Case 6:17-cv-00591-JRG Document 3 Filed 10/18/17 Page 1of1PagelD#: 283
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Tyler Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:17-cv-491
`PLAINTIFF
`
`DATEFILED
`10/18/2017
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Tyler Division
`DEFENDANT
`
`REALTIME ADAPTIVE STREAMING LLC
`
`CISCO SYSTEMS, INC.
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2018-01413
`Sony EX1002 Page1
`
`IPR2018-01413
`Sony EX1002 Page 1
`
`

`

`Case 2:17-cv-07611-SJ0-FFM Bocurient2 Fed TQ/17/17 Page lofi Page iD #226
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Central District of California
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-07611
`PLAINTIFF
`
`DATEFILED
`10/17/2017
`
`U.S. DISTRICT COURT
`Central District of California
`
`
`HOLDER OF PATENT OR TRADEMARK
`DECISION/JUDGEMENT CLERK
`
`REALTIME ADAPTIVE STREAMING LLC
`
`DEFENDANT
`
`HULU, LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2018-01413
`Sony EX1002 Page 2
`
`IPR2018-01413
`Sony EX1002 Page 2
`
`

`

`Case 1:17-cv-01520-JFB-SRF Document3 Filed 10/26/17 Page 1 of 1 PagelD #: 355
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`for the District of Delaware
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`10/26/2017
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`DEFENDANT
`
`REALTIME ADAPTIVE STREAMING LLC
`
`HAIVISION NETWORK VIDEO INC., HAIVISION
`NETWORK VIDEO CORP., AND HAIVISION KB, INC.
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2018-01413
`Sony EX1002 Page 3
`
`IPR2018-01413
`Sony EX1002 Page 3
`
`

`

`Case 6:17-cv-00549-JRG Document 3 Filed 09/27/17 Page 1of1PagelD#: 194
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Tyler Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:17cv549
`PLAINTIFF
`
`DATEFILED
`9/27/2017
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Tyler Division
`DEFENDANT
`
`REALTIME ADAPTIVE STREAMING LLC
`
`AMAZON.COM, INC. etal
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2018-01413
`Sony EX1002 Page 4
`
`IPR2018-01413
`Sony EX1002 Page 4
`
`

`

`Case 2:17-cv-07611 Document 3 Filed 10/17/17 Page lofi Page iD #:226
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDINGA PATENT OR
`
`
`
`
`
`TRADEMARK
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are herebyadvised that a court action has been
`filed in the U.S. District Court
`Central District of California
`on the following
`
`(] Trademarks or
`[fv Patents.
`{ O the patent action involves 35 USC. § 292.):
`
`
`DOCKET NO.
`DATE FILED
`US. DISTRICT COURT
`2:17-cv-07611
`10/17/2017
`Central District of California
`DEFENDANT
`PLAINTIFE
`
`
`HULU, LLC
`REALTIME ADAPTIVE STREAMING LLC
`
`
`
`
`TORS|
`OienaeeMane
`4/13/2015
`
`
`
`
`Realtime Data, LLC
`
`
`
`
`
`TC
`ee
`
`
`
`In the above-—entilled case, the following patent(s}/ trademark(s) have been included:
`
`INCLUDED BY
`[] Other Pleading
`
`
`
`aB
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`Copy 3—Upon terminationofaction, mail this copy to Director
`Copy 1—Uponinitiation ofaction, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy IPR2018-01413
`Sony EX1002 Page 5
`
`
`
`
`
`
`( Answer
`
`[1 Cross Bill
`
`LJ Amendment
`
`Tae
`PCT
`pL
`
`eo
`
`
`CU
`
`IPR2018-01413
`Sony EX1002 Page 5
`
`

`

`Case 6:17-cv-00591 Document3 Filed 10/18/17 Page 1of1 PagelD #: 283
`AQ 120 (Rev_ 08/10
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, WA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 1§ U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Tyler Division
`on the following
`
`
`[Trademarks or—[if Patents. ( C the patent action involves 35 U.S.C. § 292.).
`US. DISTRICT COURT
`
`DOCKFT NO.
`DATE FILED
`Eastern District of Texas, Tyler Division
`6:17-cv-491
`10/18/2017
`DEFENDANT
`PLAINTIFF
`
`TO:
`
`
`
`CISCO SYSTEMS, INC.
`
`REALTIME ADAPTIVE STREAMING LLC
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`REALTIME ADAPTIVE STREAMING LLC
`
`REALTIME ADAPTIVE STREAMING LLC
`
`REALTIME ADAPTIVE STREAMING LLC
`
`REALTIME ADAPTIVE STREAMING LLC
`
`
`
`
`
`sO
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`(] Amendment
`
`(4 Other Pleading
`C4 Cross Bill
`(4 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case. the following decision has been rendered or judgement issued:
`
`DECISIONSUDGEMENT
`
`(BY} DEPUTY CLERK
`
`Copy 1—Uponinitiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2018-01413
`Sony EX1002 Page 6
`
`IPR2018-01413
`Sony EX1002 Page 6
`
`

