throbber

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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`
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`ELI LILLY AND COMPANY,
`Petitioner
`
`v.
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`TEVA PHARMACEUTICALS INTERNATIONAL GMBH,
`Patent Owner
`
`
`Case IPR2018-01422 (Patent 9,340,614 B2)
`Case IPR2018-01423 (Patent 9,266,951 B2)
`Case IPR2018-01424 (Patent 9,346,881 B2)
`Case IPR2018-01425 (Patent 9,890,210 B2)
`Case IPR2018-01426 (Patent 9,890,211 B2)
`Case IPR2018-01427 (Patent 9,597,649 B2)1
`
`
`
`DECLARATION OF MICHAEL P. CARNEY
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`1 The word-for-word identical paper will be filed in each proceeding identified in
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`the caption.
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`I, Michael P. Carney, declare:
`
`1.
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`I have prepared this Declaration in connection with Petitioner’s
`
`Replies in IPR2018-01422 of U.S. Patent No. 9,340,614; IPR2018-01423 of U.S.
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`Patent No. 9,266,951; IPR2018-01424 of U.S. Patent No. 9,346,881; IPR2018-
`
`01425 of U.S. Patent No. 9,890,210; IPR2018-01426 of U.S. Patent No. 9,890,211;
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`and IPR2018-01427 of U.S. Patent No. 9,597,649.
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`2.
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`I am currently a Research Analyst at Finnegan, Henderson, Farabow,
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`Garrett & Dunner, LLP, 3300 Hillview Avenue, Palo Alto, CA 94304.
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`3.
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`I am over eighteen years of age and am competent to make this
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`Declaration. I make this Declaration based on my own personal knowledge and
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`based on my knowledge and experience of library science practices.
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`4.
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`I earned a Master’s of Library and Information Science from San Jose
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`State University in 1996 and a Bachelor degree in Political Science from George
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`Washington University in 1990. I have worked as a librarian for over twenty
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`years. I have been employed in the Research & Information Services (formerly
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`Library) Department of Finnegan since 2016. Before that, from 1996-2015, I was
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`employed in the Library Department of Weil, Gotshal & Manges LLP.
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`5.
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`I am currently a member of the American Association of Law
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`Libraries.
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`1
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`I.
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`Standard Library Practices
`I have knowledge of and experience with standard library practices
`6.
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`regarding receipt, cataloging, and shelving of materials. For example, I have
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`knowledge of and experience with the Machine-Readable Cataloging (“MARC”)
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`system, including MARC 21, that libraries use to catalogue materials.
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`7.
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`Based on standard library practice, when a library receives an item, it
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`stamps the item with the library name and often with a date that is within a few
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`days or weeks of receipt. The library will catalogue the item within a matter of a
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`few days or weeks of receiving it.
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`8.
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`By the mid-1970s, standard library practice involved cataloguing
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`items using the MARC system. The MARC system was developed in the 1960s to
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`standardize bibliographic records so they could be read by computers and shared
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`among libraries. By the mid-1970s, MARC had become the international standard
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`for bibliographic data, and it is still used today.
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`9.
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`After an item is catalogued, the public may access the item by
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`searching the catalogue and requesting the item from the library. Standard library
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`practice is to then shelve the item within a matter of a few days or weeks of
`
`cataloging it.
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`10. Taking into account the few days or weeks between receiving an item
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`and cataloging it, and the few days or weeks between cataloging an item and
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`2
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`

