MICHAEL V. MESSINGER
`DIRECTOR
`(202) 772-8667
`MIKEM@SKGF.COM
`
`December 11,2015
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Confirmation No. 3403
`Art Unit 2482
`
`Re:
`
`US. Utility Patent Application
`Appl. No. 14/876,276; Filing Date: October 6, 2015
`For: Video Data Compression Systems
`Inventors: FALLONet ai.
`Our Ref: 2855005000
`
`Commissioner:
`
`Transmitted herewith for appropriate action are the following documents:
`Preliminary Amendment Under 37 C.F.R. § 1.115;
`
`First Supplemental Information Disclosure Statement;
`Form PTO/SB/08a (1 sheet) listing 1 docurnent (US1);
`
`Form PTO/SB/08b (2 sheets). listing 12 documents (NPL1-NPL12); and
`. Copies of cited documents (NPL1-NPL11).
`
`The above-listed documents are filed electronically through EFS-WebJn the event that
`extensions of time are necessary to prevent abandonment of this patent application, then such
`extensions of time are hereby petitioned.
`The U.S. Patent and Trademark Office is hereby authorized to chargeany fee deficiency
`and any additional fees required to continue prosecution or appeal of this application (including
`issue fee, fees for net addition of claims or forwarding to appeal) or credit any overpayment to
`our Deposit Account No. 19-0036.
`
`Respectfully submitted,
`
`
`
`‘SackVv. MeSsinget”™
`Attorney for Applicant
`Registration No. 37,575
`
`MVM/MRM/afe/wef
`Enclosures
`
`2742034_}
`
`
`
`
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`IPR2018-01413
`Sony EX1002 Page 1509
`
`IPR2018-01413
`Sony EX1002 Page 1509
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C
`1100 NEW YORK AVENUE, N.W.
`WASHINGTON DC 20005 ~
`
`
`
`(Att €
`
`|
`
`NOV 17 2015
`
`Alexandria, VA 22313-1450
`www.usplo.gov
`
`
`
`
`OFFICE OF PETITIONS
`
`(Title)
`
`Doc Code: TRACK1.GRANT
`
`Decision Granting Requestfor
`Prioritized Examination
`Track | or After RCE
`
`Application No.: 14/876,276
`
`THE REQUEST FILED
`
`10/6/15 _
`
`IS GRANTED.
`
`The above-identified application has met the requirements for prioritized examination
`A.
`XX]
`for an original nonprovisional application (Track |).
`B.
`[] for an application undergoing continued examination (RCE).
`
`The above-identified application will undergo prioritized examination. The application will be
`accorded special status throughoutits entire course of prosecution until one of the following occurs:
`
`A.
`B.
`
`filing a petition for extension of time to extend the time period forfiling a reply;
`filing an amendment to amendthe application to contain more than four independent
`
`claims, more than thirty total claims, or a multiple dependentclaim;
`
`filing a request for continued examination:
`
`filing a notice of appeal;
`
`filing a request for suspension of action;
`
`mailing of a notice of allowance;
`
`mailing of a final Office action;
`
`completion of examination as defined in 37 CFR 41.102; or
`
`abandonment of the application.
`
`Telephoneinquiries with regard to this decision should be directed to Cheryl Gibson-Baylorat
`(571)272-3213, Office of Petitions.
`In his/her absence, calls may be directed to Brian W. Brown,
`(571)272-5338.
`
`.
`
`Cheryl Gibson-Baylor
`/Cheryl Gibson-Baylor/
`[Signature]
`
`Petitions Paraleqal Specialist
`
`U.S. Patent and Trademark Office
`PTO-2298 (Rev. 02-2012)
`
`IPR2018-01413
`Sony EX1002 Page 1510
`
`IPR2018-01413
`Sony EX1002 Page 1510
`
`