`

`Case 6:17-cv-00591 Document3 Filed 10/18/17 Page 1of1 PagelD #: 283
`
`AO 120 (Rev. 08/10
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Tyler Division
`on the following
`
`LJ Trademarksor
`(Wi Patents.
`¢ O the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:17-cv-491
`10/18/2017
`Eastern District of Texas, Tyler Division
`PLAINTIFF
`DEFENDANT
`
`
`REALTIME ADAPTIVE STREAMING LLC
`CISCO SYSTEMS,INC.
`
`
`PATENT OR
`TRADEMARKNO.
`
`
`
`DATE OF PATENT
`OR TRADEMARK
`
`Te EAIT
`;
`5
`HOLDER OF PATENT OR TRADEMARK
`
`TO:
`
`
`
`
`
`
`
`
`
`
`
`Po
`
`
`
`
`
`
`
`DATE INCLUDED
`
`PATENT OR
`
`
`
`
`
`
`In the above—entilled case, the following patent(s)/ trademark(s) have been included:
`
`
`INCLUDED BY
`
`(J Amendment
`LI Answer
`CI Cross Bill
`C] Other Pleading
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`En
`pO
`Ceee
`PU
`
`
`
`
`
`
`
`
`
`
`
`In the above—entitled ease, the following decision has been rendered or judgementissued:
`DECISIONAUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy |—Upon initiation of action, mail this copy to Director Copy 3—Upen termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2018-01413
`Sony EX1002 Page 7
`
`IPR2018-01413
`Sony EX1002 Page 7
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.Q. Box
`Rlekamatia,Viswinia 22313-1450
`www.uspto.gov
`
`14/876,276
`
`10/06/2015
`
`James J. FALLON
`
`0013.005000C
`CONFIRMATION NO. 3403
`
`151145
`Shami Messinger PLLC
`
`1000 Potomae Sect NW
`
`Fifth Floor
`Washington, DC 20007
`
`POA ACCEPTANCE LETTER
`
`000000.900,00040000
`
`Date Mailed: 11/02/2017
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 10/27/2017.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above addressas provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/\dvan/
`
`
`
`page 1 of 1
`
`IPR2018-01413
`Sony EX1002 Page 8
`
`IPR2018-01413
`Sony EX1002 Page 8
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`14/876,276
`
`10/06/2015
`
`James J. FALLON
`
`3421.005000C
`CONFIRMATION NO. 3403
`
`26111
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`1100 NEW YORK AVENUE,N.W.
`WASHINGTON, DC 20005
`
`POWER OF ATTORNEYNOTICE
`
`INOUE
`0000
`Date Mailed: 11/02/2017
`
`95186200
`
`000
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 10/27/2017.
`
`* The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new addressof record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/\dvan/
`
`
`
`page 1 of 1
`
`IPR2018-01413
`Sony EX1002 Page 9
`
`IPR2018-01413
`Sony EX1002 Page 9
`
`

