.S.C. 1 22 and 37 CFR 1 . 1 1 and 1 . 1 4. This colle ction is estima ted to take 5 m in utes to complete,
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
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`The information provided by you in this form will be subject to the following routine uses:
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`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
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`8. A record from this system of records may be disclosed, as a routine use, to the public after
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`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
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`became abandoned or in which the proceedings were terminated and which application is
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`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
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`4 of 408
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`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`1 4455623
`
`08-Aug-20 1 4
`
`Title o f Invention:
`
`IN FUSION SYSTEM WITH RADIOISOTOPE DETECTOR
`
`First Named Inventor/Applicant Name:
`
`Stephen E. Hidem
`
`Filer:
`
`Paul J. Lavanwa y Jr.
`
`Attorney Docket Number:
`
`56782.1 .7.1 5
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`1 50 1
`
`1
`
`960
`
`960
`
`5 of 408
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`
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`Description
`
`Fee Code
`
`Quantity
`
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`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`960
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`6 of 408
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`Electronic Acknowledgement Receipt
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`EFS ID:
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`Application Number:
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`24920871
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`1 4455623
`
`International Application Number:
`
`Confirmation Number:
`
`1 068
`
`Title of Invention:
`
`IN FUSION SYSTEM WITH RADIOISOTOPE DETECTOR
`
`First Named Inventor/Applicant Name:
`
`Stephen E. Hidem
`
`Customer Number:
`
`22859
`
`Filer:
`
`Pa ul J. Lavanway Jr/Sarah Munson
`
`Filer Authorized By:
`
`Pa ul J. Lavanway Jr.
`
`Attorney Docket Number:
`
`56782.1 .7.1 5
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`Receipt Date:
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`1 6-FEB-20 1 6
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`Filing Date:
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`08-AUG-201 4
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`Time Stamp:
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`1 4:52:1 4
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`Application Type:
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`Payment information:
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`Submitted with Payment
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`Payment was successfully received in RAM
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`Utility under 35 USC 1 1 1 (a)
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`yes
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`$ 960
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`1 257
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`File Listing:
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`1 600391
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`1
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`Issue Fee Payment (PT0-85B)
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`56782_ 1 _7_1 5_ Transmittal.pdf
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`no
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`1
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`62720ea6b919fb46e220a3b089e2e 7ca 1 d2
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`9a028
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`Information:
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`2
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`Mai ntena nce Fee Address Change
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`56782_1 _7_1 5_Fee_Ad dress_C
`hange.pdf
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`204 1 42
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`049cdb22229554fb5785cef09f957546E
`d81
`56Sf
`
`no
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`2
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`Warnings:
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`Information:
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`3
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`Fee Worksheet (SB06)
`
`fee-i nfo.pdf
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`no
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`2
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`30662
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`7c095f78bafef45c9aab26a0fead0fec4c6bb
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`306
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`Warnings:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`Applications
`Under 35 U.S.C. 111
`New
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`Receiving
`Office
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`Filed with the USPTO as a
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`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
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`or Fax
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`correspondence jncJuding the Patent, advance orders and notificatjon of maintenance fees \vjJl be n1a:ded to the current correspondence address as
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`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address: and/or (b) indicating a separate "FEE ADDRESS" for
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`Note: l\ certificate of
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`I hereby certify tJ1at this Pee(s) Transrnittal is being deposited wjth the United
`
`Cl_,'RRENT CORRESPONDENCE ADDRESS (Note: lhe Block 1 fol any chJ11ge of Jddress)
`22859
`7590
`l1/J6/20l5
`FREDRIKSON & BYRON, P.A.
`200 SOUTH SIXTH STREET, SUITE 4000
`MINNEAPOLIS, MN 55402
`
`INTELLECTUAL PROPERTY GROUP
`
`mailing
`can only be used for domestic rnailings of the
`cannot be used for any other accompanying
`Fee( s) Transmittal. This
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`Each additional p�lper;_such as an assii;nmenl or formal drawing, must
`pape.rs.
`have
`lts own cert1f1cate ot maJung or transn11ss1on.
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`Stale'; Postal Service with sufficient postage for first class mail in an envelope
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`
`APPLICATION NO.
`
`FILING DATE
`
`FL.1<.ST NAMED INVENTOR
`
`14/455,623
`
`08/08/2014
`
`Stephen E. Hidem
`TITLE OF INVENTION: INFUSION SYSTEM WITH RADIOISOTOPE DETECTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`56782.1.7.15
`
`1068
`
`A.PPLN, T\Tf'E
`
`ENTITY STATTJS
`
`lSSTJE FEE DTJE
`
`TOTAL FEE(S) D1JE
`
`DATE DLIE
`
`non provisional
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`L'NDlSCOlJNTED
`
`$960
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`$0
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`$0
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`$960
`
`02/16/2016
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`PUBLICATION FEE DUE PREV. PAID ISSUE FPE
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`l, Change of correspondence address or indication of "Fee Addressn (37
`(j) The names of up to 3 regjstered patent attorneys
`(2) The narne of a sjngle flnn (havjng as a rnernber a
`3. ASSIGNEE NA1'v1E ,'\J'-JD RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLE_ASE NOTE: lJnless an assignee is identified beknv, no assignee data will appear on the patent. lf an assignee is identjfied below, the docnrrK:nt has been filed for
`0 A check is enclosed.