`

`Substitute for form 1449/PTO
`
`
`
`
`Complete if Known
`8
`
`Number
`FIBTOITO ams
`jon
`
`INFORMATIONDISCLOSURE |FilingDate__ —
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`STATEMENT BY APPLICANT |FirstNamedInventor
`cesscry}
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`ee eiuivalent of Form PTO/SB/08b {7-09)
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`| T’
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`date, page(s), volume-issue number(s), publisher, city and/or country where published
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`y3
`Realtime's Response in Opposition to the Defendants’ Joint Objections to Report and.
`: Recommendation ofMagistrate Regarding Motion for Partial Summary Judgmentof
`|
`i Invalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO. v, Packeteer, Inc.-et al,
`ENPL1
`: Civil Action No. 6:08-cv-00144-LED; U.S. District‘Court for the Eastern District:of
`:
`
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`| datedJuly27,2009,15pages.ee
`
`ply to Realtime's Response to.Blue Coat Defendants’ Objections:to Report:and
`
`Recoinniendatidn ofUnitéd States Madistrate-Judge Regarding Motion for Partial
`
`{| Summary Judgmentof Invalidity for Indefiniteness Entered June 23, 2009, in Realtime
`: Data, LLC d/b/a/LX.O v: Packeteer, Inc.et al., Civil Action No. 6:08-cv-00144-LED;
`
`_U.S.DistrictCourt for theEasternDistrictofTexas,July31,2009,3Pgs.
`
`| Realtime Data's Sur-Reply in Opposition to the Defendants’ Joint Objections to-Repert
`‘ and Recommendation of Magistrate Regarding Motion for Partial Summary Judgment
`
`
`of Invalidity for Iridefiniteness, in Realtime Data, LLG:d/b/a/EXO v. Packeteer, Inc. et
`tal, Civil Action No. 6:08-¢v-00144-LED;U:S.District Court for the Eastern District of
`
`| Texas,datedAugust3,2009,3fages.
`MAST Financial Offers Manipulation, Redistribution of Ticker III", Inside. Market. Data,
`
`Vol. 4 No. 14, September 5, 1989, 1 page.
`~Padd-onOptionsfortheXpressFiles",IntelligentCompressionTechnologies,
`! http://web.archive.org/web/1998051805341 8/ictcornpress.com/options_X.html, 1998,.2
`
`SUSESo
`
`
`+ ANDREWSet al., "A Mean-Removed Variation of Weighted Universal Vector
`| Quantization for Image Coding", IEEF, 1993, pages 302-309.
`
`~V"asserted ClaimsChartUSPatent No.6,624,761, RealtimeData, LLCD/B/AIXO|
`iv CME Group Inc.-et al. , 6:09°¢y-327sLED-JDL, 6:10-cv-246-LED-JDL, United
`PStates District Court for thé Eastern District of Texas Tyler Division, October 19,:2010,
`
`Va
`pages.
`“crcurted Clans ChanTorU.S.PatentNo.7,161,506.RealtimeData,LLCD/B/AIXOv.|
`‘ NPLS CME Group Inc:, etal. , 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States
`|
`' District Court for the Eastern District of Texas Tyler Division, October19, 2010, 5
`
`woken PARESsoso
`" Asserted Claims ChartforU.S. PatentNo.7.400.274,Realtime Data,LLCD/B/A IXO|
`hy. CME Group Ine.etal. , 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United
`States District Court for the Eastern District of Texas Tyler Division, October: 19,2010,
`
`etnawedO PEBES:
`'Asserted Claims Chart for1S.PatentNo.7,417,568,RealtimeData, LLCD/B/AIXO|
`NPL.10 pv. CME Growp Inc., et.al. , 6°092¢v-3272LED-JDL, 6:10-cv-246-LED-JDL, United
`+ States District Court for the Eastern District of Texas Tyler Division, October 19, 2010,
`
`} 13
`paves.
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`ereSeSirenSAARARRRRSENS “
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` neeattireSAARIneencnartaiipinenia sinaaltossenomnannraiaanann
`| Date
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`i Signature
`*EXAMINER:Initial if-reference considered, whether or not citation is in confotmanc¢e with MPEP .609. Draw line through citation if not in
`conformance’ and not considered. Include copy of this:form with siext communication to applicant.
` Applicant’s:tinique citation designation ‘umber(optional)..” Applicant is to placea:check mark here if English language Translation is-attached.
`
`:
`‘ NPL2
`
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`_NPLS
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`IPR2018-01413
`Sony EX1002 Page 1511
`
`IPR2018-01413
`Sony EX1002 Page 1511
`
`