`

`PTO/ALA/32B (67-133
`Doc Code: PA..
`ant mary
`POMATA/B2B
`(C7-13}
`Approved for use through 01/31/2018, OMB 0651-0035
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office, U.S:.DEPARTMENTOF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number POWEROF ATTORNEY BY APPLICANT
`
`: ihereby revoke all previous powers ofattorney given in the application identified in either the attached transmittal letter or
`t the boxes below,
`
`(Note: Camplete form PTO/AIA/82C.)
`
`(Note: Theboxes above may befeft blank if information is provided on form PTO/AIA/B2A.)
`| vl i hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/ourattorney(s) or ageni(s), and
`~
`to transact al} businessiin the United States Patent and Trademark Office connected therewith for the appliication referenced in
`OR
`
`|
`
`[hereby appoint Practitioner(s) named in the attached list (form PTOIALA/B2C) as my/our attorney(s} or agent(s}, and to transact
`all business in ihe United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/324)or identified above.
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`letter or the boxes above to:
`
`The address associated with the above-mentioned Customer Number
`OR
`
`The address associated with Customer Number: i
`|
`|
`
`
`
`OR a BoniSikAbts |
`[| Firm or
`'
`individual Name _}
`
`¢ Country
`é
`
`3 Telephone
`ANANAAAANAAAAAAAAAAIAAN
` tam the Applicant (if the Applicantis a juristic entity, list the Applicant name in the box):
`Realtime‘AdaptiveveStreamingLLC
`
`“FY inventor or Joint Inventor(title not required below)
`
` ein Who Otherwise Shows Sufficient Proprietary Interest (¢.q., a petition under 37 CFR 1.45(b){2) was grantedin the
` Sgn
`
`Legal Representative of a Deceased or Legally incapacitated Inventor {litle nat required below)
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer’s fitle if applicant is a juristic entity)
`
`afbIIGdion Or bscpacurrently being
`
`ANAANSAAAAAASRANASS
`fledwith thistocument) (provide signerstitle if applicant is a juristic entity)
`
`
`
`
`Samana AARARANAAAAAARARAARRRNS
`:
`Name
`“
`SoinAAAAAAAAAAAAAARANAND
`?
`8s
`ound
`i
`Title
`FF ANw ALus
`y Ene Ge go
`
`eanandaaneennaidegre theseenannnnnnnnnnnnnennnnnenennenennnannnnnaeiernnntRNA
`NOTE: Signature - This form must be signed bythe applicant jin accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`
`
`
`ARAANANARAINNanasamsanamammnenmnynedNMINMIIAPRIANNISNNNtcllaaaaaeaataaAAAS
`and certifications. If more than one applicant, use multiple forms.
`
`Ehotal of formsaresubmitted. y
`
`ettio obtain or retain a benefit= the public whichisto file (anc bythe
`4
`q
`ugpre toprocess) an aotcalion,: Confidentialty is govemed by 35 Ut.3c422and 37 CFR 41 and 1.14. This collection is estimated iotake 3 minutes to compiete,
`
`
`including gathering, preparing, and submitting the completed application form to the USPTO. iene will vary depending upon theindividual case, Any cornments on the amount
`of timeyou require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Cammerce, P.O. Box 1450, Alexandria, VA 22313-1456. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1458, Alexandria, VA 22313-7450.
`
`ifyou need assistance in completing the form, call 1-800-P'TO-9198 and select oP20 1 8 0 1 4 1 3
`Sony EX1002 Page 10
`
`
`
`Address
`
`;
`i
`fen!
`
`State
`
`.
`Zip
`ARANAAAAAA
`erinAAAAAAAANAARAAAAAARRARARNE
`
`1ARAREAAAMARANANANNAARSSANS®
`
`CUHRNAAANAANAS
`
`IPR2018-01413
`Sony EX1002 Page 10
`
`

`

`Doc Code: PA..
`PTO/AIA/82A (07-13)
`Approvedfor use through 01/31/2018. OMB 0651-0035
`DocumentDescription: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B)to identify the application to which the
`Power of Attorneyis directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorneyis
`directed, the Power of Attorney will not be recognized in the application.
`
`ecininweno [141676,276
`
`ingone [10-06-2018
`First Named Inventor
`James J. FALLON
`
`VIDEO DATA COMPRESSION SYSTEMS
`
`moe [2684
`BOCURE, TESFALDET
`
`SIGNATUREof Applicant or Patent Practitioner
`
`Signature
`Name
`
`/Michael Messinger/
`Michael V. Messinger
`
`Registration
`Number
`
`Title (if Applicantis a
`juristic entity)
`
`Applicant Name(if Applicantis a juristic entity)
`
`
`
`
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`[| *Total of
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
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`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`IPR2018-01413
`Sony EX1002 Page 11
`
`IPR2018-01413
`Sony EX1002 Page 11
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14876276
`
`International Application Number:
`
`Confirmation Number:
`
`3403
`
`
`
`Co
`
`Title of Invention:
`
`VIDEO DATA COMPRESSION SYSTEMS
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`126224
`
`Powerof Attorney
`
`RealtimeAdaptiveStreaming_Si
`gnedPOApdf
`
`97280022a42ca100e674a6e1074b9f555bc|
`
`$4c27
`
`IPR2018-01413
`Sony EX1002 Page 12
`
`