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`
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`shelving it, the total time between receiving an item and shelving ranges from a
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`couple of weeks to a few months.
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`II. MARC Records
`11. Many libraries provide public access to their MARC records via the
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`Internet and/or their electronic cataloguing system at the library. In a MARC
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`record, each field provides information about the catalogued item. MARC uses a
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`simple three-digit numeric code (from 001-999) to identify each field in the record.
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`For example, field 245 lists the title of the work and field 260 lists publisher
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`information. Field 008 provides date information for items catalogued in the
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`MARC 21 file format.
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`12. The first six characters of the field 008 (character positions 00-05) are
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`always in the “YYMMDD” format, which indicates the date the MARC record
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`was created. Dates of production, publication, distribution, manufacture or
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`copyright may be specified in characters 07-10. Character position 06 may be used
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`to provide information about the type of date or publication status. For example,
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`the code “n” in the 06 character position indicates “Dates unknown,” the code “q”
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`signifies “questionable date” and the code “s” means “single known date/probable
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`date.” Attached as Exhibit A to this declaration are explanations of the MARC
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`records for field 008 from the Library of Congress.
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`3
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`III. Tan Thesis
`13. Attached as Exhibit B is a true and correct copy of “Application of
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`monoclonal antibodies to the investigation of the role of calcitonin gene-related
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`peptide as a vasodilatory neurotransmitter,” a dissertation submitted to the
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`University of Cambridge for the Ph.D. Degree by Keith Kwan Cheuk Tan (“Tan
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`Thesis”). Through our Research & Information Services Department, I obtained
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`the Tan Thesis directly from the University of Cambridge Library on August 30,
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`2019. I understand that Exhibit B is being served as Exhibit 1287A.
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`14. The title page of the Tan Thesis includes the following University of
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`Cambridge Library stamp.
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`
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`As discussed above, upon receiving a published book or report, it is standard
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`library practice to stamp a book with the library name and then shelve the book or
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`report within a matter of a few days or weeks.
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`15. Attached as Exhibit C is a true and correct copy of the current
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`Cambridge University Library (“CUL”) catalogue entry for the Tan Thesis, which
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`I accessed at
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`4
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`http://idiscover.lib.cam.ac.uk/permalink/f/t9gok8/44CAM_ALMA2142964848000
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`3606 on August 27, 2019. As indicated in the CUL catalogue, the entry was
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`created in 1994 and the Tan Thesis was approved on July 29, 1994.
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`16. Attached as Exhibit D to this declaration is a true and correct copy of
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`the MARC record from the Cambridge University Library Catalog for its copy of
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`Tan Thesis, which I downloaded from http://idiscover.lib.cam.ac.uk/primo-
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`explore/sourceRecord?vid=44CAM_PROD&docId=44CAM_ALMA21429648480
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`003606 on August 27, 2019.
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`17. The MARC record for the Tan Thesis, includes a number of fields.
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`The date field 008 lists the first six characters “020506” in “YYMMDD” format,
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`indicating that the MARC record for the Tan Thesis was created on May 6, 2002.
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`This means, at the latest, the Tan Thesis was catalogued by the Cambridge
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`University Library on May 6, 2002. The first six characters are also followed by
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`the code “s” in character position 06 and “1994” in character positions 07-10. As
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`discussed above, this indicates that the Tan Thesis was produced in 1994.
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`18. Attached as Exhibit E to this declaration is a true and correct copy of
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`correspondence that I received from Louise Clarke, the Superintendent of the
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`Manuscripts Reading Room at the Cambridge University Library in response to an
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`official request for information concerning the date of public availability of the
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`Tan Thesis. According to Exhibit E, theses are delivered to the Cambridge
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`5
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`

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`University Library about one month after they are approved by the Board of
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`Graduate Studies.
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`19. Together, this information available from the University of
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`Cambridge Library is consistent with the Tan Thesis being publicly available at
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`least as early as 1994, and long before November 2005.
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`20.
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`I declare that all statements made herein of my knowledge are true,
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`and that all statements made on information and belief are believed to be true, and
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`that these statements were made with the knowledge that willful false statements
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`and the like so made are punishable by fine or imprisonment, or both, under
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`Section l 001 of Title 18 of the United States Code.
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`21.
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`I declare under penalty of perjury under the laws of the United States
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`of America that the foregoing is true and correct.
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`Executed on this 1st day of October 2019, in Palo Alto, California.
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`6
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`EXHIBIT A
`EXHIBIT A
`
`
`lPR2018—01426
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`Lilly Exhibit 1307, Page 8 of 301
`
`Eli Lilly & CO. V. Teva Pharms. lnt'l GMBH
`
`