`

`Substitute for form 1449/PTO
`
`
`:
`
`Equivalent of Form PTO/SB/08b (7-09:
`
`
`
`Complete if Known
`|ApplicationNumb
`“FP14/87
`
`
`~
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`(Use as many sheetsas necessary)
`
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`tw ANS
`
`
`NON PATENT LITERATURE DOCUMENTS
` ony
`oS SSAACCAROR EEE
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`Include name ofthe author (in CAPITAL. LETTERS),title of the article (when
`Cite
`Exariiner |
`appropriate),title of the item (book, magazine, journal, serial, symposium,catalog,
`
`No.’
`Initials*
`
`
`etc.); date, page(s), volume number, publisher, city and/or country where. published.
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`vstLe eeeeTeeeneeeoedeerentcect
`: Asserted Claims Chart-for'U.S. Patent No. 7,714,747, Realtime Data; LLC D/B/A EXO
`;
`
`| NPLII
`« yv. CME Group Inc:, etal. , 6:09-cv-327-LED-JDL,6:10-¢v-246-LED-JDL, United
`
`
`States District Court for the.Eastern District of Texas Tyler Division, October 19, 2010,
`
`
`
`i 19wages.
`
`
`
`| BARTON,Rich, S&P ComStock Network Character Set Definition, 19.2.KB Network,
`| Version 1.7.0, February 10, 1995, 29 pages.
`i NPLI2
`
`
`
`
`
`
`
`BEECH: W.Au,etal., "AX.25 Link Access Protocol for AmateurPacket Radio,”
`|
`NPLI3
`Version 2.2, Revision: July 1998, 143 pages.
`
`
`
`:
`. BORMANN,Carsten, "Providing Integrated Services over Low-bitrate Links," Network 4
`
`| NPLI4
`| Working Group Request for Comments: 2689, Category: Informational, September
`
`| 1999,14 pages.
`a
`es
`
`ComStock Services Pamphlet, McGraw-Hill Financial Services Company, purportedly
`published by July 19, 1995, 6 pages.
`
`
`CORMACK, Gordon V., "Data Compression on a Database System", Conimunications
`: of the ACM, Volume 28, Number 12, December, 1985, pages 1336-1342.
`
`
`DANSKIN,John Moffatt, "Compressing the x raphics Protocol: A Dissertation
`}
`
`
`| NPL17|-Presenited'to the Facult.of Princeton University in Candidacy for the Degree.of Doctor
`
`of Philosophy," January 1995, 147 pages.
`
`~~, "BataNetworksandOpen SystemCommunications,”InformationTechnology-
`Abstract Syntax Notation One (ASN.1) Specification ofBasic Notation, International
`i NPLIS
` Telecommunication Union, [TU-T Telecommunication Standardization Sector of ITU
`:
`
`
`
`§
`
`
`
`
`
`
`
`
`
`SiaeieHEShaanticineeee
`
`
`
`Defendants’ Invalidity Contentions, Realtime Data, LLC D/B/A EXO v..CME ‘Group
`i NPLAQ | Inc.et al. , 6:09-¢y-327-LED-JDL, 6710-cv-246-LED-JDL, United States District Court
`
`
`:
`for the Eastern District of Texas Tyler-Division, October 19, 2010, 19 pages.
`
`
`
`| DEGERMARK,Mikael, "IP Header Compression", Network Working Group Request
`; for Comments: 2507, Category: Standards Track, February 1999, 47 pages.
`i
`
`
`
`
`;
`
`NPL20
`
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`Dat
`|
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`|
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`Considered.
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`Signature
`|
`asainenna
`«EXAMINER:Initial if reference’ considered, whicther or not citation is in conformance with MPEP 609. Draw line through citation if not
`conformanceand.tiot Considered.‘Include copy, ofthis forrn with next-communication to applicant.
`' Applicant’s unique citation designation number (optional): ? Applicant:is to place‘a check mark here ifEnglish langtiage Translation is attached.
`
`|
`
`i
`
`in
`
`IPR2018-01413
`Sony EX1002 Page 1512
`
`IPR2018-01413
`Sony EX1002 Page 1512
`
`