`

`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4.If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and mayaffect subsequent processing
`
`178367
`
`Information:
`
`Information:
`
`Powerof Attorney
`
`0013005000C_POATransmittal.
`pdf
`
`7dfd655402a7ec5a49e5c8350438df7c3fe9
`26ae
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`IPR2018-01413
`Sony EX1002 Page 13
`
`IPR2018-01413
`Sony EX1002 Page 13
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www .uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`14/876,276
`
`ISSUE DATE
`
`09/19/2017
`
`26111
`
`7590
`
`08/30/2017
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE,N.W.
`WASHINGTON, DC 20005
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9769477
`
`3421.005000C
`
`3403
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`James J. FALLON, Armonk, NY;
`Realtime Adaptive Streaming, LLC, Tyler, TX;
`Stephen J. MCERLAIN,Astoria, NY;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`IPR201 8-01 41 3
`Sony EX1002 Page 14
`
`IPR2018-01413
`Sony EX1002 Page 14
`
`

`

`Electronic Acknowsedgement Receipt
`
`ee
`
`VIDEO DATA COMPRESSION SYSTEMS
`
`a
`
`Title of Invention:
`
`Paymentinformation:
`Gammeawinrome—SSCid
`PromenttpeSid
`
`Poet’
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`IPR2018-01413
`Sony EX1002 Page 15
`
`IPR2018-01413
`Sony EX1002 Page 15
`
`

`

`Electronic Patent Application Fee Transmittal
`
`
`
`
`VIDEO DATA COMPRESSION SYSTEMS
`
`
`
`
`
`
`Title of Invention:
`
`
`
`
`
`
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`aaUSD($)
`
`Description
`
`
`
`
`[morvennewareTeTT=|
`
`
`
` ]
`Miscellaneous-Filing:
`g Cini 19836
`29..08 OX
`
`
`
`
`Basic Filing:
`
`Quantity
`
`RCE- 2ND AND SUBSEQUENT REQUEST
`
`1820
`
`1
`
`1700
`
`1700
`
`Petition:
`
`Patent-Appeals-and-interference:
`
`7 Sone ar
`
`IPR2018-01413
`Sony EX1002 Page 16
`
`IPR2018-01413
`Sony EX1002 Page 16
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`14/876,276
`
`
`
`
` FILING DATE
`
`10/06/2015
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`James J. FALLON
`
`3421.005000C
`
`3403
`
`STERNE, KESSLER, GOLDSTEIN & FOX PLLC. Le
`
`1100 NEW YORK AVENUE,N.W.
`WASHINGTON, DC 20005
`
`BOCURE, TESFALDET
`
`ART UNIT
`
`2634
`
`MAIL DATE
`
`08/04/2017
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`IPR201 8-01 41 3
`Sony EX1002 Page 17
`
`IPR2018-01413
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`
`

`

` Application No. Applicant(s)
`
`Supplemental
`14/876,276
`FALLON ETAL.
`:
`i
`i
`AIA (First Inventorto File)
`Notice of Allowability
`TESPALDET BOCURE
`3634m
`Status
`
`No
`
`aye
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. ] This communication is responsive to QPIDS and RCEfiled on 07/27/2017.
`LIA declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. [J An election was madeby the applicant in responsetoa restriction requirementsetforth during the interview on
`requirement and election have been incorporated into this action.
` 3. XJ The allowedclaim(s)is/are 1,2,4-19,21,22,24-29 and 31-33. As a result of the allowed claim(s), you may beeligible to benefit from the
`Patent Prosecution Highway program at a participating intellectual property office for the corresponding application. For more
`information, please see http:/Awww.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`; the restriction
`
`4. [J Acknowledgmentis madeof a claim for foreign priority under 35 U.S.C. § 119(a)-(d)or (f).
`
`Certified copies:
`*c) (Noneof the:
`a) All
`b)[1Some
`1. [J Certified copies ofthe priority documents have been received.
`2. CJ Certified copies of the priority documents have been received in Application No.
`3. [1 Copiesofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE?” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. J CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`
`(1)
`
`including changes required by the attached Examiner's Amendment / Commentor in the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OF and/or INFORMATIONaboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`5. K] Examiner's Amendment/Comment
`6. [] Examiner's Statement of Reasonsfor Allowance
`
`Attachment(s)
`1. [J Notice of References Cited (PTO-892)
`2. &] Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`3. (J Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. (] Interview Summary (PTO-413),
`
`Paper No./Mail Date .
`/TESFALDET BOCURE/
`Primary Examiner, Art Unit 2634
`
`7. Other
`
`.
`
`U.S. Patent and Trademark Office
`
`PTOL-37 (Rev. 08-13)
`20170802
`
`Notice of Allowability
`
`Part of Paper No./Mail Date
`
`IPR2018-01413
`Sony EX1002 Page 18
`
`IPR2018-01413
`Sony EX1002 Page 18
`
`