`

`MARC 21 Bibliographic - Full
`
`September 2011
`
`Indicators and Subfield Codes
`This field has no indicators or subfield codes; the data elements are positionally defined.
`
`008 - All Materials (NR)
`
`Character Positions
`
`00-05 - Date entered on file
`
`06 - Type of date/Publication status
`b - No dates given; B.C. date involved
`c - Continuing resource currently published
`d - Continuing resource ceased publication
`e - Detailed date
`i - Inclusive dates of collection
`k - Range of years of bulk of collection
`m - Multiple dates
`n - Dates unknown
`
`07-10 - Date 1
`1-9 - Date digit
`# - Date element is not applicable
`
`11-14 - Date 2
`1-9 - Date digit
`# - Date element is not applicable
`
`15-17 - Place of publication, production, or execution
`xx# - No place, unknown, or undetermined
`vp# - Various places
`
`18-34 - Material specific coded elements
`
`35-37 - Language
`### - No information provided
`zxx - No linguistic content
`mul - Multiple languages
`
`38 - Modified record
`# - Not modified
`d - Dashed-on information omitted
`o - Completely romanized/printed cards romanized
`r - Completely romanized/printed cards in script
`
`39 - Cataloging source
`# - National bibliographic agency
`c - Cooperative cataloging program
`d - Other
`
`FIELD DEFINITION AND SCOPE
`
`p - Date of distribution/release/issue and production/recording session when different
`q - Questionable date
`r - Reprint/reissue date and original date
`s - Single known date/probable date
`t - Publication date and copyright date
`u - Continuing resource status unknown
`| - No attempt to code
`
`u - Date element is totally or partially unknown
`|||| - No attempt to code
`
`u - Date element is totally or partially unknown
`|||| - No attempt to code
`
`[aaa] - Three-character alphabetic code
`[aa#] - Two-character alphabetic code
`
`sgn - Sign languages
`und - Undetermined
`[aaa] - Three-character alphabetic code
`
`s - Shortened
`x - Missing characters
`| - No attempt to code
`
`u - Unknown
`| - No attempt to code
`
`Field 008 character positions 00-17 and 35-39 are defined the same for field 008 in the MARC 21 bibliographic format, regardless of record type. The definition of field 008 character
`positions 18-34 varies according to the Type of record code in Leader/06 and Bibliographic level code in Leader/07. Certain data elements are defined the same in more than one 008
`field configuration. When similar data elements are defined for inclusion in a field 008 for different record types/bibliographic level, they generally occupy the same field 008 character
`positions.
`
`GUIDELINES FOR APPLYING CONTENT DESIGNATORS
`
`■ CHARACTER POSITIONS
`
`00-05 - Date entered on file
`Computer-generated, six-character numeric string that indicates the date the MARC record was created. Recorded in the pattern yymmdd.
`
`Pattern yymmdd is yy for the year, mm for the month, and dd for the day. The date entered on file in 008/00-05 is never changed. The date and time of latest transaction information
`in field 005 changes each time a transaction is made to the record. The latest transaction information enables an organization handling more than one version of a record to identify
`the most current version. The fill character (|) is not allowed in any of these positions. Field 008/00-05 is usually system generated.
`
`06 - Type of date/Publication status
`One-character alphabetic code that indicates the type of dates given in 008/07-10 (Date 1) and 008/11-14 (Date 2). For continuing resources, the code in 008/06 also indicates the
`publication status.
`
`The choice of code for 008/06 is made concurrently with a determination of the appropriate dates for 008/07-14. For most records data is derived from information in field 260
`(Publication, Distribution, etc. (Imprint)), field 264 (Production, Publication, Distribution, Manufacture, and Copyright Notice), field 362 (Dates of Publication and/or Sequential
`Designation), or from note fields.
`
`Dates are represented by four digits. Missing digits in the date are represented by the character u.
`
`For continuing resources, 008/07-10 contain the beginning date of publication (chronological designation) and 008/11-14 contain the ending date. For reprints of serials and for
`reproductions of serials being described in the body of the entry, the beginning and ending dates of the original are input in these character positions.
`
`