`

`=.
`
`
`
`Substitutefor form 1449/PTO
`
`.
`
`STATEMENTBYAPPLICANT |
`
`(Useas many sheers asnecessary)
`
`ior
`
`JamesJ.FALLON—
`
`
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`2
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`: NPL22
`i
`
`: NPL23
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`Equivalent of Form. PTO/SB/08b (7-093
`Complete ifKnown
`
`een
`er
`|14/876,276
`aApplication}Numb,
`
`
`[October 6,2013
`INFORMATIONDISCLOSURE ©
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` poerneececesecnoninnyenwereemeryninninninnnnannrnnnannnpe tenth
`NON PATENT LITERATURE: DOCUMENTS
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`Include-nameof the author (in CAPITAL LETTERS),title of the article. (when
`\
`xaminet
`Cite
`|
`Initials*
`appropriate), title ofthe item (book, magazine,journal, serial, symposium, catalog,
`| No!
`ete.te); date,,page(s), volume numberspublisher. city.and/orcountry where:pubilished
`|
` NPL21 aDeveloper'sGuide, Version 1.0.2, S&P ComStock, February 15, 1994, 186pages.
`
`DOMANSKI,Dr. Bernie, "All the news you caneat,1, Department:IDr. Bernie's
`
`Digestions and Digressions", Demand Technology's Capacity Management Review,
`
`
`
`
`i Volume 25, No. 1,July 1997,Pages24,18-22
`
`
`EFFROS, Michelleand Philip A. Chou,"WeightedUniversal“TransformmCoding:
`
`
`| Universal Image:Compression with the Karhunen-Loeve Transform", IEEE, 1995,
`
`
`[Pages|61“64.
`
`
`_ ENGAN, Mathias, "IP Header Compression over PPP", Network Working Group
`| Request for Comments: 2509, Category: 2509, February 1999, 10 pages.
`NPL24
`
`
`i ExhibitA,‘A,Invalidity‘ClaimChartsAl-4SforU.S.Patent6,624,161,“RealtimeData,
`
`
`
`| LLC D/B/A IXO'v. CME Group Inc., et al. 6:09-cv-327-LED-JDL, 6:10-¢v-246-LED-.}
`NPL25
`
`\
`| JDL, United States District Court for‘the Eastern District of Texas Tyler Division,
`
`
`|October19,2010,616pages.
`_.
`
` ; ealtimeneData,
`
`| Exhibit B, Invalidity Claim ChartsB1-BAS‘forU.S.“Patent4,161,50
`
`
`LEC:D/B/A EXO.V, CME’GroupIne., et al. , 6:09-cv-327-LED-JDL, 6:10-cv--246-LED-
`}
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`|NPL26|SDL,UnitedStatesDistrictCourtfor‘theEasternDistrictofTexas:TylerDivision, "ExhibitbitC, nvaalidity feaimmCharis Cl-“C7,C9-C3l,31,C33-C45forU.S.Patent7,400,400,274,
`
`' Realtime Data, LEC D/B/A (XO v. CME:Group Inc.,et al. ,.6:09-ev--327-LED-AIDL,
`
`+ 6: 10-cv-246-LED-JDIy- United States District. Court for the‘astern District. ofTexas
`! NPL27
`
`| Tyler.Division,October19,2010, 1528pages.acstteeter
`| Exhibit D,‘Invalidity ClaimCharts D1“D7,D9-D45forU.S.Patent1,417,7,568,‘Realtime |
`
`: Data, LLC D/B/A 1X0 v. CME Group Inc., et al. -6:09-cv-327-LED-JDL, 6:10-ev-246-
`: NPL28
`: LED-JDL, United States District Court fortheEastern District ofTexas Tyler Division,
`
`Eo
`i . |October19, 2010,2458pages.
`—
`\Exhibit E, Invalidity Claim Charts E1-E7,“ES,9El,EL-E15, E17-E30,"E32-E45for
`
`i NPE29
`| US. Patent 7,714,747, Realtime Data, LLC D/B/A IXO v. CMEGroupInc., et al.
`|
`© 6:09-cv-327-LED-JDL, 6:10-cv-246-LED-JDL, United States District Court for the
`
`
`Eastera‘aDistrict:ofTexasTier.Division,|October19,2010,3312pages.
`
`
`‘ GREENE, Tim, "Squeeze your "Net links", NetworkWorld, Volume 14, Number 28,
`| NPL30
`July 14, 1997, pages 1 and 56.
`
`
` CORLoAARRANRRSEAAAAOIEARRANROTM NDI
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`*EXAMINER:
`Initial. if reference. considered, whether or not eitation is in conformance with MPEP 609. Draw line: through citation if-not? in
`conformancearid not considered. Include copy of this form with next:communication: to applicant.
`' Applicant’s uniquecitation designation number (optional)? Applicantis to place.a check mark here:ifEnglish language-Translation is attached.
`
`|;S
`
`‘
`
`IPR2018-01413
`Sony EX1002 Page 1513
`
`IPR2018-01413
`Sony EX1002 Page 1513
`
`