`

`Application/Control Number: 14/876,276
`Art Unit: 2634
`
`Page 2
`
`1.
`
`The present application is being examined underthe pre-AlA first to invent
`
`DETAILED ACTION
`
`provisions.
`
`2.
`
`This office action (Corrected/Supplemental Notice of Allowance)is in responseto
`
`the QPIDS and RCE after allowance received on 07/27/2017. The pending claims 1, 2,
`
`4-19, 21, 22, 24-29 and 31-33 are now allowed.
`
`Information Disclosure Statement
`
`3.
`
`In responseto the Information Disclosure statements (IDSs) after Allowance
`
`and before the paymentof issue fee’ received on 07/27/2017 (two IDSs received on
`
`the same date), the following action has been taken:
`
`THE PRESECUTION OF THIS CASE IS CLOSED AS OF THE DATE THE NOTICE OF
`
`ALLOWANCE WASMAILED ON 05/31/2017.
`
`The information disclosure statements (IDSs) submitted on 11/23/2016 complies
`
`with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statementis
`
`being considered by the examiner. Attached with this correspondenceis the initialed
`
`copy of the IDS.
`
`Conclusion
`
`" Note that the issue fee was paid at the same date the QPIDS wasfiled and is considered as before
`issue fee is paid.
`For some reason Examiner is unaware of, the case has been brought to his attention that the IDSs of
`11/23/2016 and Amendmentafter final not considered. Therefore, Examiner is resubmitting for the
`second time the considered IDSs of 11/23/2016 and after allowance amendment under Rule 312.
`
`IPR2018-01413
`Sony EX1002 Page 19
`
`IPR2018-01413
`Sony EX1002 Page 19
`
`

`

`Application/Control Number: 14/876,276
`Art Unit: 2634
`
`Page 3
`
`4.
`
`Anyinquiry concerning this communication or earlier communications from the
`
`examiner should be directed to TESFALDET BOCURE whosetelephone numberis
`
`(571)272-3015. The examiner can normally be reached on Mon-Th, 8:30-6:00 and 8:30-
`
`5:00 2nd Friday.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
`
`supervisor, DANIEL C. WASHBURN can bereached on (571)272-5551. The fax phone
`
`numberfor the organization wherethis application or proceeding is assigned is 571-
`
`273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for published
`
`applications may be obtained from either Private PAIR or Public PAIR. Status
`
`information for unpublished applications is available through Private PAIR only. For
`
`more information about the PAIR system, see http://pair-direct.uspto.gov. Should you
`
`have questions on accessto the Private PAIR system, contact the Electronic Business
`
`Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO
`
`Customer Service Representative or access to the automated information system, call
`
`800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`/TESFALDET BOCURE/
`Primary Examiner, Art Unit 2634
`
`/T. B./
`Primary Examiner, Art Unit 2634
`
`IPR2018-01413
`Sony EX1002 Page 20
`
`IPR2018-01413
`Sony EX1002 Page 20
`
`

`

`Application/Control No.
`
`Index of Claims
`
`14876276
`
`Applicant(s)/Patent Under
`Reexamination
`FALLON ETAL.
`
`Examiner
`
`Art Unit
`
`TESFALDET BOCURE
`
`2634
`
`Objected
`
`Appeal
`Non-Elected
`Rejected = Cancelled
`2 Allowed +|Restricted
`
`
`
`1 Claims renumberedin the sameorder as presented by applicant
`
`Ol CPA
`
`O T.D.
`
`O01
`
`#sR.1.47
`
`CLAIM
`Final
`
`DATE
`
`3 4 5 s
`
`7 8 9
`
`1 pe
`2|2|=|=|=|=|=|=[|=[|=[|=|
`Pp3s|-|=[=|=|=|=|=[|=[||
`po4|=|=[|=|=|=|=|=[|=[|=|
`P|5s|=|={|=|=|=|=|=[|=[|=|
`|6|=|={|=|=|=|=|=[|=[|=|
`[7|=|=|=[|=|=|=|=|=[=|
`poe|=|=|=|=|=|=|=|=|=
`aa
`poto|=UTceUTUeUE=UT=UT
`woof a=eT=UT=
`moot 2|=|=UTheUT=UT=UTUT=Ud
`12 2fosfeffPf
`
`29 gEEe
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20170802
`
`IPR2018-01413
`Sony EX1002 Page 21
`
`IPR2018-01413
`Sony EX1002 Page 21
`
`

`

`Application/Control No.
`Applicant(s)/Patent Under Reexamination
`
`Issue Classification|44576576 FALLON ETAL.
`
`TESFALDET BOCURE
`
`2634
`
`cPc
`
`Cc
`feito
`aTT
`foiei
`feesSCS—ieicoror
`feosOOOOiio
`Pr
`a
`
`O.G. P