`

`Precedence of codes (monographic items) - When more than one code applies to a bibliographic item, use the table below to determine the appropriate code to use. The codes
`listed first take precedence over codes listed subsequently. The left column covers single part items and multipart items completed in one year. The right column covers multipart
`items for which a span of dates is required.
`
`Single part/multipart items
`complete in one year
`b - B.C. date
`r - Reprint/original date
`e - Detailed date
`s - Single date
`p - Distribution/production date
`t - Publication date and copyright date
`q - Questionable date
`n - Unknown date
`
`Collections/multipart items complete
`in more than one year
`b - B.C. date
`i - Inclusive date
`k - Range of dates
`r - Reprint/original date
`m - Initial/terminal date
`t - Publication date and copyright date
`n - Unknown date
`
`Legal characters - Date 1 and Date 2 each usually consist of four digits (e.g., 1963). When part of the date is unknown, missing digits are represented by the character u (e.g.,
`"19??" would be recorded as 19uu). If the date is totally unknown, the millennium may be inferred (e.g., 1uuu). For Common Era (C.E.) dates of the first millennium, the year is
`right justified and unused positions contain zeros (e.g., "946 A.D." would be recorded as 0946). When Date 1 or Date 2 is not applicable, such as when Before Common Era (B.C.)
`dates are involved, blanks are used (e.g., ####). For active serials (i.e., when the serial has not ceased publication) and incomplete multipart nonserial items, the date in 008/11-14 is
`represented by 9999 to indicate that the year is not yet available. The fill character (|) may also be used in 008/06-14 when no attempt has been made to code dates, but its use in
`008/07-10 is discouraged. Many MARC-based systems rely on non-fill characters in 008/07-10 for retrieval and duplicate detection. When fill is used in either 008/07-10 or 008/11-
`14, it should be used in all four character positions, thus a combination of fills and any other character in either of these positions should never occur.
`
`b - No dates given; B.C. date involved
`One or more dates associated with the item are Before Common Era (B.C.) dates. B.C. date information can be specifically coded in field 046 (Special Coded Dates).
`
`Each character position in fields 008/07-10 and 008/11-14 contains a blank.
`
`b
`008/06
`008/07-10 ####
`008/11-14 ####
`260
`##$c[150-100 B.C.]
`
`c - Continuing resource currently published
`Currently published is defined as an item for which an issue has been received within the last three years.
`
`008/07-10 contain the beginning date of publication; 008/11-14 contain the characters 9999.
`
`c
`008/06
`008/07-10 1984
`008/11-14 9999
`260
`##$aNew York :$bXerox Films,$c1984-
`
`c
`008/06
`008/07-10 1953
`008/11-14 9999
`260
`##$aChicago :$bUniversity of Chicago Press,
`362
`1#$aBegan with vol. for 1953.
`
`c
`008/06
`008/07-10 195u
`008/11-14 9999
`500
`##$aDescription based on: Vol. 2, no. 2 (Feb. 1956).
`[Date of first issue is unknown.]
`
`c
`008/06
`008/07-10 19uu
`008/11-14 9999
`260
`##$aNew York :$bWiley Interscience,
`500
`##$aDescription based on: 1981.
`[Date of first issue is unknown but can be estimated.]
`
`c
`008/06
`008/07-10 1uuu
`008/11-14 9999
`260
`##$aNew York :$bDoubleday,
`500
`##$aDescription based on: 1901.
`[Date of first issue is unknown and cannot be estimated.]
`
`d - Continuing resource ceased publication
`New issues of a continuing resource have ceased to be published or that a change in author or title has caused a successive entry record to be created. When a new title
`supersedes a previously existing one, the earlier title is considered dead and coded d in field 008/06. An item is considered to have ceased publication only when there is clear
`evidence that it has. Generally, a period of more than three years during which no new issue of a continuing resource has been published is considered evidence that it has
`ceased publication.
`
`008/07-10 contain the beginning date of publication; 008/11-14 contain the date the item ceased to be published.
`
`d
`008/06
`008/07-10 1928
`008/11-14 1941
`260
`##$aBerlin :$bVZG,$c1928-1941.
`362
`0#$aVol. 1, no. 1 (Feb. 1928)-v. 14, no. 2 (Feb. 1941).
`
`