`

` sti
`¥ Substitute for form 1449/PTO
`
`
`
`
`
`Equivalent of Form PTQ/SB/08b (7-09)
`
`Complete ifKnown
`(14876276
`
`
`
` INFORMATION DISCLOSURE (FilingDate
`
`STATEMENTBY APPLICANT_fits. NamedInventor
`
`
`
`
`(Use-as many sheets asnecessary)
`
`
`
`
`
`Sheet4 of 105
`
`
`NON PATENT LITERATURE DOCUMENTS aa
`
`
`
`Examiner
`Cite
`|
`Include nameof the author (in CAPITAL LETTERS),title of the article (when
`Initials*
`i No!
`‘
`appropriate),title of the item (book, magazine, journal, serial, symposium, catalog;
`
`
`'
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`etc.), date, page(s), volume number, publisher, city and/or country where published
`
`
`NPL31
`
`-NPL32
`
`
`
`
`
`
`
`
`
`
` }
`High-performance schema-specitic compression for XML data formats," XML-
`Xpress: Product Overview,Intelligent Compression Technologies,
`http://web,archive.org/web/20020818002535/www.ictcompress.com/products_xmlxpre
`
`
`88,2001,2pages.
`HSU, William H. and Amy E. Zwarico, "Atitomatic Synthesis of Compression
`: Techniques for Heterogeneous Files," Software - Practice and Experience, Volume 25
`
`10), October 1995, pages 1097-1116.
`
`
`
`
`
`HELCK,ChristopherJ., "Encapsulatéd Ticker; Ver 1.0," July 14, 1993, 22 pages.
`
`
`
`
`"Information processing systems - Data communication - High-level data link control
`+ procedures - Frame structure", UNI ISO 3309, 1984, 11 pages.
`
`
`
`
`
`
`
`
`
`
`
`;
`3
`
`
`
`
`“Jon's RemoteScript speeds transmission", Seybold Report on Publishing Systems,
`| NPL38 Volume 22 Number 5, November 9, 1992, pages 21-23.
`
`
`
`
`
`NPL29
`i JACOBSON,V., "CompressingTCP/IPHeadersforLow-SpeedScrialLinks,"
`
`
`KULKOSKY,Victor, "Upping the Atite", Wall Stréet & Technology, Volume 11
`
`
`‘ Number5, October 1993, pages 8-11.
`3
`
`
`
`: Tostalling and Administering PPP; Edition |, Hewlett-Packard Company, 1997, 169
`| pages.
`
`
`}
`"Introducing XpressFiles”, Intelligent Compression Technologies,
`| NPL37 http://web.archive.org/web/19980518053310/ictcompress.com/xpressfiles.html, 1998,
`
`
`
`i
`
`
`1 page.
`
`
`
`| February 1990, 45 pages.
`
`
`
`
`
`
`y|
`
`| NPL40
`
`
`
`
`i Date
`‘
`Examiner
`5
`Considered
`|
`Signature
`“EXAMINER:Initial if reference considered, whether-or not citation is in conformance with MPEP 609, Draw line through citation if not in
`confortrance-and aot-consideréd. Include copy of this form with next communication to applicant.
`‘ Applicant’s nique citation designation number (optional), ? Applicantis to place a check -mark here if English language Translation is attached.
`
`S.Aene
`i
`
`IPR2018-01413
`Sony EX1002 Page 1514
`
`IPR2018-01413
`Sony EX1002 Page 1514
`
`