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`!'.'.:!DJJ;;.� If the application was previously under micro entity status, checking this box will be taken
`0 Applicant assertrng small entity status. See 3'7 CFR l .27
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`
`EXAMINER
`
`ARTTJNJT
`
`CI.ASS-SlIBCLASS
`
`DORc"iA, CARRIE R
`
`3735
`
`600-004000
`
`CFR 1.363).
`
`Address torn; PTO/SB/122) attached.
`
`0 Change of _c?rrespondence address (or Change of Correspondence
`PTOiSB/47; Rev 03-02 or more recent) attached. Use of a Customer
`iz.i "Fee Addres';" indication (or "Fee Address" Indication form
`
`Number is required.
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`2. For printing on the patent front page, list
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`or agents OR, alternatively,
`
`registered attorney or agenti and lhe names of up to
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`
`2
`
`3_
`
`lFredrikson &
`
`P.A.
`
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NA.cv1E OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Bracco Diagnostics Inc.
`
`Monroe Township, New Jersey
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`4a. The followjng fee(s) are subrnitted:
`
`Please check the appropriate assignee catego1y or categories (wi1J not be printed on the patent) : [) Indjvidual f&l Corporation or other private group entity 0 G-overrnnent
`iZ..I Issue Fee
`overpay1nent, to Depos1t Account Nu1nber __ ()_6::_1�io _____________ (enclose an extra copy of this form).
`[] Publication Fee (No small entity discount perrnitted)
`� Payment by credit card. Form PT0-2038 is attached.
`lia The director is hereby authorized to charge the required fee(s), any deficiency. or credits any
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`4b. Payment ofFee(s): (Pleas<: l.i:rst reapply any pi·eviously paid isrne fre shown above)
`
`5. Chang<: in Entity Status (from status indicated above)
`
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: This form must be
`
`signed
`
`[) A_p_plicant changing to regular undiscounted fee status.
`/ Paul u. Lavanway, Jr. /
`Typed or printed name _ Paul __ .:i:_. ____ 1,§t'{C[_l'.l_lv§ly_,___ ,:rr.
`
`Authori1"ed Signature�-
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
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`
`signature reg_uirements
`
`and certifications.
`
`Date
`
`February 16, 2016
`
`Registration No, ________ §__�-�-§-�_Q __ _
`
`Page 2 of3
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; lJ.S. DEPARTMENT OF COMJV!.ERCE
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`9 of 408
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`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`22859
`
`7590
`
`FREDRIKSON & BYRON, P.A.
`INIBLLECTUAL PROPERTY GROUP
`200 SOUTH SIXTH STREET, SUITE 4000
`MINNEAPOLIS, MN 55402
`
`11/16/2015
`
`EXAMINER
`
`DORNA, CARRIE R
`
`ART UNIT
`
`PAPER NUMBER
`
`3735
`
`DATE MAILED: 11/16/2015
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/455,623
`
`08/08/2014
`
`Stephen E. Hidem
`
`56782.1.7.15
`
`1068
`
`TITLE OF INVENTION: INFUSION SYSTEM WITH RADIOISOTOPE DETECTOR
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`02/16/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
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`10 of 408
`
`
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`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate.
`All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated
`unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`11/16/2015
`
`22859
`
`7590
`
`FREDRIKSON & BYRON, P.A.
`INIBLLECTUAL PROPERTY GROUP
`200 SOUTH SIXTH STREET, SUITE 4000
`MINNEAPOLIS, MN 55402
`
`mailing
`can only be used for domestic mailings of the
`Note: A certificate of
`certificate
`cannot be used for any other accompanying
`Fee(s) Transmittal. This
`papers.
`Each additional paper, such as an assignment or formal drawing, must
`have
`its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/455,623
`
`08/08/2014
`
`Stephen E. Hidem
`
`56782.1.7.15
`
`1068
`
`TITLE OF INVENTION: INFUSION SYSTEM WITH RADIOISOTOPE DETECTOR
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`02/16/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`DORNA, CARRIE R
`
`3735
`
`600-004000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`Change
`of correspondence address (or Change of Correspondence
`form
`PTO/SB/122) attached.
`Address
`
`0
`0 "Fee Address" indication (or "Fee Address" Indication form
`
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ___________ _
`
`3 ___________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`4a. The following fee(s) are submitted:
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`0 Issue Fee
`0 A check is enclosed.
`0 Publication Fee (No small entity discount permitted)
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`0 Advance Order - #of Copies
`
`overpayment, to Deposit Account Number
`
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be
`
`signed
`
`in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for
`
`signature requirements
`
`and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`Date _____________ __ _
`
`Registration No.
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
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`11 of 408
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`
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`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/455,623
`
`08/08/2014
`
`Stephen E. Hidem
`
`56782.1.7.15
`
`1068
`
`22859
`
`7590
`
`FREDRIKSON & BYRON, P.A.
`INIBLLECTUAL PROPERTY GROUP
`200 SOUTH SIXTH STREET, SUITE 4000
`MINNEAPOLIS, MN 55402
`
`11/16/2015
`
`EXAMINER
`
`DORNA, CARRIE R
`
`ART UNIT
`
`PAPER NUMBER
`
`3735
`
`DATE MAILED: 11/16/2015
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l (h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 1 54(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 1 94 1 6, 1 9417 (Apr. 1 , 20 13). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CPR 1 .705 .
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (57 1)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1 -(888)-786-0 1 0 1 or (57 1 )-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`12 of 408
`
`
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`OMB Clearance and P RA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.3 11. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1. 14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 223 13- 1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 223 13- 1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information u