`

`d
`008/06
`008/07-10 1uuu
`008/11-14 1958
`260
`##$aNew York :$bAmerican Statistical Association,$c -1959.
`362
`0#$a -1958.
`
`d
`008/06
`008/07-10 19uu
`008/11-14 1929
`260
`##$aBoston :$bThe Society,$c -1929.
`[Beginning date is unknown but can be estimated.]
`
`d
`008/06
`008/07-10 1945
`008/11-14 19uu
`260
`##$aChicago :$bThe Association,$c1945-
`515
`##$aNo more published?
`[Ending date is unknown but can be estimated.]
`
`e - Detailed date
`Detailed date which contains the month (and possibly the day) in addition to the year is present.
`
`008/07-10 contain the year and 008/11-14 contain the month and day formatted mmdd.
`
`If the day is unknown, uu is used; if the detail on the item indicates only the month, blanks are used. For visual materials, this code may be used with televised material to
`give the date of the original broadcast.
`
`e
`008/06
`008/07-10 1983
`008/11-14 0615
`260
`##$aWashington, D.C. :$bDept. of Commerce,$cJune 15, 1983.
`
`e
`008/06
`008/07-10 1977
`008/11-14 05##
`260
`##$cMay 1977.
`[Day is not applicable because the publication is identified by month only.]
`
`e
`008/06
`008/07-10 1976
`008/11-14 11uu
`260
`##$aU.S. :$bTriangle Film Corp.,$cNov. 1976.
`[Day of month is unknown.]
`
`i - Inclusive dates of collection
`008/07-10 and 008/11-14 contain the inclusive dates applicable to a collection. If the inclusive dates are represented by a single year, that date is given in both places. A
`collection, whether or not it consists of individually published items, is not considered to exist in a published form. Multipart items are not treated as a collection (see code m).
`
`i
`008/06
`008/07-10 1765
`008/11-14 1770
`260
`##$c1765-1770.
`
`i
`008/06
`008/07-10 18uu
`008/11-14 1890
`260
`##$c18--?-1890.
`
`i
`008/06
`008/07-10 1988
`008/11-14 1988
`260
`##$c1988.
`
`k - Range of years of bulk of collection
`008/07-10 and 008/11-14 contain the range of years applicable to most of the material in a collection. If the bulk dates are represented by only a single year, that date is given
`in both places. A collection, whether or not it consists of individually published items, is not considered to exist in a published form. Multipart items are not treated as a
`collection (see code m).
`
`k
`008/06
`008/07-10 1796
`008/11-14 1896
`260
`##$c1796-1896.
`
`k
`008/06
`008/07-10 1854
`008/11-14 1854
`260
`##$c1854.
`
`m - Multiple dates
`008/07-10 and 008/11-14 contain the range of years of publication of a multipart item. If both dates for a multipart item are represented by a single year, then code s is used.
`The code is also used for a single part unpublished item that has been executed over a period of time, such as a painting.
`
`