`

`
`
`ees
`Substitute for-form 1449/PTO.
`
`
`
`Examiner {Cite
`Initials*
`= No."
`
` Wasa
`Equivalent of Form:PTO/SB/08b 17-09+
`
`
`
`Complete if Known
`|ApplicationNumber — 14/876.276.a
`INFORMATION DISCLOSURE (FilingDate
`
`STATEMENT BY APPLICANT fist NamedInventor
`of
`
`
`enegt i
`L.
`(Use as many sheets ds necessary)
`ExaminerName
`8csiol
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`et tturna}
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`+ Attorney Docket Number
`5
`000C.
`: Sheet
`oe
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`|
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`Include nate. of the author (in CAPITAL LETTERS),title of the article (when
`appropriate), title ofthe item.(book, magazine, jouraal, serial, symposium, catalog, Pr
`
`
`|
`@tc.), date, page(s), volume number, publisher, city and/or country where published
`
`
`LIEFKE, fartmut:and Dan Suciu, "An Extensible Compressor: for XML Data,”
`‘ SIGMOD Record, Vol. 29, No. 1, March 2000, pages 57-62.
`
`
`
`
`
`
`
`
`| NPLAS
`
`
`
`
`
`NPLAS
`
`| NPL46
`
`
`
`: LIEFKE, Hartmut and Dan Suciu, Xmill: an Efficient Compressor for XML Data,
`
`
`
`| October 18, 1999, 25 pages.
`nothcaneetiPS ete
`SO
`es!
`i McGREGOR,Glenn, "The PPP Internet Protocol Control Protocol (EPCP)", Network
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`ages.
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`ViguenessChat for US.Pat.No.6,624,761,RealtimeData,LLCD/B/AIXOV.|
`| CME-GroupInc., etal. , 6:09-cv-327-LED-JDL,6:10-cv-246-LED-JDL, United States
`| District Court for the Eastera District of Texas Tyler Division, October 19, 2010, 19
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`- Obviousness ChartforUS$PatNo.7.161.806,RealtimeData,LLC D/B/A IXOv.
`: CME.Group Ine.,-et al. , 6:09-cv-327-LED-JDL,, 6:10-cv-246-LED-JDL, United States
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`| NPL48
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`* District Court-for the Eastern District of Texas Tyler Division, October 19,2010, 97
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`NPLSO
`Open Financial Exchange Specification 2,0, Initait In¢., Microsoft Corp., April 28, 2000,|
`:
`: 537 pages.
`
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`Date
`Examiner
`; Considered
`Signature
`¥EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP: 609, Draw line through citation if-not in
`conformancearid not considered. Include. copy ofthis form with next communication to ‘applicant.
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`IPR2018-01413
`Sony EX1002 Page 1515
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`INFORMATION DISCLOSURE“FilingDateOctober6,2015
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`FALLON
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary}
`“Sheet 05AttorneyDocketNumber |2855pace
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`RAND, Dave, "The PPP Coitipression Control Protocol (CCP)", Network Working
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`ROGERS, Amy, "Bandwidth Bargain IT hot on products that squeeze more out ofthe
`NPLS2
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`pipe",. Number 673, July 21, 1997, pages | and 65.
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`ROTH, Mark A. andScott J. Van Horn, "Database Compression", SIGMOD Record,
`Vol. 22, No. 3, September 1993, pages 31-39.
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`; SCHMERKEN, Ivy, "Time.Running Out for Old Technologies", Wall Street Computer
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`| "ScrollingNews", Inside MarkctData, February27, 1995, 2pages.
`| NPLS55
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`:
`: Comments: 1662, STD 51, Obsoletes 1549, Category: Standards Track, July 1994, 26
`NPLS6
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`| NPLS7
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`[Comoe Science & Engineering, April 4, 2000, 1 page.
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`"Telekurs Buys S&P Trading Systems AndIts Ticker III Feed", Inside. Market Data,
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`} "Telekurs MayDebut 128 KPS Ticker By Year's End", Inside Market Data, July 18,
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`
`| NPLOO
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`sSignature
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`is in conformance with MPEP 609: Drawtine through citation if not:
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`
`IPR2018-01413
`Sony EX1002 Page 1516
`
`IPR2018-01413
`Sony EX1002 Page 1516
`
`

`

`
`Substitute for form 1449/PTO
`
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`INFORMATION DISCLOSURE Filing
`| Octobe
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`STATEMENT BY APPLICANT
`(Use. as many sheers Gs HECesedry)
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`NON PATENT LITERATURE DOCUMENTS
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`| “Telakiits Now Catzies All Dow Jénes' News’on S6-Kbps Ticker,” Inside Market Data,
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`i NPL62 "Télekurs to:Launeli New: Int'l Feed/Internet Server", Wall Street & Technology,
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`
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`"The Technology Behind XpressFiles", Intelligent Compression Technologies,
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`1 page.
`|
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`beriethensrerstseaeeen
`TID Information: Revisions to TID Prograrn Since the Dawn of Time!!! Version 1.0,
`: 23 pages; TID Codes 1,
`1 page; TID Codés 2, 1 page, purportedly by July 19, 1995.
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`| Applicant’s unique citation designation number (optional). 2 Applicantis to.place.a check mark here if English language Translation is-attached.
`
`IPR2018-01413
`Sony EX1002 Page 1517
`
`IPR2018-01413
`Sony EX1002 Page 1517
`
`

`

`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`
`
`Substittite for form 1449/PTO
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`Exuivalent of Form PTO/SB/08b.(7-09)
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`| HOPEMAN, Ray, “Data Compressionin Digital Systerns,” Digital Multimedia
` i
`| Standards Series, Chapoian & Hall, 1997, 426 pages.
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`fa, LLC D/B/A INO v. Morgan
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`6v-247-LBSD-JOIL, 6: $O-cv-425-LEDIDL, United States District Court for the Easter
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`Pat No. 7,777.63 & RealiimeData,LLCBIA
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`| Ye Motwan Stanley, atalo @:0G-cv-3264LED-IDL, 6:10-0v-248-LEDAIDL, 6:10-cv-426.
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`PO)WO-cved2 Sel.ED-IDL, United States‘District Courtforthe Eastern District of Texas
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`Tyler Division, Rebruaty 4, 2011, 16b pages, cling Aakreet aL, US. Patent Ne.
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`*EKAMINER:Initial if reference. considered, whether or not citation is in conformance with MPEP 609, Draw line through citation if not
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`1 Applicant’s unique citation designation number (optional).? Applicant is to place-a check mark here ifEnglish language Sranslation is:attached.
`
`
`
`IPR2018-01413
`Sony EX1002 Page 1518
`
`IPR2018-01413
`Sony EX1002 Page 1518
`
`