`

`008/07-10 usually contain the initial (or beginning) date and 008/11-14 the terminal (or ending) date.
`
`m
`008/06
`008/07-10 1972
`008/11-14 1975
`260
`##$aParis :$bÉditions du Cerf,$c1972-1975.
`
`m
`008/06
`008/07-10 uuuu
`008/11-14 1981
`260
`##$aBoston :$bMacmillan,$c -[1981]
`[Multipart item for which the earliest volume is not held.]
`
`m
`008/06
`008/07-10 197u
`008/11-14 1987
`260
`##$aParis :$bHachette,$c[197-]-1987.
`[Multipart item for which the publication date of the first volume is uncertain.]
`
`m
`008/06
`008/07-10 1943
`008/11-14 197u
`260
`##$aNew York :$bDover,$c1943-[197-?]
`[Multipart item for which the publication date of the last volume is uncertain.]
`
`m
`008/06
`008/07-10 1943
`008/11-14 1945
`260
`##$aLondon :$bGollancz,$c1943-1945.
`[Single part item for which the publication date spans more than one year.]
`
`m
`008/06
`008/07-10 1998
`008/11-14 9999
`260
`##$aBrescia : $bLa scuola,$c<c1998- >
`[Multipart item for which the publication date is ongoing.]
`
`n - Dates unknown
`Dates appropriate for 008/07-10 and 008/11-14 are unknown, (e.g., when no dates are given in field 260).
`
`n
`008/06
`008/07-10 uuuu
`008/11-14 uuuu
`260
`##$a[Spain]
`
`n
`008/06
`008/07-10 uuuu
`008/11-14 uuuu
`[Naturally occurring object; field 260 is not present in the record.]
`
`p - Date of distribution/release/issue and production/recording session when different
`Both a date of distribution/release/issue (008/07-10) and a date of production/recording (008/11-14) are present because there is a difference between the two dates. For
`computer files, code p is used when there is a difference between the date the file first became operational for analysis and processing in machine-readable form (i.e.,
`production date) and the date the file became available to the public, usually through an established agency (i.e., distribution date). For moving images, if a work with
`identical content but in a different medium has a later release date than the original work, code p is used (e.g., a videorecording released in 1978 that was originally produced
`as a motion picture in 1965).
`
`p
`008/06
`008/07-10 1982
`008/11-14 1967
`260
`##$aWashington :$bU.S. Navy Dept.,$c1967 :$bDistributed by National Audiovisual Center,$c1982.
`
`q - Questionable date
`Exact date for a single date item is not known but a range of years for the date can be specified (e.g., between 1824 and 1846).
`
`Earliest possible date is given in 008/07-10; latest possible date in 008/11-14.
`
`q
`008/06
`008/07-10 1963
`008/11-14 1966
`260
`##$aNew York :$bHippocrene Books,$c[between 1963 and 1966]
`
`q
`008/06
`008/07-10 18uu
`008/11-14 19uu
`260
`##$aAmsterdam :$bElsevier,$c[19th and early 20th century]
`[Decade is unknown for both earliest and latest date.]
`
`r - Reprint/reissue date and original date
`008/07-10 contain the date of reproduction or reissue; 008/11-14 contain the date of the original, if known. 008/11-14 contain code u ("uuuu"), if unknown.
`
`

`

`If multiple dates are available for the original publication, 008/11-14 contain the earlier date. With original photographic material, the work being described would be a later
`photoprint made from an earlier created photonegative. With original prints, the work being described would be a restrike made from the (usually deceased) artist's earlier-
`created plate or block.
`
`r
`008/06
`008/07-10 1983
`008/11-14 1857
`260
`##$aBoston :$b[s.n.,$c1983?]
`500
`##$aOriginal version: Pittsburg, Pa. : W'm Schuchman & Bro. Lith., [1857].
`
`r
`008/06
`008/07-10 1966
`008/11-14 uuuu
`500
`##$aReprinted from Green Howard's Gazette.
`[Original date of publication is unknown.]
`
`r
`008/06
`008/07-10 uuuu
`008/11-14 1963
`260
`##$aNew York :$b[s.n.,$cn.d.]
`500
`##$aPreviously published in 1963.
`
`s - Single known date/probable date
`Date consists of one known single date of distribution, publication, release, production, execution, writing, or a probable date that can be represented by four digits. The single
`date associated with the item may be actual, approximate, or conjectural (e.g., if the single date is uncertain). Code s is also used for a single unpublished item such as an
`original or historical graphic when there is a single date associated with the execution of the item.
`
`008/07-10 contain the date; 008/11-14 contain blanks (####).
`
`s
`008/06
`008/07-10 1977
`008/11-14 ####
`260
`##$aWashington :$bDept. of State,$c1977.
`
`s
`008/06
`008/07-10 1981
`008/11-14 ####
`260
`##$a[Darmstadt] :$bTetzlaff,$c1980 [i.e. 1981]
`
`s
`008/06
`008/07-10 1969
`008/11-14 ####
`260
`##$aLondon :$bHarcourt, World & Brace,$c[1969?]
`
`s
`008/06
`008/07-10 1983
`008/11-14 ####
`260
`##$a[Yerushalayim :$bE. Fisher,$c744 i.e. 1983 or 1984]
`[Non-Gregorian dates with no single Gregorian equivalent.]
`
`s
`008/06
`008/07-10 1946
`008/11-14 ####
`260
`##$aBerlin :$b[s.n.,$cca. 1946]
`
`s
`008/06
`008/07-10 198u
`008/11-14 ####
`260
`##$aNew York :$bHaworth,$c[198-]
`
`s
`008/06
`008/07-10 19uu
`008/11-14 ####
`260
`##$aNew York :$bS.R.A.,$c[19--]
`
`Span of dates associated with a single item of uncertain date is coded as questionable (code q). Multiple certain dates needed for a single item are coded as multiple dates
`(code m). Single or multiple dates associated with a collection are coded as either bulk dates (code k) or inclusive dates (code i).
`
`t - Publication date and copyright date
`Date of publication/release/production/execution is present in 008/07-10 and a copyright notice date or phonogram copyright notice date is present in 008/11-14. Deposit dates
`(i.e., those preceded by "D.L." (Dépot légal), etc.) may be treated as copyright dates.
`
`t
`008/06
`008/07-10 1982
`008/11-14 1949
`260
`##$aLondon :$bMacmillan,$c1982, c1949.
`
`t
`008/06
`008/07-10 2002
`008/11-14 2001
`260
`##$aNew York :$bEpic,$c2002, p2001.
`
`

`

`t
`008/06
`008/07-10 198u
`008/11-14 1979
`260
`##$aRio de Janeiro :$bDelta,$c[198-?], c1979.
`
`u - Continuing resource status unknown
`Used for continuing resources when there is no clear indication that publication of the item has ceased.
`
`008/07-10 contain a beginning date of publication; 008/11-14 contain the characters uuuu since no ending date is known.
`
`u
`008/06
`008/07-10 1948
`008/11-14 uuuu
`362
`0#$a1948-
`
`u
`008/06
`008/07-10 19uu
`008/11-14 uuuu
`500
`##$aDescription based on: 1983.
`
`u
`008/06
`008/07-10 1uuu
`008/11-14 uuuu
`[No information is contained in the source record.]
`
`| - No attempt to code
`
`07-10 - Date 1
`A date specified by the code in 008/06 (Type of date/Publication status).
`
`Determination of dates for 008/07-10 is made concurrently with the choice of code for 008/06. See the section above on 008/06 for examples and input conventions related to coded
`date information. The use of fill characters in 008/07-10, although possible, is discouraged since the data in Date 1 is used for retrieval and duplicate detection in many systems.
`When fill is used in 008/07-10, all four positions must contain the fill character.
`
`1-9 - Date digit
`
`# - Date element is not applicable
`
`u - Date element is totally or partially unknown
`
`|||| - No attempt to code
`
`11-14 - Date 2
`A date specified by the code in 008/06 (Type of date/Publication status).
`
`Determination of dates for 008/11-14 is made concurrently with the choice of code for 008/06. See the section above on 008/06 for examples and input conventions related to coded
`date information. Four fill characters (||||) are used when no attempt has been made to code these character positions.
`
`1-9 - Date digit
`
`# - Date element is not applicable
`
`u - Date element is totally or partially unknown
`
`|||| - No attempt to code
`
`15-17 - Place of publication, production, or execution
`Two- or three-character alphabetic code that indicates the place of publication, production, or execution. Place code is an authoritative-agency data element. Code from: MARC
`Code List for Countries. Choice of a MARC code is generally related to information in field 260 (Publication, Distribution, etc. (Imprint)). The code recorded in 008/15-17 is used
`in conjunction with field 044 (Country of Producer Code) when more than one code is appropriate to an item. The first code in subfield $a of field 044 is recorded in 008/15-17.
`Three fill characters (|||) may be used in place of a valid code, but their use in 008/15-17 is discouraged. The data in this field 008 data element is used for retrieval and duplicate
`detection in many systems. When fill is used in 008/15-17, all three positions must contain the fill character.
`
`Two-character codes are left justified and the unused position contains a blank (#). For items reprinted in the original print size, the code is based on the jurisdiction where the
`reprint was published and not on the jurisdiction associated with the original place of publication.
`
`For sound recordings, the code represents the place where the recording company is located. For still images that are original or historical graphics, if geographic information can
`be deduced (as with some photographs), a place code is recorded in this character position. For archival moving images, the code represents the country of producing entity from
`field 257. For mass-produced videorecordings, the code represents the place of publication in field 260 (Publication, Distribution, etc. (Imprint)).
`
`008/15-17 cau
`044
`##$acau$afr$asp$agw
`260
`##$aBurbank, Calif. :$bColumbia Tristar Home Video,$cc1996.
`[Video published in California of a film co-produced in France, Spain and Germany]
`
`008/15-17 nyu
`260
`##$a[New York ] :$bGardner & Co.,$cc1899.
`
`008/15-17 nyu
`245
`00$a[Portrait of Cyrus Patten] /$cAnson, New York.
`260
`##$c1852.
`[A single unpublished graphic item.]
`
`008/15-17 xx#
`245
`00$aVanity Fair /$cF. Depero.
`260
`##$c1930.
`[An unpublished graphic item where geographic information cannot be deduced.]
`
`

`

`008/15-17 ja#
`260
`##$aTokyo :$cShobido & Co.,$c1919.
`[A collection consisting wholly of published items.]
`
`When the place of publication/production/execution is totally unknown, code xx# is used.
`
`008/15-17 xx#
`260
`##$aS. l. :$bs.n.,$c1983.
`[Place is completely unknown]
`
`008/15-17 xx#
`245
`00$a[Hope diamond]$h[realia].
`[Field 260 is not present in the record]
`
`When more than one place is involved, the first-named jurisdiction is coded in 008/15-17. The code for the first jurisdiction is repeated in field 044 (Country of producer code),
`followed by the codes for the other jurisdictions.
`
`008/15-17 enk
`260
`##$aLondon ;$aNew York :$bAcademic Press,$c1979.
`044
`##$aenk$anyu
`
`For visual materials and music, if the work is a multi-country production, the code for the first country is recorded in 008/15-17. The code for the first country is repeated in field
`044 (Country of Producer Code), followed by the codes for countries of other bodies involved in the production. For serials and integrating resources, the country code reflects
`the place of publication of the latest issue, part or iteration. If the record is updated at a later time and the place has changed, the place of publication code is updated. For mixed
`materials, the code represents the repository where the material is assembled.
`
`xx# - No place, unknown, or undetermined
`No place of publication, production, etc. can be provided; the place is unknown, or it is undetermined. Examples of such items are: 1) naturally occurring objects; 2) ancient
`manuscripts.
`
`vp# - Various places
`Various places are associated with different parts of items, generally a collection.
`
`[aaa] - Three-character alphabetic code
`
`[aa#] - Two-character alphabetic code
`
`18-34 - Material specific coded elements
`See one of the material specific 008/18-34 sections
`
`35-37 - Language
`---------- - -
`Three-character alphabetic code that indicates the language of the item. Code from: MARC Code List for Languages. Choice of a MARC code is based on the predominant language
`of the item. Three fill characters (|||) may also be used if no attempt is made to code the language or if non-MARC language coding is preferred (and coded in field 041 (Language
`code)).
`
`For language material (i.e., books and continuing resources), the language code is based on the text of the item. The term text refers to the principle work(s) included within the
`publication, excluding the preface, introduction, foreword, appendices, etc. For computer files, the language associated with the data and/or the user interface (e.g., textual
`displays, audible output in a language) determines the code used in 008/35-37, not the programming language. (Accompanying documentation in a language other than that of the
`data and/or user interface is coded in field 041.) For maps, the language of names and text associated with the map or globe determines the code used. For music, the predominant
`language of the sung or spoken text associated with the score or sound recording is recorded in 008/35-37. For visual materials, coding depends on the type of material. For
`moving image materials, the language content is defined as the sound track, the accompanying sound, or sign language. For moving image materials with no sound or sign language
`content or, if with sound, no narration, use zxx (no linguistic content). For filmstrips and slides, code for the text on the film, the accompanying sound or the accompanying printed
`script (for works with no sound or, if with sound, no narration). For all other still images, including original or historical graphic material and opaque and non-opaque graphic
`material, and three-dimensional materials, the language content is that associa

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