`

`saitennaie
`Substitute for form 1449/PTO
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`inte
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`Equivatent of Form PTO/SB/08b (7-09;
`Complete ifKnown
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`Initials*
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`STATEMENT BY APPLICANT FdamesJ,FALLON_
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`(Use'as many sheeis‘as necessary)aesNumber|2855.005000ChieeeenenneneeADODOOONNIS
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`NON PATENT LYEERATURE BOCUMENTS
`oak
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`Include namecofthe.author (in.CAPIFAL LETTERS),.title of-the article (when
`appropriate), title.ofthe item (book, magazine, journal, serial, symposium,.catalog,
`ete.), dates page(s). volume number, publisher, city and/or country where published
`Exhibita“PriorArtChartforU.S.Pat.No.4,171,651, Realtime‘Data,LLCD/B/A1XO
`Ve Morgan Stanley;et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL, 6:10-cv-426-
`LED-JDL,. Realtime Data, LLC D/B/A IXO.v. CME Group Inc., et al., 6:09-¢v-327-
`
`LEDIDI.;6:10-cv-246-LED-JDL; 6:10-cv-424-LED-JDL, Realtime Data, LLC D/B/A
`i [XO Thomson Reuters Corp., et al.; 6:09-cv-333-LED-JDL, 6:10-¢v-247-LED-JDL,
`| 6: 10sev-425-LED-IDL, United StatesDistrict Court for the Eastern District'of Texas
`| Tyler. Division, February4, 2011, 95 pages, citing B. Andrews, P. Chou, M. Effros and
`| R.Gray:"A Mean-Removed Variation of Weighted Universal Vector Quantization for
`
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`_|bmage|Coding," IEEE.0-818
`3,302-309 (1993).
`Exhibit 4, Prior“AttChartChartfor S.
`. 7,777,651, 144pages,“Realtime Data,‘LLC
`
`|
`D/B/A IXO v..Morgan Stanley, et al., 6:09-cv-326-LED-JDL, 6;10-cv-248-LED-JDL,
`: 6:10:¢v-426-LED-JDL, Realtime Data, LLC D/B/A [XO ¥. CME GroupInc., et al.,
`| 6:092¢V2327-LED-JDL, 6:10-cv-246-LED-JDL, 6:10-cv-424-LED-JDL,Realtime Data,
`247-LED-JDL, 6:10-cv-425-LED-IDL, United States District Court forthe Eastern
`-Pistrict.of Texas Tyler Division, February:4, 2011, citing Barnesetval., U.S.-Patent No.
`
`
`6,792,151.
`
`Exhibit 5, PriorArtChartforU.S.Pat.No.7,TT,651, 216.P ges,“Realtime Data, LLC
`
`. D/B/A 1XO vy. Morgan Stanley, et al., 6:09-cv-326-LED-JDL,6:10+ev-248-LED-JDL,
`| 6:10:¢v-426-LED-JDL,RealtimeData,LLCD/B/AIXOv. CMEGroup Inc.,etal.,
`6:0926V2327-LED-JDL, 6: 102cv:246-LED-JDE, 6:10-ev-424-LED-JDL, Realtime Data,
`| LLC. D/B/A. 1X0 'v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6710-cv-
`247LED-IDE,6:[0-cv2425-LED-IDL, United States District Court forthe Eastern
`: District of Texas Tyler Division, February:4, 20 11, citing. Birdwell et al., U.S. Patent
`
`
`No:6,032,197.
`
`xhibit 6, Prior Art ChartforU.'S.Pat.No.%777,651,"257pagespages,“Realtime‘Data, LLC
`
`: D/B/A EXO v. Morgan Stanley,et al., 6:09-¢v-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6: {0-cv-426-LED-IDL,-Realtime Data, LLC D/B/A EXO v. CME Group Inc., et al.,
`6:09-cv-327-LED-JDL; 6:10-cv-246+LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data;
`LLC D/B/A IXO v. Thomson Reuters Corp., et al., 6:09-cv-333-LED-JDL, 6:10-cy-
`247-LED-JDL, 6:10-cv-425-LED-JDL, United States District Court for the Eastern
`‘ District of Texas. Tyler Division, February 4, 2011, citing Bledsoe, U-S. Patent No:
`
`Ay646,061,
`TExhibit7, PriorArt ChartforU.'S.Pat. No. 7,No.7,771651,“169:pages,,Realtime Data,LLC
`| D/B/A IXO v. Morgan Stanley,:et al., 6:09-cv-326-LED-JDL, 6:10-cv-248-LED-JDL,
`6:10-cv-426«LED-JDL, Realtime Data, LLC D/B/A [XO v. CME Group Inc,,-et al.,
`6:09-cv-327-LED-JDL, 6:10-¢v-246-LED-JDL, 6:10-cv-424-LED-JDL, Realtime Data,
`LLC D/B/A IXO-v. Thomson Reuters Corp., ét al.,.6:09-¢v-333-LED-JDL, 6:10-cv-
`947-LED-JDL, 6: